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1(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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The Concept of Adaptive Radio Links
AWICS-seminar, 18.12.2000
Pavel Loskot
pavel.loskot@ee.oulu.fi
Centre for Wireless Communications
University of Oulu, Finland
2(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Introduction and Motivation
ARL - Modern Concept of Telecommunications
Optimization Problems (PHY)
Nothing Is Ideal (Trade-offs)
Adaptive Modulation Scheme (AMS)
Coding and AMS
Adaptive Multicarrier Modulation and Adaptive CDMA
Other Techniques at PHY
ARL in Today’s Cellular Systems
Conclusions
Outline
N.B.: Adaptive Radio Links ≅ ARL
3(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Introduction and Motivation
 
The transmission problem
– power and bandwidth constraint
→→→→ channel capacity
– delay and complexity constraint
 
The noise source
– distortion in time and frequency (noise, fading, multipath … etc.)
→→→→ channel state information (CSI)
– multiuser interference
→→→→ traffic
– time-varying
 
Solution
– adaptive receiver
– adaptive transmitter
– combination of both
 
Adaptive transmitter only
– ideally fading channel → Gaussian channel
aposterioryapriory
4(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Conventional solution
– adaptive receiver only, so that the system design for the worth case or average channel
– wasting the channel capacity
 
New solution
– exploit all the available (time-varying) channel capacity
– adaptive transmitter with partial/perfect channel state information and/or traffic situation
to compensate it apriory
– transmitter = function( channel( time ) , traffic( time ))
 
CSI is obtained through
– channel reciprocity (TDD) - open loop adaptation
• relatively faster fading channels but interference limited
– channel feedback (FDD) - closed loop adaptation
• feedback is usually limited (latency, overhead)
– cf. power control
 
Restrictions
– point-to-point duplex connection
Introduction and Motivation - Cont.
Tx RxCh
Tx RxCh
Tx Rx
Rx Tx
BS MS
5(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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What is adaptive
– physical layer
• adaptive modulation scheme (AMS) - power and data rate
• coding - both source and channel
• antennas (e.g. adaptive beamforming, or antenna switching)
– link layer
• radio resource management - avoid or minimize collisions, retransmissions,
interference (e.g. Dynamic Frequency Allocation, adaptive MAC, ARQ)
– higher layers
• routing (e.g. Ad-Hoc networks, ODMA)
– adaptive users
 
Areas
– information theory
– detection theory
– estimation theory
– signal processing
– etc.
ARL - Modern Concept of Telecommunications
Communications ≈30.000/65.000
ARL ≈10.000
MCM ≈2.000
AMS ≈200
bit loading ≈50
IEL Online
6(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Goal
– maximize link throughput - spectral efficiency (bits/s/Hz)
(in fact #of users/link)
– maximize network throughput - area spectral efficiency (bits/s/Hz/m2)
– minimize power (less stringent SNR requirements, or less complex computation)
 
Problem
– distribution of information in Time-Frequency-Space ?
 
Data sources (interface to PHY)
– variable bit rate source (VRS), e.g. data transfer
– constant rate source (CRS), e.g. speech
– available rate source (ARS), e.g. video
 
QoS
– at PHY - delay (maximum, jitter) and BER (average) - e.g. voice ver. data
– higher layers - goodput
– multimedia services - distortion rather than BER
ARL - Modern Concept of Telecommunications - Cont.
time
frequency
space
time
frequency
7(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Assumptions
– fading channel with being the instantaneous SNR with distribution
– variable power with average power constraint
– variable rate [bits/symbol] as to vary symbol period is impractical
 
Problem definition#1 (VBR)
– maximize the average throughput
– subject to average power constraint
– subject to instantaneous BER constraint
(more restrictive than average BER)
 
Problem definition#2 (CBR)
– minimize the average power
– subject to average throughput
– subject to average BER constraint
 
Solution
– method of LaGrange multipliers to obtain optimum rate/power adaptation policy
– leads to a water-filling (in different dimensions)
 
Practical restriction
– define fading regions - cutoff rate
– average fading rate duration (AFRD) → channel model as a Marcov process
Optimization Problems (PHY)
γ )(γp
)(γS S
)(γk
 
