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Question 2: How do you define research ethics? Discuss Ethics and the
Research Process. Why researcher should be ethical. Discuss General Ethical
Theories and Ethical Principles. What are the Specific Ethical Problems?
Describe Ethics and Online Research.
Introduction
Ethics are the moral principles that a person must follow, irrespective of the place
or time. Behaving ethically involves doing the right thing at the right
time. Research ethics focus on the moral principles that researchers must follow in
their respective fields of research.
Research ethics
Research ethics are moral principles that guide researchers to conduct and report
research without deception or intention to harm the participants of the study or
members of the society as a whole, whether knowingly or unknowingly.
Research ethics are the application of moral rules and professional codes of
conduct to the collection, analysis, reporting, and publication of information about
research subjects.
[https://www.encyclopedia.com/social-sciences/dictionaries-thesauruses-pictures-
and-press-releases/research-ethics]
So Research ethics are the application of fundamental ethical principles to a variety
of topics involving scientific research.
Ethics and the Research Process
Most mass media research involves observations of human beings—asking them
questions or examining what they have done. However, in this probing process the
researcher must ensure that the rights of the participants are not violated. This
2
concern for rights requires a consideration of ethics: distinguishing right from
wrong and proper from improper.
Several guidelines, broad generalizations, and suggestions have been endorsed or
at least tacitly accepted by most in the research profession.
Before discussing these specific guidelines, let’s pose some hypothetical research
situations involving ethics.
 A researcher at a large university distributes questionnaires to the students in
an introductory mass media course and tells them that if they do not
complete the forms, they will lose points toward their grade in the course.
 A researcher is conducting a mail survey about downloading pornography
from the Internet. The questionnaire states that the responses will be
anonymous. However, unknown to the respondents, each return envelope is
marked with a code that enables the researcher to identify the sender.
 A researcher creates a false identity on Facebook and uses it to gather
information about the communication behaviors of dozens of college
students without the students’ knowledge.
 A researcher shows one group of children a violent television show and
another group a nonviolent program. Afterward, the children are sent to a
public playground, where they are told to play with the children who are
already there. The researcher records each instance of violent behavior
exhibited by the young subjects.
 Subjects in an experiment are told to submit a sample of their news writing
to an executive of a large newspaper and are led to believe that whoever
submits the best work will be offered a job at the paper.
3
Why Researcher Should Be Ethical?
Ethical behavior is the right thing to do. The best reason to behave ethically is the
personal knowledge that you have acted in a morally appropriate manner. In
addition, there are other cogent reasons that argue for ethical behavior. Unethical
behavior may have an adverse effect on research participants.
Just one experience with an ethically questionable research project may completely
alienate a respondent.
Mass communication research depends on the continued goodwill and cooperation
of respondents, it is important to shield them from unethical research practices.
Moreover, unethical research practices reflect poorly on the profession and may
result in an increase in negative public opinion.
Unethical research usually does not result from some sinister motivation. Instead, it
generally comes from pressure on researchers to cut corners in an attempt to
publish an article or gain prestige or impress other colleagues.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 65-66]
A researcher should be ethical because research ethics are important for a number
of reasons. These are
They promote the aims of research, such as expanding knowledge.
They support the values required for collaborative work, such as mutual respect
and fairness. This is essential because scientific research depends on collaboration
between researchers and groups.
4
They mean that researchers can be held accountable for their actions. Many
researchers are supported by public money, and regulations on conflicts of interest,
misconduct, and research involving humans or animals are necessary to ensure that
money is spent appropriately.
They ensure that the public can trust research. For people to support and fund
research, they have to be confident in it.
They support important social and moral values, such as the principle of doing no
harm to others.
[Source: Resnick, D. B. (2015) What is Ethics in Research and Why is it
Important?]
General Ethical Theories
At least three general types of theories have evolved to suggest answers: (1) rule-
based or deontological theories, (2) balancing or teleological theories, and (3)
relativistic theories.
The best-known deontological theory is the one associated with the philosopher
Immanuel Kant. Kant posited moral laws that constituted categorical
imperatives— principles that define appropriate action in all situations. Following
these categorical imperatives represents a moral duty for all humans.
