Contributing to evidence-based Policy making Ranjitha Puskur, ILRIBerhanu Adenew, Ethiopian Economic AssociationNile Basin Development ChallengeScience and Reflection WorkshopAddis Ababa, 4-6 May 2011
Policy making process in Ethiopia Policy priorities are led by the government’s visionsagriculture and rural centred development (ADLI)Poverty reduction and food securityCommercialization, export promotionThe Ministry of Finance and Economic Development (MoFED) formulates macro policies while line ministries formulate sectoral policies. Policy making in Ethiopia is a government’s  domain (less space for private sector, CSOs/ NGOs, farmers institutions);Participation has been largely lacking, but gradually emerging
Policy making process and constraints Policy making process is less known for taking evidence from grassroots or research and (through M&E)Lack of adequate and current datasetsLack of adequate analytical skills, models and knowledgeLack of independence in policy analysis, i.e., bias towards promoting only government or donors’ interest Lack of informed debate among the various stakeholdersWeak networking between the different stakeholders
Relevant policies …..policies have been adopted , adapted and under implementation over the last two decades government intervenes in the areas of its comparative advantagepolicy elements/components relevant to RMS and water management spread over a number of policies
The ODI RAPID Framework(Court and Young 2003)The Context – political, social and economic structures, political processes, institutional pressures, incremental vs radical change etc.External Influences Geopolitical, economic and cultural influences; donor policies, etcThe Links between policyand research communities – networks, relationships, power,    competing discourses, trust, knowledge etc.The Evidence – credibility, the degree it  challenges received wisdom,  research approaches and  methodology, simplicity of the message, how it is packaged etc
Political Context: Key AreasThe macro political context (democracy, governance, media freedom; academic freedom) The sector / issue process (Policy uptake = demand – contestation) 	  [NB Demand: political and societal]How policymakers think (narratives & policy streams)Policy implementation and practice (bureaucracies, incentives, street level, room for manoeuvre, participatory approaches)Decisive moments in the policy process (policy processes, votes, policy windows and crises)(Court and Young 2003)
Evidence: Relevance and credibilityKey factor – did it provide a solution to a problem? Relevance:Topical relevance – What to do? Operational usefulness – How to do it? :Credibility: Research approachOf researcher > of evidence itselfStrenuous advocacy efforts are often neededCommunication(Court and Young 2003)
Links: Feedback and NetworksFeedback processes often prominent in successful casesTrust & legitimacyNetworks:Epistemic communities – knowledge-based experts and claim possession of policy relevant knowledgePolicy networks – few actors, close working relations, development and delivery of policiesAdvocacy coalitions – develop stronger public image, bring together diverse resources and ideasThe role of individuals: connectors, mavens and salesmen(Court and Young 2003)
Policy EntrepreneursSimon Maxwell - ODIStorytellersNetworkersEngineersFixers
So what do we need to do? Get to know the policymakers.
Identify friends and foes.
Prepare for policy opportunities.
Look out for policy windows.
Work with them – seek commissions
Strategic opportunism – prepare for known events + resources for others
Who are the policymakers?
Is there demand for ideas?
What is the policy process?
Establish credibility
Provide practical solutions
Establish legitimacy.

