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Attitudes And Use Of Homework Assignments In Therapy A Survey Of German Psychotherapists
1.
Clinical Psychology and
Psychotherapy Clin. Psychol. Psychother. 332â343 Copyright © 2004 John Wiley & Sons, Ltd. Published online 3 September 2004 in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/cpp.419 Attitudes and Use of Homework Assignments in Therapy: A Survey of German Psychotherapists Lydia Fehm1 and Nikolaos Kazantzis2 * 1 Dresden University of Technology, Germany 2 Massey University, New Zealand There has been continued empirical research on the role of homework assignments in psychotherapy, but little is known about their use in clinical practice. Although attitudes are an important factor in deter- mining whether practitioners use homework assignments, existing data is limited to the frequency and types of assignments used in therapy. One hundred and forty German psychologists were surveyed regarding their use of and attitudes towards homework assignments. Practitioners reported a variety of attitudes regarding the effects of homework on treatment outcome, the process of integrating home- work into therapy and patient compliance with homework. We suggest that consideration should be given to therapist attitudes (or beliefs) in future conceptual or empirical work designed to examine homework effects in psychotherapy. Copyright © 2004 John Wiley & Sons, Ltd. *Correspondence to: Nikolaos Kazantzis, Ph.D., School of Psychology, Massey University (Albany Campus), Private Bog 102904, NSMC, Auckland, New Zealand. E-mail: N.Kazantzis@massey.ac.nz The therapeutic use of activities (or homework assignments) between therapy sessions to gather information, practice skills or apply insights gained in therapy is probably as old as therapy itself. Although popularized within early formula- tions of behavioral and cognitive psychotherapies (Dunlop, 1936; Herzberg, 1941; Kanfer & Phillips, 1966; Kelly, 1955), it is traditional practice for psy- chodynamic practitioners to ask their patients to remember their dreams, possibly even write them down for in-session discussion and analysis (Freud, 1999; Stricker, in press). This type of information gathering is commonplace in cognitiveâbehavioral therapy (Beck, Rush, Shaw, & Emery, 1979), even though the specific content and in-session process for using the assignment may be different between therapeutic approaches (see also the spring 2000 issue of Journal of Cognitive Psychotherapy). Given this similarity in psychotherapy process, it has been argued that acquisition of adaptive skills through work completed between sessions repre- sents a common attribute of both cognitive and dynamic therapies (Badgio, Halperin, & Barber, 1999). More recently, a special issue of the Journal of Psychotherapy Integration provided a theoretically focused discussion of between-session (home- work) assignments in the range of psychothera- pies, which included case examples from behavioral, client-centered, cognitiveâbehavioral, emotion-focused experiential, interpersonal, psy- chodynamic, and systems-orientated individual therapy (see Kazantzis & Ronan, in press). Homework assignments have continued to receive emphasis in practitioner-orientated discus- sions of cognitiveâbehavioral therapy for anxiety (see, e.g. Leahy, 2002), depression (see, e.g. Garland & Scott, 2002), schizophrenia (see, e.g. Glaser, Kazantzis, Deane, & Oades, 2000), as well as other patient problems and populations (see the special issue of the Journal of Clinical Psychology, Kazantzis & Lampropoulos, 2002). This continued emphasis has been paralleled in empirical research where correlational studies have repeatedly shown that
2.
Attitudes and Use
of Homework Assignments 333 Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) homework compliance is associated with therapy outcome for depression (Fennell & Teasdale, 1987; Burns & Spangler, 2000) and anxiety (Al-Kubaisy, Marks, Logsdail, & Marks, 1992; de Araujo, Ito, Marks, & Deale, 1995; Edelman & Chambless, 1993; Leung & Heimberg, 1996; Schmidt & Woolaway- Bickel, 2000). Similarly, the experimental research has shown that behavioral and cognitiveâbehavioral therapies involving homework assignments produce greater treatment outcomes than therapies comprising entirely in-session work (see, e.g. Neimeyer & Feixas, 1990), although the findings have not been published without controversy over interpretation of results (see, e.g. Zettle & Hayes, 1987; Kornblith, Rehm, OâHara, & Lamparski, 1983) and method- ological limitations (see Kazantzis, 2000; Kazantzis, Deane, & Ronan, in press; Kazantzis, Ronan, & Deane, 2001). A meta-analysis (i.e. Kazantzis, Deane, & Ronan, 2000) aggregated this research in support of the notion that homework enhances treatment outcome, and these findings have since been extended in recent treatment outcome studies of obsessiveâcompulsive disorder (i.e. Abramowitz, Franklin, Zoellner, & DiBernardo, 2002), and depression among older adults (Coon & Thompson, 2003). Despite the emphasis in theoretical discussions and empirical work, very little is known about practitionersâ use of homework in everyday clini- cal practice. One early study reported by Shelton and Levy (1981a) examined the use of homework assignments in treatment outcome studies pub- lished from January 1973 to January 1980 in eight scholarly journals. They reported that 68% of the articles described the use of homework assign- ments to promote treatment gains. Homework was most commonly assigned for social skills training (80%), obsessiveâcompulsive symptoms (79%), and sexual