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Introduction to Information Security
Objectives
 Understand the definition of information security
 Understand the critical characteristics of information
 Understand the comprehensive model for information
security
 Outline the approaches to information security
implementation
 Outline the phases of the security systems development
life cycle
 Understand the key terms of information security

Loganathan R @HKBKCE

2
Introduction
 Information security: a “well-informed sense of
assurance that the information risks and controls are in
balance.” —James Anderson, Inovant (2002)
 The practice of defending information from unauthorized
access, use, disclosure, disruption, modification,
perusal, inspection, recording or destruction.

Loganathan R @HKBKCE

3
The History of Information Security
 Began immediately after the first mainframes were
developed
 Groups developing code-breaking computations during
World War II created the first modern computers
 Physical controls to limit access to sensitive military
locations to authorized personnel
 Rudimentary in defending against physical theft,
espionage, and damage
Loganathan R @HKBKCE

4
What is Security?
 “The quality or state of being secure—to be free from danger”
 A successful organization should have multiple layers of security in
place:
 Physical security-Product the Physical items, object or areas from
unauthorized access and misuse

 Personal security-Protection

to personal who authorized to access

organization and its operation

 Operations security-Protection

of the details of particular operation or

activities

 Communications security-Protection

of organizations communication

media, technology and content

 Network security-Protection

of Networking Components, Connections and

Contents

 Information security-Protection of information and its Critical elements
Loganathan R @HKBKCE

5
What is Information Security?
 The protection of information and its critical elements,
including systems and hardware that use, store, and
transmit that information
 Necessary tools: policy, awareness, training, education,
technology
 C.I.A. triangle was standard based on confidentiality,
integrity, and availability
 C.I.A. triangle now expanded into list of critical
characteristics of information
Loganathan R @HKBKCE

6
Loganathan R @HKBKCE

7
Components of Information Security

Loganathan R @HKBKCE

8
Critical Characteristics of Information
 The value of information comes from the characteristics it
possesses(Defined by CIA Triangle):
 Availability : Enables authorized users or computers to
access information without interference or obstruction and
to receive it in the required format
 Accuracy : When it is free from mistakes or errors and it
has the value that user expects [Bank Balance]
 Authenticity : The Quality or State of being genuine or
Original, rather than a Reproduction or Fabrication [Email
spoofing]

Loganathan R @HKBKCE

9
Critical Characteristics of Information Contd…
 Confidentiality : Prevented from the disclosure or
exposure to unauthorized individuals or systems [bits & pieces
of info / Salami theft]

 Integrity : It is Whole, complete and uncorrupted [file hashing]
 Utility : The quality or state of having value for some
purpose or end
 Possession: The quality or state of having ownership or
control of some object or item

Loganathan R @HKBKCE

10
NSTISSC Security Model
 National Security Telecommunications, and Information Systems Security
Committee
 Model for Information Security and is becoming Evaluation Standard
 27 Cells representing areas that must be addressed n the security process
 A control / safeguard that addresses the need to use Technology to protect
the Integrity of information while in Storage
Approaches to Information Security
Implementation: Bottom-Up Approach
 Grassroots effort: systems administrators attempt to
improve security of their systems
 Key advantage:
administrators

technical

expertise

of

individual

 Seldom works, as it lacks a number of critical features:
 Participant support
 Organizational staying power

Loganathan R @HKBKCE

12
Approaches to Information Security
Implementation: Top-Down Approach
 Initiated by upper management
 Issue policy, procedures and processes
 Dictate goals and expected outcomes of project
 Determine accountability for each required action

 The most successful also involve formal development
strategy referred to as systems development life cycle

Loganathan R @HKBKCE

13
Approaches to Information Security
Implementation Contd…

Loganathan R @HKBKCE

14
The Security Systems Development Life Cycle
 The same phases used in traditional SDLC may be adapted to support
specialized implementation of an IS project
 Identification of specific threats and creating controls to counter them
 SecSDLC is a coherent program rather than a series of random, seemingly
unconnected actions

SDLC Waterfall Method

Loganathan R @HKBKCE

15
Phase 1:Investigation
 Management Identifies process, outcomes, goals, budget
and constraints of the project
 Begins with enterprise information security policy
 Outline project scope and goals
 Estimate cost
 Organizational feasibility analysis is performed

Loganathan R @HKBKCE

16
Phase 2:Analysis
 Documents from investigation phase are studied
 Analyzes existing security policies or programs, along
with documented current threats and associated controls
 Study integration new system with existing system
 Includes analysis of relevant legal issues that could
impact design of the security solution
 The risk management task begins
Loganathan R @HKBKCE

