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A SEIR MODEL FOR CONTROL OF
INFECTIOUS DISEASES WITH
CONSTRAINTS
Presented by-
Soumya Das (Roll No : 10099121028)
Debashis Sarkar (Roll No : 10099121008)
Raju Baishya (Roll No : 10099121016)
Nayan Sardar (Roll No : 10099121022)
M.Sc Applied Mathematics (3rd Semester)
Maulana Abul Kalam Azad University of Technology
Introduction
 In the last decades mathematical models in epidemiology have been important tools in analysing
the propagation and control of infectious diseases. The complexity of the dynamics of any disease
dictates the use of simplied mathematical models to gain some insight on the spreading of
diseases and to test control strategies.
 One of the early models in epidemiology was introduced in 1927. Since then, many epidemic
models have been derived; for some similar and recent models on such epidemic diseases.
 Since the first application of optimal control in biomedical engineering around 1980s, several
vaccination strategies for infectious diseases have been successfully modelled as optimal control
problems.
 Here we concentrate on one of such models, the SEIR model.
Motivation for the Study
 The December 2019 outbreak of the novel severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2),
causing COVID-19, was first reported in Wuhan, Hubei Province of China.
 Coronaviruses can be extremely contagious and spread easily from person to person. The disease, now a
global pandemic, has spread rapidly worldwide, causing major public health concerns and economic crisis,
having a massive impact on populations and economies and thereby placing an extra burden on health
systems around the planet.
 With the availability of COVID-19 vaccine and its known high efficacy, there is an urgent need controlling
the spread of the disease by vaccination.
Tools and Techniques used
Basic idea of SEIR Model
 To model the progress of infectious diseases in a certain population SEIR models place the
individuals into four different compartments relevant to the epidemic. Those are:
1. susceptible (S),
2. exposed (E),
3. infectious (I),
4. recovered (immune by vaccination) (R).
 An individual is in the S compartment if he/she is vulnerable (or susceptible) to catching the
disease. Those already infected with the disease but not able to transmit it are called exposed.
Infected individuals capable of spreading the disease are infectious and so are in the I
compartment and those who are immune are in the R compartment.
 Since immunity is not hereditary SEIR models assume that everyone is susceptible to the
disease by birth. The disease is also assumed to be transmitted to the individual by horizontal
incidence, i.e., a susceptible individual becomes infected when in contact with infectious
individuals. This contact may be direct (touching or biting) or indirect (air cough or sneeze). The
infectious population can either die or recover completely and all those recovered (vaccinated
or recovered from infection) are considered immune.
Basic idea of SEIR Model (continued…..)
 In this four compartmental model, let S(t), E(t), I(t), and R(t) denote the number of individuals
in the susceptible, exposed, infectious and recovered class at time t respectively. The total
population at time t is represented by, N(t)=S(t)+E(t)+I(t)+R(t). To describe the disease
transmission in a certain population, let e be the rate at which the exposed individuals become
infectious, g is the rate at which infectious individuals recover and a denotes the death rate
due to the disease. Let b be the natural birth rate and d denotes the natural death rate. These
parameters are assumed constant in a nite horizon of interest. The rate of transmission is
described by the number of contacts between susceptible and infectious individuals. If c is the
incidence coecient of horizontal transmission, such rate is cS(t)I(t).
 A schematic diagram of the disease transmission among the individuals for an SEIR-type
model is shown in Figure1.
Basic idea of SEIR Model (continued…..)
Now we turn to the problem of controlling the spread of the disease by vaccination. Assume
that the vaccine is effective so that all vaccinated susceptible individuals become immune. Let
u(t) represent the percentage of susceptible individuals being vaccinated per unit of time.
Taking all the above considerations into account we are led to the following dynamical system:
Basic idea of SEIR Model (continued…..)
Observe that u acts as the control variable of such system. If u = 0, then no vaccination is done
and u = 1 indicates that all susceptible population is vaccinated. Using the above system Neilan
and Lenhart propose an optimal control problem to determine the vaccination strategy over a
fixed vaccination interval [0,T]. The idea is then to determine the vaccination policy u so as to
minimize the functional
Basic idea of SEIR Model (continued…..)
