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EIA Procedures 
Provisions of EIA Notification
• The basic objective of EIA is to identify , 
predict and evaluate the likely impact and 
address the same by a comprehensive 
management plan. Needless to mention 
this includes risk analysis and disaster 
management. 
2
• The Environment Impact assessment 
notification of January 1994 is the key 
statutory legislation whereby 
developmental activities are required to be 
assessed from the point of view of its 
associated impacts on the society and 
environment. 
3
• EIA Notification applies to new projects or 
expansion/modernisation of existing units 
falling under the 32 categories. 
• For expansion/modernisation, Notification will 
apply if pollution load is to exceed the existing 
levels of pollution. 
• Public Hearing of the proposal has been 
introduced in April, 1997 to elicit views of the 
affected people/stakeholders. 
4
• Site clearance to be obtained for site-specific 
projects like Mining, River Valley Projects, Pit- 
Head Thermal Power Plants, Ports & 
Harbours, Mineral Exploration. Green field 
airports, petrochemical complexes and 
refineries. 
• Decision on Environmental Clearance to be 
conveyed within 120 days of receipt of 
complete information. 
• Clearance granted is valid for five years for 
commencement/construction of the project. 
5
• Environmental clearance subject to time-bound 
& effective implementation of 
safeguards & mitigation measures. 
Project authority must submit half-year 
compliance status reports. 
• Concealing factual data or submission of 
false, misleading data/reports, etc. could 
disqualify/rejection. 
6
• Amendments to EIA Notification, 
7 
1994 
• The EIA Notification 1994 has been 
amended from time to time with a view 
to streamline and rationalize the EIA 
process.
• In addition to the introduction of public 
hearing, the essential aspects of 
amendments include : 
– (a) Projects relating to improvement of 
highways including widening and 
strengthening with 
marginal land acquisition are exempted 
from the purview of environmental 
clearance (April, 1997). 
– (b) Powers delegated to State 
Governments for certain 
category of power projects.(April 
1997) 
8
– (c) Defence related road construction 
projects in border areas are exempted 
from the purview of environmental 
clearance (December, 2000). 
– (d) selected irrigation and construction 
projects. 
– (e) Public hearing has been waived 
off in August 2001in respect of : 
9
• (i) small scale industrial undertakings located 
in notified/designated industrial 
areas/industrial estates/areas 
earmarked for industries under the 
jurisdiction of industrial development 
authorities; 
• (ii) Widening and strengthening of 
10 
highways. 
• (iii) Mining projects (major minerals) with 
lease area up to 25 hectares. 
• (iv) Units located in EPZ and SEZ. 
• (v) Modernisation of existing irrigation 
projects and off shore exploration projects.
– (e) State Pollution Control 
Boards/Pollution Control Committees have 
to complete the Public Hearing process 
within two months of receipt of complete 
information. (November 2001) 
11
DOCUMENTS TO BE SUBMITTED FOR 
OBTAINING ENVIRONMENTAL CLEARANCE 
• APPLICATION FORM 
• QUESTIONNAIRE 
• EIA & EMP REPORTS 
• RISK ANALYSIS AND DISASTER MANAGEMENT 
PLAN 
• PUBLIC HEARING PROCEEDINGS 
• NOC FROM M STATE POLLUTION CONTROL 
BOARD/PCC 
• REHABILITATION & RESETTLEMENT PLAN 
• FEASIBILITY REPORT/DETAILED PROJECT REPORT 
12
13 
OUTLINE OF EIA REPORT 
• EXECUTIVE SUMMARY 
• PROJECT DESCRIPTION 
• BASE LINE DATA (COVERING THE PROJECT 
AREA AND THE IMPACT ZONE WITH PHYSICAL, 
BIOLOGICAL AND SOCIO-ECONOMIC 
CONDITIONS) 
• ENVIRONMENTAL IMPACTS (POSITIVE AND 
NEGATIVE LIKELY TO RESULT FROM THE 
PROJECT - PREDICTION AND EVALUATION)
• ANALYSIS OF ALTERNATIVES 
(LOCATION, TECHNOLOGY, 
PHASING/IMPLEMENTATION PLAN) 
• ENVIRONMENTAL MANAGEMENT 
PLAN/MITIGATION PLAN. 