17
Phase 3:Logical Design
 Creates and develops blueprints for information security
 Incident response actions planned:
 Continuity planning
 Incident response
 Disaster recovery

 Feasibility analysis to determine whether project should
continue or be outsourced
Loganathan R @HKBKCE

18
Phase 4:Physical Design
 Needed security technology is evaluated, alternatives
generated, and final design selected
 Develop definition of successful solution
 At end of phase, feasibility study determines readiness of
the project Implementation

Loganathan R @HKBKCE

19
Phase 5:Implementation
 Security solutions are acquired, tested, implemented, and
tested again
 Personnel issues evaluated; specific training and
education programs conducted
 Entire tested package is presented to management for
final approval

Loganathan R @HKBKCE

20
Phase 6:Maintenance and Change
 Perhaps the most important phase, given the everchanging threat environment
 Often, reparation and restoration of information is a
constant duel with an unseen adversary
 Information security profile of an organization requires
constant adaptation as new threats emerge and old
threats evolve

Loganathan R @HKBKCE

21
Key Terms[Terminology]
 Access-a

subject or object’s ability to use, manipulate, modify, or affect another
subject or object

 Asset - the organizational resource that is being protected.
 Attack - an act that is an intentional or unintentional attempt to cause damage
or compromise to the information and/or the systems that support it.

 Control, Safeguard or Countermeasure

security mechanisms,
policies or procedures that can successfully counter attacks, reduce risk, resolve
vulnerabilities, and otherwise improve the security within an organization
-

 Exploit – to take advantage of weaknesses or vulnerability in a system
 Exposure - a single instance of being open to damage.
 Hacking - Good: to use computers or systems for enjoyment; Bad: to illegally gain
access to a computer or system

 Object

- a passive entity in the information system that receives or contains

information

 Risk- the probability that something can happen.
Loganathan R @HKBKCE

22
Key Terms[Terminology]
 Security Blueprint

- the plan for the implementation of new security

measures in the organization

 Security Model

- a collection of specific security rules that represents the

implementation of a security policy

 Security Posture or Security Profile-

a general label for the
combination of all policy, procedures, technology, and programs that make up the
total security effort currently in place

 Subject - an active entity that interacts with an information system and causes
information to move through the system for a specific end purpose

 Threats

a category of objects, persons, or other entities that represents a
potential danger to an asset.
-

 Threat Agent -a specific instance or component of a more general threat
 Vulnerability- weaknesses or faults in a system or protection mechanism that
expose information to attack or damage
Loganathan R @HKBKCE

23
Summary
 Information security is a “well-informed sense of assurance that
the information risks and controls are in balance.”
 Computer security began immediately after first mainframes were
developed
 Successful organizations have multiple layers of security in place:
physical, personal, operations, communications, network, and
information.
 Security should be considered a balance between protection and
availability
 Information security must be managed similar to any major system
implemented in an organization using a methodology like
SecSDLC
Loganathan R @HKBKCE

24

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Introduction to Information Security

