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HOW DOES RISING RURAL POPULATION DENSITY 
AFFECT SMALLHOLDER AGRICULTURE? 
EVIDENCE FROM ETHIOPIA, KENYA & MALAWI 
Milu Muyanga, J. Ricker-Gilbert , D. Headey, A. L. 
Josephson, T.S. Jayne 
Presentation at the Food Seminar at IFPRI, September 4, 2014, 
IFPRI Headquarters , Washington DC, USA 
10 
Photo: Christiaensen and Demery (2007)
Motivation 
• Population densities in many sub-Saharan Africa are 
much higher than they were two decades ago 
• The rising rural population densities are profoundly 
affecting farming systems 
• Diminishing land sizes and limited scope of accessing land 
• Limited off-farm opportunities 
• Are increasing population densities inducing innovations 
aimed at intensifying the use of land? 
• Consistent with the induced innovation theories of Boserup (1965) 
and Ruttan and Hayami (1971) 
9
Total rural population projections 
Source: UN Pop Council, 2013 
8
Increasing land conflicts-Newspaper Headlines 
Local analysts point to historical land 
injustices as the main cause of the 2007 
post-election violence and the 2014 
killings in the coastal region of Kenya 
7
Effects of population density on smallholder-intensification– 
analytical framework 
6
Data sources 
• Ethiopia: 6 waves of household-level data from the Ethiopian Rural 
Household Surveys covering 1293 households 
• Kenya: 5 waves of panel survey data on 1,146 farm households 
• Malawi: 3 waves of rural farm households; only 1375 households 
were re-interviewed in the last wave 
• Geographic Information Systems: Population and land estimates data 
came from two GIS databases: 
• Global Rural–Urban Mapping Project (GRUMP) 
• GlobCover 2009 
5
RESULTS: ETHIOPIA 
4 
Household landholding /adult equivalent 
by population density 
Kilogram of fertilizer used/ha, by 
population density
RESULTS: KENYA 3 
Figure 1: Fertilizer quantities applied per hectare cultivated 
100 150 200 250 
50 
actual simulated 
25% 50% 75% 95% 
0 250 500 750 1000 
persons/sq km 
Figure 2: Total value of cash expenditures per ha cultivated 
10 12 14 16 18 
8 
'000KSh/ha 
actual simulated 
25% 50% 75% 95% 
0 250 500 750 1000 
persons/sq km 
Figure 4: Net crop income per hectare cultivated 
20 40 60 80 
actual simulated 
25% 50% 75% 95% 
0 250 500 750 1000 
persons/sq km 
Figure 5: Net crop income per family labor (resident adults) 
15 20 25 30 35 
'000KSh 
actual simulated 
25% 50% 75% 95% 
0 250 500 750 1000 
persons/sq km
RESULTS: MALAWI 2 
Fertilizer kg/ha, by pop. den. Gross value of crop output/ha, by pop. den. 
Farm Income per Adult Equivalent, by pop. den. Value of assets/adult equivalent, by pop. den. 
25th percentile 
50th percentile 
75th percentile 
99th percentile 
0 
1000 2000 3000 4000 
0 200 400 600 
population / square km of land
Summary of findings 
• Rural population density is projected to increase by 48% in sub- 
Saharan Africa in the next 35 years 
• Population density is endogenous- what are the drivers of population 
density in sub-Saharan Africa? 
• Rising population densities are influencing household behavior and 
farming systems in sub-Saharan Africa 
• Intensification is not possible beyond some population density thresholds 
• 13% of the rural population in Kenya live in areas beyond the thresholds 
• Our results do not explain the reasons for the decline in agricultural 
intensification 
• Signs of unsustainable agricultural intensification– reduced fallows; soil 
mining, etc. 
1
Acknowledgements 
0
How Does Rising Rural Population Density Affect Smallholder Agriculture? Milu Muyanga

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How Does Rising Rural Population Density Affect Smallholder Agriculture? Milu Muyanga

  • 1. HOW DOES RISING RURAL POPULATION DENSITY AFFECT SMALLHOLDER AGRICULTURE? EVIDENCE FROM ETHIOPIA, KENYA & MALAWI Milu Muyanga, J. Ricker-Gilbert , D. Headey, A. L. Josephson, T.S. Jayne Presentation at the Food Seminar at IFPRI, September 4, 2014, IFPRI Headquarters , Washington DC, USA 10 Photo: Christiaensen and Demery (2007)
  • 2. Motivation • Population densities in many sub-Saharan Africa are much higher than they were two decades ago • The rising rural population densities are profoundly affecting farming systems • Diminishing land sizes and limited scope of accessing land • Limited off-farm opportunities • Are increasing population densities inducing innovations aimed at intensifying the use of land? • Consistent with the induced innovation theories of Boserup (1965) and Ruttan and Hayami (1971) 9
  • 3. Total rural population projections Source: UN Pop Council, 2013 8
  • 4. Increasing land conflicts-Newspaper Headlines Local analysts point to historical land injustices as the main cause of the 2007 post-election violence and the 2014 killings in the coastal region of Kenya 7
  • 5. Effects of population density on smallholder-intensification– analytical framework 6
  • 6. Data sources • Ethiopia: 6 waves of household-level data from the Ethiopian Rural Household Surveys covering 1293 households • Kenya: 5 waves of panel survey data on 1,146 farm households • Malawi: 3 waves of rural farm households; only 1375 households were re-interviewed in the last wave • Geographic Information Systems: Population and land estimates data came from two GIS databases: • Global Rural–Urban Mapping Project (GRUMP) • GlobCover 2009 5
  • 7. RESULTS: ETHIOPIA 4 Household landholding /adult equivalent by population density Kilogram of fertilizer used/ha, by population density
  • 8. RESULTS: KENYA 3 Figure 1: Fertilizer quantities applied per hectare cultivated 100 150 200 250 50 actual simulated 25% 50% 75% 95% 0 250 500 750 1000 persons/sq km Figure 2: Total value of cash expenditures per ha cultivated 10 12 14 16 18 8 '000KSh/ha actual simulated 25% 50% 75% 95% 0 250 500 750 1000 persons/sq km Figure 4: Net crop income per hectare cultivated 20 40 60 80 actual simulated 25% 50% 75% 95% 0 250 500 750 1000 persons/sq km Figure 5: Net crop income per family labor (resident adults) 15 20 25 30 35 '000KSh actual simulated 25% 50% 75% 95% 0 250 500 750 1000 persons/sq km
  • 9. RESULTS: MALAWI 2 Fertilizer kg/ha, by pop. den. Gross value of crop output/ha, by pop. den. Farm Income per Adult Equivalent, by pop. den. Value of assets/adult equivalent, by pop. den. 25th percentile 50th percentile 75th percentile 99th percentile 0 1000 2000 3000 4000 0 200 400 600 population / square km of land
  • 10. Summary of findings • Rural population density is projected to increase by 48% in sub- Saharan Africa in the next 35 years • Population density is endogenous- what are the drivers of population density in sub-Saharan Africa? • Rising population densities are influencing household behavior and farming systems in sub-Saharan Africa • Intensification is not possible beyond some population density thresholds • 13% of the rural population in Kenya live in areas beyond the thresholds • Our results do not explain the reasons for the decline in agricultural intensification • Signs of unsustainable agricultural intensification– reduced fallows; soil mining, etc. 1