dysfunction (79%). A subsequent survey of published research by Mahrer, Nordin, and Miller (1995) demonstrated that homework assignments have continued to be incorporated as components of manualized treatment protocols across most problem areas. However, given that these estimates of homework use are based on reviews of published research articles, it is ques- tionable whether these estimates can be general- ized to clinical practice. Warren and McLellarn (1987) surveyed the use of homework in the therapeutic practices of 144 qualified rationalâemotive therapists. The study showed that a wide variety of bibliotherapy, writing, and activity assignments were generally used among practitioners. Despite reporting the types of homework activity prescribed, the study did not examine the overall frequency of home- work use among therapists. Petheram (1992) surveyed patient performance and therapist attitude toward home-based treat- ment of aphasia. This study showed that patients were willing to engage in the home-based form of treatment, and that psychologists were enthusias- tic about the home-based approach (see also Petheram, 1994). However, once again, the Petheram (1992) study was not designed to assess the frequency of homework use in clinical practice. Kemmler, Borgart, and GĂ€rke (1992) surveyed a general psychologist sample on their use and per- ceived importance of homework assignments (N = 61). The sample reported a range of theoretical backgrounds, but the vast majority (87%) rated homework as either important or extremely impor- tant for their practice of therapy. This study also provided preliminary evidence to suggest that practitioners do not use a predetermined list of homework assignments, with only 25% of the sample sometimes designing homework before the therapy session. Kazantzis and Deane (1999) also surveyed a general psychologist sample on the use of home- work assignments in clinical practice (N = 221). The study demonstrated that homework assignments were frequently assigned by the majority of psy- chologists (98% reported homework use). A differ- ence in the types of assignments and in-session processes used to assign homework was observed between practitioners of different theoretical ori- entations in their sample. That is, those reporting a cognitiveâbehavioral orientation tended to assign homework activities that involved specific record- ing more frequently, and tended to follow theoret- ical recommendations (i.e. Shelton & Levy, 1981b) for assigning homework more consistently than their counterparts. The study was limited in that the study was conducted in New Zealand, and the study was not designed to survey practitionersâ attitudes or the extent to which their attitudes were related to the use of homework. There is a dearth of data on how practitioners feel about the use of homework assignments in psy- chotherapy. Regardless of demonstrated empirical support for homework assignments, or the degree of motivation of the individual patient, it is the practitioner who determines whether homework assignments are actually integrated into the every- day treatment of mental illness and who will ulti- mately determine whether homework assignments
3.
334 L. Fehm
and N. Kazantzis Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) actually make helpful contributions to the services that clients receive. Not surprisingly, some practi- tioner training programs emphasize the important role of therapist attitudes and beliefs in deter- mining whether a therapeutic procedure will be successfully integrated into therapy (see, e.g. Padesky, 1999), and there is emerging data to suggest that practitioner beliefs are linked with particular aspects of clinical practice (see Addis & Krasnow, 2000, for example). The present study was designed to extend the existing knowledge about the use of homework assignments in clinical practice by conducting a preliminary survey of practitionersâ use and atti- tudes towards homework assignments. Given the traditional emphasis of homework within behav- ioral and cognitiveâbehavioral therapies, and the results of prior studies of homework in clinical practice (i.e. Kazantzis & Deane, 1999), we hypoth- esized that practitioners working within these theoretical approaches and those working in university research settings would report a greater use of homework assignments (Hypothesis 1). We assumed that those working in university research settings would be more up to date with current research supporting cognitiveâbehavioral therapy as an empirically supported therapy, and the liter- ature on integrating homework assignments into psychotherapy. In addition, we hypothesized that those identifying with cognitiveâbehavioral therapy and those working in the university setting would use a greater number of homework assignments (Hypothesis 2), be more systematic in their review of homework assignment (Hypothesis 3), and have more positive attitudes towards the role of homework assignments in psychotherapy (Hypothesis 4). We also hypothesized that those practioners who were more experienced psy- chotherapy practitioners, and thereby more skilled, would have more positive attitudes about home- work (Hypothesis 5). Finally, we predicted that those practitioners who had experienced difficul- ties with patient completion of homework assign- ments (or compliance) would have more negative attitudes to homework (Hypothesis 6). METHOD Sample Characteristics One hundred and forty practicing psychothera- pists (age range 25â61 years, M = 40 years, SD = 8.5) participated in the survey. Thirty-nine percent of practitioners were male (n = 