The Securities and Exchange Board of India was established by the Government of India on 12th April 1988 as an interim administration body to promote orderly and healthy growth of the securities market and for investor protection.
It was functioned under the overall administrative control of the Ministry of Finance of the GOI.
The SEBI was given the statutory powers on 30th Jan 1992 through an Ordinance.
The Ordinance was later replaced by an Act of Parliament known as the Securities and Exchange Board of India Act 1992.
This presentation include Introduction, Origin, Indian scenario, Definition, Growth, category ,Prospectus, Function, Quality Problem and Guideline for Merchant Banking.
This presentation include Introduction, Origin, Indian scenario, Definition, Growth, category ,Prospectus, Function, Quality Problem and Guideline for Merchant Banking.
SEBI Startup Listing (ACRP - Alternate Capital Raising Platform)Jaydeep Halbe
SEBI has come out with a proposal to set up an Alternative Capital Raising Platform that will enable startups in India to list on a separate and regulated stock exchange. We're discussion what this ACRP is, the good stuff and the not-so-good stuff about it
Current trends in cost & management accountingTushar Sadhye
Cost & Management Accounting & Types of costs involvement.
Direct costing as an analysis tool & Cost volume profit analysis.
Target costing & Cost object analysis.
Process analysis & Zero base budgeting.
Cost reduction strategy & Compensation cost reduction.
Procurement cost reduction & Responsibility accounting.
Facilities cost reduction & Finance cost reduction.
Cost management is a form of management accounting.
Cost management is the process of planning and controlling the budget of a business which related to activities achieved by collecting, analyzing, evaluating and reporting cost information used for budgeting, estimating, forecasting, and monitoring costs.
Pestle analysis for doing business in australia. it talks about different env...Tushar Sadhye
Pestle analysis for doing business in australia. it talks about different environments that affect your business in good ways or bad ways depending on how you use it.
SEBI Startup Listing (ACRP - Alternate Capital Raising Platform)Jaydeep Halbe
SEBI has come out with a proposal to set up an Alternative Capital Raising Platform that will enable startups in India to list on a separate and regulated stock exchange. We're discussion what this ACRP is, the good stuff and the not-so-good stuff about it
Current trends in cost & management accountingTushar Sadhye
Cost & Management Accounting & Types of costs involvement.
Direct costing as an analysis tool & Cost volume profit analysis.
Target costing & Cost object analysis.
Process analysis & Zero base budgeting.
Cost reduction strategy & Compensation cost reduction.
Procurement cost reduction & Responsibility accounting.
Facilities cost reduction & Finance cost reduction.
Cost management is a form of management accounting.
Cost management is the process of planning and controlling the budget of a business which related to activities achieved by collecting, analyzing, evaluating and reporting cost information used for budgeting, estimating, forecasting, and monitoring costs.
Pestle analysis for doing business in australia. it talks about different env...Tushar Sadhye
Pestle analysis for doing business in australia. it talks about different environments that affect your business in good ways or bad ways depending on how you use it.
Balanced Scorecards tell you the knowledge, skills and systems that your employees will need (learning and growth) to innovate and build the right strategic capabilities and efficiencies (internal processes) that deliver specific value to the market (customer) which will eventually lead to higher shareholder value (financial).
Simulation is the imitation of the operation of a real-world process or system over time.
The act of simulating something first requires that a model be developed; this model represents the key characteristics or behaviors/functions
Gesture recognition-The ability of a computer to scan, store and recognize hu...Tushar Sadhye
Gesture recognition- The ability of a computer to scan, store and recognize human gestures as the mode of interaction with machines.The world is becoming more and more insecure and unsafe so in order to tackle with this problems we need to use gesture recognition system everywhere so that safety is guaranteed.
An investment banking is a financial institution that assists individuals, corporations and governments in raising financial capital by underwriting or acting as the client’s agent in the issuance of securities or both
ISO 9001 - It sets out the criteria for a quality management system and is th...Tushar Sadhye
ISO 9001 - It sets out the criteria for a quality management system and is the only standard in the family that can be certified to (although this is not a requirement).
ISO over one million companies and organizations in over 170 countries implement 9001:2008.
A financial ratio (or accounting ratio) is a relative magnitude of two selected numerical values taken from an enterprise's financial statements. Often used in accounting, there are many standard ratios used to try to evaluate the overall financial condition of a corporation or other organization. Financial ratios may be used by managers within a firm, by current and potential shareholders (owners) of a firm, and by a firm's creditors. Financial analysts use financial ratios to compare the strengths and weaknesses in various companies.[1] If shares in a company are traded in a financial market, the market price of the shares is used in certain financial ratios.
Ratios can be expressed as a decimal value, such as 0.10, or given as an equivalent percent value, such as 10%. Some ratios are usually quoted as percentages, especially ratios that are usually or always less than 1, such as earnings yield, while others are usually quoted as decimal numbers, especially ratios that are usually more than 1, such as P/E ratio; these latter are also called multiples. Given any ratio, one can take its reciprocal; if the ratio was above 1, the reciprocal will be below 1, and conversely. The reciprocal expresses the same information, but may be more understandable: for instance, the earnings yield can be compared with bond yields, while the P/E ratio cannot be: for example, a P/E ratio of 20 corresponds to an earnings yield of 5%.
Values used in calculating financial ratios are taken from the balance sheet, income statement, statement of cash flows or (sometimes) the statement of retained earnings. These comprise the firm's "accounting statements" or financial statements. The statements' data is based on the accounting method and accounting standards used by the organization.
