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Quality  Assurance  and  
Federal  Policies
Bob	
  Collins,	
  WGU	
  
Mary	
  Alice	
  McCarthy,	
  New	
  America	
  
Founda=on	
  
Competency	
  Based	
  Educa1on	
  
Financial	
  Aid	
  Overview	
  
Bob	
  Collins,	
  Vice	
  President,	
  	
  
Western	
  Governors	
  University	
  
June	
  2015	
  
Federal	
  Financial	
  Aid	
  Delivery	
  
•  Academic	
  Year	
  (AY)	
  –	
  payment	
  periods	
  
–  ED	
  defines	
  AY	
  as	
  minimum	
  of	
  24	
  credits	
  and	
  30	
  weeks	
  	
  
•  Standard	
  Term	
  (Full-­‐=me,	
  ¾	
  =me,	
  ½	
  =me)	
  
–  Semester/Quarter/Trimester	
  
–  Fall/Spring	
  and	
  some=mes	
  summer	
  (header	
  or	
  trailer)	
  
•  Non-­‐Standard	
  Term	
  (Full-­‐=me,	
  ¾	
  and	
  ½	
  =me)	
  
–  Mul=ple	
  entry	
  points	
  -­‐	
  Borrower	
  Based	
  Academic	
  Year	
  
•  Non-­‐Term	
  and	
  Clock	
  Hour	
  
–  Full-­‐=me	
  -­‐	
  successfully	
  complete	
  24	
  credits	
  or	
  900	
  hours	
  
	
  
Measurement	
  of	
  SAP	
  
Competency	
  Based	
  Model	
  
•  Degree	
  Plan	
  –	
  no	
  elec=ves	
  
•  Academic	
  Ac=vity	
  Verifica=on	
  (AAV)	
  
•  Qualita=ve	
  Measure	
  (Pass	
  =	
  B	
  or	
  be[er)	
  
–  Mastery	
  of	
  subject	
  ma[er	
  (3.0	
  GPA	
  exceeds	
  2.5	
  required)	
  
•  Quan=ta=ve	
  Measure	
  
–  A[empted	
  versus	
  completed	
  
–  Ins=tu=onal	
  policy	
  on	
  treatment	
  of	
  transfer	
  credits	
  
•  SAP	
  appeal	
  approval	
  requires	
  Academic	
  Plan	
  
•  On-­‐Time	
  Progress	
  (OTP)	
  to	
  Gradua=on	
  
–  At	
  least	
  12	
  CUs	
  per	
  six	
  month	
  term	
  for	
  undergrad/	
  8	
  CUs	
  grad	
  
SAP	
  Overview	
  
•  Financial	
  aid	
  only	
  awarded	
  up	
  to	
  150%	
  of	
  the	
  program	
  
length	
  
•  At	
  least	
  66.67%	
  Cumula=ve	
  SAP	
  =	
  Good	
  Standing	
  
•  Less	
  than	
  66.67%	
  Term	
  SAP	
  =	
  Warning	
  
•  New	
  students	
  less	
  than	
  3	
  CUs	
  per	
  term	
  =	
  Terminated	
  
•  Termina=on	
  and	
  SAP	
  Appeals	
  
–  Extenua=ng	
  circumstances	
  -­‐	
  documenta=on	
  &	
  situa=on	
  improvement	
  
–  If	
  approved,	
  must	
  complete	
  100%	
  un=l	
  cum	
  SAP	
  >	
  66.67%	
  
•  Unintended	
  consequences	
  
•  Mee=ng	
  OTP	
  in	
  a	
  term	
  does	
  not	
  necessarily	
  mean	
  the	
  student	
  
is	
  mee=ng	
  cumula=ve	
  SAP	
  requirements	
  
•  12/20	
  =	
  60.00%	
  -­‐	
  OTP	
  is	
  good,	
  SAP	
  is	
  bad	
  -­‐	
  discouraging	
  
Student	
  Fraud	
  Considera1ons	
  
•  WGU	
  New	
  Student	
  Orienta=on	
  
–  Begins	
  each	
  month	
  prior	
  to	
  start	
  –	
  no	
  cost,	
  non-­‐credit	
  
