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TRP 1
Introduction to Green
Chemistry Techniques
IAMC Toolkit
Innovative Approaches for the Sound Management of
Chemicals and Chemical Waste
Introduction to Green Chemistry Techniques
The design of chemical products poses numerous challenges in
chemistry such as non-ideal conversion, competing reactions,
hazardous chemicals, raw material impurities, etc.
This presentation provides an overview of Green Chemistry
techniques to improve material efficiency, reduce pollution
intensity, and also produce safer products and processes.
The presentation provides an overview of Green Chemistry &
Green Engineering design principles as well as guidelines for
Green Chemistry metrics, material selection and reaction
conditions.
Since Green Chemistry & Green Engineering are often applied
together, common design principles are also shown.
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1. Examples of Green Chemistry & Green Engineering
2. Green Chemistry & Green Engineering design principles
3. Overview of Green Chemistry techniques:
 Green chemistry metrics
 Material selection
 Reaction conditions
4. Key messages
Contents
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Green Chemistry & Green
Engineering Examples
 Green Chemistry & Green Engineering examples
 Green Chemistry & Green Engineering design principles
 Overview of Green Chemistry techniques
 Green Chemistry metrics
 Material selection
 Reaction conditions
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Green Chemistry Example: Biocatalytic
Process to Manufacture Simvastatin*
The traditional multistep synthesis of simvastatin, a leading drug for treating high cholesterol, is
wasteful (yield <70%) and uses hazardous and toxic reagents, requiring significant amounts of
solvents.
Codexis and UCLA developed a cost-effective synthesis process to manufacture simvastatin using
an engineered biocatalyst to improve the reaction yield and reduce hazards and wastes.
Environmental, health and safety benefits:
 Catalyst manufactured from renewable feedstocks
 Simvastatin yields of 97% possible (compared to <70% for traditional routes)
 Reduced use of toxic and hazardous substances like tert-butyl dimethyl silane chloride,
methyliodide, n-butyl lithium
 Reduced energy intensity since the reaction is operated at ambient temperature and near
atmospheric pressure
 Aqueous reaction conditions reduce quantity of solvents used
 Bi-product (methyl 3-mercaptopropionic acid) is recycled in the process
 Primary waste streams are handled in standard wastewater treatment facilities
Economic benefits:
 Biocatalytically manufactured, simvastatin meets customer requirements
 Operating costs decreased since amounts of feedstock materials and solvents as well as
energy and water were reduced
* Source: ACS Green Chemistry Case Study, 2012
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Green Engineering Example: Production of
Methyl Acetate with Reactive Distillation
Synthesis and purification of some chemicals can
involve reactors and multiple distillation columns to
increase the overall product yield, separate by-
products and meet product purity requirements.
Reactive distillation is a chemical processing
Improvement technology that combines chemical
reaction and distillation in one equipment, in which the
conversion is increased by continuously removing
reaction products from the reaction zone by
distillation.
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Reactive distillation is especially useful for preventing
equilibrium-limited reactions like esterification.
Benefits:
 Increase conversion, raw material productivity
and selectivity
 Avoid/reduce separating reactants and solvents,
reduce by-products and pollution intensity
 Reduce number of separation columns (capital
investment)
 Decrease energy intensity
Reactive distillation for methyl acetate production
Acetic acid
Methanol
Catalyst
Return
from
impurity
removal
columns
Impurities
Methyl
acetate
Water
Acetic acid
Methanol
Catalyst
Methyl
acetate
Solvent
Azeo
HeaviesWater
Reactor
Water
Liquid
extraction Decanter
Traditional production of methyl acetate
Distillation
Extractive
distillation
Solvent
recovery
Methanol
recovery
Azeotrope
distillation
Entrainer
recovery
Colour
column
Flash column
distillation
Source: based on
Huss et al., 2009
Source: based on US EPA
Green Chemistry & Green
Chemistry Design Principles
 Green Chemistry & Green Engineering examples
 Green Chemistry & Green Engineering design principles
 Overview of Green Chemistry techniques
 Green Chemistry metrics
 Material selection
 Reaction conditions
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Definitions
Green Chemistry1 is the design of chemical products and processes that reduce or
eliminate the use or generation of hazardous substances. Green Chemistry applies
across the life cycle of a chemical product, including its design, manufacture, use and
ultimate disposal. Green Chemistry is also known as sustainable chemistry.
Green Engineering1 is the design, commercialization and use of processes and
products in a way that minimizes pollution, promotes sustainability and protects human
health without sacrificing economic viability and efficiency.
Chemical process improvement is a component of green engineering focusing on
improving process resource efficiency and reducing waste.
Green Chemistry and Green Engineering2 are tools and principles applied across the
life cycle so that chemical products and their production are resource-efficient with
minimum pollution and safe for human health and the environment.
The 12 principles of Green Chemistry and 12 principles of Green Engineering can be
used to guide their application in the design and commercialization of chemical
products and processes (see following slides).
Sources: 1 United States Environmental Protection Agency; Anastas and Warner, 1998 2 based on Jimenez-Gonzalez and Constable, 2011
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12 Principles of Green Chemistry
1. Prevention: It is better to prevent waste than to treat
or clean up waste after it has been created.
2. Atom economy: Synthetic methods should be
designed to maximize the incorporation of all materials
used in the process into the final product.
3. Less hazardous chemical syntheses: Wherever
practicable, synthetic methods should be designed to
use and generate substances that possess little or no
toxicity to human health and the environment.
4. Designing safer chemicals: Chemical products
should be designed to effect their desired function
while minimizing their toxicity.
5. Safer solvents and auxiliaries: The use of auxiliary
substances (e.g., solvents, separation agents, etc.)
should be made unnecessary wherever possible and
innocuous when used
6. Design for energy efficiency: Energy requirements
of chemical processes should be recognized for their
environmental and economic impacts and should be
minimized. If possible, synthetic methods should be
conducted at ambient temperature and pressure.
7. Use of renewable feedstocks: A raw material or
feedstock should be renewable rather than depleting
whenever technically and economically practicable
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8. Reduce derivatives: Unnecessary derivatization
(use of blocking groups, protection/deprotection,
temporary modification of physical/chemical
processes) should be minimized or avoided if
possible, because such steps require additional
reagents and can generate waste.
9. Catalysis: Catalytic reagents (as selective as
possible are superior to stoichiometric reagents.
10. Design for degradation: Chemical products should
be designed so that at the end of their function the
break down into innocuous degradation products and
do not persist in the environment.
11. Real-time analysis for pollution prevention:
Analytical methodologies need to be further
developed to allow for real-time, in-process
monitoring and control prior to the formation of
hazardous substances.
12. Inherently safer chemistry for accident
prevention: Substances and the form of a
substance used in a chemical process should be
chosen to minimize the potential for chemical
accidents, including releases, explosions, and fires.
Source: Anastas and Warner, 1998
12 Principles of Green Engineering
1. Inherent rather than circumstantial:
Designers need to strive to ensure that all
materials and energy inputs and outputs are
as inherently non hazardous as possible.
2. Prevention instead of treatment: It is better
to prevent waste than to treat or clean up
waste after it is formed.
3. Design for separation: Separation and
purification operations should be designed to
minimize energy consumption and materials
use.
4. Maximize efficiency: Products, processes,
and systems should be designed to
maximize mass, energy, space, and time
efficiency.
5. Output-pulled versus input-pushed:
Products, processes and systems should be
“output pulled” rather than “input pushed”
through the use of energy and materials.
6. Conserve complexity: Embedded entropy
and complexity must be viewed as an
investment when making design choices on
recycle, reuse, or beneficial disposition.
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7. Durability rather than immortality:
Targeted durability, not immortality, should
be a design goal.
8. Meet need, minimize excess: Design for
unnecessary capacity or capability (e.g.,
„one size fits all“) solutions should be
considered a design flaw.
9. Minimize material diversity: Material
diversity in multicomponent products should
be minimized to promote disassembly and
value retention.
10. Integrate material and energy flows:
Design of products, processes, and
systems must include integration and
interconnectivity with available energy and
materials flows.