55), and 61% were female (n = 85). In terms of professional training, 72% of respondents had a PhD in psychology, and 27% had a degree in medicine.1 There was a broad spectrum of therapy experience in the sample; 29% reported 1000 hours experience or less, 11% reported 1000â2000 hours, 14% reported 2000â4000 hours, 21% reported 4000â7000 hours and 23% reported 7000 hours or more. (Following the imple- mentation of psychotherapy law in 1999, and at the time of this study, practicing psychologists were required to document their clinical experi- ence in treatment hours as standard procedure in Germany.) All respondents were in at least part time current psychotherapy practice. The propor- tion of weekly work time spent providing therapy was relatively high (M = 69%, SD = 31.2), with out- patient and university settings featuring as the pre- dominant work settings for this sample (69 and 21% of respondents, respectively). In terms of theoretical orientation, the two most common self-described approaches were cogni- tiveâbehavioral therapy (64%) and âdepth psychol- ogyâ or psychodynamic/analytic psychotherapy (26%), with the remainder of the sample (9%) reporting a combination of approaches (e.g. inte- gration of cognitiveâbehavior therapy and psychoanalytic psychotherapy; cognitiveâbehavior therapy and Gestalt psychotherapy). However, there was a systematic difference in theoretical ori- entation among practitioners with different profes- sional trainings. Those practitioners with medical training were predominantly psychoanalytic in orientation (90% of medically trained sub-sample), whereas psychology trained practitioners were predominantly cognitiveâbehavioral in orientation (92% of psychology trained sub-sample). Given the large extent of theoretical purism (and lack of the- oretical integration or eclecticism) among the prac- titioners in the sample, as well as the systematic difference in professional training among practi- tioners of different theoretical orientations, all further analyses involved comparison of cogni- tiveâbehavioral and psychoanalytic practitioners. (Cognitiveâbehavioral practitioners did not differ in therapy experience to their psychoanalytic coun- terparts, c2 (5, N = 123) = 5.39, p > 0.05.)2 1 In Germany, psychologists receive a PhD in psychology either within the faculties of natural or philological science, depending on the departmental association in the respective university. 2 Proportions of less and highly experienced practitioners practicing cognitiveâbehavioral therapy were similar (i.e. 43 and 41%, respectively), whereas there was a more experi- enced representation among psychoanalytic approaches (i.e. 32 and 51%, respectively.).
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of Homework Assignments 335 Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) Survey Questionnaire We developed a survey questionnaire consisting of 31 self-report items assessing practitionersâ demo- graphic characteristics, use of homework assign- ments and attitudes towards the use of homework assignments in psychotherapy. Demographic items included age, gender, type of advanced degree, theoretical orientation, clinical experience and employment setting. Items assessing use of homework assignments included the following: (i) âOn average, for what proportion of patients do you use homework assignments?â; (ii) âOn average, in what proportion of therapy sessions do you assign homework? and (iii) âDo you assign homework during the first five sessions?â.3 The questionnaire also included items designed to assess the general types of homework activity used by practitioners (i.e. âWhich types of assignment do you use?â), where respondents indi- cated their use of different activities by endorsing the categories âbehavioral experiments, âself- monitoringâ, âcognitive restructuringâ and âapply- ing new skills or techniquesâ. Frequency of homework review was assessed by the item âDo you review the completion of assignments?â rated on a 0â3 scale (0 = hardly ever, 1 = rarely, 2 = mostly, 3 = always). In addition, barriers to the effective use of homework in psychotherapy were assessed (i.e. âWhat types of problem do you experience with homework assignments?â), where respondents indicated the difficulties by endorsing the cate- gories âtoo difficult to the patientâ, âunclear to the patientâ, ânot beneficial for therapyâ, as well as âpatients do not complete the homework as assignedâ and âpatients do not complete the home- work at allâ. Practitioners who did not use home- work assignments were asked to ignore questions on homework use and proceed to the attitudes section. Items assessing attitudes towards homework assignments were generated from the authorsâ own experience and from informal discussions with practitioners. Items were designed to assess practitionersâ attitudes regarding the effects of home- work on treatment outcome (six items, such as âthere is a lack of empirical support regarding the posi- tive effects of using homework in therapyâ, âhome- work assignments are indispensable, the most important changes occur outside the therapy roomâ, âhomework assignments always enhance therapy outcomesâ), the process of integrating home- work into therapy (five items, such as âthe term âhomeworkâ is deterring/discouragingâ, âthe ther- apist should make a note of the assignmentâ and âtherapists and patients should always design assignments togetherâ), as well as more specific areas of attitudes regarding patientsâ homework com- pliance (two items, âthe majority of patients reject all homework assignmentsâ and âpatient home- work compliance is very