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State of the Air-Sea Interface a Factor in Rapid
Intensification and Rapid Decline of Tropical Cyclones
JOURNAL OF GEOPHYSICAL RESEARCH: OCEANS
ALEXANDER V. SOLOVIEV , ROGER LUKAS , MARK A. DONELAN , BRIAN K.
HAUS , AND ISAAC GINIS
RAKESH S
Introduction
 In tropical cyclones, the air and sea are strongly coupled.
 Heat energy is supplied to tropical cyclones by the overheated upper ocean through
the air-sea interface. Tropical cyclones also transfer momentum to and dissipate
kinetic energy in the ocean through the air-sea interface.
 Observations shows most major tropical cyclones undergo dramatic rapid
intensification and rapid decline
 Ambient environmental conditions like the ocean thermal and salinity structure and
internal vortex dynamics are supposed to be some of the factors creating favourable
conditions for rapid intensification
 The process of rapid intensification is still a serious challenge for tropical cyclone
prediction because the physics of rapid intensification are not yet completely
understood
 It is not exactly known to what extent the state of the sea surface controls
tropical cyclone dynamics
 In this paper, the authors analyse the processes of rapid storm intensification
and decline in connection properties of the air-sea interface
 Theoretical considerations, laboratory experiments and numerical
simulations suggest that the air-sea interface under tropical cyclones is
subject to the Kelvin-Helmholtz(KH) type instability.
 Ejection of large quantities of spray particles due to KH instability can
produce a two-phase environment, which can attenuate gravity-capillary
waves and alter the air-sea coupling
 Drag coefficient dependence on wind speed. The negative slope of the Cd in
the range of approximately 35–60 m/s wind speed is conductive to rapid
storm intensification
The State of the Air-Sea Interface Under Tropical
Cyclones
 Under tropical cyclone conditions, the sea
surface is covered with ‘‘white out’’ consists of
foam, spray (small droplets), and spume (large
droplets)
 The role of the two-phase environment at the air-
sea interface has not yet been completely
understood, which is partly due to insufficient in
situ observations.
 The mechanisms that control disruption of the air-sea interface, generation of
marine spray, and foam formation seems to be analogous to the process of
atomization in engineering applications
 Based on this analogy, the white out covering the sea surface under tropical
cyclone conditions can be a result of the Kelvin-Helmholtz (KH) shear instability
of the air-sea interface
 Under light winds, the KH instability of the air-water interface may contribute to
the generation of surface waves in the gravity-capillary range.
 Under slightly stronger wind speed conditions, these waves become steep,
nonlinear, and break internally (i.e., without piercing the air-water interface). This
phenomenon is called ‘‘microscale wave breaking’’
 As the wind becomes more stronger (U~ 30 m/s), the microscale wave breaking
overcomes gravity and surface tension forces
 This results in intense formation of foam, spume, and marine spray occurs, which
may contribute to most of the white out cover of the sea surface under tropical
cyclone conditions.
 The model was initialized with a flat air-sea
interface.
 It was forced with a 4 N/m wind stress
corresponding to U~ 40 m/s
The wind stress reached the water surface at t=0.36 s
and (b) triggered the KH instability, which was fully
developed at t=0.39 s
• The spatial resolution at the air-water interface
dx*dy*dz =0.75*0.75*0.75 mm3
• The surface tension coefficient at the air-water
interface was set at 0.072 N /m
The air-sea interface under hurricane force
wind simulated with a VOF LES model
 There is a noticeable asymmetry between the
air and water sides of the interface—most of
the action is on the airside.
 This is typical for the KH instability at an
interface between liquids with a significant
density difference
 Finger-shaped and bag-shaped structures.
These structures are the possible signature of
the Holmboe instability mode
 Responsible for the production of sea spray,
foam, and spume under tropical cyclone
conditions.