11. Design for commercial „afterlife“:
Product, processes, and systems should be
designed for performance in a commercial
„afterlife“
12. Renewable rather than depleting:
Material and energy inputs should be
renewable rather than depleting.
Source: Anastas and Warner, 1998
Green Chemistry and Green Engineering
Design Principles
In practice, it is helpful to treat Green Chemistry and Green Engineering
as a common approach to improve the sustainability of products and
processes.
The many principles of Green Chemistry and Green Engineering can be
organized into three guiding design principles*:
 Design systems holistically and use life cycle thinking through design (e.g.
consider impacts of chemical products over its life cycle including
consumer use and end of life) and being sustainable (e.g. use renewable
feedstocks)
 Eliminate and minimize hazards and pollution through design (e.g. avoid
persistence of products, safer production), measurement (e.g. real-time
analysis, waste) and being sustainable (conserve ecosystems and protect
human health and well-being)
 Maximize resource efficiency through design (e.g. use catalysis, reduce
derivatives), measurement (e.g. mass balances, quantify by-products),
efficiency (e.g. minimize energy requirements, optimize efficiency) and
being sustainable (e.g. minimize depletion of natural resources)
*Adapted from the American Chemical Society
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Design Systems Holistically and Use Life
Cycle Thinking
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Design Being sustainable
Minimize chemistry impacts
Consider the effect of the overall process and life cycle on the choice of
chemistry.
Holistic approach
Engineer processes and products holistically, use systems analysis and
integrate environmental impact assessment tools.
Use life cycle thinking
Use life cycle thinking in all engineering and chemistry activities.
End of use
Products, processes and systems should be designed for performance in a
commercial “afterlife”.
Durability
Targeted durability, not immortality, should be a design goal.
Conserve complexity
Embedded entropy and complexity must be viewed as an investment when
making design choices on recycling, reuse or beneficial disposition.
Collaborate with engineers
Consult a chemical or process engineer.
Consider incompatibilities
Recognize where safety and waste minimization are incompatible.
Minimize material diversity
Material diversity in multicomponent products should be minimized to promote
disassembly and value retention.
Use renewables
A raw material feedstock should be renewable rather than depleting whenever
technically and economically practical.
Material and energy inputs should be renewable rather than depleting.
Innovate to achieve
Create engineering solutions beyond current or dominant technologies.
Improve, innovate and invent (technologies) to achieve sustainability.
Think locally
Develop and apply engineering solutions while being aware of local geography,
aspirations and cultures.
Engage
Actively engage communities and stakeholders in the development of
engineering solutions.
Apply measures
Help develop and apply sustainability measures.
 Green Chemistry  Green Engineering Source: based on the American Chemical Society
Eliminate and Minimize Hazards and Pollution
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Design Measure Being sustainable
Avoid persistence
Chemical products should be designed so that at
the end of their function they do not persist in the
environment and break down into innocuous
degradation products.
Inherently non-hazardous
Designers need to strive to ensure that all material
and energy inputs and outputs are as inherently
non-hazardous as possible.
Synthetic methods
Wherever practical, synthetic methodologies
should be designed to use and generate
substances that possess little or no toxicity to
human health and the environment.
Safer processes
Substances and the form of a substance used in a
chemical process should be chosen so as to
minimize the potential for chemical accidents,
including releases, explosions and fires.
Prevention
It is better to prevent waste than to treat or clean
up waste after it has been formed.
Real-time analysis
Analytical methodologies need to be developed
further to allow for real-time in-process monitoring
and control prior to the formation of hazardous
substances.
Losses
Measure catalyst and solvent losses in aqueous
effluent.
Thermochemistry
Investigate basic thermochemistry.
Incompatibilities
Recognize where safety and waste minimization are
incompatible.
Waste
Monitor, report and minimize laboratory waste
emitted.
Conserve and improve
Conserve and improve natural ecosystems while
protecting human health and well-being.
Source: based on the American Chemical Society Green Chemistry  Green Engineering
Maximize Resource Efficiency
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Design Measure Being efficient Being sustainable
Output-pulled vs. input-pushed
Products, processes and systems should
be “output pulled” rather than “input
pushed” through the use of energy and
materials.
Atom economy
Synthetic methods should be designed to
maximize the incorporation of all materials
used in the process into the final product.
Find alternatives
The use of auxiliary substances (e.g.,
solvents, separation agents) should be
made unnecessary whenever possible and
innocuous when used.
Reduce derivatives
Unnecessary derivatization (blocking
group, protection-deprotection and
temporary modification of physical /
chemical processes) should be avoided
whenever possible.
Use catalysis
Catalytic reagents (as selective as
possible) are superior to stoichiometric
reagents.
Mass balances
Establish full mass balances for a
process.
Heat and mass transfer
Anticipate heat and mass transfer
limitations.
Conversion
Report conversions, selectivities
and productivities.
By-product formation
Identify and quantify by-products.
Utilities
Quantify and minimize the use of
utilities.
Reduce
Separation and purification
operations should be designed to
minimize energy consumption and
materials use.
Minimize
Energy requirements should be
recognized for their environmental
and economic impacts and should
be minimized. Synthetic methods
should be conducted at ambient
temperature and pressure.
Optimize
Products, processes and systems
should be designed to maximize
mass, energy, space and time
efficiency.
Integrate
Design of products, processes and
systems must include integration
and interconnectivity with available
energy and material flows.
Prevent
Strive to prevent waste.
Minimize
Minimize depletion of natural
resources.
Conserve and improve
Conserve and improve natural
ecosystems while protecting human
health and well-being.
Source: based on the American Chemical Society Green Chemistry  Green Engineering
Overview of Green Chemistry
Techniques
 Green Chemistry & Green Engineering examples
 Green Chemistry & Green Engineering design principles
 Overview of Green Chemistry techniques
 Green Chemistry metrics
 Material selection
 Reaction conditions
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Introduction to Green Chemistry Metrics
Metrics can be used to measure the greenness of a
chemistry, process or product.