  • 2. Objectives  Understand the definition of information security  Understand the critical characteristics of information  Understand the comprehensive model for information security  Outline the approaches to information security implementation  Outline the phases of the security systems development life cycle  Understand the key terms of information security Loganathan R @HKBKCE 2
  • 3. Introduction  Information security: a “well-informed sense of assurance that the information risks and controls are in balance.” —James Anderson, Inovant (2002)  The practice of defending information from unauthorized access, use, disclosure, disruption, modification, perusal, inspection, recording or destruction. Loganathan R @HKBKCE 3
  • 4. The History of Information Security  Began immediately after the first mainframes were developed  Groups developing code-breaking computations during World War II created the first modern computers  Physical controls to limit access to sensitive military locations to authorized personnel  Rudimentary in defending against physical theft, espionage, and damage Loganathan R @HKBKCE 4
  • 5. What is Security?  “The quality or state of being secure—to be free from danger”  A successful organization should have multiple layers of security in place:  Physical security-Product the Physical items, object or areas from unauthorized access and misuse  Personal security-Protection to personal who authorized to access organization and its operation  Operations security-Protection of the details of particular operation or activities  Communications security-Protection of organizations communication media, technology and content  Network security-Protection of Networking Components, Connections and Contents  Information security-Protection of information and its Critical elements Loganathan R @HKBKCE 5
  • 6. What is Information Security?  The protection of information and its critical elements, including systems and hardware that use, store, and transmit that information  Necessary tools: policy, awareness, training, education, technology  C.I.A. triangle was standard based on confidentiality, integrity, and availability  C.I.A. triangle now expanded into list of critical characteristics of information Loganathan R @HKBKCE 6
  • 8. Components of Information Security Loganathan R @HKBKCE 8
  • 9. Critical Characteristics of Information  The value of information comes from the characteristics it possesses(Defined by CIA Triangle):  Availability : Enables authorized users or computers to access information without interference or obstruction and to receive it in the required format  Accuracy : When it is free from mistakes or errors and it has the value that user expects [Bank Balance]  Authenticity : The Quality or State of being genuine or Original, rather than a Reproduction or Fabrication [Email spoofing] Loganathan R @HKBKCE 9
  • 10. Critical Characteristics of Information Contd…  Confidentiality : Prevented from the disclosure or exposure to unauthorized individuals or systems [bits & pieces of info / Salami theft]  Integrity : It is Whole, complete and uncorrupted [file hashing]  Utility : The quality or state of having value for some purpose or end  Possession: The quality or state of having ownership or control of some object or item Loganathan R @HKBKCE 10
  • 11. NSTISSC Security Model  National Security Telecommunications, and Information Systems Security Committee  Model for Information Security and is becoming Evaluation Standard  27 Cells representing areas that must be addressed n the security process  A control / safeguard that addresses the need to use Technology to protect the Integrity of information while in Storage
  • 12. Approaches to Information Security Implementation: Bottom-Up Approach  Grassroots effort: systems administrators attempt to improve security of their systems  Key advantage: administrators technical expertise of individual  Seldom works, as it lacks a number of critical features:  Participant support  Organizational staying power Loganathan R @HKBKCE 12
  • 13. Approaches to Information Security Implementation: Top-Down Approach  Initiated by upper management  Issue policy, procedures and processes  Dictate goals and expected outcomes of project  Determine accountability for each required action  The most successful also involve formal development strategy referred to as systems development life cycle Loganathan R @HKBKCE 13
  • 14. Approaches to Information Security Implementation Contd… Loganathan R @HKBKCE 14
  • 15. The Security Systems Development Life Cycle  The same phases used in traditional SDLC may be adapted to support specialized implementation of an IS project  Identification of specific threats and creating controls to counter them  SecSDLC is a coherent program rather than a series of random, seemingly unconnected actions SDLC Waterfall Method Loganathan R @HKBKCE 15
  • 16. Phase 1:Investigation  Management Identifies process, outcomes, goals, budget and constraints of the project  Begins with enterprise information security policy  Outline project scope and goals  Estimate cost  Organizational feasibility analysis is performed Loganathan R @HKBKCE 16
  • 17. Phase 2:Analysis  Documents from investigation phase are studied  Analyzes existing security policies or programs, along with documented current threats and associated controls  Study integration new system with existing system  Includes analysis of relevant legal issues that could impact design of the security solution  The risk management task begins Loganathan R @HKBKCE 17
  • 18. Phase 3:Logical Design  Creates and develops blueprints for information security  Incident response actions planned:  Continuity planning  Incident response  Disaster recovery  Feasibility analysis to determine whether project should continue or be outsourced Loganathan R @HKBKCE 18
  • 19. Phase 4:Physical Design  Needed security technology is evaluated, alternatives generated, and final design selected  Develop definition of successful solution  At end of phase, feasibility study determines readiness of the project Implementation Loganathan R @HKBKCE 19
  • 20. Phase 5:Implementation  Security solutions are acquired, tested, implemented, and tested again  Personnel issues evaluated; specific training and education programs conducted  Entire tested package is presented to management for final approval Loganathan R @HKBKCE 20
  • 21. Phase 6:Maintenance and Change  Perhaps the most important phase, given the everchanging threat environment  Often, reparation and restoration of information is a constant duel with an unseen adversary  Information security profile of an organization requires constant adaptation as new threats emerge and old threats evolve Loganathan R @HKBKCE 21
  • 22. Key Terms[Terminology]  Access-a subject or object’s ability to use, manipulate, modify, or affect another subject or object  Asset - the organizational resource that is being protected.  Attack - an act that is an intentional or unintentional attempt to cause damage or compromise to the information and/or the systems that support it.  Control, Safeguard or Countermeasure security mechanisms, policies or procedures that can successfully counter attacks, reduce risk, resolve vulnerabilities, and otherwise improve the security within an organization -  Exploit – to take advantage of weaknesses or vulnerability in a system  Exposure - a single instance of being open to damage.  Hacking - Good: to use computers or systems for enjoyment; Bad: to illegally gain access to a computer or system  Object - a passive entity in the information system that receives or contains information  Risk- the probability that something can happen. Loganathan R @HKBKCE 22
  • 23. Key Terms[Terminology]  Security Blueprint - the plan for the implementation of new security measures in the organization  Security Model - a collection of specific security rules that represents the implementation of a security policy  Security Posture or Security Profile- a general label for the combination of all policy, procedures, technology, and programs that make up the total security effort currently in place  Subject - an active entity that interacts with an information system and causes information to move through the system for a specific end purpose  Threats a category of objects, persons, or other entities that represents a potential danger to an asset. -  Threat Agent -a specific instance or component of a more general threat  Vulnerability- weaknesses or faults in a system or protection mechanism that expose information to attack or damage Loganathan R @HKBKCE 23
  • 24. Summary  Information security is a “well-informed sense of assurance that the information risks and controls are in balance.”  Computer security began immediately after first mainframes were developed  Successful organizations have multiple layers of security in place: physical, personal, operations, communications, network, and information.  Security should be considered a balance between protection and availability  Information security must be managed similar to any major system implemented in an organization using a methodology like SecSDLC Loganathan R @HKBKCE 24