• ENVIROMENTAL MONITORING 
SYSTEMS AND MECHANISMS. 
14
15 
EXPERT COMMITTEES 
• INDUSTRY 
• THERMAL POWER 
• RIVER VALLEY 
• MINING 
• CONSTRUCTION SECTOR 
• MISCELLANEOUS SECTOR 
• THESE COMMITTEES ARE MULTI-DISCIPLINARY 
WITH EXPERTS DRAWN 
FROM POLLUTION CONTROL, ECOLOGY, 
LAND-USE, SOCIAL SCIENCES, ETC.
Components of EIA Reports: 
1. Details of project. 
2. Details of site and its surroundings. 
3. Identification of impacts. 
4. Prediction. 
5. Evaluation. 
6. Mitigation measures. 
7. Public perception. 
8. Management plan.
17 
Limitations 
1. EIA reports are project specific and not based on 
carrying capacity of the area. 
2. ‘No project option’ is not examined. 
3. The size of the project is mostly determined by 
(a) Economics of scale in respect of industries 
(b) Maximum utilization of natural resources 
(hydroelectric, irrigation, and mining) 
(c) The need to provide adequate infrastructure (roads, 
pipelines, ports) 
(d) Constraints in power generation and distribution.
PROJECT DETAILS 
INPUTS: Land, minerals, 
intermediate products, 
machineries, technology, water, 
energy, skilled and unskilled 
labour, management, finance. 
OUTPUTS: Finished products, 
by products, wastes (solid, liquid 
and gaseous).
SHORTCOMINGS OF 
PROJECT DETAILS 
1. Alternatives 
a. Technologies in industries (including 
19 
Nuclear /Thermal Power Projects). 
b. Construction methods in water resources 
projects/roads/pipelines/ports. 
c. Operations in mining process. 
2. Requirement of transport system in terms of 
movement of raw materials and finished 
products in residential areas parking. 
3. Treatment technologies for treatment of 
effluent.
5. Alternative methods of disposal of 
solid wastes including Hazardous 
waste disposal, registration only 
with authorised facilities. 
6. Rain water Harvesting system. 
7. Recycling of wastes/water 
8. Energy conservation. 
9. Management 
10.Finance 
20
SITE DETAILS REQUIRED 
1. Extent of the area. 
2. Present land use and its 
importance. 
3. Flora/fauna at the site and the 
surroundings. 
4. Land characteristics/soil 
characteristics (other than 
biotic). 
5. Drainage/ Contour plan
6. Ambient air quality. 
7. Human settlements and its size. 
8. Socio, cultural and economic 
22 
activities at the site and 
surroundings. 
9. Availability of water and its quality.
Questions that should be asked about the 
base line data collection 
1. Whether adequate survey of the site 
has been done. If so for how long, the 
seasons. Whether the data collected is 
sufficient. Has the monitoring stations 
has been set up in such a manner that 
the data collected is representative. 
23
2. Whether the project 
proponent has assessed the 
requirement of land in terms 
of land availability keeping 
in view the existing and 
planned land use. 
24
3. Whether the land 
requires filling up through 
borrow areas if so where 
are the borrow areas? What 
are its impacts? 
25
4. If the level of land is to be 
raised whether it would affect 
the drainage pattern if so how? 
Whether any water logging 
would occur. Does water 
logging affect (a) agricultural 
operation (b) ground water 
quality? (c) Flooding 
26
5. The type of flora/fauna available at 
the site and the surrounding whether 
there are any endangered/endemic 
species. What are the key species? 
Specimens of the species that are 
not known by the investigator have to 
be identified by use of field guides, 
preserved specimens, professional 
27 
input/experts.
5. What natural habitats 
are present? What is the present 
disturbance level? Any special 
relationship/inter-dependence. 