Consider the following when using metrics to measure the
greenness:
 Where to draw the boundary to best capture the impact of
the process or product
 Metrics should be easily understood and promote
continuous improvement
 A system of metrics help provide a fuller picture
 All metrics should contribute to achieving Green Chemistry
goals
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Examples of Green Chemistry Metrics (I)
In addition to traditional chemistry metrics such as yield,
selectivity; one can use the following metrics to measure the
greenness of the chemistry:
Atom economy
Reaction mass efficiency
Optimum efficiency
(Process) Mass intensity
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AE =
𝑚𝑜𝑙𝑒𝑐𝑢𝑙𝑎𝑟 𝑤𝑒𝑖𝑔ℎ𝑡 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡
𝑡𝑜𝑡𝑎𝑙 𝑚𝑜𝑙𝑒𝑐𝑢𝑙𝑎𝑟 𝑤𝑒𝑖𝑔ℎ𝑡 𝑜𝑓 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑡𝑠
× 100
RME =
𝑚𝑎𝑠𝑠 𝑜𝑓 𝑖𝑠𝑜𝑙𝑎𝑡𝑒𝑑 𝑝𝑟𝑜𝑑𝑢𝑐𝑡
𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑡𝑠
× 100
OE =
𝑅𝑀𝐸
𝐴𝐸
× 100
PMI =
𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑖𝑛 𝑎 𝑝𝑟𝑜𝑐𝑒𝑠𝑠 𝑜𝑟 𝑝𝑟𝑜𝑐𝑒𝑠𝑠 𝑠𝑡𝑒𝑝
𝑚𝑎𝑠𝑠 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡
Examples of Green Chemistry Metrics (II)
In addition to traditional chemistry metrics such as yield,
selectivity; one can use the following metrics to measure the
greenness of the chemistry:
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Renewables intensity = 𝑅𝐼 =
𝑚𝑎𝑠𝑠 𝑜𝑓 𝑎𝑙𝑙 𝑟𝑒𝑛𝑒𝑤𝑎𝑏𝑙𝑦 𝑑𝑒𝑟𝑖𝑣𝑎𝑏𝑙𝑒 𝑚𝑎𝑡𝑒𝑟𝑖𝑎𝑙𝑠 𝑢𝑠𝑒𝑑
𝑚𝑎𝑠𝑠 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡
Renewables percentage =
𝑅𝐼
𝑃𝑀𝐼
× 100
Waste intensity = 𝑊𝐼 =
𝑡𝑜𝑡𝑎𝑙 𝑤𝑎𝑠𝑡𝑒 𝑝𝑟𝑜𝑑𝑢𝑐𝑒𝑑
𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑖𝑛𝑝𝑢𝑡
Waste percentage =
𝑊𝐼
𝑃𝑀𝐼
× 100
Green Chemistry Metrics: Example
Benzyl alcohol (C6H5CH2OH) (10.81g, 0.10mol, 108.1g/mol) reacts
with p-toluene sulfonylchloride (CH3C6H4SO2Cl) (21.9g, 0.115mol,
190.65g/mol) in toluene (500g) and triethylamine (15g) to give the
sulfonate ester (CH3C6H4SO2OC6H5CH2) (262.29g/mol) isolated in
90% yield (0.09mol, 23.6 g). Calculate the following parameters:
atom economy
reaction mass efficiency
mass intensity
mass productivity
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=
𝑚𝑜𝑙𝑒𝑐𝑢𝑙𝑎𝑟 𝑤𝑒𝑖𝑔ℎ𝑡 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡
𝑡𝑜𝑡𝑎𝑙 𝑚𝑜𝑙𝑒𝑐𝑢𝑙𝑎𝑟 𝑤𝑒𝑖𝑔ℎ𝑡 𝑜𝑓 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑡𝑠
× 100
=
𝑚𝑎𝑠𝑠 𝑜𝑓 𝑖𝑠𝑜𝑙𝑎𝑡𝑒𝑑 𝑝𝑟𝑜𝑑𝑢𝑐𝑡
𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑡𝑠
× 100
=
𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑖𝑛 𝑎 𝑝𝑟𝑜𝑐𝑒𝑠𝑠 𝑜𝑓 𝑝𝑟𝑜𝑐𝑒𝑠𝑠 𝑠𝑡𝑒𝑝
𝑚𝑎𝑠𝑠 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡
=
1
𝑚𝑎𝑠𝑠 𝑖𝑛𝑡𝑒𝑛𝑠𝑖𝑡𝑦
× 100
Source: Gonzalez and Constable
Green Chemistry Metrics: Example
Benzyl alcohol (C6H5CH2OH) (10.81g, 0.10mol, 108.1g/mol) reacts
with p-toluene sulfonylchloride (CH3C6H4SO2Cl) (21.9g, 0.115mol,
190.65g/mol) in toluene (500g) and triethylamine (15g) to give the
sulfonate ester (CH3C6H4SO2OC6H5CH2) (262.29g/mol) isolated in
90% yield (0.09mol, 23.6 g). Calculate the following parameters:
atom economy
reaction mass efficiency
mass intensity
mass productivity
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=
262.29
108.1 + 190.65
× 100 = 87.8%
=
23.6
10.81 + 21. 9
× 100 = 70.9%
=
10.81 + 21.9 + 500 + 15
23.6
= 23.2
𝑔
𝑔
= 23.2
𝑘𝑔
𝑘𝑔
=
1
𝑚𝑎𝑠𝑠 𝑖𝑛𝑡𝑒𝑛𝑠𝑖𝑡𝑦
× 100 = 4.3%
Source: Gonzalez and Constable
Comparison of Metrics for Different
Chemistries (I)
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Stoichiometry
of B mole
(%)
Yield (22%) Atom
economy
(%)
Reaction mass
efficiency (%)
Mass intensity
excluding
water (kg/kg)
Mass
productivity
(%)
Acid salt 135 83 100 83 16.0 6.3
Base salt 273 90 100 80 20.4 4.9
Hydrogenation 192 89 84 74 18.6 5.4
Sulfonation 142 89 89 69 16.3 6.1
Decarboxylation 131 85 77 68 19.9 5.0
Esterification 247 90 91 67 11.4 8.8
Knoevenagel 179 91 89 66 6.1 16.4
Cyanation 122 88 77 65 13.1 7.6
Bromination 214 90 84 63 13.9 7.2
N-acylation 257 86 86 62 18.8 5.3
S-alkylation 231 85 84 61 10.0 10.0
C-alkylation 151 79 88 61 14.0 7.1
N-alkylation 120 87 73 60 19.5 5.1
O-arylation 223 84 85 58 11.5 8.7
Source: Gonzalez and Constable
Comparison of Metrics for Different
Chemistries (II)
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Stoichiometry
of B mole
(%)
Yield (22%) Atom
economy
(%)
Reaction mass
efficiency (%)
Mass intensity
excluding
water (kg/kg)
Mass
productivity
(%)
Epoxidation 142 78 83 58 17.0 5.9
Borohydride 211 88 75 58 17.8 5.6
Iodination 223 96 89 56 6.5 15.4
Cyclization 157 79 77 56 21.0 4.8
Amination 430 82 87 54 11.2 8.9
Lithal 231 79 76 52 21.5 4.7
Base hydrolysis 878a 88 81 52 26.3 3.8
C-acylation 375 86 81 51 15.1 6.6
Acid hydrolysis 478 92 76 50 10.7 9.3
Chlorination 314 86 74 46 10.5 9.5
Elimination 279 81 72 45 33.8 3.0
Grignard 180 71 76 42 30.0 3.3
Resolution 139 36 99 31 40.1 2.5
N-dealkylation 2650a 92 64 27 10.1 9.9
aInflated by use of solvent as reactant Source: Gonzalez and Constable
Chem21 Metrics Toolkit
The CHEM21 project (Chemical Manufacturing Methods for the 21st
Century Pharmaceutical Industries) developed a Green Chemistry toolkit
for the pharmaceutical industries which can be applied to all chemical
processing industries.
The bench-scale toolkit involves a ‘zero pass’ and ‘first pass’ screening
process.
 Zero pass: use at the discovery phase where large numbers of
screening reactions are carried out on a small scale with the most
promising reactions selected fro the ‘first pass’. This stage looks at
metrics yield, conversion, selectivity, AE, RME, restricted solvents and
health & safety
 First pass: more in-depth investigation of a reaction’s greenness
including comparing different routes to the same target compound.
Additional metrics include MI, critical elements, energy, chemicals of
concern, and more detailed analysis
An excel tool can be downloaded here:
http://pubs.rsc.org/en/Content/ArticleLanding/2015/GC/c5gc00340g#!divA
bstract
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Overview of Green Chemistry
Techniques
 Green Chemistry & Green Engineering examples
 Green Chemistry & Green Engineering design principles
 Overview of Green Chemistry techniques
 Green Chemistry metrics
 Material selection
 Reaction conditions
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Improving Reaction Conditions: Material
Selection – Solvents
Solvents are used in many industries for processing (e.g.
distillation, equipment cleaning), synthesis (reactant) and
formulation of products (carrier).
Solvents typically have serious health and environmental
hazards including waste management issues, so:
 Avoid materials not integrated in the product (e.g.
solvents) where possible
 If solvents are necessary, use ones with less health and
environmental impacts, and minimize their use while
optimize effectiveness
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Improving Reaction Conditions: Material
Selection – Solvent Properties & Selection (I)
Solvent properties are an essential criteria when selecting solvents
for a process. Select solvents according to Green Chemistry
principles (satisfy solubility requirements while minimizing health,
safety and environmental impacts).
The ‘CHEM21 solvent selection guide’ can be used to evaluate
existing and new solvents according to health, safety and
environmental factors and classify them as:
 Recommended
 Problematic
 Hazardous
The background paper and an excel tool can be found here:
http://pubs.rsc.org/en/content/articlelanding/gc/2016/c5gc01008j#!
divAbstract
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 26
Improving Reaction Conditions: Material
Selection – Solvent Properties & Selection (II)
Once the solvents have been evaluated for health, safety and
environmental impacts, the final selection as made based on
functional performance and costs.