The teleological, or balancing, theory is best exemplified by what philosopher John
Stuart Mill called utilitarianism. In this theory, the good that may come from an
action is weighed against or balanced against the possible harm.
5
The relativism approach argues that there is no absolute right or wrong way to
behave. Instead, ethical decisions are determined by the culture within which a
researcher is working.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 66-67]
Ethical Principles
General ethical principles are difficult to construct in the research area. However,
there are at least four relevant principles.
First is the principle of autonomy, or self-determination, which has its roots in the
categorical imperative.
Basic to this concept is the demand that the researcher respects the rights, values,
and decisions of other people.
A second ethical principle important to social science research is nonmaleficence.
In short, it is wrong to intentionally inflict harm on another.
A third ethical principle— beneficence—is usually considered in tandem with
nonmaleficence. Beneficence stipulates a positive obligation to remove existing
harms and to confer benefits on others.
A fourth ethical principle, the principle of justice, is related to both deontological
and teleological theories of ethics. At its general level, this principle holds that
people who are equal in relevant respects should be treated equally.
Following summary of moral principles commonly advocated by researchers:
1. Provide the people being studied with free choice.
6
2. Protect their right to privacy.
3. Benefit them, not harm them.
4. Treat them with respect
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 67-68]
Research ethics provides guidelines for the responsible conduct of research. In
addition, it educates and monitors scientists conducting research to ensure a high
ethical standard. The following is a general summary of some ethical principles:
Honesty:
Honestly report data, results, methods and procedures, and publication status. Do
not fabricate, falsify, or misrepresent data.
Objectivity:
Strive to avoid bias in experimental design, data analysis, data interpretation, peer
review, personnel decisions, grant writing, expert testimony, and other aspects of
research.
Integrity:
Keep your promises and agreements; act with sincerity; strive for consistency of
thought and action.
Carefulness:
Avoid careless errors and negligence; carefully and critically examine your own
work and the work of your peers. Keep good records of research activities.
7
Openness:
Share data, results, ideas, tools, resources. Be open to criticism and new ideas.
Respect for Intellectual Property:
Honor patents, copyrights, and other forms of intellectual property. Do not use
unpublished data, methods, or results without permission. Give credit where credit
is due. Never plagiarize.
Confidentiality:
Protect confidential communications, such as papers or grants submitted for
publication, personnel records, trade or military secrets, and patient records.
Responsible Publication:
Publish in order to advance research and scholarship, not to advance just your own
career. Avoid wasteful and duplicative publication.
Responsible Mentoring:
Help to educate, mentor, and advise students. Promote their welfare and allow
them to make their own decisions.
Respect for Colleagues:
Respect your colleagues and treat them fairly.
Social Responsibility:
Strive to promote social good and prevent or mitigate social harms through
research, public education, and advocacy.
Non-Discrimination:
8
Avoid discrimination against colleagues or students on the basis of sex, race,
ethnicity, or other factors that are not related to their scientific competence and
integrity.
Competence:
Maintain and improve your own professional competence and expertise through
lifelong education and learning; take steps to promote competence in science as a
whole.
Legality:
Know and obey relevant laws and institutional and governmental policies.
Animal Care:
Show proper respect and care for animals when using them in research. Do not
conduct unnecessary or poorly designed animal experiments.
Human Subjects Protection:
When conducting research on human subjects, minimize harms and risks and
maximize benefits; respect human dignity, privacy, and autonomy.
Source:
What is Ethics in Research & Why is it Important? U.S. National Institute of
Environmental Health Sciences
Specific Ethical Problems
The following subsections discuss some of the common areas where mass media
researchers might encounter ethical dilemmas.
9
Voluntary Participation and Informed Consent
An individual is entitled to decline to participate in any research project or to
terminate participation at any time. Participation in an experiment, survey, or focus
group is always voluntary, and any form of coercion is unacceptable.
Voluntary participation is not a pressing ethical issue in mail and telephone
surveys because respondents are free to hang up the phone or to throw away the
questionnaire.
Closely related to voluntary participation is the notion of informed consent. For
people to volunteer for a research project, they need to know enough about the
project to make an intelligent choice. Researchers have the responsibility to inform
potential subjects or respondents of all features of the project that can reasonably
be expected to influence participation.
In an experiment, informed consent means that potential subjects must be warned
of any possible discomfort or unpleasantness that might be involved.
