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ETHICS IN
RESEARCH
Dr. Maria Kalyvaki
Dr. Maria Kalyvaki 2
What is Ethics?
Ήθος = Ethos
Research Ethics
Research ethics concerns the responsibility of researchers to be
honest and respectful to all individuals who are affected by their
research studies or their reports of the studies’ results.
3
https://ahrecs.com/wp-content/uploads/2017/09/0604-Overprotective-IRB.jpeg
History
4
Unethical Examples
• Breaking and re-breaking of bones ( to see how many times they
could be broken before healing failed to occur) Nazi
• Patients had been injected with live cancer cells (Jewish Chronic
Disease Hospital, NY, 1963)
• 400 men had been left to suffer with syphilis long after a cure
(penicillin) was available. (Tuskegee, Alabama, 1932-72)
• Milgram’s study sustained no physical harm, they suffered shame
and embarrassment for having behaved inhumanely toward their
fellow human beings.(1963)
5
Milgram’s
https://youtu.be/yr5cjyokVUs
6
https://www.simplypsychology.org/milgram.html
Aim:
Milgram (1963) was interested in researching how far people would go
in obeying an instruction if it involved harming another person.
Stanley Milgram was interested in how easily ordinary people could
be influenced into committing atrocities, for example, Germans in
WWII.
There were four prods and if one was not obeyed,
then the experimenter (Mr. Williams) read out the
next prod, and so on.
Prod 1: Please continue.
Prod 2: The experiment requires you to continue.
Prod 3: It is absolutely essential that you continue.
Prod 4: You have no other choice but to continue.
Milgram’s (2)
• Milgram (1963) wanted to investigate whether Germans were
particularly obedient to authority figures as this was a common
explanation for the Nazi killings inWorldWar II.
• Milgram selected participants for his experiment by newspaper
advertising for male participants to take part in a study of learning
atYale University.
• The procedure was that the participant was paired with another
person and they drew lots to find out who would be the ‘learner’
and who would be the ‘teacher.’ The draw was fixed so that the
participant was always the teacher, and the learner was one of
Milgram’s confederates (pretending to be a real participant).
Dr. Maria Kalyvaki 7
8
Results:
65% (two-thirds) of participants (i.e., teachers) continued to the highest level
of 450 volts. All the participants continued to 300 volts.
Milgram did more than one experiment – he carried out 18 variations of his
study. All he did was alter the situation (IV) to see how this affected
obedience (DV).
Conclusion:
Ordinary people are likely to follow orders given by an authority figure, even
to the extent of killing an innocent human being. Obedience to authority is
ingrained in us all from the way we are brought up.
People tend to obey orders from other people if they recognize their
authority as morally right and/or legally based.This response to legitimate
authority is learned in a variety of situations, for example in the family,
school, and workplace.
Ethics Codes
9
First Code
• Nuremberg Code, a set of 10 guidelines for the ethical treatment of
human participants in research. 1949
10
The Belmont Report
25 years later
• National Research Act. 1974
• The Belmont Report, 1979
11
The Belmont Report 1979
( 1) Individuals should consent to participate in studies and those who
cannot give their consent, such as children, people with diminished
abilities, and prisoners, need to be protected.
( 2)The researcher not harm the participants, minimize risks, and
maximize possible benefits.
( 3) fairness in procedures for selecting participants.
12
APA Guide
• The researcher is obligated to protect participants from physical or
psychological harm.
• During or after a study, participants may feel increased anxiety,
anger, lower self- esteem, or mild depression, especially in
situations in which they feel they have been cheated, tricked,
deceived, or insulted.
13
Table 4.2 (APA guide)
The general concept of informed consent is that human participants
should be given complete information about the research and their
roles in it before agreeing to participate.
14
Clinical Equipoise
15
Clinical Equipoise
This means that a researcher can compare treatments when:
a. there is honest uncertainty about which treatment is best.
b. there is honest professional disagreement among experts
concerning which treatment is best.
16
Explain why and ensure
understanding
• Researchers often tell participants exactly what will be done in the
study but do not explain why.
• Simply telling participants about the research does not necessarily
mean they are informed, especially in situations in which the
participants may not be competent enough to understand.