∞
0
)()( γγγ dpk
 
=∞
0
)()( SdpS γγγ
BERBER =)(γ
¡
∞
0
)()( γγγ dpS
Kdpk =
¡
∞
0
)()( γγγ
BERdpBER =
¡
∞
0
)()( γγγ
}0{},;{)( /∪<+Ζ∈∈ Niiik γ
),[)
1
,
0
[)
0
,0[ ∞∪∪∪=+ℜ∈ Nγγγγγ 0γ
8(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Nothing Is Ideal (Trade-offs) 
Principle of uncertainty (physics) - arise with a practical implementation
 
General trade-offs (for Communications Engineering)
– BER ver. throughput (implied by channel coding theorem)
– performance ver. delay and complexity (not implied by Shannon theory)
– power efficiency ver. spectral efficiency (e.g. CDMA ver. OFDM)
– spectral efficiency ver. area spectral efficiency
 
Antennas
– physical size ver. performance
 
Coding and modulation
– channel coding ver. source coding (not implied by Shannon theory)
– modulation level ver. coding
– coding gain ver. complexity
– amount of feedback ver. complexity
– single link ver. cellular network
 
System related
– CDMA - spreading ver. coding (CDMA, MC-CDMA)
– OFDM - crest factor ver. out of band radiation
spreading
coding loading
?
hardware
?
software
baseband
passband
9(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Adaptive Modulation Scheme (AMS) 
AMS is
– technique to approach the channel capacity by varying (cf. solution to optimization problem)
• power only (cf. power control)
• rate only
• both, power and rate.
 
Special attention to
– AMS with coding (discussed later)
– AMS in network
• optimization of one link ↑ spectral efficiency of that user, however,
create MUI and ↓ area spectral efficiency (tradeoff)
– AMS with multiple antennas
– AMS as a multicarrier modulation and/or with spreading (discussed later)
 
Limitations
– Doppler spread
• fast fading - the channel cannot be tracked and the performance is poor
• slow fading - long outage periods infers large data buffers and significant link latency
– delay spread
• complexity ver. performance tradeoff in adaptive multicarrier modulation
• single carrier modulation - problem to explicitly evaluate BER as a function of SNR
10(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Adaptive Modulation Scheme (AMS) - Cont. 
System model - both TDD and FDD
 
Steps to be taken
– estimate the channel
• outdated or erroneous estimates significantly impair the performance
• hence, prediction rather than estimation
– select new transmission format
• instantaneous/average SNR based
• instantaneous/average BER based (decoder)
– signaling of the new format to the receiver (overhead) or blind detection
 
Effects of AMS
– bursts of errors removed, and constant BER supports well-established codes to be used
– if the delay is not a problem, the gain of AMS can be enormous
– in practice, usually adaptive MQAM (e.g. no Tx, BPSK, 4QAM, 16QAM)
AMS and coding Tx power Channel
channel estimate
Demodulation
and decoding
data data
delay τ
error ε
11(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Coding and AMS 
Source coding
– source and channel code trade-off
– e.g. unequal error protection, layered coding for multimedia
 
Block codes (variable block length)
 
Convolutional codes (variable interleaving and puncturing)
 
Coset codes (separation of coding and modulation) (6dB from capacity)
– trellis and lattice codes
(variable coset size)
 
Turbo codes (3dB from capacity)
– cannot separate coding and modulation
– BER curves necessary - upper bound
– additional constraint of block length
– adapt the channel encoder itself
12(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Adaptive Multicarrier Modulation and Adaptive CDMA 
Adaptive MCM
– in fact, MCM means that frequency dimension is available
– by SVD a set of independent parallel flat fading channels
– joint adaptation of subcarriers - bit and power loading
– mitigate the latency problem over slow fading channels
– decomposition also via DFT - requires finite block length
otherwise backward/forward adaptation to attain the channel capacity
– other degrees of freedom
• number of subcarriers (related to coherence bandwidth)
• cyclic prefix
 
Adaptive CDMA
– degrees of freedom
• multicode
• variable processing gain
• multilevel modulation
 
