Ethical Guidelines for Educational
Research –
Extracts from BERA 2011 Guideline
http://www.bbk.ac.uk/sshp/research/sshp-ethics-committee-
and-procedures/BERA-Ethical-Guidelines-2011.pdf
Respect all Stakeholders
All educational research should be conducted
with Respect for:
• The Persons involved
• Knowledge (prior and new)
• Democratic Values
• The Quality of Educational Research
• Academic Freedom
I. Responsibilities to Participants
• Should be treated fairly, sensitively, with
dignity, and with respect and freedom from
prejudice of any kind
• Voluntary Informed Consent: participants
understand & agree to their participation
without any duress, a priori
• Action Research: Dual roles may induce
tensions in areas such as confidentiality
• Openness and Disclosure: avoid deception
unless their research design specifically
requires it
• Right to Withdraw: recognize the right of any
participant to withdraw from the research for
any or no reason, and at any time
• must not use coercion or duress of any form
to persuade participants to re-engage
Responsibilities to Participants – contd..
• Children, Vulnerable Young People and
Vulnerable Adults: Commensurate with their
age and maturity, those who are capable
should have the right to express their views
freely in all matters affecting them.
• participants may experience distress or
discomfort in the research process
• take all necessary steps to reduce the sense of
intrusion and to put them at their ease
Responsibilities to Participants – contd..
Responsibilities to Participants – contd..
• Incentives: must be commensurate with good
sense and propriety
• avoid undesirable choices
• Acknowledge the potential to create a bias in
sampling or in participant responses
• Detriment Arising from Participation: make
explicit any predictable detriment arising from
the research process or outcome
• Avoid designs that confer advantage to one
group of participants over the others
Responsibilities to Participants – contd..
• Privacy: confidential and anonymous
treatment of participants’ data is the norm
• participants’ permission to disclose personal
information to third parties are required
• However, participants have the right to be
identified with the research, if they so wish
• any publication, (including Internet) shall not
lead to a breach of agreed confidentiality and
anonymity.
Responsibilities to Participants –
contd..
• Disclosure: any illegal behaviour, which has
been detected during the research, must be
carefully considered before any disclosure to
the appropriate authorities.
• debrief all the participants at the conclusion
of the research and provide them with copies
of any reports on the outcomes
II. Responsibilities to Sponsors of
Research
Research Sponsorship
• Who is a sponsor?
– any person or body that funds research (OR)
– facilitates it by allowing and enabling access to
data and participants
• Researcher should ensure that the sponsors
are aware of the Ethical Guidelines
• Written agreement is the norm for funded or
commissioned research
• Researchers must fulfill their responsibilities
to sponsors to the highest possible standards
Agreement specifies –
• the purpose of the research,
• the research methods to be used,
• any conditions of access to data/participants,
• ownership of data,
• the researchers’ right to publish,
• requirements for reporting and dissemination,
• deadlines for completion
• accounting process for use of the funds
Publication of Sponsored Research
• Researchers have the right to
– independently publish their research findings
under their own names, even for sponsored
research
– avoid agreeing to sponsor’s conditions that could
undermine the integrity of the research by
imposing unjustifiable conditions
– dissociate themselves publicly from reporting of
their research, which they consider misleading or
unduly selective; sponsors too enjoy a similar right
III. Responsibilities to the Community
of Educational Researchers
• Includes all those engaged in educational
research
– academics,
– professionals (from private or public bodies),
– teachers and
– students
Misconduct
• Researchers must adhere to the highest
research-standards to protect the integrity and
reputation of educational research
• Researchers must therefore, not
– undertake work for which they are not competent
– falsify, ‘Sensationalize’, Distort, findings
– criticize other researchers in an unprofessional way
– exploit the conditions or contract research staff
– work under 'conflict of interest' or for selfish-
interests
– use research for fraudulent or illegal purposes
IV. Responsibilities to Educational
Professionals, Policy Makers and the
General Public
• Researchers have a responsibility to
– disseminate their research findings to the
educational professionals, policy makers and
general public for their benefit
– Communicate the practical significance of their
research, in a clear language that is appropriate to
the intended audience
Two documents can be downloaded from
British Educational Research Association -
https://www.bera.ac.uk/
• Ethical Guidelines-2011
• and
• Guide to Educational Research Writing

Ethical guidelines for educational research

  • 1.