poorâ). An attempt was made to balance the representation of positive and negative attitudes. Practitioners rated their agree- ment with these items on a five-point Likert scale ranging from (0 not at all) to 4 (completely agree). Four items assessing attitudes towards home- work were excluded from data analysis, as they did not achieve minimum criteria for item diffi- culty, below the recommended value of 0.20 (see Bortz & Döring, 1995, p. 199).4 Itemâtotal correla- tions for the remaining 13 attitude items ranged between -0.01 and 0.43, the coefficient alpha was 0.60 and the mean score for the sample was 28.6 (SD = 6.1). We did not attempt an exploratory factor analysis for attitude items because the present sample size was less than is generally rec- ommended for this procedure (see Cattell, 1978; Comrey & Lee, 1973; Hair, Anderson, Tatham, & Black, 1995). Procedure Participation was solicited at three advanced train- ing seminars for psychotherapy in Germany. These seminar were âWorkshop-Kongress fĂŒr Klinische Psychologieâ in Bad Duerkheim, May 1999 (n = 83 respondents), âVerhaltenstherapiewocheâ in Dresden, August 1999 (n = 13 respondents) and âPsychotherapietageâ in Luebeck, October 1999 (n = 44 respondents). Questionnaires were positioned next to registration desks at these seminars, openly accessible for all participants. Participation in the study was voluntary, anonymous and without compensation. Practitioners were encouraged to participate in the study by a small notice added to seminar documents, and return completed 3 German health insurance companies typically provide five therapy sessions as a minimum amount. 4 Excluded items were âhomework assignments in therapy are a waste of timeâ, âhomework assignments donât match my personal style in therapyâ, âhomework assignments just create resistance in the patientâ, and âmeaningful homework assignments exist only for a few disordersâ.
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336 L. Fehm
and N. Kazantzis Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) questionnaires to a box positioned on the registra- tion counter. RESULTS Use of Homework Assignments Frequency of Homework Use All practitioners in the present sample reported using homework assignments for at least some portion of their patients, and the vast majority reported the regular use of homework. Overall, 37% of the sample reported the use of homework for every patient, 26% reported use for two-thirds of all patients, 13% reported use for half of all patients, and 23% for a quarter of all patients. During therapy itself, a sizeable proportion (13.4%) reported using homework assignments in âevery therapy sessionâ, and âin every second sessionâ (39%). Similarly, over half (62%) of the practition- ers in the present sample reported using homework assignments within the first five therapy sessions, with 13% indicating that they assigned homework during the first therapy session. As expected, there were consistent and statisti- cally significant differences in the frequency of homework use between cognitiveâbehavioral and psychoanalytic practitioners. Cognitiveâ behavioral practitioners reported a greater use of homework, as measured by proportion of patients c2 (4, N = 125) = 59.31, p < 0.001, but observed dif- ferences did not achieve significance in chi-square tests when homework use was measured by pro- portion of sessions or use in first five sessions (see Table 1). Those practitioners working in university settings also described using more homework than those working in other settings c2 (4, N = 126) = 11.75, p < 0.05, but contrary to expectation, other observed differences between work settings did not achieve statistical significance. Types of Homework Assignments Homework activities that involved âbehavioral experimentsâ (86% of respondents) were only slightly more popular than âself-monitoringâ and âcognitive restructuringâ (75% of respondents each) and âapplying new skills or techniquesâ (71% of respondents) for the sample overall. Again, cogni- tiveâbehavioral practitioners reported significantly greater use of the various types of homework activ- ity than their psychoanalytic counterparts. This included behavioral experiments c2 (1, N = 126) = 14.09, p < 0.001, self-monitoring c2 (1, N = 126) = 4.28, p < 0.05, cognitive restructuring c2 (1, N = 126) = 5.88, p < 0.05, and applying new skills or tech- niques c2 (1, N = 126) = 32.90, p < 0.001. (When this data was examined using standardized residuals to interpret the size of the differences, it was notable that only standardized residuals for behavioral experiments and applying new skills or techniques reached the conventional cut-off value; see BĂŒhl & Zöfel, 2000, p. 239.) The use of cognitive restruc- turing was more common among those practition- ers working outside of the university setting, c2 (1, N = 129) = 6.89, p < 0.01, but all other types of homework assignment were used to the same degree (all p > 0.05). Table 1. Use of homework assignments by theoretical orientation and work setting Variable CBT Psychoanalytic University Other n % n % n % n % Proportion of patients Every patient 47 52.2 2 5.7 18 62.1 28 28.9 75% of patients 28 31.1 4 11.4 6 20.7 24 24.7 50% of patients 10 11.1 6 17.1 2 6.9 16 16.5 25% of patients 5 5.6 22 62.9 3 10.3 28 28.9 Never 0 0 1 2.9 0 0 1 1.0 Proportion of sessions Every session 15 16.9 1 3.0 7 25.0 10 10.4 Every second session 44 49.4 2 6.1 12 42.9 32 43.8 During the first five sessions First session 17 20.5 1 0.0 8 27.6 8 8.0 First five sessions 49 59.0 12 40.0 16 55.2 46 46.0 Percentages represent proportions of valid data.