Adaptive MCM-CDMA
– great flexibility (the degrees of freedom)
– ranges from OFDM to FH/DS-CDMA
13(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Other Techniques at PHY 
Precoding
– pre-Rake, or design of spreading codes to force zero MUI in GMC-CDMA
 
Predistortion and preequalization
– prevent noise enhancement at the receiver
– power limited channel inversion at the transmitter (keep constant SNR)
– receiver can be simpler
 
Beamforming and smart antennas
– MIMO → SISO structure
– 1D coding followed by precoding (antenna weights) can achieve the capacity
 
Uncorrelated antennas
– antenna selection/switching - good performance and complexity tradeoff
– MCM preceding each antenna create the set of flat fading channels
 
Variable packet length
– related to MAC and also to coding
14(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Today’s cellular systems
– assure 90-95% coverage for certain QoS
– hence, most area excessive SNR - support of higher data rates
 
Constraints
– adaptation on frame by frame basis
– slow feedback (≈ 10-100 ms)
 
Historical note
– the first idea late 60’s, however, short lived due to hardware limitations and lack of good
channel estimation techniques
– renewed interested late 80’s for meteor-burst communications
– early 90’s, variable rate MQAM by Steel and Webb
ARL in Today’s Cellular Systems
WCDMA CDMA2000 IS-95B
variable spreading
and coding
variable spreading
and coding
code aggregation
GPRS GPRS-136 EGPRS
adaptive coding and
slots aggregation
adaptive modulation and
slots aggregation
adaptive modulation and
slots aggregation
15(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000
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Conclusions 
ARL is a modern concept of communications
– the transmission format is change according to predicted channel conditions
– the traffic is scheduled in order to avoid interference
 
The main motivation is the lack of spectrum (can be only worse in future)
– the spectrum shall be used as efficiently as possible
 
Adaptive transmitter to approach time-varying channel capacity
– the more degrees of freedom the better the performance
– at PHY layer
• water-filing in time (adaptive modulation)
• water-filing in frequency (bit and power loading)
• water-filing in time and frequency (not studied, yet)
– upper layers
• avoid interference and optimize routing
 
ARL principles in all current standards
– cellular
• WCDMA, CDMA2000, IS-95, GPRS, GPRS-136, EGPRS
– broadband
• HIPERLAN/2, IEEE 802.11