Experiments that involve deception (as described in the next subsection) cause
special problems about obtaining informed consent.
Another problem is deciding how much information about a project a researcher
must disclose in seeking informed consent.
In 2002, the American Psychological Association’s (APA) Council of
Representatives adopted a new ethics code that addresses a wide range of ethical
issues of relevance to that discipline. Since mass communication researchers face
many of the same ethical issues faced by psychologists, it seems useful to quote
from that document several provisions concerning informed consent. Researchers
should disclose:
10
1. The purpose of the research, expected duration, and procedures
2. The subjects’ right to decline to participate and to withdraw from the research
once participation has begun
3. The foreseeable consequences of declining or withdrawing
4. Reasonably foreseeable factors that may be expected to influence their
willingness to participate, such as potential risks, discomfort, or adverse effects
5. Any prospective research benefits
6. Limits of confidentiality
7. Incentives for participation
8. Whom to contact for questions about the research and research participants’
rights
Concealment and Deception Concealment and deception are encountered most
frequently in experimental research. Concealment is withholding certain
information from the subjects; deception is deliberately providing false
information. Both practices raise ethical problems. The difficulty in obtaining
consent has already been mentioned. A second problem derives from the general
feeling that it is wrong for experimenters to lie to or otherwise deceive subjects.
Many critics argue that deception transforms a subject from a human being into a
manipulated object and is therefore demeaning to the participant.
Research suggests that subjects are most disturbed when deception violates their
privacy or increases their risk of harm. Obviously, deception is not a technique that
should be used indiscriminately.
11
Elms (1982), who suggests five necessary and sufficient conditions under which
deception can be considered ethically justified in social science research:
1. When there is no other feasible way to obtain the desired information
2. When the likely benefits substantially outweigh the likely harm
3. When subjects are given the option to withdraw at any time without penalty
4. When any physical or psychological harm to subjects is temporary
5. When subjects are debriefed about all substantial deception and the research
procedures are made available for public review
The APA’s 2002 code contains the following provisions concerning deception:
a. Psychologists do not conduct a study involving deception unless they have
determined that the use of deceptive techniques is justified by the study’s
significant prospective scientific, educational, or applied value and that effective
nondeceptive alternative procedures are not feasible.
b. Psychologists do not deceive prospective participants about research that is
reasonably expected to cause physical pain or severe emotional distress.
c. Psychologists explain any deception that is an integral feature of the design and
conduct of an experiment to participants as early as is feasible, preferably at the
conclusion of their participation, but no later than at the conclusion of the data
collection, and permit participants to withdraw their data.
Protection of Privacy
The problem of protecting the privacy of participants arises more often in field
observation and survey research than in laboratory studies. In field studies,
12
observers may study people in public places without their knowledge (for example,
individuals watching TV at an airport lounge).
The more public the place, the less a person has an expectation of privacy and the
fewer ethical problems are encountered. However, there are some public situations
that present ethical concerns. Is it ethical, for example, for a researcher to pretend
to browse in a video rental store when in fact the researcher is observing who rents
pornographic videos?
When they take a survey, respondents have a right to know whether their privacy
will be maintained and who will have access to the information they provide.
There are two ways to guarantee privacy: by assuring anonymity and by assuring
confidentiality
A promise of anonymity is a guarantee that a given respondent cannot possibly be
linked to any particular response. In many research projects, anonymity is an
advantage because it encourages respondents to be honest and candid in their
answers.
Strictly speaking, personal and telephone interviews cannot be anonymous because
the researcher can link a given questionnaire to a specific person, household, or
telephone number. In such instances, the researcher should promise confidentiality;
that is, respondents should be assured that even though they can be identified as
individuals, their names will never be publicly associated with the information they
provide.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 69-75]
13
Federal Regulations Concerning Research
In 1971, the Department of Health, Education, and Welfare (HEW) drafted rules
for obtaining informed consent from research participants, which included full
documentation of informed consent procedures. In addition, the government set up
a system of institutional review boards (IRBs) to safeguard the rights of human
subjects. In 2008, there were more than 800 IRBs at medical schools, colleges,
universities, hospitals, and other institutions.
IRBs are a continuing source of irritation for many social science researchers and
some seemingly strange IRB decisions have been well publicized.