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of Homework Assignments 337 Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) Review of Homework Assignments The vast majority of therapists reviewed the patientâs completion of the homework assignments at the next therapy session. Overall, 43% of practi- tioners indicated that they âalwaysâ reviewed homework at the next session, 53% âmostlyâ and 4% ârarelyâ, whereas none indicated that they âhardly everâ reviewed homework. Interestingly, there were no significant differences in the rate of âalwaysâ or âmostlyâ reviewing homework at the next session between cognitiveâbehavioral and psychodynamic practitioners, or those working in different work settings (remaining categories were not included due to small cell sizes, and all p > 0.05). Problems in Using Homework Assignments In the present sample, the most common problem in using homework assignments in therapy was that patients do not complete the homework as assigned (91% of respondents). Half of practitioners indicated the use of homework assignments that were too difficult for patients (50% of respondents), and about a third indicated using homework assignments that were unclear to patients, or not eventually useful for therapy (each 31% of respondents). Seventeen percent of the present sample indicated that they had patients who did not complete the homework at all.5 Attitudes Towards Homework Assignments We were interested in characteristics of practition- ers that might be associated with different attitudes towards homework assignments. As homework assignments have evolved primarily in the context of theory and research on cognitive and behavioral therapies, we predicted that those practitioners with a CBT orientation, as well as those working in university or research settings, would hold more positive attitudes towards homework assignments. We also predicted that clinical experience should be related to attitudes, and that those who reported less difficulty getting their patients to complete or comply with homework assignments would have more favorable attitudes than those whom experi- ence was negative or neutral. As a first step in examining the attitudes of our sample we classified practitioners as more âhighly experiencedâ if they reported 4000 hours or more, and âless experiencedâ if they reported 2000 hours or less. (This definition was based on the classifi- cation introduced during the establishment of German psychotherapy law in 1999.) Since practi- tioners were asked to endorse five specific cate- gories regarding the types of difficulty experienced in using homework assignments (i.e. âtoo difficult for the patientâ, âunclear to the patientâ, ânot bene- ficial for therapyâ, âpatients do not complete the homework as assignedâ and âpatients do not com- plete the homework at allâ), those that reported none or one were classified as experiencing âless problems with complianceâ and those that reported three or more were classified as experiencing âmore problems with complianceâ. Practitioners that reported âlessâ and âmoreâ problems with compli- ance (i.e. 24 and 27% of the sample, respectively) were contrasted because we predicted that these groups would have greater diversity in attitudes towards homework assignments.6 Data screening precluded the use of analysis of variance techniques in the present study. Since the study was preliminary, we computed independent samples t-tests for each hypothesized comparison between practitioner subgroups, but relied on the effect sizes (d) produced in each comparison that reached statistical significance at conventional levels as the primary basis for interpretation and discussion. (See discussion in Cohen, 1988, on utility of interpreting magnitude of effect rather than exclusive reliance on significance tests.) Effects of Homework on Treatment Outcome We first surveyed practitionersâ attitudes about the effects of using homework assignments on treatment outcome. Overall, the sample tended to disagree with the assertion that there is a lack of empirical support for homework (M = 1.82, SD = 1.16) and that practitioners can only be successful if they use homework (M = 1.96, SD = 1.21). Con- versely, practitioners agreed with the assertions that homework is indispensable for change (M = 2.39, SD = 1.29), enhances therapy outcomes (M = 2.23, SD = 1.18) and facilitates behavior change (M = 3.08, SD = 1.08), but at the same time did not consider homework to be necessary for every patient (M = 2.66, SD = 1.34). 5 There were no significant differences between cognitiveâ behavioral and psychoanalytic practitioners in the problems in using homework assignments, all p > 0.05. 6 Only a small proportion (6%) of the sample reported no dif- ficulties with homework compliance, 17% reported one problem, 49% reported two different problems, 14% reported three problems, 4% reported four problems and 9% reported five different problems.