–  Sekng	
  proper	
  expecta=ons	
  –	
  academic	
  and	
  financial	
  	
  
•  Delay	
  loan	
  disbursement	
  for	
  all	
  new	
  students	
  
–  30	
  day	
  delay	
  (45+	
  days	
  of	
  academic	
  effort	
  before	
  $$$	
  )	
  
•  Duplicate	
  address	
  reports	
  (US	
  and	
  E-­‐mail,	
  IP)	
  
•  Third	
  party	
  iden=ty	
  management/biometrics	
  
•  Verifica=on	
  of	
  iden=ty	
  
–  Notarized	
  statement	
  of	
  educa=onal	
  purpose	
  
	
  
Other	
  Regulatory	
  
•  Direct	
  Assessment	
  34	
  CFR	
  668.10	
  
–  DCL	
  GEN-­‐13-­‐10	
  (March	
  19,	
  2013)	
  
•  Defini=on	
  of	
  Credit	
  Hour	
  34	
  CFR	
  600.2	
  
–  www.ifap.ed.gov	
  	
  Hot	
  Topics	
  -­‐	
  Program	
  Integrity	
  	
  	
  
•  Distance	
  Educa=on	
  Defini=on	
  34	
  CFR	
  600.2	
  
–  …support	
  regular	
  and	
  substan=ve	
  interac=on	
  between	
  
students	
  and	
  faculty	
  
•  Return	
  to	
  Title	
  IV	
  (R2T4)	
  34	
  CFR	
  668.22	
  
–  Academic	
  -­‐related	
  ac=vity	
  
•  CBE	
  Dear	
  Colleague	
  Le[er	
  –	
  December	
  2014	
  
–  h[p://ifap.ed.gov/dpcle[ers/GEN1423.html	
  
Experimental	
  Sites,	
  Legisla1on,	
  
Thought-­‐Leaders	
  
•  Federal	
  Register:	
  July	
  31,	
  2014	
  
–  Four	
  new	
  experiments	
  to	
  consider	
  
–  Invi=ng	
  schools	
  to	
  new	
  experimental	
  sites	
  ini=a=ves	
  
–  h[ps://experimentalsites.ed.gov/exp/index.html	
  
•  HEA	
  Reauthoriza=on	
  
–  Accountability,	
  Accredita=on,	
  Affordability	
  and	
  Fin	
  Aid	
  
•  American	
  Enterprise	
  Ins=tute	
  
–  h[p://www.aei.org/?s=competency+based+educa=on	
  
•  NASFAA	
  Task	
  Force	
  on	
  Innova=ve	
  Learning	
  Models	
  July	
  2015	
  
•  www.CBEinfo.org	
  	
  
Approval	
  for	
  Veterans	
  Programs	
  
•  Department	
  of	
  Veteran	
  Affairs	
  
–  Educa=on	
  Liaison	
  Representa=ve	
  (ELR)	
  
•  State	
  Approving	
  Agency	
  
–  Consumer	
  protec=ons	
  
•  Regional	
  Processing	
  Office	
  
–  Student	
  eligibility	
  
–  Cer=fica=on	
  
–  Disbursement	
  	
  
Approval	
  for	
  Ac1ve	
  Duty	
  Program	
  
•  Payment	
  is	
  capped	
  at	
  $4,500	
  per	
  fiscal	
  year	
  
and	
  a	
  maximum	
  of	
  $250	
  per	
  credit	
  hour.	
  
•  Execu=ve	
  Order	
  13607	
  and	
  the	
  Principles	
  of	
  
Excellence	
  
–  All	
  ins=tu=ons	
  providing	
  postsecondary	
  educa=on	
  
programs	
  through	
  the	
  Department	
  of	
  Defense	
  (DoD)	
  
Tui=on	
  Assistance	
  (TA)	
  Program	
  must	
  agree	
  to	
  the	
  DoD	
  
Memorandum	
  of	
  Understanding	
  (MOU)	
  
Repor1ng	
  Post	
  9/11	
  (CH	
  33)	
  	
  
•  Rate	
  of	
  pursuit	
  applies	
  specifically	
  to	
  Chapter	
  33.	
  It	
  
differs	
  from	
  training	
  =me,	
  which	
  is	
  used	
  for	
  all	
  other	
  
Chapters.	
  Schools	
  cer=fy	
  actual	
  credit.	
  VA	
  calculates	
  
rate	
  of	
  pursuit	
  by	
  dividing	
  the	
  number	
  of	
  credit	
  (or	
  
credit	
  hour	
  equivalents)	
  being	
  pursued	
  by	
  the	
  number	
  
of	
  credits	
  considered	
  to	
  be	
  full-­‐=me	
  at	
  the	
  school.	
  The	
  
resul=ng	
  percentage	
  is	
  the	
  student’s	
  rate	
  of	
  pursuit.	
  	