The air-water interface under tropical cyclone wind
stress in the presence of a surface wave
 When waves are present, the
instantaneous wind velocity profile
significantly fluctuates near the sea
surface
 The interfacial shear fluctuates and
can reach much larger values
disrupting the interface, producing
foam, spume, and a spectrum of
small droplets
Shadow-imaging
technique
The theoretical maximum, or Potential intensity (PI) of a steady state tropical
cyclone is given by:
• Ck is the enthalpy coefficient,
• The drag coefficient Cd
• k* is the saturation enthalpy at the sea surface,
• h is the 26 C isotherm depth
• To is the outflow temperature at the top of the tropical
cyclone
Pre-cyclone depth-averaged ocean
temperature:
The maximum 1 min average wind speed at 10
m height:
 Observations from this study shows the increase of
the aerodynamic drag coefficient Cd with wind
speed up to hurricane force (U~ 35 m/s).
 There is a local Cd minimum—‘‘an aerodynamic
drag well’’—at around U~ 60 m/s.
 The negative slope of the Cd between
approximately 35 and 60 m/s favours rapid storm
intensification
 The positive slope of Cd above 60 m/s is favourable
for a rapid storm decline (the storms that intensify
to Category 5 usually rapidly weaken afterward)
Unified parameterization
Drag Coefficient in
Two-Phase
Environment
 According to the unified
parameterization, the drag coefficient
increases with wind speed up to 35
m/s.
 The drag coefficient levels off around
35 m/s, then drops with the slope
being negative until about 60 m/s,
where it increases again. Unified parameterization of air-sea drag coefficient
including the waveform induced drag and the two-phase
drag
 This is due to the progressively stronger disruption of gravity-capillary waves at
the air-sea interface by the KH instability
 Suppression of short surface waves by the two phase layer results in a reduced
aerodynamic resistance of the sea surface to the wind.
 Above 60 m/s, the two phase layer thickens, aerodynamic drag again increases
rapidly limiting the strength of cyclones by taking away the momentum from the
air
 As a result, a local drag coefficient minimum—the aerodynamic drag well—
remarkably develops around U~ 60 m/s
 Under major tropical cyclones(category 5), this intermediate two-phase layer can
notably add to the aerodynamic drag due to the additional momentum required
for acceleration of the sea spray and spume drops. So chances for rapid decline is
very high
Rapid Storm Intensification and
Weakening
 Rapid storm intensification is defined
as a tropical cyclone intensity increase
of at least 15.43 m/s in 24 h
 Respectively, rapid storm decline is a
tropical cyclone weakening by at least
15.4 m/s in 24 h.
Distribution of lifetime maximum intensity for
tropical cyclones
 A significant wind-speed fluctuation is necessary to surmount the peak value of Cd
around 35 m/s
 Only a relatively small number of storms is able to make it over this barrier and reach the
wind-speed range with favourable sea surface conditions
 The presence of the aerodynamic drag well around 60 m/s wind speed leads to an
increased probability for a tropical cyclone to stay near this intensity.
 This is consistent with the statistics of tropical cyclones showing the secondary peak on
the histogram of lifetime maximum intensity
 The positive slope of the Cd above 60 m/s is not favourable for further storm
intensification because the increasing friction at the sea surface,
 This, destabilizes the vortex and initiates the eyewall replacement cycle
 This explains why only a relatively small number of tropical cyclones reach Category 5
 The intensity declination is roughly two-thirds of its prior intensification rate
 The shape of the air-sea drag coefficient including the aerodynamic drag well can result
in a nonlinear, hysteresis-type response of the moving storm to changing environmental
conditions.
 A typical feature of major hurricanes and tropical cyclones is the eyewall replacement
cycle
 Storm intensity usually decreases during the eyewall replacement cycle due to the
instability and gradual erosion of the inner eyewall(chocking).
 The underlying physics has not yet been completely understood
 Hypothesis resulting from this research is that the state of the surface may play a role in
the eyewall replacement cycle.
 The eyewall instability can in principle develop due to the increased aerodynamic drag
on the sea surface above 60 m/s wind speed, with the new eyewall developing in the
region of lower winds within the aerodynamic drag well
Category 4
Rapid intensification apparently
happened for those storms that were
able to overcome the positive slope of
Cd between approximately 30 and 35
m/s wind speed
Category 5
 After the rapid intensification stage,
further intensification of the storm
can take place if the PI index allows
it. These storms continued
intensification to Category 5 storms.