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338 L. Fehm
and N. Kazantzis Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) Table 2 presents means, standard deviations and significance tests on attitudes items for different theoretical orientations (i.e. cognitiveâbehavioral and psychoanalytic) and work setting (i.e. univer- sity and other work settings) practitioner sub- groups. Table 3 presents the date for practitioners with differing levels of experience and problems with homework compliance. As hypothesized, there were consistent differences between cogni- tiveâbehavioral and psychoanalytic practitionersâ attitudes regarding homeworkâs effects on treat- ment outcome. (Because of the sample size involved and the multiple tests in this exploratory study, we chose to calculate effect size (d) in the description of each attitude comparison.) As shown in Table 2, psychoanalytic practitioners were significantly more likely to agree with the assertion that there is a lack of empirical support for homework (d = -0.82) and assignments are not necessary for every patient (d = -1.21), whereas their cognitiveâbehavioral colleagues were signifi- cantly more likely to agree with the assertions that homework is indispensable (d = 1.01), enhances outcomes (d = 1.08), is related to practitionersâ success (d = 0.85) and facilitates behavior change (d = 1.05). Similarly, those practitioners employed in the university setting considered homework to be indispensable (d = 0.55), related to therapistsâ success (d = 0.53) and necessary for behavior change. Consistent with the comparison by theo- retical orientation, those working in other settings were more likely to agree with the notion that homework assignments are not necessary for every patient (d = -0.61). However, there were no signif- icant differences in attitudes regarding homework effects on treatment outcome by experience in clinical practice (all p > 0.05), and those experienc- ing more problems with compliance only differed from those experiencing less problems in consid- ering homework indispensable for therapy (d = -0.49). Process of Integrating Homework Assignments into Therapy We also surveyed practitionersâ attitudes regard- ing the process of integrating homework assign- ments into therapy. As Table 2 shows, there were significant differences between cognitiveâ behavioral and psychoanalytic practitioners once again. Cognitiveâbehavioral therapists rated greater agreement with the suggestion that thera- pists and clients should design homework together (d = 0.42), and that therapists should take some of the responsibility to motivate patients (d = 0.79). Conversely, psychoanalytic practitioners consid- ered the process as requiring more creativity than cognitiveâbehavioral practitioners in this sample (d = -0.44). Practitioners working in university set- tings only differed from those in other settings with regards to therapist responsibility to motivat- ing patients (d = 0.50). Table 3 shows that more experienced practitioners only had significantly different opinions about the degree of creativity required in designing homework than their less experienced colleagues (d = -0.47). Interestingly, the perceived degree of therapist responsibility for motivating patients was significantly higher among those experiencing more difficulties with patient compliance (d = -0.50). Patientsâ Homework Compliance Finally, we surveyed practitionersâ attitudes regarding patient compliance with homework assignments. Specifically, we asked practitioners whether they believed that all patients rejected homework assignments, and for their general belief about patient compliance with homework. There was only one substantive difference between practitioner subgroups, where psychoanalytic practitioners rated greater agreement with the belief that patients reject all homework assign- ments than their cognitiveâbehavioral colleagues (d = -0.49). DISCUSSION There are several important limitations to the present study that should be acknowledged. First, the sample size of 140 was not as large as we would have liked. The sample size clearly limits the rep- resentativeness of the sample, and it is also possi- ble that interest in homework assignments or other factors biased the sample. Given this possible lim- itation, the diversity in use and attitudes towards homework assignments is encouraging. Second, the present study was a self-report survey of use and attitudes towards homework assignments, and did not measure the actual use of homework in clinical practice. While attitudes may be impor- tant in determining the extent and manner with which homework assignments are integrated into therapy, the evaluation of actual therapist adher- ence and competence in delivering treatment will ultimately determine the mechanism by which homework produces its effects in therapy. Third, the questionnaire used in the present study was a preliminary measure of therapist attitudes towards