The following can be used to select solvents based on their
properties:
 Property databases: e.g. search for water-miscible solvents with
a boiling point between 70-95°C (e.g. CRC handbook)
 Principal components analysis: can be used to identify a system
of EHS-friendly solvents to replace a single component
hazardous solvent according to desired properties such as
boiling point, melting point, dipole moment, solubility
parameters. An practical way to address solubility challenges is
to use the Hansen solubility parameters of mixtures to replace
the functionality of a single component. For more information:
http://hansen-solubility.com/
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 27
Improving Reaction Conditions: Material
Selection - Catalysts
Catalysts lower the reaction’s activation energy and speeds up the
rate of reaction and can result in increased reaction efficiency.
Example: BASF developed a new process to manufacture
ibuprofen, replacing a technology with six stoichiometric steps and
less than 40% atom utilization with a technology with three steps
and 80% atom utilization, and large amounts of aqueous waste
was eliminated.
Possible benefits of catalysis:
 Productivity: increased yield, selectivity, and reactor volume
efficiency; reduced cycle time and variability
 Environmental: increased resource efficiency; reduction of
undesired by-products; elimination or reduction of solvents;
 Safety: can reduce the use of hazardous chemicals
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 28
Overview of Green Chemistry
Techniques
 Green Chemistry & Green Engineering examples
 Green Chemistry & Green Engineering design principles
 Overview of Green Chemistry techniques
 Green Chemistry metrics
 Material selection
 Reaction conditions
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 29
Reaction Conditions
Reactions conditions are an important way to improve
the greenness of the chemistry and process.
The most common reaction conditions which can be modified
by the manufacturer include:
 Stoichiometry
 Temperature
 Order and rate of reagent addition
 Mixing
Design of experiments can be used to optimize reaction
conditions using a minimum number of experiments. See
more in ‘Introduction to Operational Excellence’.
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 30
E11_1_Intro to OE
Common Activities in Batch Processing and Impacts
on Green Chemistry
 Acid and base washes
 pH adjustment
 Salt washes
 Use of desiccants
 Chromatographic clean-
ups
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 31
 Carbon cleanup
 Use of filter aids
 Put and take distillations
 Distillations
 Isolation steps /
crystallization
Many activities in the batch chemical processing impacts
Green Chemistry. Common activities, the problems they
cause and possible options to solve the problem are found in
the reference document ‘Green Chemistry impacts in batch
chemical processing’.
The batch chemical processing activities include:
C11_2_Chem processing GC impacts
Improving Reaction Conditions: Stoichiometry
Basic chemistry places importance on balancing equations
for reactions. There is a balance between mass efficiency
(reducing waste) and having excess reagent to drive
reactions to completion. General principles for improving
stoichiometry impacts include aiming:
 For reactions which need equimolar (or close to) quantities
of reactants to reduce excess waste
 To minimize stoichiometric excesses of catalysts (e.g.
reduce excess strong Lewis acids used as a catalyst in the
nitrification of aromatics)
 To use bound catalysts which can be regenerated (e.g.
Lewis solid acid (zeolite-based) which can be regenerated
and avoid large quantities of waste)
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 32
Improving Reaction Conditions: Temperature
General Green Chemistry on selecting chemistries and temperature:
 Use reactions which can be run as close to ambient temperature (and
to a lesser degree, pressure) as possible and avoid running reactions
at very cold temperatures (< -20°C) since this is energetically very
unfavourable.
 Balance temperature with reactions rates to optimize reaction kinetics
while avoiding conditions which could cause an accident
 Estimate heat of reaction (endothermic or exothermic) before
validating with experiments
 Be careful with exothermic reactions:
 It is important to characterize impacts of reaction temperature, reaction
rate, order of addition, mixing, pressure and heat evolution/removal.
 Avoid run-away reaction conditions (heat evolution increases
exponentially while heat removal is linear). Note: using the Arrhenius
relationship, a 10°C increase in temperature can result in a 2-3 times
increase of reaction rate and likewise heat release.
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 33
Improving Reaction Conditions: Mixing
Mixing is an important Green Chemistry issue in chemical processing and up-
scaling. Mixing helps to overcome heat transfer and mass transfer limitations in
chemical processing. Proper mixing:
 Avoids temperature and reagent concentration gradients (in reactors of all shapes
and sizes) so that reactants are consumed and form product in equimolar amounts
at the desired temperature thereby maximizing yield and reducing waste
 Prevents localized temperature hotspots and localized runaway reactions which
could cause accidents (for exothermic reactions)
 Can control the rate of reaction if the kinetic rate is very high and the reaction is
mass-transfer limited (e.g. simple acid or base neutralization reaction in which
kinetic rate ~ 108 m3/mol-s)
General tips:
 Solid-liquid: ensure solids or uniformly distributed in liquid
 Gas-liquid or liquid-liquid: ensure phases are uniformly mixed and interfacial area
is optimized for desired reaction. Improper mixing in 2-phase systems can lead to
problems with filtration, decrease product yield, increase processing time and lead
to increased costs
 Improve mass transfer, increase product yield and decrease waste by considering
alternative solvents (e.g. ionic liquids, supercritical fluids), phase transfer catalysts,
or alternative reactors (e.g. vortex mixers, microreactors)
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 34
Improving Reaction Conditions: Order and
Rate of Reagent Addition
The order and rate of reagent addition can have significant impacts on
the process and final product, in particular:
 Optimization can lead to significant reductions in reaction time, energy
consumption and waste
 Make reactions more controllable and safe. E.g. for exothermic or
endothermic reactions, by adding reagents in a certain order, excessive
temperatures (exothermic) or uncontrolled precipitation (endothermic) can
be avoided
Order and rate of addition can be used:
 In micro or minireactors to achieve optimal reaction rate and temperature
 To control kinetic rate and possibly reduce undesired by-products,
impurities and maximize yield
 To control temperature by heating or cooling reagents before addition
 In multiphase systems to prevent emulsion, control rate and timing of
phase formation
Note: order and rate of addition should always be optimized together with
mixing
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 35
Key Messages
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 36
Key Messages (1)
The design of chemical products pose numerous challenges
in chemistry such as non-ideal conversion, competing
reactions, hazardous chemicals, raw material impurities, etc.
and Green Chemistry techniques can improve material
efficiency, reduce pollution intensity, and also produce safer
products and processes.
Green Chemistry and green engineering should be integrated
to make green products using green processes. All design
principles can be grouped in three guiding design principles:
 Design systems holistically and use life cycle thinking
 Eliminate and minimize hazards and pollution
 Maximize resource efficiency
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 37
Key Messages (2)
Green Chemistry can be applied in a practical way using the following
parameters:
 Green Chemistry metrics: Quantifiable and verifiable metrics can be used
to measure the greenness of reactions, processes or products. Often a
system of metrics (with different boundaries) are required to understand
the full impacts.
 Material selection:
 Solvents are often the source of EHS impacts. Alternative, safer
solvents can typically be found by comparing properties or using a
solvent system mixture with similar single component prosperities (e.g.
using Hansen solubility parameters)
 Reactions conditions are an important way to improve the greenness of
the chemistry and process. The most common reaction conditions which
can be modified by the manufacturer include:
 Stoichiometry
 Temperature
 Order and rate of reagent addition
 Mixing
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 38
Sources
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 39
Fusce posuere, magna sed pulvinar ultricies,
purus lectus malesuada libero, sit amet magna
eros quis (ARIAL 32).
Sources
 CSD Engineers, Switzerland/ISSPPRO, Germany, 2015
 Anastas, P. T. and Warner, J. C. Green Chemistry: Theory and Practice. Oxford
University Press: New York, 1998
 Chem21 Chemical Manufacturing Methods for the 21st Century Pharmaceutical
Industries: http://www.chem21.eu/
 EPA Presidential Green Chemistry Challenge Awards 1997.
https://www.epa.gov/greenchemistry/presidential-green-chemistry-challenge-1997-
greener-synthetic-pathways-award
 Jimenez Gonzalez, C. and Constable, D.J.C. Green Chemistry and Engineering: A
Practical Design Approach. Wiley, 2011
 Prat, D. Wells, A., Hayler, J. Sneddon, H. McElroy, C.R. Abou-Shehada, S. et
al., Green Chem., 2016, 18, 288
 USEPA. http://www2.epa.gov/greenchemistry/definition. Accessed June 2015.