17
Voluntary Participation
Participants may feel coerced to participate or perceive that they
have limited choice.
18
Deception
• Passive deception ( or omission) is the withholding or omitting of
information; the researcher intentionally does not tell participants
some information about the study.
• Active deception ( or commission) is the presenting of
misinformation about the study to participants.The most common
form of active deception is misleading participants about the
specific purpose of the study.
19
Justified Deception
• The deception must be justified in terms of some significant benefit
that outweighs the risk to the participants.The researcher must
consider all alternatives to deception and must justify the rejection
of any alternative procedures.
20
Debriefing
The final point is that deceived participants must receive a debriefing
that provides a full description of the true purpose of the study,
including the use and purpose of deception, after the study is
completed.
21
Confidentiality
The APA ethical guidelines require that researchers ensure the
confidentiality of their research participants.
Ensuring that participants’ records are kept anonymous.
22
The Institutional Review Board
Each institution or agency is required to establish a committee called
an Institutional Review Board ( IRB), which is composed of both
scientists and nonscientists.
23
Ethical Issues and Scientific
Integrity
24
Reporting of Research
a. Researchers do not fabricate data. (They do not make false,
deceptive, or fraudulent statements concerning their
publications or research findings.)
b. If they discover significant errors in their published data, they
take reasonable steps to correct such errors in a correction,
re-traction, erratum, or other appropriate publication means.
c. They do not present portions of another’s work or data as
their own, even if the other work or data source is cited
occasionally.
25
Error and fraud
• It is important to distinguish between error and fraud.
• Fraud, is an explicit effort to falsify or misrepresent data.
Watch the video
Fredric Mishkin a full professor at Columbia Business School.
26
Safeguards Against Fraud
Dr. Maria Kalyvaki 27
Safeguards Against Fraud
• A safeguard against fraud is peer review, which takes place when a
researcher submits a research article for publication.
• Replication is repetition of a research study using the same basic
procedures used in the original to test the accuracy.
28
Plagiarism
You can literally copy an entire paper word for word and present it as
your own work or you can copy and paste passages from articles and
sites found on the Internet.
29
30
What about
You may be inspired by someone’s ideas or influenced by the phrases
someone used to express a concept.
After working on a project for an extended time, it can become difficult to
separate your own words and ideas from those that come to you from outside
sources. As a result, outside ideas and phrases can appear in your paper
without appropriate citation.
31
Misleading graphs
Screen grab of chart showing unemployment rate under President Obama. (Fox
News)
Dr. Maria Kalyvaki 32
Dr. Maria Kalyvaki 33
Dr. Maria Kalyvaki 34
https://www.mediamatters.org/embed/
static/clips/2013/10/28/32636/fnc-
foxandfriends-20131028-dishonestchart
Dr. Maria Kalyvaki 35
Moreover, Fox's comparison of the two figures compares apples to oranges.

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ETHICS RESEARCH GUIDE

  • 2. Dr. Maria Kalyvaki 2 What is Ethics? Ήθος = Ethos
  • 3. Research Ethics Research ethics concerns the responsibility of researchers to be honest and respectful to all individuals who are affected by their research studies or their reports of the studies’ results. 3 https://ahrecs.com/wp-content/uploads/2017/09/0604-Overprotective-IRB.jpeg
  • 5. Unethical Examples • Breaking and re-breaking of bones ( to see how many times they could be broken before healing failed to occur) Nazi • Patients had been injected with live cancer cells (Jewish Chronic Disease Hospital, NY, 1963) • 400 men had been left to suffer with syphilis long after a cure (penicillin) was available. (Tuskegee, Alabama, 1932-72) • Milgram’s study sustained no physical harm, they suffered shame and embarrassment for having behaved inhumanely toward their fellow human beings.(1963) 5
  • 6. Milgram’s https://youtu.be/yr5cjyokVUs 6 https://www.simplypsychology.org/milgram.html Aim: Milgram (1963) was interested in researching how far people would go in obeying an instruction if it involved harming another person. Stanley Milgram was interested in how easily ordinary people could be influenced into committing atrocities, for example, Germans in WWII. There were four prods and if one was not obeyed, then the experimenter (Mr. Williams) read out the next prod, and so on. Prod 1: Please continue. Prod 2: The experiment requires you to continue. Prod 3: It is absolutely essential that you continue. Prod 4: You have no other choice but to continue.