  
	
  Examples:	
  If	
  full-­‐=me	
  is	
  12	
  credits,	
  rate	
  of	
  pursuit	
  for:	
  	
  
	
  6	
  credits	
  (or	
  credit	
  equivalents)	
  is	
  50%	
  (6	
  ÷	
  12	
  =	
  50%)	
  	
  
	
  7	
  credits	
  (or	
  credit	
  equivalents)	
  is	
  58%	
  (7	
  ÷	
  12	
  =	
  58%	
  	
  
	
   	
   	
  which	
  rounds	
  to	
  nearest	
  10th	
  =	
  60%)	
  	
  
Reporting Training Time
•  The VA has a formula to calculate training
time. This formula is used for all chapters of
benefits except Post 9/11 (CH 33).
•  Double-click in the table below to input other dates and weeks.
BEGINNING ENDING	
   SEMESTER	
  EQU. TRAINING
DATE DATE WEEKS HOURS HOURS TIME
02/01/13 07/31/13 26 12 8.3076923 1/2
FOR SEMESTER HOURS - INPUT BEGINNING DATE ENDING DATE AND
NUMBER OF SEMESTER HOURS BEING CERTIFIED.
Regional	
  Processing	
  Centers	
  

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Quality Assurance and Federal Policies Faculty Development Model - Competency-Based Education