 Since u is less than 1, the cost of vaccination is kept low. As for the term AI(t) in the cost care
should be taken when choosing A. If A equals the parameter a (the rate of death by infection) then
the idea is to minimize the number of dead by infection. Choosing A much smaller than a means
that little importance is given to those who die as consequence of the disease. A larger A means
that the burden of dead by infection is more important than the vaccination cost.
 Differing from what we do here, in the rate of vaccination is assumed to take values in [0, 0.9]
instead of [0, 1] to eliminate the case where the entire susceptible population is vaccinated.
 The remarkable feature of Neilan and Lenhart model is that they assume that the supply of
vaccines is limited. To handle such situation they introduce an extra variable W which denotes the
number of vaccines used. Assuming that WM is the total amount of vaccines available during the
whole period of time, the constraint can be represented by
Basic idea of SEIR Model (continued…..)
With 𝑊 𝑇 = 𝑊𝑀 one assumes that all the vaccines should be used. We believe that it is more realistic
to work with 𝑊 𝑇 ≤ 𝑊𝑀. As we will see from the numerical point of view this change is complete
harmless. Putting all together, with slight changes, the problem is then-
Basic idea of SEIR Model (continued…..)
 The differential equation for the recovered compartment (R) is not present here. This is due to the
fact that the state variable R only appears in the corresponding differential equation and so it has no
role in the overall system. Also, the number of recovered individuals at each instant t can be
obtained from N(t) = S(t) + E(t) + I(t) + R(t).
 This problem has quadratic cost and affine dynamics with respect to u. Moreover the control set
[0,1] (or [0,0.9] for that matter) is a convex and compact set. Such special structure permits the
determination of an explicit analytical expression for the optimal control in terms of the state
variables and the multipliers. The fact that the control set is now [0,1] instead of [0,0.9] does not
affect the analytical treatment of (𝑃𝑁𝐿).
Possible Application Areas
Future Research Scope
Conclusion
References
 M. H. A. Biswas, L. T. Paiva and MdR de Pinho, A SEIR MODEL FOR CONTROL OF INFECTIOUS
DISEASES WITH CONSTRAINTS, MATHEMATICAL BIOSCIENCES AND ENGINEERING, Volume 11,
Number 4, August 2014
 F. Brauer and C. Castillo-Chavez, Mathematical Models in Population Biology and Epidemiology, Springer-
Verlag. New York, 2001.
 F. Clarke, Optimization and Nonsmooth Analysis, John Wiley, New York, 1983.
 F. Clarke, Functional Analysis, Calculus of Variations and Optimal Control, Springer-Verlag, London, 2013.
 F. Clarke and MdR de Pinho, Optimal control problems with mixed constraints, SIAM J. Control Optim., 48,
(2010), 4500-4524.
 M. d. R. de Pinho, M. M. Ferreira, U. Ledzewicz and H. Schaettler, A model for cancer chemotherapy with state-
space constraints, Nonlinear Analysis, 63 (2005), e2591-e2602.
 M. d. R. de Pinho, P. Loewen and G. N. Silva, A weak maximum principle for optimal control problems with
nonsmooth mixed constraints, Set-Valued and Variational Analysis, 17 (2009), 203-2219.
 E. Demirci, A. Unal and N. Ozalp, A fractional order seir model with density dependent death rate, MdR de
Pinho,Hacet. J. Math. Stat., 40 (2011), 287-295.
 P. Falugi, E. Kerrigan and E. van Wyk, Imperial College London Optimal Control Software User Guide (ICLOCS),
Department of Electrical and Electronic Engineering, Imperial College London, London, England, UK, 2010.
 R. F. Hartl, S. P. Sethi and R. G. Vickson A survey of the maximum principles for optimal control problems with
state constraints, SIAM Review, 37 (1995), 181-218.
 W. O. Kermack and A. G. McKendrick, Contributions to the mathematical theory of epidemics, Bulletin of
Mathematical Biology, 53 (1991), 35-55.