As mass communication researchers investigate more sensitive topics, such as
pornography on the Internet, coverage of terrorism, and “hate speech,” their
research will be increasingly scrutinized by IRBs.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 75-77]
Ethics in Data Analysis and Reporting
Researchers are responsible for maintaining professional standards in analyzing
and reporting their data. The ethical guidelines in this area are less controversial
and more clear-cut.
In 2000, the U.S. Office of Science and Technology Policy identified three areas of
research misconduct: fabrication, falsification, and plagiarism.
One cardinal rule is that researchers have a moral and ethical obligation to refrain
from tampering with data: Questionnaire responses and experimental observations
may not be fabricated, altered, or discarded.
14
Similarly, researchers are expected to exercise reasonable care in processing the
data to guard against needless errors that might affect the results.
Another universal ethical principle is that authors should not plagiarize. The work
of someone else should not be reproduced without giving proper credit to the
original author.
Another problem that sometimes occurs involves the order of authorship of an
article or a report. If there are two or more researchers involved, who gets listed as
first author (“top billing”)?
Usually, the first author is the one who made the biggest contribution to the work.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 77-78]
Ethics in the Publication Process
Publishing the results of research in scholarly journals is an important part of the
process of scientific inquiry. Science is a public activity, and publication is the
most efficient way to share research knowledge.
In addition, success in the academic profession is often tied to a successful
publication record.
Consequently, certain ethical guidelines are usually followed with regard to
publication procedures. From the perspective of the researcher seeking to submit
an article for publication,
the first ethical guideline comes into play when the article is ready to be sent for
review. The researcher should submit the proposed article to only one journal at a
15
time because simultaneous submission to several sources is inefficient and
wasteful.
When an article is submitted for review to an academic journal, it is usually sent to
two, three, or more reviewers for evaluation. Simultaneous submission means that
several sets of referees spend their time pointing out the same problems and
difficulties that could have been reported by a single set. The duplication of effort
is unnecessary and might delay consideration of other articles waiting for review.
On the other hand, journal editors and reviewers have ethical obligations to those
who submit manuscripts for evaluation. Editors and reviewers should not let the
decision process take an inordinate amount of time; a prompt and timely decision
is owed to all contributors.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 78-79]
Ethical Problems of Student-Faculty Research
Schiff and Ryan (1996) list several ethical dilemmas that can occur in a college
setting, including using undergraduate classes for research and claiming joint
authorship of articles based on student theses and dissertations.
The APA’s ethics committee provides some guidelines with regard to the joint
authorship of articles based on a dissertation or thesis:
• The dissertation adviser may receive only second authorship.
• Secondary authorship for the adviser may be considered obligatory if the adviser
supplies the database, designates variables, or makes important interpretive
contributions.
16
• If the adviser suggests the general topic, is significantly involved in the design or
instrumentation of the project, or substantially contributes to the writing, then the
student may offer the adviser second authorship as a courtesy.
• If the adviser offered only financial aid, facilities, and periodic critiques, then
secondary authorship is inappropriate.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 79-80]
The Rights of Students as Research Participants
College students provide much of the data in social science research. In
psychology, for example, more than 70% of studies use students
In fact, it is the rare liberal arts major who has not participated in (or had a request
to participate in) social science research. The ethical dimensions of this situation
have not been overlooked. Korn (1988) suggests a “bill of rights” for students who
agree to be research subjects:
• Participants should know the general purpose of the study and what they will be
expected to do.
• Participants have the right to withdraw from a study at any time after beginning
participation in the research.
• Participants should expect to receive benefits that outweigh the costs or risks
involved.
• Participants have the right to expect that anything done or said during their
participation in a study will remain anonymous or confidential, unless they
specifically agree to give up this right.
17
• Participants have the right to decline to participate in any study and may not be
coerced into research.
• Participants have the right to know when they have been deceived in a study and
why the deception was used.
• When any of these rights is violated or participants have objections about a study,
they have the right and responsibility to inform the appropriate university officials.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 80]
Conclusion
Ethical considerations in conducting research should not be overlooked. Nearly
every research study could affect subjects in some way, either psychologically or
physically. Researchers who deal with human subjects must ensure that all
precautions are taken to avoid any potential harm to subjects.