 USEPA. http://www2.epa.gov/green-engineering/about-green-engineering#definition.
Accessed June 2015.
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 40
Images
 ISSPPRO GmbH, Germany, 2015
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 41
Disclaimer
This presentation was prepared with the requested diligence
and with the generally accepted principles of the relevant
field.
If a third party uses the contents of the presentation in order
to take decisions, the authors disclaim any liability for any
kind of direct or indirect (consequential) damage.
UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 42

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C11 1 intro to gc techniques_final

  • 1. TRP 1 Introduction to Green Chemistry Techniques IAMC Toolkit Innovative Approaches for the Sound Management of Chemicals and Chemical Waste
  • 2. Introduction to Green Chemistry Techniques The design of chemical products poses numerous challenges in chemistry such as non-ideal conversion, competing reactions, hazardous chemicals, raw material impurities, etc. This presentation provides an overview of Green Chemistry techniques to improve material efficiency, reduce pollution intensity, and also produce safer products and processes. The presentation provides an overview of Green Chemistry & Green Engineering design principles as well as guidelines for Green Chemistry metrics, material selection and reaction conditions. Since Green Chemistry & Green Engineering are often applied together, common design principles are also shown. UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 2
  • 3. 1. Examples of Green Chemistry & Green Engineering 2. Green Chemistry & Green Engineering design principles 3. Overview of Green Chemistry techniques:  Green chemistry metrics  Material selection  Reaction conditions 4. Key messages Contents UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 3
  • 4. Green Chemistry & Green Engineering Examples  Green Chemistry & Green Engineering examples  Green Chemistry & Green Engineering design principles  Overview of Green Chemistry techniques  Green Chemistry metrics  Material selection  Reaction conditions UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 4
  • 5. Green Chemistry Example: Biocatalytic Process to Manufacture Simvastatin* The traditional multistep synthesis of simvastatin, a leading drug for treating high cholesterol, is wasteful (yield <70%) and uses hazardous and toxic reagents, requiring significant amounts of solvents. Codexis and UCLA developed a cost-effective synthesis process to manufacture simvastatin using an engineered biocatalyst to improve the reaction yield and reduce hazards and wastes. Environmental, health and safety benefits:  Catalyst manufactured from renewable feedstocks  Simvastatin yields of 97% possible (compared to <70% for traditional routes)  Reduced use of toxic and hazardous substances like tert-butyl dimethyl silane chloride, methyliodide, n-butyl lithium  Reduced energy intensity since the reaction is operated at ambient temperature and near atmospheric pressure  Aqueous reaction conditions reduce quantity of solvents used  Bi-product (methyl 3-mercaptopropionic acid) is recycled in the process  Primary waste streams are handled in standard wastewater treatment facilities Economic benefits:  Biocatalytically manufactured, simvastatin meets customer requirements  Operating costs decreased since amounts of feedstock materials and solvents as well as energy and water were reduced * Source: ACS Green Chemistry Case Study, 2012 UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 5
  • 6. Green Engineering Example: Production of Methyl Acetate with Reactive Distillation Synthesis and purification of some chemicals can involve reactors and multiple distillation columns to increase the overall product yield, separate by- products and meet product purity requirements. Reactive distillation is a chemical processing Improvement technology that combines chemical reaction and distillation in one equipment, in which the conversion is increased by continuously removing reaction products from the reaction zone by distillation. UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 6 Reactive distillation is especially useful for preventing equilibrium-limited reactions like esterification. Benefits:  Increase conversion, raw material productivity and selectivity  Avoid/reduce separating reactants and solvents, reduce by-products and pollution intensity  Reduce number of separation columns (capital investment)  Decrease energy intensity Reactive distillation for methyl acetate production Acetic acid Methanol Catalyst Return from impurity removal columns Impurities Methyl acetate Water Acetic acid Methanol Catalyst Methyl acetate Solvent Azeo HeaviesWater Reactor Water Liquid extraction Decanter Traditional production of methyl acetate Distillation Extractive distillation Solvent recovery Methanol recovery Azeotrope distillation Entrainer recovery Colour column Flash column distillation Source: based on Huss et al., 2009 Source: based on US EPA
  • 7. Green Chemistry & Green Chemistry Design Principles  Green Chemistry & Green Engineering examples  Green Chemistry & Green Engineering design principles  Overview of Green Chemistry techniques  Green Chemistry metrics  Material selection  Reaction conditions UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 7
  • 8. Definitions Green Chemistry1 is the design of chemical products and processes that reduce or eliminate the use or generation of hazardous substances. Green Chemistry applies across the life cycle of a chemical product, including its design, manufacture, use and ultimate disposal. Green Chemistry is also known as sustainable chemistry. Green Engineering1 is the design, commercialization and use of processes and products in a way that minimizes pollution, promotes sustainability and protects human health without sacrificing economic viability and efficiency. Chemical process improvement is a component of green engineering focusing on improving process resource efficiency and reducing waste. Green Chemistry and Green Engineering2 are tools and principles applied across the life cycle so that chemical products and their production are resource-efficient with minimum pollution and safe for human health and the environment. The 12 principles of Green Chemistry and 12 principles of Green Engineering can be used to guide their application in the design and commercialization of chemical products and processes (see following slides). Sources: 1 United States Environmental Protection Agency; Anastas and Warner, 1998 2 based on Jimenez-Gonzalez and Constable, 2011 UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 8
  • 9. 12 Principles of Green Chemistry 1. Prevention: It is better to prevent waste than to treat or clean up waste after it has been created. 2. Atom economy: Synthetic methods should be designed to maximize the incorporation of all materials used in the process into the final product. 3. Less hazardous chemical syntheses: Wherever practicable, synthetic methods should be designed to use and generate substances that possess little or no toxicity to human health and the environment. 4. Designing safer chemicals: Chemical products should be designed to effect their desired function while minimizing their toxicity. 5. Safer solvents and auxiliaries: The use of auxiliary substances (e.g., solvents, separation agents, etc.) should be made unnecessary wherever possible and innocuous when used 6. Design for energy efficiency: Energy requirements of chemical processes should be recognized for their environmental and economic impacts and should be minimized. If possible, synthetic methods should be conducted at ambient temperature and pressure. 7. Use of renewable feedstocks: A raw material or feedstock should be renewable rather than depleting whenever technically and economically practicable UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 9 8. Reduce derivatives: Unnecessary derivatization (use of blocking groups, protection/deprotection, temporary modification of physical/chemical processes) should be minimized or avoided if possible, because such steps require additional reagents and can generate waste. 9. Catalysis: Catalytic reagents (as selective as possible are superior to stoichiometric reagents. 10. Design for degradation: Chemical products should be designed so that at the end of their function the break down into innocuous degradation products and do not persist in the environment. 11. Real-time analysis for pollution prevention: Analytical methodologies need to be further developed to allow for real-time, in-process monitoring and control prior to the formation of hazardous substances. 12. Inherently safer chemistry for accident prevention: Substances and the form of a substance used in a chemical process should be chosen to minimize the potential for chemical accidents, including releases, explosions, and fires. Source: Anastas and Warner, 1998