 Practically all storms that had
reached Category 5 status then
quickly ‘‘bounce’’ to the Category 3
or so intensity due to positive slope
of the aerodynamic drag coefficient
with wind above 60 m/s. This is
called the rapid decline of the
tropical cyclone.
Conclusions
 Observations show that most major tropical cyclones undergo rapid intensification and
rapid decline(most Category 5 storms experience rapid decline to Category 3)
 The state of the sea surface as a factor for this behaviour is analysed
 Analysis and observations shows that air-water interface under tropical cyclones is
expected to develop the KH shear instability, producing the two-phase layer altering the
aerodynamic properties of the sea surface
 The unified parameterization scheme shows the Cd increasing up to 35m/s and then
decreasing till 60m/s producing an aerodynamic drag well
 The secondary peak in the statistics of lifetime maximum intensity of tropical cyclones
around 60 m/s wind speed is consistent with the presence of the aerodynamic well.
 This explains the rapid intensification(for negative slope of Cd) and rapid decline(for
positive slope of Cd) of tropical cyclones
 Increasing aerodynamic drag of the sea surface above 60 m/s wind speed can also
be responsible for the eyewall instability and replacement.
 There are still very scarce data on the state of the air-sea interface in major
tropical cyclones, especially in Category 5 storms. With more data(from buoys,
argo floats, etc) the study can be done more effectively for major storms
THANK YOU

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State of the Air-Sea Interface a Factor in Rapid Intensification and Rapid Decline of Tropical Cyclones

  • 1. State of the Air-Sea Interface a Factor in Rapid Intensification and Rapid Decline of Tropical Cyclones JOURNAL OF GEOPHYSICAL RESEARCH: OCEANS ALEXANDER V. SOLOVIEV , ROGER LUKAS , MARK A. DONELAN , BRIAN K. HAUS , AND ISAAC GINIS RAKESH S
  • 2. Introduction  In tropical cyclones, the air and sea are strongly coupled.  Heat energy is supplied to tropical cyclones by the overheated upper ocean through the air-sea interface. Tropical cyclones also transfer momentum to and dissipate kinetic energy in the ocean through the air-sea interface.  Observations shows most major tropical cyclones undergo dramatic rapid intensification and rapid decline  Ambient environmental conditions like the ocean thermal and salinity structure and internal vortex dynamics are supposed to be some of the factors creating favourable conditions for rapid intensification  The process of rapid intensification is still a serious challenge for tropical cyclone prediction because the physics of rapid intensification are not yet completely understood
  • 3.  It is not exactly known to what extent the state of the sea surface controls tropical cyclone dynamics  In this paper, the authors analyse the processes of rapid storm intensification and decline in connection properties of the air-sea interface
  • 4.  Theoretical considerations, laboratory experiments and numerical simulations suggest that the air-sea interface under tropical cyclones is subject to the Kelvin-Helmholtz(KH) type instability.  Ejection of large quantities of spray particles due to KH instability can produce a two-phase environment, which can attenuate gravity-capillary waves and alter the air-sea coupling  Drag coefficient dependence on wind speed. The negative slope of the Cd in the range of approximately 35–60 m/s wind speed is conductive to rapid storm intensification
  • 5. The State of the Air-Sea Interface Under Tropical Cyclones  Under tropical cyclone conditions, the sea surface is covered with ‘‘white out’’ consists of foam, spray (small droplets), and spume (large droplets)  The role of the two-phase environment at the air- sea interface has not yet been completely understood, which is partly due to insufficient in situ observations.
  • 6.  The mechanisms that control disruption of the air-sea interface, generation of marine spray, and foam formation seems to be analogous to the process of atomization in engineering applications  Based on this analogy, the white out covering the sea surface under tropical cyclone conditions can be a result of the Kelvin-Helmholtz (KH) shear instability of the air-sea interface
  • 7.