What are the relative/absolute 
numbers of organism? 
28
6 If the socio-economic 
data is obtained 
from secondary data, 
whether sample survey has 
been done to update the 
data. Whether sample survey 
meets the statistical validity. 
29
Environmental Impact 
30 
Assessment 
(i) Shortfalls in identification. 
The reports do not distinguish between 
(a) Direct and indirect. 
(b) Short term and long term. 
(c) Reversible and Irreversible. 
(d) Construction and operation phase 
impacts and 
(e) Uncertainties
(ii) Short Falls in Prediction 
(a) Use of inappropriate models 
for air pollution prediction. 
(b) Failure to predict Air/Noise 
pollution due to road transport. 
(c) Failure to recognise the 
future developmental plan in the 
area with respect to land use, 
water, energy, and transport 
31 
requirements.
(d) Sensitivity to changes in the 
project input and output 
Not taking into account 
ground water quality/levels, 
drainage, climatic conditions 
and rainfall. Assessing the 
impact due to disposal of 
treated/untreated/partially 
treated effluent on land. 
32
(f) Changes in crop productivity due to 
33 
effluent discharge 
(g) Change in the ecology 
(h) Impact on the Avian and micro 
fauna due to lights (industrial/ power 
units) migratory animals (due to 
noise). 
(i) Uncertainties.
Mitigation Methods 
(a) Feasibility of pollution control measures (e.g. 
Interlocking, incinerator, land disposal of effluent). 
34 
(b) Availability of nurseries for raising 
plantation/green belt. 
(c) Possibilities of ex situ conservation methods. 
(d) Do not have a disaster management plan, which 
identifies a worst-case scenario (domino effect) 
based on risk analysis. 
(e) Reclamation of solid waste disposal sites, quarry, 
mines, over burden, borrow lands (How?).
Rehabilitation of native people 
Place where they have to be rehabilitated 
whether there is adequate land. If the 
land is available is it suitable for 
agriculture. If not what steps are being 
taken to remedy the situation. Are the 
culturally same community will be located 
in one area. If the facilities are created 
who is going to maintain, how and what 
are the sources of funds. 
35
(a) Catchments area 
treatment: Year wise plan. 
(b) Decommissioning plans 
36 
(for mines).
Management Plans 
• (a) Integrating with project objectives. 
• (b) Monitoring systems (Early warning). 
• (c) Independent Assessment. 
37

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Eia procedures

  • 1. EIA Procedures Provisions of EIA Notification
  • 2. • The basic objective of EIA is to identify , predict and evaluate the likely impact and address the same by a comprehensive management plan. Needless to mention this includes risk analysis and disaster management. 2
  • 3. • The Environment Impact assessment notification of January 1994 is the key statutory legislation whereby developmental activities are required to be assessed from the point of view of its associated impacts on the society and environment. 3
  • 4. • EIA Notification applies to new projects or expansion/modernisation of existing units falling under the 32 categories. • For expansion/modernisation, Notification will apply if pollution load is to exceed the existing levels of pollution. • Public Hearing of the proposal has been introduced in April, 1997 to elicit views of the affected people/stakeholders. 4
  • 5. • Site clearance to be obtained for site-specific projects like Mining, River Valley Projects, Pit- Head Thermal Power Plants, Ports & Harbours, Mineral Exploration. Green field airports, petrochemical complexes and refineries. • Decision on Environmental Clearance to be conveyed within 120 days of receipt of complete information. • Clearance granted is valid for five years for commencement/construction of the project. 5
  • 6. • Environmental clearance subject to time-bound & effective implementation of safeguards & mitigation measures. Project authority must submit half-year compliance status reports. • Concealing factual data or submission of false, misleading data/reports, etc. could disqualify/rejection. 6
  • 7. • Amendments to EIA Notification, 7 1994 • The EIA Notification 1994 has been amended from time to time with a view to streamline and rationalize the EIA process.