[Ref. WIMMER, R. D. & DOMINICK, J. R. (9th
edition), MASS MEDIA RESEARCH An
Introduction. Page: 65-80]

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How do you define research ethics? Discuss Ethics and the Research Process. Why researcher should be ethical. Discuss General Ethical Theories and Ethical Principles. What are the Specific Ethical Problems? Describe Ethics and Online Research.

  • 1. 1 Question 2: How do you define research ethics? Discuss Ethics and the Research Process. Why researcher should be ethical. Discuss General Ethical Theories and Ethical Principles. What are the Specific Ethical Problems? Describe Ethics and Online Research. Introduction Ethics are the moral principles that a person must follow, irrespective of the place or time. Behaving ethically involves doing the right thing at the right time. Research ethics focus on the moral principles that researchers must follow in their respective fields of research. Research ethics Research ethics are moral principles that guide researchers to conduct and report research without deception or intention to harm the participants of the study or members of the society as a whole, whether knowingly or unknowingly. Research ethics are the application of moral rules and professional codes of conduct to the collection, analysis, reporting, and publication of information about research subjects. [https://www.encyclopedia.com/social-sciences/dictionaries-thesauruses-pictures- and-press-releases/research-ethics] So Research ethics are the application of fundamental ethical principles to a variety of topics involving scientific research. Ethics and the Research Process Most mass media research involves observations of human beings—asking them questions or examining what they have done. However, in this probing process the researcher must ensure that the rights of the participants are not violated. This
  • 2. 2 concern for rights requires a consideration of ethics: distinguishing right from wrong and proper from improper. Several guidelines, broad generalizations, and suggestions have been endorsed or at least tacitly accepted by most in the research profession. Before discussing these specific guidelines, let’s pose some hypothetical research situations involving ethics.  A researcher at a large university distributes questionnaires to the students in an introductory mass media course and tells them that if they do not complete the forms, they will lose points toward their grade in the course.  A researcher is conducting a mail survey about downloading pornography from the Internet. The questionnaire states that the responses will be anonymous. However, unknown to the respondents, each return envelope is marked with a code that enables the researcher to identify the sender.  A researcher creates a false identity on Facebook and uses it to gather information about the communication behaviors of dozens of college students without the students’ knowledge.  A researcher shows one group of children a violent television show and another group a nonviolent program. Afterward, the children are sent to a public playground, where they are told to play with the children who are already there. The researcher records each instance of violent behavior exhibited by the young subjects.  Subjects in an experiment are told to submit a sample of their news writing to an executive of a large newspaper and are led to believe that whoever submits the best work will be offered a job at the paper.
  • 3. 3 Why Researcher Should Be Ethical? Ethical behavior is the right thing to do. The best reason to behave ethically is the personal knowledge that you have acted in a morally appropriate manner. In addition, there are other cogent reasons that argue for ethical behavior. Unethical behavior may have an adverse effect on research participants. Just one experience with an ethically questionable research project may completely alienate a respondent. Mass communication research depends on the continued goodwill and cooperation of respondents, it is important to shield them from unethical research practices. Moreover, unethical research practices reflect poorly on the profession and may result in an increase in negative public opinion. Unethical research usually does not result from some sinister motivation. Instead, it generally comes from pressure on researchers to cut corners in an attempt to publish an article or gain prestige or impress other colleagues. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 65-66] A researcher should be ethical because research ethics are important for a number of reasons. These are They promote the aims of research, such as expanding knowledge. They support the values required for collaborative work, such as mutual respect and fairness. This is essential because scientific research depends on collaboration between researchers and groups.
  • 4. 4 They mean that researchers can be held accountable for their actions. Many researchers are supported by public money, and regulations on conflicts of interest, misconduct, and research involving humans or animals are necessary to ensure that money is spent appropriately. They ensure that the public can trust research. For people to support and fund research, they have to be confident in it. They support important social and moral values, such as the principle of doing no harm to others. [Source: Resnick, D. B. (2015) What is Ethics in Research and Why is it Important?] General Ethical Theories At least three general types of theories have evolved to suggest answers: (1) rule- based or deontological theories, (2) balancing or teleological theories, and (3) relativistic theories. The best-known deontological theory is the one associated with the philosopher Immanuel Kant. Kant posited moral laws that constituted categorical imperatives— principles that define appropriate action in all situations. Following these categorical imperatives represents a moral duty for all humans. The teleological, or balancing, theory is best exemplified by what philosopher John Stuart Mill called utilitarianism. In this theory, the good that may come from an action is weighed against or balanced against the possible harm.