  • 8.
  • 9.  Under light winds, the KH instability of the air-water interface may contribute to the generation of surface waves in the gravity-capillary range.  Under slightly stronger wind speed conditions, these waves become steep, nonlinear, and break internally (i.e., without piercing the air-water interface). This phenomenon is called ‘‘microscale wave breaking’’  As the wind becomes more stronger (U~ 30 m/s), the microscale wave breaking overcomes gravity and surface tension forces  This results in intense formation of foam, spume, and marine spray occurs, which may contribute to most of the white out cover of the sea surface under tropical cyclone conditions.
  • 10.  The model was initialized with a flat air-sea interface.  It was forced with a 4 N/m wind stress corresponding to U~ 40 m/s The wind stress reached the water surface at t=0.36 s and (b) triggered the KH instability, which was fully developed at t=0.39 s • The spatial resolution at the air-water interface dx*dy*dz =0.75*0.75*0.75 mm3 • The surface tension coefficient at the air-water interface was set at 0.072 N /m The air-sea interface under hurricane force wind simulated with a VOF LES model
  • 11.  There is a noticeable asymmetry between the air and water sides of the interface—most of the action is on the airside.  This is typical for the KH instability at an interface between liquids with a significant density difference  Finger-shaped and bag-shaped structures. These structures are the possible signature of the Holmboe instability mode  Responsible for the production of sea spray, foam, and spume under tropical cyclone conditions.
  • 12. The air-water interface under tropical cyclone wind stress in the presence of a surface wave  When waves are present, the instantaneous wind velocity profile significantly fluctuates near the sea surface  The interfacial shear fluctuates and can reach much larger values disrupting the interface, producing foam, spume, and a spectrum of small droplets
  • 14. The theoretical maximum, or Potential intensity (PI) of a steady state tropical cyclone is given by: • Ck is the enthalpy coefficient, • The drag coefficient Cd • k* is the saturation enthalpy at the sea surface, • h is the 26 C isotherm depth • To is the outflow temperature at the top of the tropical cyclone Pre-cyclone depth-averaged ocean temperature: The maximum 1 min average wind speed at 10 m height:
  • 15.  Observations from this study shows the increase of the aerodynamic drag coefficient Cd with wind speed up to hurricane force (U~ 35 m/s).  There is a local Cd minimum—‘‘an aerodynamic drag well’’—at around U~ 60 m/s.  The negative slope of the Cd between approximately 35 and 60 m/s favours rapid storm intensification  The positive slope of Cd above 60 m/s is favourable for a rapid storm decline (the storms that intensify to Category 5 usually rapidly weaken afterward) Unified parameterization
  • 16. Drag Coefficient in Two-Phase Environment  According to the unified parameterization, the drag coefficient increases with wind speed up to 35 m/s.  The drag coefficient levels off around 35 m/s, then drops with the slope being negative until about 60 m/s, where it increases again. Unified parameterization of air-sea drag coefficient including the waveform induced drag and the two-phase drag
  • 17.  This is due to the progressively stronger disruption of gravity-capillary waves at the air-sea interface by the KH instability  Suppression of short surface waves by the two phase layer results in a reduced aerodynamic resistance of the sea surface to the wind.  Above 60 m/s, the two phase layer thickens, aerodynamic drag again increases rapidly limiting the strength of cyclones by taking away the momentum from the air  As a result, a local drag coefficient minimum—the aerodynamic drag well— remarkably develops around U~ 60 m/s  Under major tropical cyclones(category 5), this intermediate two-phase layer can notably add to the aerodynamic drag due to the additional momentum required for acceleration of the sea spray and spume drops. So chances for rapid decline is very high
  • 18. Rapid Storm Intensification and Weakening  Rapid storm intensification is defined as a tropical cyclone intensity increase of at least 15.43 m/s in 24 h  Respectively, rapid storm decline is a tropical cyclone weakening by at least 15.4 m/s in 24 h. Distribution of lifetime maximum intensity for tropical cyclones