Thank you

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A SEIR MODEL FOR CONTROL OF INFECTIOUS DISEASES

  • 1. A SEIR MODEL FOR CONTROL OF INFECTIOUS DISEASES WITH CONSTRAINTS Presented by- Soumya Das (Roll No : 10099121028) Debashis Sarkar (Roll No : 10099121008) Raju Baishya (Roll No : 10099121016) Nayan Sardar (Roll No : 10099121022) M.Sc Applied Mathematics (3rd Semester) Maulana Abul Kalam Azad University of Technology
  • 2. Introduction  In the last decades mathematical models in epidemiology have been important tools in analysing the propagation and control of infectious diseases. The complexity of the dynamics of any disease dictates the use of simplied mathematical models to gain some insight on the spreading of diseases and to test control strategies.  One of the early models in epidemiology was introduced in 1927. Since then, many epidemic models have been derived; for some similar and recent models on such epidemic diseases.  Since the first application of optimal control in biomedical engineering around 1980s, several vaccination strategies for infectious diseases have been successfully modelled as optimal control problems.  Here we concentrate on one of such models, the SEIR model.
  • 3. Motivation for the Study  The December 2019 outbreak of the novel severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), causing COVID-19, was first reported in Wuhan, Hubei Province of China.  Coronaviruses can be extremely contagious and spread easily from person to person. The disease, now a global pandemic, has spread rapidly worldwide, causing major public health concerns and economic crisis, having a massive impact on populations and economies and thereby placing an extra burden on health systems around the planet.  With the availability of COVID-19 vaccine and its known high efficacy, there is an urgent need controlling the spread of the disease by vaccination.
  • 5. Basic idea of SEIR Model  To model the progress of infectious diseases in a certain population SEIR models place the individuals into four different compartments relevant to the epidemic. Those are: 1. susceptible (S), 2. exposed (E), 3. infectious (I), 4. recovered (immune by vaccination) (R).  An individual is in the S compartment if he/she is vulnerable (or susceptible) to catching the disease. Those already infected with the disease but not able to transmit it are called exposed. Infected individuals capable of spreading the disease are infectious and so are in the I compartment and those who are immune are in the R compartment.  Since immunity is not hereditary SEIR models assume that everyone is susceptible to the disease by birth. The disease is also assumed to be transmitted to the individual by horizontal incidence, i.e., a susceptible individual becomes infected when in contact with infectious individuals. This contact may be direct (touching or biting) or indirect (air cough or sneeze). The infectious population can either die or recover completely and all those recovered (vaccinated or recovered from infection) are considered immune.
  • 6. Basic idea of SEIR Model (continued…..)  In this four compartmental model, let S(t), E(t), I(t), and R(t) denote the number of individuals in the susceptible, exposed, infectious and recovered class at time t respectively. The total population at time t is represented by, N(t)=S(t)+E(t)+I(t)+R(t). To describe the disease transmission in a certain population, let e be the rate at which the exposed individuals become infectious, g is the rate at which infectious individuals recover and a denotes the death rate due to the disease. Let b be the natural birth rate and d denotes the natural death rate. These parameters are assumed constant in a nite horizon of interest. The rate of transmission is described by the number of contacts between susceptible and infectious individuals. If c is the incidence coecient of horizontal transmission, such rate is cS(t)I(t).  A schematic diagram of the disease transmission among the individuals for an SEIR-type model is shown in Figure1.