  • 5. 5 The relativism approach argues that there is no absolute right or wrong way to behave. Instead, ethical decisions are determined by the culture within which a researcher is working. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 66-67] Ethical Principles General ethical principles are difficult to construct in the research area. However, there are at least four relevant principles. First is the principle of autonomy, or self-determination, which has its roots in the categorical imperative. Basic to this concept is the demand that the researcher respects the rights, values, and decisions of other people. A second ethical principle important to social science research is nonmaleficence. In short, it is wrong to intentionally inflict harm on another. A third ethical principle— beneficence—is usually considered in tandem with nonmaleficence. Beneficence stipulates a positive obligation to remove existing harms and to confer benefits on others. A fourth ethical principle, the principle of justice, is related to both deontological and teleological theories of ethics. At its general level, this principle holds that people who are equal in relevant respects should be treated equally. Following summary of moral principles commonly advocated by researchers: 1. Provide the people being studied with free choice.
  • 6. 6 2. Protect their right to privacy. 3. Benefit them, not harm them. 4. Treat them with respect [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 67-68] Research ethics provides guidelines for the responsible conduct of research. In addition, it educates and monitors scientists conducting research to ensure a high ethical standard. The following is a general summary of some ethical principles: Honesty: Honestly report data, results, methods and procedures, and publication status. Do not fabricate, falsify, or misrepresent data. Objectivity: Strive to avoid bias in experimental design, data analysis, data interpretation, peer review, personnel decisions, grant writing, expert testimony, and other aspects of research. Integrity: Keep your promises and agreements; act with sincerity; strive for consistency of thought and action. Carefulness: Avoid careless errors and negligence; carefully and critically examine your own work and the work of your peers. Keep good records of research activities.
  • 7. 7 Openness: Share data, results, ideas, tools, resources. Be open to criticism and new ideas. Respect for Intellectual Property: Honor patents, copyrights, and other forms of intellectual property. Do not use unpublished data, methods, or results without permission. Give credit where credit is due. Never plagiarize. Confidentiality: Protect confidential communications, such as papers or grants submitted for publication, personnel records, trade or military secrets, and patient records. Responsible Publication: Publish in order to advance research and scholarship, not to advance just your own career. Avoid wasteful and duplicative publication. Responsible Mentoring: Help to educate, mentor, and advise students. Promote their welfare and allow them to make their own decisions. Respect for Colleagues: Respect your colleagues and treat them fairly. Social Responsibility: Strive to promote social good and prevent or mitigate social harms through research, public education, and advocacy. Non-Discrimination:
  • 8. 8 Avoid discrimination against colleagues or students on the basis of sex, race, ethnicity, or other factors that are not related to their scientific competence and integrity. Competence: Maintain and improve your own professional competence and expertise through lifelong education and learning; take steps to promote competence in science as a whole. Legality: Know and obey relevant laws and institutional and governmental policies. Animal Care: Show proper respect and care for animals when using them in research. Do not conduct unnecessary or poorly designed animal experiments. Human Subjects Protection: When conducting research on human subjects, minimize harms and risks and maximize benefits; respect human dignity, privacy, and autonomy. Source: What is Ethics in Research & Why is it Important? U.S. National Institute of Environmental Health Sciences Specific Ethical Problems The following subsections discuss some of the common areas where mass media researchers might encounter ethical dilemmas.