Editor's Notes

  1. Upon completion of this chapter you should be able to: Understand what information security is and how it came to mean what it does today. Comprehend the history of computer security and how it evolved into information security. Understand the key terms and critical concepts of information security as presented in the chapter. Outline the phases of the security systems development life cycle Understand the role professionals involved in information security in an organizational structure.
  2. What Is Information Security? Information security in today’s enterprise is a “well-informed sense of assurance that the information risks and controls are in balance.” –Jim Anderson, Inovant (2002) Before we can begin analyzing the details of information security, it is necessary to review the origins of this field and its impact on our understanding of information security today.
  3. The History Of Information Security The need for computer security, or the need to secure the physical location of hardware from outside threats, began almost immediately after the first mainframes were developed. Groups developing code-breaking computations during World War II created the first modern computers . Badges, keys, and facial recognition of authorized personnel controlled access to sensitive military locations. In contrast, information security during these early years was rudimentary and mainly composed of simple document classification schemes. There were no application classification projects for computers or operating systems at this time, because the primary threats to security were physical theft of equipment, espionage against the products of the systems, and sabotage.
  4. What Is Security? In general, security is “the quality or state of being secure--to be free from danger.” It means to be protected from adversaries--from those who would do harm, intentionally or otherwise. What Is Security? A successful organization should have the following multiple layers of security in place for the protection of its operations: Physical security - to protect the physical items, objects, or areas of an organization from unauthorized access and misuse. Personal security – to protect the individual or group of individuals who are authorized to access the organization and its operations. Operations security – to protect the details of a particular operation or series of activities. Communications security – to protect an organization’s communications media, technology, and content. Network security – to protect networking components, connections, and contents.
  5. What Is Information Security? Information security, therefore, is the protection of information and its critical elements, including the systems and hardware that use, store, and transmit that information. But to protect the information and its related systems from danger, tools, such as policy, awareness, training, education, and technology are necessary. The C.I.A. triangle has been considered the industry standard for computer security since the development of the mainframe. It was solely based on three characteristics that described the utility of information: confidentiality, integrity, and availability. The C.I.A. triangle has expanded into a list of critical characteristics of information.
  6. Critical Characteristics Of Information The value of information comes from the characteristics it possesses. Availability - enables users who need to access information to do so without interference or obstruction and in the required format. The information is said to be available to an authorized user when and where needed and in the correct format. Accuracy- the quality or state free from mistake or error and having the value that the end-user expects. If information contains a value different from the user’s expectations due to the intentional or unintentional modification of its content, it is no longer accurate. Authenticity - the quality or state of being genuine or original, rather than a reproduction or fabrication. Information is authentic when it is the information that was originally created, placed, stored, or transferred.
  7. Critical Characteristics Of Information contd… Confidentiality - the quality or state of preventing disclosure or exposure to unauthorized individuals or systems. Integrity - the quality or state of being whole, complete, and uncorrupted. The integrity of information is threatened when the information is exposed to corruption, damage, destruction, or other disruption of its authentic state. Utility - the quality or state of having value for some purpose or end. Information has value when it serves a particular purpose. This means that if information is available, but not in a format meaningful to the end-user, it is not useful. Possession - the quality or state of having ownership or control of some object or item. Information is said to be in possession if one obtains it, independent of format or other characteristic. While a breach of confidentiality always results in a breach of possession, a breach of possession does not always result in a breach of confidentiality.
  8. This graphic informs the fundamental approach of the chapter and can be used to illustrate the intersection of information states (x-axis), key objectives of C.I.A. (y-axis) and the three primary means to implement (policy, education and technology).
  9. Bottom Up Approach To Security Implementation Security can begin as a grass-roots effort when systems administrators attempt to improve the security of their systems. This is referred to as the bottom-up approach. The key advantage of the bottom-up approach is the technical expertise of the individual administrators. Unfortunately, this approach seldom works, as it lacks a number of critical features, such as participant support and organizational staying power.