Contributing to evidence-based policy making

  • 1.
    Contributing to evidence-basedPolicy making Ranjitha Puskur, ILRIBerhanu Adenew, Ethiopian Economic AssociationNile Basin Development ChallengeScience and Reflection WorkshopAddis Ababa, 4-6 May 2011
  • 2.
    Policy making processin Ethiopia Policy priorities are led by the government’s visionsagriculture and rural centred development (ADLI)Poverty reduction and food securityCommercialization, export promotionThe Ministry of Finance and Economic Development (MoFED) formulates macro policies while line ministries formulate sectoral policies. Policy making in Ethiopia is a government’s domain (less space for private sector, CSOs/ NGOs, farmers institutions);Participation has been largely lacking, but gradually emerging
  • 3.
    Policy making processand constraints Policy making process is less known for taking evidence from grassroots or research and (through M&E)Lack of adequate and current datasetsLack of adequate analytical skills, models and knowledgeLack of independence in policy analysis, i.e., bias towards promoting only government or donors’ interest Lack of informed debate among the various stakeholdersWeak networking between the different stakeholders
  • 4.
    Relevant policies …..policieshave been adopted , adapted and under implementation over the last two decades government intervenes in the areas of its comparative advantagepolicy elements/components relevant to RMS and water management spread over a number of policies
  • 5.
    The ODI RAPIDFramework(Court and Young 2003)The Context – political, social and economic structures, political processes, institutional pressures, incremental vs radical change etc.External Influences Geopolitical, economic and cultural influences; donor policies, etcThe Links between policyand research communities – networks, relationships, power, competing discourses, trust, knowledge etc.The Evidence – credibility, the degree it challenges received wisdom, research approaches and methodology, simplicity of the message, how it is packaged etc
  • 6.
    Political Context: KeyAreasThe macro political context (democracy, governance, media freedom; academic freedom) The sector / issue process (Policy uptake = demand – contestation) [NB Demand: political and societal]How policymakers think (narratives & policy streams)Policy implementation and practice (bureaucracies, incentives, street level, room for manoeuvre, participatory approaches)Decisive moments in the policy process (policy processes, votes, policy windows and crises)(Court and Young 2003)
  • 7.
    Evidence: Relevance andcredibilityKey factor – did it provide a solution to a problem? Relevance:Topical relevance – What to do? Operational usefulness – How to do it? :Credibility: Research approachOf researcher > of evidence itselfStrenuous advocacy efforts are often neededCommunication(Court and Young 2003)
  • 8.
    Links: Feedback andNetworksFeedback processes often prominent in successful casesTrust & legitimacyNetworks:Epistemic communities – knowledge-based experts and claim possession of policy relevant knowledgePolicy networks – few actors, close working relations, development and delivery of policiesAdvocacy coalitions – develop stronger public image, bring together diverse resources and ideasThe role of individuals: connectors, mavens and salesmen(Court and Young 2003)
  • 9.
    Policy EntrepreneursSimon Maxwell- ODIStorytellersNetworkersEngineersFixers
  • 10.
    So what dowe need to do? Get to know the policymakers.
  • 11.
  • 12.
    Prepare for policyopportunities.
  • 13.
    Look out forpolicy windows.
  • 14.
    Work with them– seek commissions
  • 15.
    Strategic opportunism –prepare for known events + resources for others
  • 16.
    Who are thepolicymakers?
  • 17.
    Is there demandfor ideas?
  • 18.
    What is thepolicy process?
  • 19.
  • 20.
  • 21.
  • 22.
  • 23.
  • 24.
  • 25.
  • 26.
    Pilot projects togenerate legitimacy
  • 27.
  • 28.
    What is thecurrent theory?
  • 29.
    What are thenarratives?
  • 30.
  • 31.
    Get to knowthe others
  • 32.
  • 33.
  • 34.
  • 35.
  • 36.
    Identify key networkers,mavens and salesmen.
  • 37.
  • 38.
    Who are thestakeholders?
  • 39.
  • 40.
    Who are theconnectors, mavens and salesmen?(Court and Young 2003)
  • 41.
    CommunicationScience often explainsthe familiar in terms of the unfamiliar – Lewis Wolpertresearchers are often not good at communicating what they know, and what they think should happen, to the people who make the decisions speak naively of policy issues, demonstrate little or no awareness of current policyover-technical, and often need drastic editing to make the outputs readable and understandable to key players
  • 42.
    CommunicationResearch can onlyaffect policy in a significant way if it is appropriately communicatedResearch results need to be well understood by key stakeholders and have to reach them before decisions have been takenMultiple approaches need to be pursuedCommunications to be pursued as a continuous activity between key stakeholder groups and researchers
  • 43.
    CommunicationClear strategyIntensive efforts- resourcesPackagingInteractiveMultiple approachesSeeing is believing
  • 44.
    Know your messagesContext,location and time specific messagesSome broad-themed messagesKnow your audiencePrimary - organizations with which the project deals directly and presumably will have mandates to scale-up and scale-out the outcomes of the projectSecondary - entities and communities the project usually reaches through the facilitation of the primary audience members
  • 45.
    A continual dialoguethrough a variety of communications vehicles – stickiness factorPersonal dialogues with national policy makersEngagement with mass media to influence policy making via public opinion and its shapers
  • 46.
    Communications spectrumPrinted materialProjectBrochureProject NewsletterWorking Paper SeriesSuccess Stories SeriesCommodities SheetsRegular articles (a weekly or monthly column) in local newspapers
  • 47.
    Communications spectrumElectronic MediaProjectwebsitee-NewsletterSuccess clips - video productionRegular program on national or regional radioPublic service announcements (Regular 1, 2, or 3 minute radio or TV spots that communicate a single message repeatedly – something like an advert with a twist)
  • 48.
    Communications spectrumEventsStakeholder ConferencesAgriculturalTechnology WorkshopsBoard MeetingsExecutive Group MeetingsResearch Management GroupSponsorship of Annual Awards for Best Performing Woredas, Farmers, Private SectorSponsoring a permanent showcase (Agricultural Hall of Fame)
  • 49.
    Communications spectrumGovernment RelationsInformalOne-to-one MeetingsSponsorship of portions of targeted government events, meetings
  • 50.
    How do weensure our evidence is credible, relevant. practical and operationally useful?How and what kind of feedback processes and networks should we develop to communicate our messages?What kind of communication vehicles would be most appropriate for communicating research to policy makers in the Ethiopian NBDC context?How do we go about understanding policy better? Are we aware of key decision moments?
  • 51.

Editor's Notes

  • #3 Not a linear processA chaos of purposes and accidents
  • #7 Context: Demand & ContestationThe degree of demand and contestation matter greatly. Demand:Policymaker demand: (eg – initiating a review)Societal demand: (focus on problems)Contestation: Ideology / NarrativeVested Interests In virtually all cases: Policy uptake = demand – contestationEvidence can change the policy narrative(Need to think about how they can work to increase demand and reduce contestation.)
  • #10 Inspire and informone of the principal ways that practitioners, bureaucrats and policy-makers articulate and make sense of complex realities is through simplified stories or scenarios. powerful stories which help us to get over to policy-makers what the problem is and what the solution might be. Networkers – policy making happens within a small group of people ho know each other and interact – within the tent or outside the tent – Engineers – street level bureaucracy –implementation gap – work not just with policy makers, but also the implementers - being engaged on the ground and not just sitting in a laboratory. Researchers need to become practically involved in testing their ideas if they expect policy makers to heed their recommendations.Fixers – when to make your pitch and whom , based on a sound understanding of the policy processWe use them one or more at different timesNot either or – need all skills – can’t be adept at all – need a team with such skills