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Adaptive Radio Links

  • 1. 1(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C The Concept of Adaptive Radio Links AWICS-seminar, 18.12.2000 Pavel Loskot pavel.loskot@ee.oulu.fi Centre for Wireless Communications University of Oulu, Finland
  • 2. 2(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Introduction and Motivation ARL - Modern Concept of Telecommunications Optimization Problems (PHY) Nothing Is Ideal (Trade-offs) Adaptive Modulation Scheme (AMS) Coding and AMS Adaptive Multicarrier Modulation and Adaptive CDMA Other Techniques at PHY ARL in Today’s Cellular Systems Conclusions Outline N.B.: Adaptive Radio Links ≅ ARL
  • 3. 3(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Introduction and Motivation   The transmission problem – power and bandwidth constraint →→→→ channel capacity – delay and complexity constraint   The noise source – distortion in time and frequency (noise, fading, multipath … etc.) →→→→ channel state information (CSI) – multiuser interference →→→→ traffic – time-varying   Solution – adaptive receiver – adaptive transmitter – combination of both   Adaptive transmitter only – ideally fading channel → Gaussian channel aposterioryapriory
  • 4. 4(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C   Conventional solution – adaptive receiver only, so that the system design for the worth case or average channel – wasting the channel capacity   New solution – exploit all the available (time-varying) channel capacity – adaptive transmitter with partial/perfect channel state information and/or traffic situation to compensate it apriory – transmitter = function( channel( time ) , traffic( time ))   CSI is obtained through – channel reciprocity (TDD) - open loop adaptation • relatively faster fading channels but interference limited – channel feedback (FDD) - closed loop adaptation • feedback is usually limited (latency, overhead) – cf. power control   Restrictions – point-to-point duplex connection Introduction and Motivation - Cont. Tx RxCh Tx RxCh Tx Rx Rx Tx BS MS
  • 5. 5(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C   What is adaptive – physical layer • adaptive modulation scheme (AMS) - power and data rate • coding - both source and channel • antennas (e.g. adaptive beamforming, or antenna switching) – link layer • radio resource management - avoid or minimize collisions, retransmissions, interference (e.g. Dynamic Frequency Allocation, adaptive MAC, ARQ) – higher layers • routing (e.g. Ad-Hoc networks, ODMA) – adaptive users   Areas – information theory – detection theory – estimation theory – signal processing – etc. ARL - Modern Concept of Telecommunications Communications ≈30.000/65.000 ARL ≈10.000 MCM ≈2.000 AMS ≈200 bit loading ≈50 IEL Online
  • 6. 6(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C   Goal – maximize link throughput - spectral efficiency (bits/s/Hz) (in fact #of users/link) – maximize network throughput - area spectral efficiency (bits/s/Hz/m2) – minimize power (less stringent SNR requirements, or less complex computation)   Problem – distribution of information in Time-Frequency-Space ?   Data sources (interface to PHY) – variable bit rate source (VRS), e.g. data transfer – constant rate source (CRS), e.g. speech – available rate source (ARS), e.g. video   QoS – at PHY - delay (maximum, jitter) and BER (average) - e.g. voice ver. data – higher layers - goodput – multimedia services - distortion rather than BER ARL - Modern Concept of Telecommunications - Cont. time frequency space time frequency
  • 7. 7(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C   Assumptions – fading channel with being the instantaneous SNR with distribution – variable power with average power constraint – variable rate [bits/symbol] as to vary symbol period is impractical   Problem definition#1 (VBR) – maximize the average throughput – subject to average power constraint – subject to instantaneous BER constraint (more restrictive than average BER)   Problem definition#2 (CBR) – minimize the average power – subject to average throughput – subject to average BER constraint   Solution – method of LaGrange multipliers to obtain optimum rate/power adaptation policy – leads to a water-filling (in different dimensions)   Practical restriction – define fading regions - cutoff rate – average fading rate duration (AFRD) → channel model as a Marcov process Optimization Problems (PHY) γ )(γp )(γS S )(γk   ∞ 0 )()( γγγ dpk   =∞ 0 )()( SdpS γγγ BERBER =)(γ ¡ ∞ 0 )()( γγγ dpS Kdpk = ¡ ∞ 0 )()( γγγ BERdpBER = ¡ ∞ 0 )()( γγγ }0{},;{)( /∪<+Ζ∈∈ Niiik γ ),[) 1 , 0 [) 0 ,0[ ∞∪∪∪=+ℜ∈ Nγγγγγ 0γ
  • 8. 8(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Nothing Is Ideal (Trade-offs)  Principle of uncertainty (physics) - arise with a practical implementation   General trade-offs (for Communications Engineering) – BER ver. throughput (implied by channel coding theorem) – performance ver. delay and complexity (not implied by Shannon theory) – power efficiency ver. spectral efficiency (e.g. CDMA ver. OFDM) – spectral efficiency ver. area spectral efficiency   Antennas – physical size ver. performance   Coding and modulation – channel coding ver. source coding (not implied by Shannon theory) – modulation level ver. coding – coding gain ver. complexity – amount of feedback ver. complexity – single link ver. cellular network   System related – CDMA - spreading ver. coding (CDMA, MC-CDMA) – OFDM - crest factor ver. out of band radiation spreading coding loading ? hardware ? software baseband passband