  • 1. Quality  Assurance  and   Federal  Policies Bob  Collins,  WGU   Mary  Alice  McCarthy,  New  America   Founda=on  
  • 2. Competency  Based  Educa1on   Financial  Aid  Overview   Bob  Collins,  Vice  President,     Western  Governors  University   June  2015  
  • 3.
  • 4. Federal  Financial  Aid  Delivery   •  Academic  Year  (AY)  –  payment  periods   –  ED  defines  AY  as  minimum  of  24  credits  and  30  weeks     •  Standard  Term  (Full-­‐=me,  ¾  =me,  ½  =me)   –  Semester/Quarter/Trimester   –  Fall/Spring  and  some=mes  summer  (header  or  trailer)   •  Non-­‐Standard  Term  (Full-­‐=me,  ¾  and  ½  =me)   –  Mul=ple  entry  points  -­‐  Borrower  Based  Academic  Year   •  Non-­‐Term  and  Clock  Hour   –  Full-­‐=me  -­‐  successfully  complete  24  credits  or  900  hours    
  • 5. Measurement  of  SAP   Competency  Based  Model   •  Degree  Plan  –  no  elec=ves   •  Academic  Ac=vity  Verifica=on  (AAV)   •  Qualita=ve  Measure  (Pass  =  B  or  be[er)   –  Mastery  of  subject  ma[er  (3.0  GPA  exceeds  2.5  required)   •  Quan=ta=ve  Measure   –  A[empted  versus  completed   –  Ins=tu=onal  policy  on  treatment  of  transfer  credits   •  SAP  appeal  approval  requires  Academic  Plan   •  On-­‐Time  Progress  (OTP)  to  Gradua=on   –  At  least  12  CUs  per  six  month  term  for  undergrad/  8  CUs  grad  
  • 6. SAP  Overview   •  Financial  aid  only  awarded  up  to  150%  of  the  program   length   •  At  least  66.67%  Cumula=ve  SAP  =  Good  Standing   •  Less  than  66.67%  Term  SAP  =  Warning   •  New  students  less  than  3  CUs  per  term  =  Terminated   •  Termina=on  and  SAP  Appeals   –  Extenua=ng  circumstances  -­‐  documenta=on  &  situa=on  improvement   –  If  approved,  must  complete  100%  un=l  cum  SAP  >  66.67%   •  Unintended  consequences   •  Mee=ng  OTP  in  a  term  does  not  necessarily  mean  the  student   is  mee=ng  cumula=ve  SAP  requirements   •  12/20  =  60.00%  -­‐  OTP  is  good,  SAP  is  bad  -­‐  discouraging  
  • 7. Student  Fraud  Considera1ons   •  WGU  New  Student  Orienta=on   –  Begins  each  month  prior  to  start  –  no  cost,  non-­‐credit   –  Sekng  proper  expecta=ons  –  academic  and  financial     •  Delay  loan  disbursement  for  all  new  students   –  30  day  delay  (45+  days  of  academic  effort  before  $$$  )   •  Duplicate  address  reports  (US  and  E-­‐mail,  IP)   •  Third  party  iden=ty  management/biometrics   •  Verifica=on  of  iden=ty   –  Notarized  statement  of  educa=onal  purpose    
  • 8. Other  Regulatory   •  Direct  Assessment  34  CFR  668.10   –  DCL  GEN-­‐13-­‐10  (March  19,  2013)   •  Defini=on  of  Credit  Hour  34  CFR  600.2   –  www.ifap.ed.gov    Hot  Topics  -­‐  Program  Integrity       •  Distance  Educa=on  Defini=on  34  CFR  600.2   –  …support  regular  and  substan=ve  interac=on  between   students  and  faculty   •  Return  to  Title  IV  (R2T4)  34  CFR  668.22   –  Academic  -­‐related  ac=vity   •  CBE  Dear  Colleague  Le[er  –  December  2014   –  h[p://ifap.ed.gov/dpcle[ers/GEN1423.html  
  • 9. Experimental  Sites,  Legisla1on,   Thought-­‐Leaders   •  Federal  Register:  July  31,  2014   –  Four  new  experiments  to  consider   –  Invi=ng  schools  to  new  experimental  sites  ini=a=ves   –  h[ps://experimentalsites.ed.gov/exp/index.html   •  HEA  Reauthoriza=on   –  Accountability,  Accredita=on,  Affordability  and  Fin  Aid   •  American  Enterprise  Ins=tute   –  h[p://www.aei.org/?s=competency+based+educa=on   •  NASFAA  Task  Force  on  Innova=ve  Learning  Models  July  2015   •  www.CBEinfo.org    
  • 10. Approval  for  Veterans  Programs   •  Department  of  Veteran  Affairs   –  Educa=on  Liaison  Representa=ve  (ELR)   •  State  Approving  Agency   –  Consumer  protec=ons   •  Regional  Processing  Office   –  Student  eligibility   –  Cer=fica=on   –  Disbursement    
  • 11. Approval  for  Ac1ve  Duty  Program   •  Payment  is  capped  at  $4,500  per  fiscal  year   and  a  maximum  of  $250  per  credit  hour.   •  Execu=ve  Order  13607  and  the  Principles  of   Excellence   –  All  ins=tu=ons  providing  postsecondary  educa=on   programs  through  the  Department  of  Defense  (DoD)   Tui=on  Assistance  (TA)  Program  must  agree  to  the  DoD   Memorandum  of  Understanding  (MOU)  
  • 12. Repor1ng  Post  9/11  (CH  33)     •  Rate  of  pursuit  applies  specifically  to  Chapter  33.  It   differs  from  training  =me,  which  is  used  for  all  other   Chapters.  Schools  cer=fy  actual  credit.  VA  calculates   rate  of  pursuit  by  dividing  the  number  of  credit  (or   credit  hour  equivalents)  being  pursued  by  the  number   of  credits  considered  to  be  full-­‐=me  at  the  school.  The   resul=ng  percentage  is  the  student’s  rate  of  pursuit.      Examples:  If  full-­‐=me  is  12  credits,  rate  of  pursuit  for:      6  credits  (or  credit  equivalents)  is  50%  (6  ÷  12  =  50%)      7  credits  (or  credit  equivalents)  is  58%  (7  ÷  12  =  58%          which  rounds  to  nearest  10th  =  60%)    
  • 13. Reporting Training Time •  The VA has a formula to calculate training time. This formula is used for all chapters of benefits except Post 9/11 (CH 33). •  Double-click in the table below to input other dates and weeks. BEGINNING ENDING   SEMESTER  EQU. TRAINING DATE DATE WEEKS HOURS HOURS TIME 02/01/13 07/31/13 26 12 8.3076923 1/2 FOR SEMESTER HOURS - INPUT BEGINNING DATE ENDING DATE AND NUMBER OF SEMESTER HOURS BEING CERTIFIED.