  • 9. 9 Voluntary Participation and Informed Consent An individual is entitled to decline to participate in any research project or to terminate participation at any time. Participation in an experiment, survey, or focus group is always voluntary, and any form of coercion is unacceptable. Voluntary participation is not a pressing ethical issue in mail and telephone surveys because respondents are free to hang up the phone or to throw away the questionnaire. Closely related to voluntary participation is the notion of informed consent. For people to volunteer for a research project, they need to know enough about the project to make an intelligent choice. Researchers have the responsibility to inform potential subjects or respondents of all features of the project that can reasonably be expected to influence participation. In an experiment, informed consent means that potential subjects must be warned of any possible discomfort or unpleasantness that might be involved. Experiments that involve deception (as described in the next subsection) cause special problems about obtaining informed consent. Another problem is deciding how much information about a project a researcher must disclose in seeking informed consent. In 2002, the American Psychological Association’s (APA) Council of Representatives adopted a new ethics code that addresses a wide range of ethical issues of relevance to that discipline. Since mass communication researchers face many of the same ethical issues faced by psychologists, it seems useful to quote from that document several provisions concerning informed consent. Researchers should disclose:
  • 10. 10 1. The purpose of the research, expected duration, and procedures 2. The subjects’ right to decline to participate and to withdraw from the research once participation has begun 3. The foreseeable consequences of declining or withdrawing 4. Reasonably foreseeable factors that may be expected to influence their willingness to participate, such as potential risks, discomfort, or adverse effects 5. Any prospective research benefits 6. Limits of confidentiality 7. Incentives for participation 8. Whom to contact for questions about the research and research participants’ rights Concealment and Deception Concealment and deception are encountered most frequently in experimental research. Concealment is withholding certain information from the subjects; deception is deliberately providing false information. Both practices raise ethical problems. The difficulty in obtaining consent has already been mentioned. A second problem derives from the general feeling that it is wrong for experimenters to lie to or otherwise deceive subjects. Many critics argue that deception transforms a subject from a human being into a manipulated object and is therefore demeaning to the participant. Research suggests that subjects are most disturbed when deception violates their privacy or increases their risk of harm. Obviously, deception is not a technique that should be used indiscriminately.
  • 11. 11 Elms (1982), who suggests five necessary and sufficient conditions under which deception can be considered ethically justified in social science research: 1. When there is no other feasible way to obtain the desired information 2. When the likely benefits substantially outweigh the likely harm 3. When subjects are given the option to withdraw at any time without penalty 4. When any physical or psychological harm to subjects is temporary 5. When subjects are debriefed about all substantial deception and the research procedures are made available for public review The APA’s 2002 code contains the following provisions concerning deception: a. Psychologists do not conduct a study involving deception unless they have determined that the use of deceptive techniques is justified by the study’s significant prospective scientific, educational, or applied value and that effective nondeceptive alternative procedures are not feasible. b. Psychologists do not deceive prospective participants about research that is reasonably expected to cause physical pain or severe emotional distress. c. Psychologists explain any deception that is an integral feature of the design and conduct of an experiment to participants as early as is feasible, preferably at the conclusion of their participation, but no later than at the conclusion of the data collection, and permit participants to withdraw their data. Protection of Privacy The problem of protecting the privacy of participants arises more often in field observation and survey research than in laboratory studies. In field studies,
  • 12. 12 observers may study people in public places without their knowledge (for example, individuals watching TV at an airport lounge). The more public the place, the less a person has an expectation of privacy and the fewer ethical problems are encountered. However, there are some public situations that present ethical concerns. Is it ethical, for example, for a researcher to pretend to browse in a video rental store when in fact the researcher is observing who rents pornographic videos? When they take a survey, respondents have a right to know whether their privacy will be maintained and who will have access to the information they provide. There are two ways to guarantee privacy: by assuring anonymity and by assuring confidentiality A promise of anonymity is a guarantee that a given respondent cannot possibly be linked to any particular response. In many research projects, anonymity is an advantage because it encourages respondents to be honest and candid in their answers. Strictly speaking, personal and telephone interviews cannot be anonymous because the researcher can link a given questionnaire to a specific person, household, or telephone number. In such instances, the researcher should promise confidentiality; that is, respondents should be assured that even though they can be identified as individuals, their names will never be publicly associated with the information they provide. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 69-75]
  • 13. 13 Federal Regulations Concerning Research In 1971, the Department of Health, Education, and Welfare (HEW) drafted rules for obtaining informed consent from research participants, which included full documentation of informed consent procedures. In addition, the government set up a system of institutional review boards (IRBs) to safeguard the rights of human subjects. In 2008, there were more than 800 IRBs at medical schools, colleges, universities, hospitals, and other institutions. IRBs are a continuing source of irritation for many social science researchers and some seemingly strange IRB decisions have been well publicized. As mass communication researchers investigate more sensitive topics, such as pornography on the Internet, coverage of terrorism, and “hate speech,” their research will be increasingly scrutinized by IRBs. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 75-77] Ethics in Data Analysis and Reporting Researchers are responsible for maintaining professional standards in analyzing and reporting their data. The ethical guidelines in this area are less controversial and more clear-cut. In 2000, the U.S. Office of Science and Technology Policy identified three areas of research misconduct: fabrication, falsification, and plagiarism. One cardinal rule is that researchers have a moral and ethical obligation to refrain from tampering with data: Questionnaire responses and experimental observations may not be fabricated, altered, or discarded.