    Ethical Guidelines forEducational Research – Extracts from BERA 2011 Guideline http://www.bbk.ac.uk/sshp/research/sshp-ethics-committee- and-procedures/BERA-Ethical-Guidelines-2011.pdf
  • 2.
    Respect all Stakeholders Alleducational research should be conducted with Respect for: • The Persons involved • Knowledge (prior and new) • Democratic Values • The Quality of Educational Research • Academic Freedom
  • 3.
    I. Responsibilities toParticipants • Should be treated fairly, sensitively, with dignity, and with respect and freedom from prejudice of any kind • Voluntary Informed Consent: participants understand & agree to their participation without any duress, a priori • Action Research: Dual roles may induce tensions in areas such as confidentiality
  • 4.
    • Openness andDisclosure: avoid deception unless their research design specifically requires it • Right to Withdraw: recognize the right of any participant to withdraw from the research for any or no reason, and at any time • must not use coercion or duress of any form to persuade participants to re-engage Responsibilities to Participants – contd..
  • 5.
    • Children, VulnerableYoung People and Vulnerable Adults: Commensurate with their age and maturity, those who are capable should have the right to express their views freely in all matters affecting them. • participants may experience distress or discomfort in the research process • take all necessary steps to reduce the sense of intrusion and to put them at their ease Responsibilities to Participants – contd..
  • 6.
    Responsibilities to Participants– contd.. • Incentives: must be commensurate with good sense and propriety • avoid undesirable choices • Acknowledge the potential to create a bias in sampling or in participant responses • Detriment Arising from Participation: make explicit any predictable detriment arising from the research process or outcome • Avoid designs that confer advantage to one group of participants over the others
  • 7.
    Responsibilities to Participants– contd.. • Privacy: confidential and anonymous treatment of participants’ data is the norm • participants’ permission to disclose personal information to third parties are required • However, participants have the right to be identified with the research, if they so wish • any publication, (including Internet) shall not lead to a breach of agreed confidentiality and anonymity.
  • 8.
    Responsibilities to Participants– contd.. • Disclosure: any illegal behaviour, which has been detected during the research, must be carefully considered before any disclosure to the appropriate authorities. • debrief all the participants at the conclusion of the research and provide them with copies of any reports on the outcomes
  • 9.
    II. Responsibilities toSponsors of Research
  • 10.
    Research Sponsorship • Whois a sponsor? – any person or body that funds research (OR) – facilitates it by allowing and enabling access to data and participants • Researcher should ensure that the sponsors are aware of the Ethical Guidelines • Written agreement is the norm for funded or commissioned research • Researchers must fulfill their responsibilities to sponsors to the highest possible standards
  • 11.
    Agreement specifies – •the purpose of the research, • the research methods to be used, • any conditions of access to data/participants, • ownership of data, • the researchers’ right to publish, • requirements for reporting and dissemination, • deadlines for completion • accounting process for use of the funds
  • 12.
    Publication of SponsoredResearch • Researchers have the right to – independently publish their research findings under their own names, even for sponsored research – avoid agreeing to sponsor’s conditions that could undermine the integrity of the research by imposing unjustifiable conditions – dissociate themselves publicly from reporting of their research, which they consider misleading or unduly selective; sponsors too enjoy a similar right
  • 13.
    III. Responsibilities tothe Community of Educational Researchers • Includes all those engaged in educational research – academics, – professionals (from private or public bodies), – teachers and – students
  • 14.
    Misconduct • Researchers mustadhere to the highest research-standards to protect the integrity and reputation of educational research • Researchers must therefore, not – undertake work for which they are not competent – falsify, ‘Sensationalize’, Distort, findings – criticize other researchers in an unprofessional way – exploit the conditions or contract research staff – work under 'conflict of interest' or for selfish- interests – use research for fraudulent or illegal purposes
  • 15.
    IV. Responsibilities toEducational Professionals, Policy Makers and the General Public • Researchers have a responsibility to – disseminate their research findings to the educational professionals, policy makers and general public for their benefit – Communicate the practical significance of their research, in a clear language that is appropriate to the intended audience
  • 16.
    Two documents canbe downloaded from British Educational Research Association - https://www.bera.ac.uk/ • Ethical Guidelines-2011 • and • Guide to Educational Research Writing