  • 8. • In addition to the introduction of public hearing, the essential aspects of amendments include : – (a) Projects relating to improvement of highways including widening and strengthening with marginal land acquisition are exempted from the purview of environmental clearance (April, 1997). – (b) Powers delegated to State Governments for certain category of power projects.(April 1997) 8
  • 9. – (c) Defence related road construction projects in border areas are exempted from the purview of environmental clearance (December, 2000). – (d) selected irrigation and construction projects. – (e) Public hearing has been waived off in August 2001in respect of : 9
  • 10. • (i) small scale industrial undertakings located in notified/designated industrial areas/industrial estates/areas earmarked for industries under the jurisdiction of industrial development authorities; • (ii) Widening and strengthening of 10 highways. • (iii) Mining projects (major minerals) with lease area up to 25 hectares. • (iv) Units located in EPZ and SEZ. • (v) Modernisation of existing irrigation projects and off shore exploration projects.
  • 11. – (e) State Pollution Control Boards/Pollution Control Committees have to complete the Public Hearing process within two months of receipt of complete information. (November 2001) 11
  • 12. DOCUMENTS TO BE SUBMITTED FOR OBTAINING ENVIRONMENTAL CLEARANCE • APPLICATION FORM • QUESTIONNAIRE • EIA & EMP REPORTS • RISK ANALYSIS AND DISASTER MANAGEMENT PLAN • PUBLIC HEARING PROCEEDINGS • NOC FROM M STATE POLLUTION CONTROL BOARD/PCC • REHABILITATION & RESETTLEMENT PLAN • FEASIBILITY REPORT/DETAILED PROJECT REPORT 12
  • 13. 13 OUTLINE OF EIA REPORT • EXECUTIVE SUMMARY • PROJECT DESCRIPTION • BASE LINE DATA (COVERING THE PROJECT AREA AND THE IMPACT ZONE WITH PHYSICAL, BIOLOGICAL AND SOCIO-ECONOMIC CONDITIONS) • ENVIRONMENTAL IMPACTS (POSITIVE AND NEGATIVE LIKELY TO RESULT FROM THE PROJECT - PREDICTION AND EVALUATION)
  • 14. • ANALYSIS OF ALTERNATIVES (LOCATION, TECHNOLOGY, PHASING/IMPLEMENTATION PLAN) • ENVIRONMENTAL MANAGEMENT PLAN/MITIGATION PLAN. • ENVIROMENTAL MONITORING SYSTEMS AND MECHANISMS. 14
  • 15. 15 EXPERT COMMITTEES • INDUSTRY • THERMAL POWER • RIVER VALLEY • MINING • CONSTRUCTION SECTOR • MISCELLANEOUS SECTOR • THESE COMMITTEES ARE MULTI-DISCIPLINARY WITH EXPERTS DRAWN FROM POLLUTION CONTROL, ECOLOGY, LAND-USE, SOCIAL SCIENCES, ETC.
  • 16. Components of EIA Reports: 1. Details of project. 2. Details of site and its surroundings. 3. Identification of impacts. 4. Prediction. 5. Evaluation. 6. Mitigation measures. 7. Public perception. 8. Management plan.
  • 17. 17 Limitations 1. EIA reports are project specific and not based on carrying capacity of the area. 2. ‘No project option’ is not examined. 3. The size of the project is mostly determined by (a) Economics of scale in respect of industries (b) Maximum utilization of natural resources (hydroelectric, irrigation, and mining) (c) The need to provide adequate infrastructure (roads, pipelines, ports) (d) Constraints in power generation and distribution.
  • 18. PROJECT DETAILS INPUTS: Land, minerals, intermediate products, machineries, technology, water, energy, skilled and unskilled labour, management, finance. OUTPUTS: Finished products, by products, wastes (solid, liquid and gaseous).
  • 19. SHORTCOMINGS OF PROJECT DETAILS 1. Alternatives a. Technologies in industries (including 19 Nuclear /Thermal Power Projects). b. Construction methods in water resources projects/roads/pipelines/ports. c. Operations in mining process. 2. Requirement of transport system in terms of movement of raw materials and finished products in residential areas parking. 3. Treatment technologies for treatment of effluent.