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Attitudes and Use of Homework Assignments 339 Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) Table 2. Attitudes
towards homework assignments by theoretical orientation and work setting Intem CBTa Psychoanalyticb t df Universityc Otherd t df M SD M SD M SD M SD Effects of homework on treatment outcome 1. There is a lack of empirical support 1.52 1.19 2.42 1.00 -3.97*** 120 1.93 0.96 1.74 1.19 -0.84 50.9 regarding the positive effects of homework in therapy 2. Homework assignments are 2.78 1.16 1.62 1.14 5.13*** 125 2.93 1.13 2.26 1.28 -2.54* 127 indispensable, the most important changes occur outside the therapy room 3. Homework assignments always 2.64 0.91 1.51 1.17 5.24*** 54.8 2.38 1.12 2.17 1.20 -0.84 127 enhance therapy outcomes 4. Therapists can only be successful if 2.22 1.09 1.25 1.20 4.38*** 123 2.41 0.98 1.82 1.22 -2.42* 126 they give directive and suggestions for change 5. Homework assignments are not 2.20 1.32 3.54 0.84 6.86*** 103.4 2.07 1.22 2.84 1.29 -2.86** 127 necessary for every patient 6. Behavior changes have to be exercised 3.44 0.85 2.41 1.09 5.18*** 54.8 3.52 0.78 2.94 1.11 -2.62* 127 repeatedly, homework assignments are essential for this Process of integrating homework into therapy 7. The term âhomeworkâ is deterring/ 2.01 1.38 2.44 1.50 -1.55 124 2.31 1.31 2.13 1.44 -0.60 126 discouraging 8. The therapist should make a note of 2.56 1.22 2.14 1.62 1.39 51.5 2.17 1.23 2.52 1.42 1.18 126 the assignment 9. Therapists and patients should always 2.91 1.15 2.41 1.24 2.21* 125 2.66 1.04 2.80 1.25 0.57 127 design assignments together 10. The therapist is responsible for 3.23 0.86 2.43 1.14 3.84*** 53.6 3.28 0.70 2.86 1.12 -2.42* 73.27 motivating the patient to complete homework assignments 11. Much creativity is required from the 2.74 1.00 3.14 0.79 -2.12* 125 2.55 0.95 2.91 1.03 1.68 127 therapist for designing meaningful, individualized assignments Patientsâ homework compliance 12. The majority of patients reject all 0.84 0.90 1.22 0.79 -2.19* 125 0.86 0.83 1.03 0.90 0.90 127 homework assignments 13. Patient compliance is very poor 1.39 0.73 1.47 0.94 -0.45 53.01 1.41 0.63 1.49 0.86 0.47 126 CBT = cognitiveâbehavioral therapy. *p < 0.05; **p < 0.01; ***p < 0.001. a n = 90. b n = 37. c n = 29. d n = 100.
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340 L. Fehm and N. Kazantzis Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) Table 3. Attitudes
towards homework assignments by experience and problems with compliance Item Psychotherapy experience t df Problems with compliance t df Lessa Highlyb Lessc Mored M SD M SD M SD M SD Effects of homework on treatment outcome 1. There is a lack of empirical support 1.81 1.18 2.07 1.15 -1.15 110 1.68 1.33 1.86 1.10 -0.62 65 regarding the positive effects of homework in therapy 2. Homework assignments are indispensable, 2.51 1.30 2.26 1.29 1.02 114 2.15 1.33 2.74 1.06 -2.07* 69 the most important changes occur outside the therapy room 3. Homework assignments always enhance 2.13 1.20 2.32 1.19 -0.85 113 2.15 1.18 2.43 1.24 -0.97 68 therapy outcomes 4. Therapists can only be successful if they 1.85 1.08 2.02 1.42 -0.70 110.9 1.82 1.24 2.03 1.26 -0.70 68 give directive and suggestions for change 5. Homework assignments are not necessary 2.58 1.34 2.75 1.34 0.70 114 2.79 1.41 2.58 1.46 -0.61 69 for every patient 6. Behavior changes have to be exercised 3.13 1.00 3.08 1.14 0.23 114 2.79 1.08 3.21 1.04 -1.67 69 repeatedly, homework assignments are essential for this Process of integrating homework into therapy 7. The term âhomeworkâ is deterring/ 2.24 1.47 2.13 1.47 0.38 113 2.19 1.40 2.00 1.39 0.56 68 discouraging 8. The therapist should make a note of the 2.38 1.35 2.52 1.37 -0.56 114 2.31 1.47 2.68 1.44 -1.07 68 assignment 9. Therapists and patients should always 2.80 1.15 2.79 1.21 0.06 114 2.67 1.24 3.03 1.17 -1.25 69 design assignments together 10. The therapist is responsible for motivating 2.93 1.12 3.10 0.96 -0.89 114 2.76 1.06 3.26 0.95 -2.12* 69 the patient to complete homework assignments 11. Much creativity is required from the 2.65 0.97 3.10 0.93 -2.53* 114 2.73 0.98 2.97 1.03 -1.03 69 therapist for designing meaningful, individualized assignments Patientsâ homework compliance 12. The majority of patents reject all homework 1.00 0.94 0.89 0.84 0.69 114 1.00 0.75 0.97 0.97 0.13 69 assignments 13. Patient compliance is very poor 1.51 0.79 1.29 0.81 1.47 112 1.22 0.83 1.51 0.84 -1.46 67 Less experienced = 2000 hours or less. Highly experienced = 4000 hours or more. Less problems with compliance = one or less. More problems with compliance = three or more. *p < 0.05; **p < 0.01; ***p < 0.001. a n = 55. b n = 61. c n = 33. d n = 38.