  • 19.  A significant wind-speed fluctuation is necessary to surmount the peak value of Cd around 35 m/s  Only a relatively small number of storms is able to make it over this barrier and reach the wind-speed range with favourable sea surface conditions  The presence of the aerodynamic drag well around 60 m/s wind speed leads to an increased probability for a tropical cyclone to stay near this intensity.  This is consistent with the statistics of tropical cyclones showing the secondary peak on the histogram of lifetime maximum intensity  The positive slope of the Cd above 60 m/s is not favourable for further storm intensification because the increasing friction at the sea surface,  This, destabilizes the vortex and initiates the eyewall replacement cycle  This explains why only a relatively small number of tropical cyclones reach Category 5
  • 20.  The intensity declination is roughly two-thirds of its prior intensification rate  The shape of the air-sea drag coefficient including the aerodynamic drag well can result in a nonlinear, hysteresis-type response of the moving storm to changing environmental conditions.  A typical feature of major hurricanes and tropical cyclones is the eyewall replacement cycle  Storm intensity usually decreases during the eyewall replacement cycle due to the instability and gradual erosion of the inner eyewall(chocking).  The underlying physics has not yet been completely understood  Hypothesis resulting from this research is that the state of the surface may play a role in the eyewall replacement cycle.  The eyewall instability can in principle develop due to the increased aerodynamic drag on the sea surface above 60 m/s wind speed, with the new eyewall developing in the region of lower winds within the aerodynamic drag well
  • 21. Category 4 Rapid intensification apparently happened for those storms that were able to overcome the positive slope of Cd between approximately 30 and 35 m/s wind speed
  • 22. Category 5  After the rapid intensification stage, further intensification of the storm can take place if the PI index allows it. These storms continued intensification to Category 5 storms.  Practically all storms that had reached Category 5 status then quickly ‘‘bounce’’ to the Category 3 or so intensity due to positive slope of the aerodynamic drag coefficient with wind above 60 m/s. This is called the rapid decline of the tropical cyclone.
  • 23. Conclusions  Observations show that most major tropical cyclones undergo rapid intensification and rapid decline(most Category 5 storms experience rapid decline to Category 3)  The state of the sea surface as a factor for this behaviour is analysed  Analysis and observations shows that air-water interface under tropical cyclones is expected to develop the KH shear instability, producing the two-phase layer altering the aerodynamic properties of the sea surface  The unified parameterization scheme shows the Cd increasing up to 35m/s and then decreasing till 60m/s producing an aerodynamic drag well  The secondary peak in the statistics of lifetime maximum intensity of tropical cyclones around 60 m/s wind speed is consistent with the presence of the aerodynamic well.  This explains the rapid intensification(for negative slope of Cd) and rapid decline(for positive slope of Cd) of tropical cyclones
  • 24.  Increasing aerodynamic drag of the sea surface above 60 m/s wind speed can also be responsible for the eyewall instability and replacement.  There are still very scarce data on the state of the air-sea interface in major tropical cyclones, especially in Category 5 storms. With more data(from buoys, argo floats, etc) the study can be done more effectively for major storms

Editor's Notes

  1. Notably for most Category 5 storms experience rapid decline to Category 3 after achieving maximum intensity
  2. It comes out to be these factors are responsible for this behaviour
  3. GC waves are the primary small waves produced on the surface of sea due to wind disturbance which later grows into bigger gravity wave
  4. S: It is observed that Picture is due to snow storm called blizzard
  5. Atomization is basically like aerosols coming out of the spray can
  6. 52, 1.40,3.20
  7. The wavelength of capillary waves in water is typically less than a few centimeters, with a phase speed in excess of 0.2–0.3 meter/second.
  8. Volume of fluid Large eddy simulation periodic boundary conditions were set along the x axis; and slippery boundary conditions at the bottom and side walls.
  9. Laboratory experiment
  10. No influence of air sea interface
  11. Diff parameterization schemes and diff algorithms
  12. So chances for rapid decline is very high
  13. Advanced dvorak technique Hursat
  14. Eyewall RC, occurs mostly in category 3 or above cyclone