  • 10. 12 Principles of Green Engineering 1. Inherent rather than circumstantial: Designers need to strive to ensure that all materials and energy inputs and outputs are as inherently non hazardous as possible. 2. Prevention instead of treatment: It is better to prevent waste than to treat or clean up waste after it is formed. 3. Design for separation: Separation and purification operations should be designed to minimize energy consumption and materials use. 4. Maximize efficiency: Products, processes, and systems should be designed to maximize mass, energy, space, and time efficiency. 5. Output-pulled versus input-pushed: Products, processes and systems should be “output pulled” rather than “input pushed” through the use of energy and materials. 6. Conserve complexity: Embedded entropy and complexity must be viewed as an investment when making design choices on recycle, reuse, or beneficial disposition. UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 10 7. Durability rather than immortality: Targeted durability, not immortality, should be a design goal. 8. Meet need, minimize excess: Design for unnecessary capacity or capability (e.g., „one size fits all“) solutions should be considered a design flaw. 9. Minimize material diversity: Material diversity in multicomponent products should be minimized to promote disassembly and value retention. 10. Integrate material and energy flows: Design of products, processes, and systems must include integration and interconnectivity with available energy and materials flows. 11. Design for commercial „afterlife“: Product, processes, and systems should be designed for performance in a commercial „afterlife“ 12. Renewable rather than depleting: Material and energy inputs should be renewable rather than depleting. Source: Anastas and Warner, 1998
  • 11. Green Chemistry and Green Engineering Design Principles In practice, it is helpful to treat Green Chemistry and Green Engineering as a common approach to improve the sustainability of products and processes. The many principles of Green Chemistry and Green Engineering can be organized into three guiding design principles*:  Design systems holistically and use life cycle thinking through design (e.g. consider impacts of chemical products over its life cycle including consumer use and end of life) and being sustainable (e.g. use renewable feedstocks)  Eliminate and minimize hazards and pollution through design (e.g. avoid persistence of products, safer production), measurement (e.g. real-time analysis, waste) and being sustainable (conserve ecosystems and protect human health and well-being)  Maximize resource efficiency through design (e.g. use catalysis, reduce derivatives), measurement (e.g. mass balances, quantify by-products), efficiency (e.g. minimize energy requirements, optimize efficiency) and being sustainable (e.g. minimize depletion of natural resources) *Adapted from the American Chemical Society UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 11
  • 12. Design Systems Holistically and Use Life Cycle Thinking UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 12 Design Being sustainable Minimize chemistry impacts Consider the effect of the overall process and life cycle on the choice of chemistry. Holistic approach Engineer processes and products holistically, use systems analysis and integrate environmental impact assessment tools. Use life cycle thinking Use life cycle thinking in all engineering and chemistry activities. End of use Products, processes and systems should be designed for performance in a commercial “afterlife”. Durability Targeted durability, not immortality, should be a design goal. Conserve complexity Embedded entropy and complexity must be viewed as an investment when making design choices on recycling, reuse or beneficial disposition. Collaborate with engineers Consult a chemical or process engineer. Consider incompatibilities Recognize where safety and waste minimization are incompatible. Minimize material diversity Material diversity in multicomponent products should be minimized to promote disassembly and value retention. Use renewables A raw material feedstock should be renewable rather than depleting whenever technically and economically practical. Material and energy inputs should be renewable rather than depleting. Innovate to achieve Create engineering solutions beyond current or dominant technologies. Improve, innovate and invent (technologies) to achieve sustainability. Think locally Develop and apply engineering solutions while being aware of local geography, aspirations and cultures. Engage Actively engage communities and stakeholders in the development of engineering solutions. Apply measures Help develop and apply sustainability measures.  Green Chemistry  Green Engineering Source: based on the American Chemical Society
  • 13. Eliminate and Minimize Hazards and Pollution UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 13 Design Measure Being sustainable Avoid persistence Chemical products should be designed so that at the end of their function they do not persist in the environment and break down into innocuous degradation products. Inherently non-hazardous Designers need to strive to ensure that all material and energy inputs and outputs are as inherently non-hazardous as possible. Synthetic methods Wherever practical, synthetic methodologies should be designed to use and generate substances that possess little or no toxicity to human health and the environment. Safer processes Substances and the form of a substance used in a chemical process should be chosen so as to minimize the potential for chemical accidents, including releases, explosions and fires. Prevention It is better to prevent waste than to treat or clean up waste after it has been formed. Real-time analysis Analytical methodologies need to be developed further to allow for real-time in-process monitoring and control prior to the formation of hazardous substances. Losses Measure catalyst and solvent losses in aqueous effluent. Thermochemistry Investigate basic thermochemistry. Incompatibilities Recognize where safety and waste minimization are incompatible. Waste Monitor, report and minimize laboratory waste emitted. Conserve and improve Conserve and improve natural ecosystems while protecting human health and well-being. Source: based on the American Chemical Society Green Chemistry  Green Engineering
  • 14. Maximize Resource Efficiency UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 14 Design Measure Being efficient Being sustainable Output-pulled vs. input-pushed Products, processes and systems should be “output pulled” rather than “input pushed” through the use of energy and materials. Atom economy Synthetic methods should be designed to maximize the incorporation of all materials used in the process into the final product. Find alternatives The use of auxiliary substances (e.g., solvents, separation agents) should be made unnecessary whenever possible and innocuous when used. Reduce derivatives Unnecessary derivatization (blocking group, protection-deprotection and temporary modification of physical / chemical processes) should be avoided whenever possible. Use catalysis Catalytic reagents (as selective as possible) are superior to stoichiometric reagents. Mass balances Establish full mass balances for a process. Heat and mass transfer Anticipate heat and mass transfer limitations. Conversion Report conversions, selectivities and productivities. By-product formation Identify and quantify by-products. Utilities Quantify and minimize the use of utilities. Reduce Separation and purification operations should be designed to minimize energy consumption and materials use. Minimize Energy requirements should be recognized for their environmental and economic impacts and should be minimized. Synthetic methods should be conducted at ambient temperature and pressure. Optimize Products, processes and systems should be designed to maximize mass, energy, space and time efficiency. Integrate Design of products, processes and systems must include integration and interconnectivity with available energy and material flows. Prevent Strive to prevent waste. Minimize Minimize depletion of natural resources. Conserve and improve Conserve and improve natural ecosystems while protecting human health and well-being. Source: based on the American Chemical Society Green Chemistry  Green Engineering
  • 15. Overview of Green Chemistry Techniques  Green Chemistry & Green Engineering examples  Green Chemistry & Green Engineering design principles  Overview of Green Chemistry techniques  Green Chemistry metrics  Material selection  Reaction conditions UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 15
  • 16. Introduction to Green Chemistry Metrics Metrics can be used to measure the greenness of a chemistry, process or product. Consider the following when using metrics to measure the greenness:  Where to draw the boundary to best capture the impact of the process or product  Metrics should be easily understood and promote continuous improvement  A system of metrics help provide a fuller picture  All metrics should contribute to achieving Green Chemistry goals UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 16