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of Homework Assignments 341 Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) homework assignments, and coupled with the sample size it was not possible to subject the items to exploratory factor analysis. Fourth, it should be noted that in the year 1999, when we conducted the study, the literature dealing with homework assignments in German journals was far from being abundant. In our search of published studies of treatment process and outcome, we could only identify three articles from 1989 onwards in German language sources. While this reflects the importance of the findings from the present study, it is possible that the lack of research and discus- sion regarding homework assignments in the German literature further limits the external valid- ity of the data. Finally, even though homework assignments may represent a core and essential process in psychotherapy, they are only one aspect of the process by which patients generalize skills to the everyday situations in which their problems actually occur. These limitations should be noted when considering the implications of the findings below. The results of the present study suggest that practicing psychologists differ substantially in the extent to which they use homework in therapy (Hypotheses 1 and 2). Approximately 37% reported using homework with all patients, and approximately 23% used homework for less than half their patients. Although psychoanalytic prac- titioners reported a lower overall frequency and diversity in using different types of homework assignment as compared with cognitiveâbehav- ioral practitioners, the majority used homework with at least some patients. In addition, practition- ers of different theoretical approaches did not differ in the regularity with which they reviewed homework assignments (Hypothesis 3). Taken together, these findings provide preliminary support for the assumption (Badgio et al., 1999; Kazantzis & Ronan, in press; Stricker, in press) that homework assignments represent a common process to these therapy approaches, and extend prior research (Kazantzis & Deane, 1999; Kemmler et al., 1992). There were two findings that suggested practi- tionersâ attitude towards homework assignments may be formed principally through reading research findings and discussion with colleagues rather from direct clinical experience. First, while all of the practitioners in our sample reported the use of homework assignments, approximately 29% reported that they âsomewhatâ or âcompletelyâ agreed with assertions that there is sufficient empirical support for homework, and approxi- mately 50% considered homework to enhance therapy outcomes. Second, there were large differ- ences in attitudes to âhomework assignments effects on treatment outcomeâ between those prac- ticing in the university setting and those practicing elsewhere in seeing homework as indispensable, related to therapist success and necessary for behavior change. These findings suggest that clar- ifying the existing empirical support for home- work assignments will be essential for future collegial discussions regarding the utility of home- work in psychotherapy. The present findings indicate that practicing psy- chologists have a range of attitudes regarding the way in which homework assignments should be integrated into the process of psychotherapy. Those endorsing a cognitiveâbehavioral theoretical orientation saw the collaboration between the patient and therapist as more important for design- ing homework, and the therapist as being actively responsible for encouraging (or motivating) pa- tients to complete homework assignments. On the other hand, those endorsing a psychoanalytic the- oretical orientation considered the process of homework administration as one that requires a great deal of creativity. Although preliminary, these findings provided partial support for our prediction that theoretical orientation would be related to attitudes towards homework assign- ments (Hypothesis 4). While the results of the present study suggest that there is diversity in the theoretical basis under- pinning the rationale and application of homework assignments in clinical practice, there were also dif- ferences as a function of work setting and clinical experience. Degree of responsibility for motivating patients to complete homework was also higher among those working in university settings, and those experiencing more differences with home- work compliance. Additionally, more experienced practitioners also rated the degree of creativity required as more important for the use of home- work assignments. These results highlight the problems in assuming uniformity in practitionersâ attitudes regarding homework assignments, and the way in which empirically supported processes of psychotherapy are practiced in clinical settings (i.e. partial support for Hypotheses 5 and 6). The present study has provided some prelimi- nary empirical data on practicing psychologistsâ attitudes towards therapeutic homework assign- ments. We conclude by suggesting some possible avenues for future research. In the first instance, there is a need for a more extensive survey of prac-
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342 L. Fehm
and N. Kazantzis Copyright © 2004 John Wiley & Sons, Ltd. Clin. Psychol. Psychother. 11, 332â343 (2004) ticing psychologistsâ attitudes towards the use of homework assignments in psychotherapy. It would be helpful to have a more extensive quanti- tative survey that spans the broader range of pos- sible attitudes surrounding the issues of perceived homework effects on the outcome and process of psychotherapy. Despite the ongoing research being conducted on the effects and correlates of homework compliance, there are no current empirically supported models or guidelines for using homework assignments in practice. While prominent practitioner-researchers have provided practitioner guidance on using homework in psychotherapy, there has been rela- tively little theory development in the research on homework assignments. Behaviorally focused models stemming from the medication compliance literature have appeared (Shelton & Levy, 1981b), and there has been some extension of this thinking to the features of the patient presentation and spe- cific homework activity that may determine utility (Detweiler & Whisman, 1999), but further theoret- ical work is required (see Kazantzis, Deane, Ronan, & LâAbate, in press). If the results of the present study can be replicated and extended, they would suggest some inclusion of the therapistâs attitudes and beliefs about the process of using homework in therapy as part of a conceptual model for using homework assignments in practice. ACKNOWLEDGEMENTS Preparation of this article was supported in part by Massey University Research Award PR56786.1207 MURF to Nikolaos Kazantzis. The authors acknowledge Robbie Busch for the German to English translation of a preliminary version of this manuscript. 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