  • 14. 14 Similarly, researchers are expected to exercise reasonable care in processing the data to guard against needless errors that might affect the results. Another universal ethical principle is that authors should not plagiarize. The work of someone else should not be reproduced without giving proper credit to the original author. Another problem that sometimes occurs involves the order of authorship of an article or a report. If there are two or more researchers involved, who gets listed as first author (“top billing”)? Usually, the first author is the one who made the biggest contribution to the work. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 77-78] Ethics in the Publication Process Publishing the results of research in scholarly journals is an important part of the process of scientific inquiry. Science is a public activity, and publication is the most efficient way to share research knowledge. In addition, success in the academic profession is often tied to a successful publication record. Consequently, certain ethical guidelines are usually followed with regard to publication procedures. From the perspective of the researcher seeking to submit an article for publication, the first ethical guideline comes into play when the article is ready to be sent for review. The researcher should submit the proposed article to only one journal at a
  • 15. 15 time because simultaneous submission to several sources is inefficient and wasteful. When an article is submitted for review to an academic journal, it is usually sent to two, three, or more reviewers for evaluation. Simultaneous submission means that several sets of referees spend their time pointing out the same problems and difficulties that could have been reported by a single set. The duplication of effort is unnecessary and might delay consideration of other articles waiting for review. On the other hand, journal editors and reviewers have ethical obligations to those who submit manuscripts for evaluation. Editors and reviewers should not let the decision process take an inordinate amount of time; a prompt and timely decision is owed to all contributors. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 78-79] Ethical Problems of Student-Faculty Research Schiff and Ryan (1996) list several ethical dilemmas that can occur in a college setting, including using undergraduate classes for research and claiming joint authorship of articles based on student theses and dissertations. The APA’s ethics committee provides some guidelines with regard to the joint authorship of articles based on a dissertation or thesis: • The dissertation adviser may receive only second authorship. • Secondary authorship for the adviser may be considered obligatory if the adviser supplies the database, designates variables, or makes important interpretive contributions.
  • 16. 16 • If the adviser suggests the general topic, is significantly involved in the design or instrumentation of the project, or substantially contributes to the writing, then the student may offer the adviser second authorship as a courtesy. • If the adviser offered only financial aid, facilities, and periodic critiques, then secondary authorship is inappropriate. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 79-80] The Rights of Students as Research Participants College students provide much of the data in social science research. In psychology, for example, more than 70% of studies use students In fact, it is the rare liberal arts major who has not participated in (or had a request to participate in) social science research. The ethical dimensions of this situation have not been overlooked. Korn (1988) suggests a “bill of rights” for students who agree to be research subjects: • Participants should know the general purpose of the study and what they will be expected to do. • Participants have the right to withdraw from a study at any time after beginning participation in the research. • Participants should expect to receive benefits that outweigh the costs or risks involved. • Participants have the right to expect that anything done or said during their participation in a study will remain anonymous or confidential, unless they specifically agree to give up this right.
  • 17. 17 • Participants have the right to decline to participate in any study and may not be coerced into research. • Participants have the right to know when they have been deceived in a study and why the deception was used. • When any of these rights is violated or participants have objections about a study, they have the right and responsibility to inform the appropriate university officials. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 80] Conclusion Ethical considerations in conducting research should not be overlooked. Nearly every research study could affect subjects in some way, either psychologically or physically. Researchers who deal with human subjects must ensure that all precautions are taken to avoid any potential harm to subjects. [Ref. WIMMER, R. D. & DOMINICK, J. R. (9th edition), MASS MEDIA RESEARCH An Introduction. Page: 65-80]