  • 7. Milgram’s (2) • Milgram (1963) wanted to investigate whether Germans were particularly obedient to authority figures as this was a common explanation for the Nazi killings inWorldWar II. • Milgram selected participants for his experiment by newspaper advertising for male participants to take part in a study of learning atYale University. • The procedure was that the participant was paired with another person and they drew lots to find out who would be the ‘learner’ and who would be the ‘teacher.’ The draw was fixed so that the participant was always the teacher, and the learner was one of Milgram’s confederates (pretending to be a real participant). Dr. Maria Kalyvaki 7
  • 8. 8 Results: 65% (two-thirds) of participants (i.e., teachers) continued to the highest level of 450 volts. All the participants continued to 300 volts. Milgram did more than one experiment – he carried out 18 variations of his study. All he did was alter the situation (IV) to see how this affected obedience (DV). Conclusion: Ordinary people are likely to follow orders given by an authority figure, even to the extent of killing an innocent human being. Obedience to authority is ingrained in us all from the way we are brought up. People tend to obey orders from other people if they recognize their authority as morally right and/or legally based.This response to legitimate authority is learned in a variety of situations, for example in the family, school, and workplace.
  • 10. First Code • Nuremberg Code, a set of 10 guidelines for the ethical treatment of human participants in research. 1949 10
  • 11. The Belmont Report 25 years later • National Research Act. 1974 • The Belmont Report, 1979 11
  • 12. The Belmont Report 1979 ( 1) Individuals should consent to participate in studies and those who cannot give their consent, such as children, people with diminished abilities, and prisoners, need to be protected. ( 2)The researcher not harm the participants, minimize risks, and maximize possible benefits. ( 3) fairness in procedures for selecting participants. 12
  • 13. APA Guide • The researcher is obligated to protect participants from physical or psychological harm. • During or after a study, participants may feel increased anxiety, anger, lower self- esteem, or mild depression, especially in situations in which they feel they have been cheated, tricked, deceived, or insulted. 13
  • 14. Table 4.2 (APA guide) The general concept of informed consent is that human participants should be given complete information about the research and their roles in it before agreeing to participate. 14
  • 16. Clinical Equipoise This means that a researcher can compare treatments when: a. there is honest uncertainty about which treatment is best. b. there is honest professional disagreement among experts concerning which treatment is best. 16
  • 17. Explain why and ensure understanding • Researchers often tell participants exactly what will be done in the study but do not explain why. • Simply telling participants about the research does not necessarily mean they are informed, especially in situations in which the participants may not be competent enough to understand. 17
  • 18. Voluntary Participation Participants may feel coerced to participate or perceive that they have limited choice. 18
  • 19. Deception • Passive deception ( or omission) is the withholding or omitting of information; the researcher intentionally does not tell participants some information about the study. • Active deception ( or commission) is the presenting of misinformation about the study to participants.The most common form of active deception is misleading participants about the specific purpose of the study. 19
  • 20. Justified Deception • The deception must be justified in terms of some significant benefit that outweighs the risk to the participants.The researcher must consider all alternatives to deception and must justify the rejection of any alternative procedures. 20
  • 21. Debriefing The final point is that deceived participants must receive a debriefing that provides a full description of the true purpose of the study, including the use and purpose of deception, after the study is completed. 21
  • 22. Confidentiality The APA ethical guidelines require that researchers ensure the confidentiality of their research participants. Ensuring that participants’ records are kept anonymous. 22
  • 23. The Institutional Review Board Each institution or agency is required to establish a committee called an Institutional Review Board ( IRB), which is composed of both scientists and nonscientists. 23
  • 24. Ethical Issues and Scientific Integrity 24