  • 17. Examples of Green Chemistry Metrics (I) In addition to traditional chemistry metrics such as yield, selectivity; one can use the following metrics to measure the greenness of the chemistry: Atom economy Reaction mass efficiency Optimum efficiency (Process) Mass intensity UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 17 AE = 𝑚𝑜𝑙𝑒𝑐𝑢𝑙𝑎𝑟 𝑤𝑒𝑖𝑔ℎ𝑡 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡 𝑡𝑜𝑡𝑎𝑙 𝑚𝑜𝑙𝑒𝑐𝑢𝑙𝑎𝑟 𝑤𝑒𝑖𝑔ℎ𝑡 𝑜𝑓 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑡𝑠 × 100 RME = 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑖𝑠𝑜𝑙𝑎𝑡𝑒𝑑 𝑝𝑟𝑜𝑑𝑢𝑐𝑡 𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑡𝑠 × 100 OE = 𝑅𝑀𝐸 𝐴𝐸 × 100 PMI = 𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑖𝑛 𝑎 𝑝𝑟𝑜𝑐𝑒𝑠𝑠 𝑜𝑟 𝑝𝑟𝑜𝑐𝑒𝑠𝑠 𝑠𝑡𝑒𝑝 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡
  • 18. Examples of Green Chemistry Metrics (II) In addition to traditional chemistry metrics such as yield, selectivity; one can use the following metrics to measure the greenness of the chemistry: UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 18 Renewables intensity = 𝑅𝐼 = 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑎𝑙𝑙 𝑟𝑒𝑛𝑒𝑤𝑎𝑏𝑙𝑦 𝑑𝑒𝑟𝑖𝑣𝑎𝑏𝑙𝑒 𝑚𝑎𝑡𝑒𝑟𝑖𝑎𝑙𝑠 𝑢𝑠𝑒𝑑 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡 Renewables percentage = 𝑅𝐼 𝑃𝑀𝐼 × 100 Waste intensity = 𝑊𝐼 = 𝑡𝑜𝑡𝑎𝑙 𝑤𝑎𝑠𝑡𝑒 𝑝𝑟𝑜𝑑𝑢𝑐𝑒𝑑 𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑖𝑛𝑝𝑢𝑡 Waste percentage = 𝑊𝐼 𝑃𝑀𝐼 × 100
  • 19. Green Chemistry Metrics: Example Benzyl alcohol (C6H5CH2OH) (10.81g, 0.10mol, 108.1g/mol) reacts with p-toluene sulfonylchloride (CH3C6H4SO2Cl) (21.9g, 0.115mol, 190.65g/mol) in toluene (500g) and triethylamine (15g) to give the sulfonate ester (CH3C6H4SO2OC6H5CH2) (262.29g/mol) isolated in 90% yield (0.09mol, 23.6 g). Calculate the following parameters: atom economy reaction mass efficiency mass intensity mass productivity UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 19 = 𝑚𝑜𝑙𝑒𝑐𝑢𝑙𝑎𝑟 𝑤𝑒𝑖𝑔ℎ𝑡 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡 𝑡𝑜𝑡𝑎𝑙 𝑚𝑜𝑙𝑒𝑐𝑢𝑙𝑎𝑟 𝑤𝑒𝑖𝑔ℎ𝑡 𝑜𝑓 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑡𝑠 × 100 = 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑖𝑠𝑜𝑙𝑎𝑡𝑒𝑑 𝑝𝑟𝑜𝑑𝑢𝑐𝑡 𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑡𝑠 × 100 = 𝑡𝑜𝑡𝑎𝑙 𝑚𝑎𝑠𝑠 𝑖𝑛 𝑎 𝑝𝑟𝑜𝑐𝑒𝑠𝑠 𝑜𝑓 𝑝𝑟𝑜𝑐𝑒𝑠𝑠 𝑠𝑡𝑒𝑝 𝑚𝑎𝑠𝑠 𝑜𝑓 𝑝𝑟𝑜𝑑𝑢𝑐𝑡 = 1 𝑚𝑎𝑠𝑠 𝑖𝑛𝑡𝑒𝑛𝑠𝑖𝑡𝑦 × 100 Source: Gonzalez and Constable
  • 20. Green Chemistry Metrics: Example Benzyl alcohol (C6H5CH2OH) (10.81g, 0.10mol, 108.1g/mol) reacts with p-toluene sulfonylchloride (CH3C6H4SO2Cl) (21.9g, 0.115mol, 190.65g/mol) in toluene (500g) and triethylamine (15g) to give the sulfonate ester (CH3C6H4SO2OC6H5CH2) (262.29g/mol) isolated in 90% yield (0.09mol, 23.6 g). Calculate the following parameters: atom economy reaction mass efficiency mass intensity mass productivity UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 20 = 262.29 108.1 + 190.65 × 100 = 87.8% = 23.6 10.81 + 21. 9 × 100 = 70.9% = 10.81 + 21.9 + 500 + 15 23.6 = 23.2 𝑔 𝑔 = 23.2 𝑘𝑔 𝑘𝑔 = 1 𝑚𝑎𝑠𝑠 𝑖𝑛𝑡𝑒𝑛𝑠𝑖𝑡𝑦 × 100 = 4.3% Source: Gonzalez and Constable
  • 21. Comparison of Metrics for Different Chemistries (I) UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 21 Stoichiometry of B mole (%) Yield (22%) Atom economy (%) Reaction mass efficiency (%) Mass intensity excluding water (kg/kg) Mass productivity (%) Acid salt 135 83 100 83 16.0 6.3 Base salt 273 90 100 80 20.4 4.9 Hydrogenation 192 89 84 74 18.6 5.4 Sulfonation 142 89 89 69 16.3 6.1 Decarboxylation 131 85 77 68 19.9 5.0 Esterification 247 90 91 67 11.4 8.8 Knoevenagel 179 91 89 66 6.1 16.4 Cyanation 122 88 77 65 13.1 7.6 Bromination 214 90 84 63 13.9 7.2 N-acylation 257 86 86 62 18.8 5.3 S-alkylation 231 85 84 61 10.0 10.0 C-alkylation 151 79 88 61 14.0 7.1 N-alkylation 120 87 73 60 19.5 5.1 O-arylation 223 84 85 58 11.5 8.7 Source: Gonzalez and Constable
  • 22. Comparison of Metrics for Different Chemistries (II) UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 22 Stoichiometry of B mole (%) Yield (22%) Atom economy (%) Reaction mass efficiency (%) Mass intensity excluding water (kg/kg) Mass productivity (%) Epoxidation 142 78 83 58 17.0 5.9 Borohydride 211 88 75 58 17.8 5.6 Iodination 223 96 89 56 6.5 15.4 Cyclization 157 79 77 56 21.0 4.8 Amination 430 82 87 54 11.2 8.9 Lithal 231 79 76 52 21.5 4.7 Base hydrolysis 878a 88 81 52 26.3 3.8 C-acylation 375 86 81 51 15.1 6.6 Acid hydrolysis 478 92 76 50 10.7 9.3 Chlorination 314 86 74 46 10.5 9.5 Elimination 279 81 72 45 33.8 3.0 Grignard 180 71 76 42 30.0 3.3 Resolution 139 36 99 31 40.1 2.5 N-dealkylation 2650a 92 64 27 10.1 9.9 aInflated by use of solvent as reactant Source: Gonzalez and Constable
  • 23. Chem21 Metrics Toolkit The CHEM21 project (Chemical Manufacturing Methods for the 21st Century Pharmaceutical Industries) developed a Green Chemistry toolkit for the pharmaceutical industries which can be applied to all chemical processing industries. The bench-scale toolkit involves a ‘zero pass’ and ‘first pass’ screening process.  Zero pass: use at the discovery phase where large numbers of screening reactions are carried out on a small scale with the most promising reactions selected fro the ‘first pass’. This stage looks at metrics yield, conversion, selectivity, AE, RME, restricted solvents and health & safety  First pass: more in-depth investigation of a reaction’s greenness including comparing different routes to the same target compound. Additional metrics include MI, critical elements, energy, chemicals of concern, and more detailed analysis An excel tool can be downloaded here: http://pubs.rsc.org/en/Content/ArticleLanding/2015/GC/c5gc00340g#!divA bstract UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 23
  • 24. Overview of Green Chemistry Techniques  Green Chemistry & Green Engineering examples  Green Chemistry & Green Engineering design principles  Overview of Green Chemistry techniques  Green Chemistry metrics  Material selection  Reaction conditions UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 24
  • 25. Improving Reaction Conditions: Material Selection – Solvents Solvents are used in many industries for processing (e.g. distillation, equipment cleaning), synthesis (reactant) and formulation of products (carrier). Solvents typically have serious health and environmental hazards including waste management issues, so:  Avoid materials not integrated in the product (e.g. solvents) where possible  If solvents are necessary, use ones with less health and environmental impacts, and minimize their use while optimize effectiveness UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 25
  • 26. Improving Reaction Conditions: Material Selection – Solvent Properties & Selection (I) Solvent properties are an essential criteria when selecting solvents for a process. Select solvents according to Green Chemistry principles (satisfy solubility requirements while minimizing health, safety and environmental impacts). The ‘CHEM21 solvent selection guide’ can be used to evaluate existing and new solvents according to health, safety and environmental factors and classify them as:  Recommended  Problematic  Hazardous The background paper and an excel tool can be found here: http://pubs.rsc.org/en/content/articlelanding/gc/2016/c5gc01008j#! divAbstract UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 26
  • 27. Improving Reaction Conditions: Material Selection – Solvent Properties & Selection (II) Once the solvents have been evaluated for health, safety and environmental impacts, the final selection as made based on functional performance and costs. The following can be used to select solvents based on their properties:  Property databases: e.g. search for water-miscible solvents with a boiling point between 70-95°C (e.g. CRC handbook)  Principal components analysis: can be used to identify a system of EHS-friendly solvents to replace a single component hazardous solvent according to desired properties such as boiling point, melting point, dipole moment, solubility parameters. An practical way to address solubility challenges is to use the Hansen solubility parameters of mixtures to replace the functionality of a single component. For more information: http://hansen-solubility.com/ UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 27
  • 28. Improving Reaction Conditions: Material Selection - Catalysts Catalysts lower the reaction’s activation energy and speeds up the rate of reaction and can result in increased reaction efficiency. Example: BASF developed a new process to manufacture ibuprofen, replacing a technology with six stoichiometric steps and less than 40% atom utilization with a technology with three steps and 80% atom utilization, and large amounts of aqueous waste was eliminated. Possible benefits of catalysis:  Productivity: increased yield, selectivity, and reactor volume efficiency; reduced cycle time and variability  Environmental: increased resource efficiency; reduction of undesired by-products; elimination or reduction of solvents;  Safety: can reduce the use of hazardous chemicals UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 28