  • 20. 5. Alternative methods of disposal of solid wastes including Hazardous waste disposal, registration only with authorised facilities. 6. Rain water Harvesting system. 7. Recycling of wastes/water 8. Energy conservation. 9. Management 10.Finance 20
  • 21. SITE DETAILS REQUIRED 1. Extent of the area. 2. Present land use and its importance. 3. Flora/fauna at the site and the surroundings. 4. Land characteristics/soil characteristics (other than biotic). 5. Drainage/ Contour plan
  • 22. 6. Ambient air quality. 7. Human settlements and its size. 8. Socio, cultural and economic 22 activities at the site and surroundings. 9. Availability of water and its quality.
  • 23. Questions that should be asked about the base line data collection 1. Whether adequate survey of the site has been done. If so for how long, the seasons. Whether the data collected is sufficient. Has the monitoring stations has been set up in such a manner that the data collected is representative. 23
  • 24. 2. Whether the project proponent has assessed the requirement of land in terms of land availability keeping in view the existing and planned land use. 24
  • 25. 3. Whether the land requires filling up through borrow areas if so where are the borrow areas? What are its impacts? 25
  • 26. 4. If the level of land is to be raised whether it would affect the drainage pattern if so how? Whether any water logging would occur. Does water logging affect (a) agricultural operation (b) ground water quality? (c) Flooding 26
  • 27. 5. The type of flora/fauna available at the site and the surrounding whether there are any endangered/endemic species. What are the key species? Specimens of the species that are not known by the investigator have to be identified by use of field guides, preserved specimens, professional 27 input/experts.
  • 28. 5. What natural habitats are present? What is the present disturbance level? Any special relationship/inter-dependence. What are the relative/absolute numbers of organism? 28
  • 29. 6 If the socio-economic data is obtained from secondary data, whether sample survey has been done to update the data. Whether sample survey meets the statistical validity. 29
  • 30. Environmental Impact 30 Assessment (i) Shortfalls in identification. The reports do not distinguish between (a) Direct and indirect. (b) Short term and long term. (c) Reversible and Irreversible. (d) Construction and operation phase impacts and (e) Uncertainties
  • 31. (ii) Short Falls in Prediction (a) Use of inappropriate models for air pollution prediction. (b) Failure to predict Air/Noise pollution due to road transport. (c) Failure to recognise the future developmental plan in the area with respect to land use, water, energy, and transport 31 requirements.
  • 32. (d) Sensitivity to changes in the project input and output Not taking into account ground water quality/levels, drainage, climatic conditions and rainfall. Assessing the impact due to disposal of treated/untreated/partially treated effluent on land. 32
  • 33. (f) Changes in crop productivity due to 33 effluent discharge (g) Change in the ecology (h) Impact on the Avian and micro fauna due to lights (industrial/ power units) migratory animals (due to noise). (i) Uncertainties.
  • 34. Mitigation Methods (a) Feasibility of pollution control measures (e.g. Interlocking, incinerator, land disposal of effluent). 34 (b) Availability of nurseries for raising plantation/green belt. (c) Possibilities of ex situ conservation methods. (d) Do not have a disaster management plan, which identifies a worst-case scenario (domino effect) based on risk analysis. (e) Reclamation of solid waste disposal sites, quarry, mines, over burden, borrow lands (How?).
  • 35. Rehabilitation of native people Place where they have to be rehabilitated whether there is adequate land. If the land is available is it suitable for agriculture. If not what steps are being taken to remedy the situation. Are the culturally same community will be located in one area. If the facilities are created who is going to maintain, how and what are the sources of funds. 35
  • 36. (a) Catchments area treatment: Year wise plan. (b) Decommissioning plans 36 (for mines).
  • 37. Management Plans • (a) Integrating with project objectives. • (b) Monitoring systems (Early warning). • (c) Independent Assessment. 37