  • 7. Basic idea of SEIR Model (continued…..) Now we turn to the problem of controlling the spread of the disease by vaccination. Assume that the vaccine is effective so that all vaccinated susceptible individuals become immune. Let u(t) represent the percentage of susceptible individuals being vaccinated per unit of time. Taking all the above considerations into account we are led to the following dynamical system:
  • 8. Basic idea of SEIR Model (continued…..) Observe that u acts as the control variable of such system. If u = 0, then no vaccination is done and u = 1 indicates that all susceptible population is vaccinated. Using the above system Neilan and Lenhart propose an optimal control problem to determine the vaccination strategy over a fixed vaccination interval [0,T]. The idea is then to determine the vaccination policy u so as to minimize the functional
  • 9. Basic idea of SEIR Model (continued…..)  Since u is less than 1, the cost of vaccination is kept low. As for the term AI(t) in the cost care should be taken when choosing A. If A equals the parameter a (the rate of death by infection) then the idea is to minimize the number of dead by infection. Choosing A much smaller than a means that little importance is given to those who die as consequence of the disease. A larger A means that the burden of dead by infection is more important than the vaccination cost.  Differing from what we do here, in the rate of vaccination is assumed to take values in [0, 0.9] instead of [0, 1] to eliminate the case where the entire susceptible population is vaccinated.  The remarkable feature of Neilan and Lenhart model is that they assume that the supply of vaccines is limited. To handle such situation they introduce an extra variable W which denotes the number of vaccines used. Assuming that WM is the total amount of vaccines available during the whole period of time, the constraint can be represented by
  • 10. Basic idea of SEIR Model (continued…..) With 𝑊 𝑇 = 𝑊𝑀 one assumes that all the vaccines should be used. We believe that it is more realistic to work with 𝑊 𝑇 ≤ 𝑊𝑀. As we will see from the numerical point of view this change is complete harmless. Putting all together, with slight changes, the problem is then-
  • 11. Basic idea of SEIR Model (continued…..)  The differential equation for the recovered compartment (R) is not present here. This is due to the fact that the state variable R only appears in the corresponding differential equation and so it has no role in the overall system. Also, the number of recovered individuals at each instant t can be obtained from N(t) = S(t) + E(t) + I(t) + R(t).  This problem has quadratic cost and affine dynamics with respect to u. Moreover the control set [0,1] (or [0,0.9] for that matter) is a convex and compact set. Such special structure permits the determination of an explicit analytical expression for the optimal control in terms of the state variables and the multipliers. The fact that the control set is now [0,1] instead of [0,0.9] does not affect the analytical treatment of (𝑃𝑁𝐿).
  • 15. References  M. H. A. Biswas, L. T. Paiva and MdR de Pinho, A SEIR MODEL FOR CONTROL OF INFECTIOUS DISEASES WITH CONSTRAINTS, MATHEMATICAL BIOSCIENCES AND ENGINEERING, Volume 11, Number 4, August 2014  F. Brauer and C. Castillo-Chavez, Mathematical Models in Population Biology and Epidemiology, Springer- Verlag. New York, 2001.  F. Clarke, Optimization and Nonsmooth Analysis, John Wiley, New York, 1983.  F. Clarke, Functional Analysis, Calculus of Variations and Optimal Control, Springer-Verlag, London, 2013.  F. Clarke and MdR de Pinho, Optimal control problems with mixed constraints, SIAM J. Control Optim., 48, (2010), 4500-4524.  M. d. R. de Pinho, M. M. Ferreira, U. Ledzewicz and H. Schaettler, A model for cancer chemotherapy with state- space constraints, Nonlinear Analysis, 63 (2005), e2591-e2602.  M. d. R. de Pinho, P. Loewen and G. N. Silva, A weak maximum principle for optimal control problems with nonsmooth mixed constraints, Set-Valued and Variational Analysis, 17 (2009), 203-2219.  E. Demirci, A. Unal and N. Ozalp, A fractional order seir model with density dependent death rate, MdR de Pinho,Hacet. J. Math. Stat., 40 (2011), 287-295.  P. Falugi, E. Kerrigan and E. van Wyk, Imperial College London Optimal Control Software User Guide (ICLOCS), Department of Electrical and Electronic Engineering, Imperial College London, London, England, UK, 2010.  R. F. Hartl, S. P. Sethi and R. G. Vickson A survey of the maximum principles for optimal control problems with state constraints, SIAM Review, 37 (1995), 181-218.  W. O. Kermack and A. G. McKendrick, Contributions to the mathematical theory of epidemics, Bulletin of Mathematical Biology, 53 (1991), 35-55.