  • 9. 9(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Adaptive Modulation Scheme (AMS)  AMS is – technique to approach the channel capacity by varying (cf. solution to optimization problem) • power only (cf. power control) • rate only • both, power and rate.   Special attention to – AMS with coding (discussed later) – AMS in network • optimization of one link ↑ spectral efficiency of that user, however, create MUI and ↓ area spectral efficiency (tradeoff) – AMS with multiple antennas – AMS as a multicarrier modulation and/or with spreading (discussed later)   Limitations – Doppler spread • fast fading - the channel cannot be tracked and the performance is poor • slow fading - long outage periods infers large data buffers and significant link latency – delay spread • complexity ver. performance tradeoff in adaptive multicarrier modulation • single carrier modulation - problem to explicitly evaluate BER as a function of SNR
  • 10. 10(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Adaptive Modulation Scheme (AMS) - Cont.  System model - both TDD and FDD   Steps to be taken – estimate the channel • outdated or erroneous estimates significantly impair the performance • hence, prediction rather than estimation – select new transmission format • instantaneous/average SNR based • instantaneous/average BER based (decoder) – signaling of the new format to the receiver (overhead) or blind detection   Effects of AMS – bursts of errors removed, and constant BER supports well-established codes to be used – if the delay is not a problem, the gain of AMS can be enormous – in practice, usually adaptive MQAM (e.g. no Tx, BPSK, 4QAM, 16QAM) AMS and coding Tx power Channel channel estimate Demodulation and decoding data data delay τ error ε
  • 11. 11(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Coding and AMS  Source coding – source and channel code trade-off – e.g. unequal error protection, layered coding for multimedia   Block codes (variable block length)   Convolutional codes (variable interleaving and puncturing)   Coset codes (separation of coding and modulation) (6dB from capacity) – trellis and lattice codes (variable coset size)   Turbo codes (3dB from capacity) – cannot separate coding and modulation – BER curves necessary - upper bound – additional constraint of block length – adapt the channel encoder itself
  • 12. 12(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Adaptive Multicarrier Modulation and Adaptive CDMA  Adaptive MCM – in fact, MCM means that frequency dimension is available – by SVD a set of independent parallel flat fading channels – joint adaptation of subcarriers - bit and power loading – mitigate the latency problem over slow fading channels – decomposition also via DFT - requires finite block length otherwise backward/forward adaptation to attain the channel capacity – other degrees of freedom • number of subcarriers (related to coherence bandwidth) • cyclic prefix   Adaptive CDMA – degrees of freedom • multicode • variable processing gain • multilevel modulation   Adaptive MCM-CDMA – great flexibility (the degrees of freedom) – ranges from OFDM to FH/DS-CDMA
  • 13. 13(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Other Techniques at PHY  Precoding – pre-Rake, or design of spreading codes to force zero MUI in GMC-CDMA   Predistortion and preequalization – prevent noise enhancement at the receiver – power limited channel inversion at the transmitter (keep constant SNR) – receiver can be simpler   Beamforming and smart antennas – MIMO → SISO structure – 1D coding followed by precoding (antenna weights) can achieve the capacity   Uncorrelated antennas – antenna selection/switching - good performance and complexity tradeoff – MCM preceding each antenna create the set of flat fading channels   Variable packet length – related to MAC and also to coding
  • 14. 14(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C   Today’s cellular systems – assure 90-95% coverage for certain QoS – hence, most area excessive SNR - support of higher data rates   Constraints – adaptation on frame by frame basis – slow feedback (≈ 10-100 ms)   Historical note – the first idea late 60’s, however, short lived due to hardware limitations and lack of good channel estimation techniques – renewed interested late 80’s for meteor-burst communications – early 90’s, variable rate MQAM by Steel and Webb ARL in Today’s Cellular Systems WCDMA CDMA2000 IS-95B variable spreading and coding variable spreading and coding code aggregation GPRS GPRS-136 EGPRS adaptive coding and slots aggregation adaptive modulation and slots aggregation adaptive modulation and slots aggregation
  • 15. 15(15)© Pavel Loskot: Presentation in AWICS-seminar 18.12.2000 C W C Conclusions  ARL is a modern concept of communications – the transmission format is change according to predicted channel conditions – the traffic is scheduled in order to avoid interference   The main motivation is the lack of spectrum (can be only worse in future) – the spectrum shall be used as efficiently as possible   Adaptive transmitter to approach time-varying channel capacity – the more degrees of freedom the better the performance – at PHY layer • water-filing in time (adaptive modulation) • water-filing in frequency (bit and power loading) • water-filing in time and frequency (not studied, yet) – upper layers • avoid interference and optimize routing   ARL principles in all current standards – cellular • WCDMA, CDMA2000, IS-95, GPRS, GPRS-136, EGPRS – broadband • HIPERLAN/2, IEEE 802.11