  • 25. Reporting of Research a. Researchers do not fabricate data. (They do not make false, deceptive, or fraudulent statements concerning their publications or research findings.) b. If they discover significant errors in their published data, they take reasonable steps to correct such errors in a correction, re-traction, erratum, or other appropriate publication means. c. They do not present portions of another’s work or data as their own, even if the other work or data source is cited occasionally. 25
  • 26. Error and fraud • It is important to distinguish between error and fraud. • Fraud, is an explicit effort to falsify or misrepresent data. Watch the video Fredric Mishkin a full professor at Columbia Business School. 26
  • 27. Safeguards Against Fraud Dr. Maria Kalyvaki 27
  • 28. Safeguards Against Fraud • A safeguard against fraud is peer review, which takes place when a researcher submits a research article for publication. • Replication is repetition of a research study using the same basic procedures used in the original to test the accuracy. 28
  • 29. Plagiarism You can literally copy an entire paper word for word and present it as your own work or you can copy and paste passages from articles and sites found on the Internet. 29
  • 30. 30
  • 31. What about You may be inspired by someone’s ideas or influenced by the phrases someone used to express a concept. After working on a project for an extended time, it can become difficult to separate your own words and ideas from those that come to you from outside sources. As a result, outside ideas and phrases can appear in your paper without appropriate citation. 31
  • 32. Misleading graphs Screen grab of chart showing unemployment rate under President Obama. (Fox News) Dr. Maria Kalyvaki 32

Editor's Notes

  1. Check out the Fox News chart above. Looks pretty clean and sweet, no? The numbers are accurate, it’s got a source line, plenty of detail, etc. So what could possibly be wrong with it? As Media Matters for America notes,. pull back from the screen and focus only on the trend line, not on the numbers. See something off? As Media Matters’ Zachary Pleat writes, “the 8.6 percent unemployment rate in November looks higher than March’s 8.8 percent rate, and about the same as the 9 percent unemployment rate in October.” Even though things are improving just slightly, the chart’s message is that they’re not. Everything we know about computer-generated graphics tells us that a double-jointed chart like this doesn’t just self-generate. That is, to get a trend line to defy the numbers attached to it has to require effort and enterprise. And effort and enterprise in the area of TV graphics puts a smile on the face of Fox News chief Roger Ailes. https://www.washingtonpost.com/blogs/erik-wemple/post/fox-newss-unemployment-chart-better-graphics/2011/12/12/gIQAUVgNqO_blog.html?noredirect=on&utm_term=.3c68957a3a36
  2. No. David Blake read the chart without taking into account a key fact that wasn’t on the chart: the cost of not going to college has diminished even more. Than means, your prospects as a high school graduate are a lot worse than your prospects as a college graduate. Another key piece of information is on the chart itself. Note the average yearly income a college grad can expect is about $45,000 in 2010. That’s per year. Over an average working lifetime (say, 43 years assuming retirement at age 65), that gives you an income of $45,000 * 43 = $1,935,000. Subtract that expensive college education ($95,000) and your net earnings are $1,840,000. Compare that to your average high school grad. They can expect to earn $1,300,000 over their lifetime (Source: The U.S. Department of Education). That’s quite a difference!
  3. Does not add up to 100
  4. Fox News used a dishonest graphic that inflated a comparison between the number of people receiving federal benefits to those working full-time by 500 percent to misleadingly imply more people receive government benefits than work. The October 28 edition of Fox & Friends aired a graphic which purported to compare the number of people who received means-tested federal benefits to the number of people with full-time jobs in 2011. However, the chart used a truncated y-axis, and showed the number of people on welfare -- 108.6 million -- as approximately five times greater than 101.7 million, the number of people with full-time employment.  Fox's 108.6 million figure for the number of "people on welfare" comes from a Census Bureau's account (Table 2) of participation in means-tested programs, which include "anyone residing in a household in which one or more people received benefits" in the fourth quarter of 2011, thus including individuals who did not themselves receive government benefits. On the other hand, the "people with a full time job" figure Fox used included only individuals who worked, not individuals residing in a household where at least one person works. Furthermore, many people who receive federal benefits also work. The means-tested programs in the Census Bureau report included Temporary Assistance for Needy Families, or TANF, which includes strict work requirements.