  10. Top-down Approach to Security Implementation An alternative approach, which has a higher probability of success, is called the top-down approach. The project is initiated by upper management who issue policy, procedures and processes, dictate the goals and expected outcomes of the project, and determine who is accountable for each of the required actions. The top-down approach has strong upper management support, a dedicated champion, dedicated funding, clear planning and the opportunity to influence organizational culture. The most successful top-down approach also involves a formal development strategy referred to as a systems development life cycle.
  11. Key concept here is the direction of the left and right side arrows to show where planning is sourced and from which direction the pressure for success if driven.
  12. The Security Systems Development Life Cycle The same phases used in the traditional SDLC can be adapted to support the specialized implementation of a security project. The fundamental process is the identification of specific threats and the creation of specific controls to counter those threats. The SecSDLC unifies the process and makes it a coherent program rather than a series of random, seemingly unconnected actions.
  13. Investigation The investigation of the SecSDLC begins with a directive from upper management, dictating the process, outcomes and goals of the project, as well as the constraints placed on the activity. Frequently, this phase begins with a statement of program security policy that outlines the implementation of security. Teams of responsible managers, employees and contractors are organized, problems analyzed, and scope defined, including goals objectives, and constraints not covered in the program policy. Finally, an organizational feasibility analysis is performed to determine whether the organization has the resources and commitment necessary to conduct a successful security analysis and design.
  14. Analysis In the analysis phase, the documents from the investigation phase are studied. The development team conducts a preliminary analysis of existing security policies or programs, along with documented current threats and associated controls. This phase also includes an analysis of relevant legal issues that could impact the design of the security solution. The risk management task - identifying, assessing and evaluating the levels of risk facing the organization, also begins in this stage.
  15. Logical Design The logical design phase creates and develops the blueprints for security, and examines and implements key policies that influence later decisions. Also at this stage, critical planning is developed for incident response actions to be taken in the event of partial or catastrophic loss. Next, a feasibility analysis determines whether or not the project should continue or should be outsourced. Physical Design In the physical design phase, the security technology needed to support the blueprint outlined in the logical design is evaluated, alternative solutions generated, and a final design agreed upon. The security blueprint may be revisited to keep it synchronized with the changes needed when the physical design is completed. Criteria needed to determine the definition of successful solutions is also prepared during this phase. Included at this time are the designs for physical security measures to support the proposed technological solutions. At the end of this phase, a feasibility study should determine the readiness of the organization for the proposed project, and then the champion and users are presented with the design. At this time, all parties involved have a chance to approve the project before implementation begins.
  16. Implementation The implementation phase is similar to the traditional SDLC. The security solutions are acquired (made or bought), tested, and implemented, and tested again. Personnel issues are evaluated and specific training and education programs conducted. Finally, the entire tested package is presented to upper management for final approval.
  17. Maintenance and Change The maintenance and change phase, though last, is perhaps most important, given the high level of ingenuity in today’s threats. The reparation and restoration of information is a constant duel with an often-unseen adversary. As new threats emerge and old threats evolve, the information security profile of an organization requires constant adaptation to prevent threats from successfully penetrating sensitive data
  18. Key Terms Access - a subject or object’s ability to use, manipulate, modify, or affect another subject or object. Asset - the organizational resource that is being protected. Attack - an act that is an intentional or unintentional attempt to cause damage or compromise to the information and/or the systems that support it. Control, Safeguard or Countermeasure - security mechanisms, policies or procedures that can successfully counter attacks, reduce risk, resolve vulnerabilities, and otherwise improve the security within an organization. Exploit – to take advantage of weaknesses or vulnerability in a system. Exposure - a single instance of being open to damage. Hack - Good: to use computers or systems for enjoyment; Bad: to illegally gain access to a computer or system. Object - a passive entity in the information system that receives or contains information. Risk - the probability that something can happen.
  19. Key Terms Security Blueprint - the plan for the implementation of new security measures in the organization. Security Model - a collection of specific security rules that represents the implementation of a security policy. Security Posture or Security Profile - a general label for the combination of all policy, procedures, technology, and programs that make up the total security effort currently in place. Subject - an active entity that interacts with an information system and causes information to move through the system for a specific end purpose Threats - a category of objects, persons, or other entities that represents a potential danger to an asset. Threat Agent - a specific instance or component of a more general threat. Vulnerability - weaknesses or faults in a system or protection mechanism that expose information to attack or damage.