  • 29. Overview of Green Chemistry Techniques  Green Chemistry & Green Engineering examples  Green Chemistry & Green Engineering design principles  Overview of Green Chemistry techniques  Green Chemistry metrics  Material selection  Reaction conditions UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 29
  • 30. Reaction Conditions Reactions conditions are an important way to improve the greenness of the chemistry and process. The most common reaction conditions which can be modified by the manufacturer include:  Stoichiometry  Temperature  Order and rate of reagent addition  Mixing Design of experiments can be used to optimize reaction conditions using a minimum number of experiments. See more in ‘Introduction to Operational Excellence’. UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 30 E11_1_Intro to OE
  • 31. Common Activities in Batch Processing and Impacts on Green Chemistry  Acid and base washes  pH adjustment  Salt washes  Use of desiccants  Chromatographic clean- ups UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 31  Carbon cleanup  Use of filter aids  Put and take distillations  Distillations  Isolation steps / crystallization Many activities in the batch chemical processing impacts Green Chemistry. Common activities, the problems they cause and possible options to solve the problem are found in the reference document ‘Green Chemistry impacts in batch chemical processing’. The batch chemical processing activities include: C11_2_Chem processing GC impacts
  • 32. Improving Reaction Conditions: Stoichiometry Basic chemistry places importance on balancing equations for reactions. There is a balance between mass efficiency (reducing waste) and having excess reagent to drive reactions to completion. General principles for improving stoichiometry impacts include aiming:  For reactions which need equimolar (or close to) quantities of reactants to reduce excess waste  To minimize stoichiometric excesses of catalysts (e.g. reduce excess strong Lewis acids used as a catalyst in the nitrification of aromatics)  To use bound catalysts which can be regenerated (e.g. Lewis solid acid (zeolite-based) which can be regenerated and avoid large quantities of waste) UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 32
  • 33. Improving Reaction Conditions: Temperature General Green Chemistry on selecting chemistries and temperature:  Use reactions which can be run as close to ambient temperature (and to a lesser degree, pressure) as possible and avoid running reactions at very cold temperatures (< -20°C) since this is energetically very unfavourable.  Balance temperature with reactions rates to optimize reaction kinetics while avoiding conditions which could cause an accident  Estimate heat of reaction (endothermic or exothermic) before validating with experiments  Be careful with exothermic reactions:  It is important to characterize impacts of reaction temperature, reaction rate, order of addition, mixing, pressure and heat evolution/removal.  Avoid run-away reaction conditions (heat evolution increases exponentially while heat removal is linear). Note: using the Arrhenius relationship, a 10°C increase in temperature can result in a 2-3 times increase of reaction rate and likewise heat release. UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 33
  • 34. Improving Reaction Conditions: Mixing Mixing is an important Green Chemistry issue in chemical processing and up- scaling. Mixing helps to overcome heat transfer and mass transfer limitations in chemical processing. Proper mixing:  Avoids temperature and reagent concentration gradients (in reactors of all shapes and sizes) so that reactants are consumed and form product in equimolar amounts at the desired temperature thereby maximizing yield and reducing waste  Prevents localized temperature hotspots and localized runaway reactions which could cause accidents (for exothermic reactions)  Can control the rate of reaction if the kinetic rate is very high and the reaction is mass-transfer limited (e.g. simple acid or base neutralization reaction in which kinetic rate ~ 108 m3/mol-s) General tips:  Solid-liquid: ensure solids or uniformly distributed in liquid  Gas-liquid or liquid-liquid: ensure phases are uniformly mixed and interfacial area is optimized for desired reaction. Improper mixing in 2-phase systems can lead to problems with filtration, decrease product yield, increase processing time and lead to increased costs  Improve mass transfer, increase product yield and decrease waste by considering alternative solvents (e.g. ionic liquids, supercritical fluids), phase transfer catalysts, or alternative reactors (e.g. vortex mixers, microreactors) UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 34
  • 35. Improving Reaction Conditions: Order and Rate of Reagent Addition The order and rate of reagent addition can have significant impacts on the process and final product, in particular:  Optimization can lead to significant reductions in reaction time, energy consumption and waste  Make reactions more controllable and safe. E.g. for exothermic or endothermic reactions, by adding reagents in a certain order, excessive temperatures (exothermic) or uncontrolled precipitation (endothermic) can be avoided Order and rate of addition can be used:  In micro or minireactors to achieve optimal reaction rate and temperature  To control kinetic rate and possibly reduce undesired by-products, impurities and maximize yield  To control temperature by heating or cooling reagents before addition  In multiphase systems to prevent emulsion, control rate and timing of phase formation Note: order and rate of addition should always be optimized together with mixing UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 35
  • 36. Key Messages UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 36
  • 37. Key Messages (1) The design of chemical products pose numerous challenges in chemistry such as non-ideal conversion, competing reactions, hazardous chemicals, raw material impurities, etc. and Green Chemistry techniques can improve material efficiency, reduce pollution intensity, and also produce safer products and processes. Green Chemistry and green engineering should be integrated to make green products using green processes. All design principles can be grouped in three guiding design principles:  Design systems holistically and use life cycle thinking  Eliminate and minimize hazards and pollution  Maximize resource efficiency UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 37
  • 38. Key Messages (2) Green Chemistry can be applied in a practical way using the following parameters:  Green Chemistry metrics: Quantifiable and verifiable metrics can be used to measure the greenness of reactions, processes or products. Often a system of metrics (with different boundaries) are required to understand the full impacts.  Material selection:  Solvents are often the source of EHS impacts. Alternative, safer solvents can typically be found by comparing properties or using a solvent system mixture with similar single component prosperities (e.g. using Hansen solubility parameters)  Reactions conditions are an important way to improve the greenness of the chemistry and process. The most common reaction conditions which can be modified by the manufacturer include:  Stoichiometry  Temperature  Order and rate of reagent addition  Mixing UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 38
  • 39. Sources UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 39
  • 40. Fusce posuere, magna sed pulvinar ultricies, purus lectus malesuada libero, sit amet magna eros quis (ARIAL 32). Sources  CSD Engineers, Switzerland/ISSPPRO, Germany, 2015  Anastas, P. T. and Warner, J. C. Green Chemistry: Theory and Practice. Oxford University Press: New York, 1998  Chem21 Chemical Manufacturing Methods for the 21st Century Pharmaceutical Industries: http://www.chem21.eu/  EPA Presidential Green Chemistry Challenge Awards 1997. https://www.epa.gov/greenchemistry/presidential-green-chemistry-challenge-1997- greener-synthetic-pathways-award  Jimenez Gonzalez, C. and Constable, D.J.C. Green Chemistry and Engineering: A Practical Design Approach. Wiley, 2011  Prat, D. Wells, A., Hayler, J. Sneddon, H. McElroy, C.R. Abou-Shehada, S. et al., Green Chem., 2016, 18, 288  USEPA. http://www2.epa.gov/greenchemistry/definition. Accessed June 2015.  USEPA. http://www2.epa.gov/green-engineering/about-green-engineering#definition. Accessed June 2015. UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 40
  • 41. Images  ISSPPRO GmbH, Germany, 2015 UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 41
  • 42. Disclaimer This presentation was prepared with the requested diligence and with the generally accepted principles of the relevant field. If a third party uses the contents of the presentation in order to take decisions, the authors disclaim any liability for any kind of direct or indirect (consequential) damage. UNIDO│IAMC Toolkit│Images may not be copied, transmitted or manipulated 42