Ratios
Profitability ratios
Liquidity ratios
Activity ratios (Efficiency Ratios)
Debt ratios (leveraging ratios)
Market ratios
Capital budgeting ratios
Financial ratios quantify many aspects of a business and are an integral part of the financial statement analysis. Financial ratios are categorized according to the financial aspect of the business which the ratio measures. Liquidity ratios measure the availability of cash to pay debt.[2] Activity ratios measure how quickly a firm converts non-cash assets to cash assets.[3] Debt ratios measure the firm's ability to repay long-term debt.[4] Profitability ratios measure the firm's use of its assets and control of its expenses to generate an acceptable rate of return.[5] Market ratios measure investor response to owning a company's stock and also the cost of issuing stock.[6] These are concerned with the return on investment for shareholders, and with the relationship between return and the value of an investment in company’s shares.
Financial ratios allow for comparisons
between companies
between industries
between different time periods for one company
between a single company and its industry average
Lay's(India) - pal banaye magical Lay’s, the world’s largest and favorite sna...Tushar Sadhye
Lay's(India) - pal banaye magical
Lay’s, the world’s largest and favorite snack food brand, has steadily established itself as an indispensable part of India’s snacking culture since its launch in 1995.
The Future of Human Machine Interfaces (HMI)Daniel Zahler
Perspectives on Human-Machine Interfaces (HMI) from leading technology corporations and researchers. Includes virtual reality, augmented reality, and artificial intelligence.
The Gesture Recognition Technology is rapidly growing technology and this PPT describes about the working of gesture recognition technology,the sub fields in it, its applications and the challenges it faces.
The Manager: Omnipotent or Symbolic
Define the omnipotent and symbolic views of management.
Contrast the action of manager according to the omnipotent and symbolic views.
Explain the parameters of managerial discretion.
The Organization’s Culture
Define organizational culture.
Explain what the definition of culture implies.
Describe the seven dimensions of organizational culture.
Define a strong culture.
Unilever - History, Evolution, Present and the FutureGreg Thain
A comprehensive background of Unilever containing its History and Origins, Early Evolution, Modern Business, Global Expansion, Company Structure, Recent Efforts and Company DNA. As one of the chapters of the book FMCG: The Power of Fast-Moving Consumer Goods by authors Greg Thain and John Bradley. For more details on their success story and that of other leading FMCG companies, check www.fmcgbook.com or Amazon http://amzn.to/1jRyd20.
Strategic analysis of unilever (USLP 2012-2013)Roukaya Issaoui
This paper provide a brief analysis of the competitive environment of Unilever then a strategic analysis of Unilever and it’s position in each industry.
This presentation is on Security Exchange Board (SEBI) which gives the brief about the SEBI with its objective, function, details about the chairman, rules
Full fledged Banking awareness guide from BankexamsToday.com for IBPS, SBI and RBI exams. Number of pages : 91. Sufficient for Banking Awareness section of banking exams. All concepts in easy language.
It provides a comprehensive analysis of the SEBI Invetsor Protection Guideline 2000 from the point of view of the companies. It covers offer documents, exceptions, price discovery, green shoe option, e-IPO, etc.
The presentation gives a overall picture of Security Exchange Board of India like what SEBI Establishment features structure Objectives function powers role and conclusion about Security Exchange Board of India
Macroeconomics- Movie Location
This will be used as part of your Personal Professional Portfolio once graded.
Objective:
Prepare a presentation or a paper using research, basic comparative analysis, data organization and application of economic information. You will make an informed assessment of an economic climate outside of the United States to accomplish an entertainment industry objective.
The Roman Empire A Historical Colossus.pdfkaushalkr1407
The Roman Empire, a vast and enduring power, stands as one of history's most remarkable civilizations, leaving an indelible imprint on the world. It emerged from the Roman Republic, transitioning into an imperial powerhouse under the leadership of Augustus Caesar in 27 BCE. This transformation marked the beginning of an era defined by unprecedented territorial expansion, architectural marvels, and profound cultural influence.
The empire's roots lie in the city of Rome, founded, according to legend, by Romulus in 753 BCE. Over centuries, Rome evolved from a small settlement to a formidable republic, characterized by a complex political system with elected officials and checks on power. However, internal strife, class conflicts, and military ambitions paved the way for the end of the Republic. Julius Caesar’s dictatorship and subsequent assassination in 44 BCE created a power vacuum, leading to a civil war. Octavian, later Augustus, emerged victorious, heralding the Roman Empire’s birth.
Under Augustus, the empire experienced the Pax Romana, a 200-year period of relative peace and stability. Augustus reformed the military, established efficient administrative systems, and initiated grand construction projects. The empire's borders expanded, encompassing territories from Britain to Egypt and from Spain to the Euphrates. Roman legions, renowned for their discipline and engineering prowess, secured and maintained these vast territories, building roads, fortifications, and cities that facilitated control and integration.
The Roman Empire’s society was hierarchical, with a rigid class system. At the top were the patricians, wealthy elites who held significant political power. Below them were the plebeians, free citizens with limited political influence, and the vast numbers of slaves who formed the backbone of the economy. The family unit was central, governed by the paterfamilias, the male head who held absolute authority.
Culturally, the Romans were eclectic, absorbing and adapting elements from the civilizations they encountered, particularly the Greeks. Roman art, literature, and philosophy reflected this synthesis, creating a rich cultural tapestry. Latin, the Roman language, became the lingua franca of the Western world, influencing numerous modern languages.
Roman architecture and engineering achievements were monumental. They perfected the arch, vault, and dome, constructing enduring structures like the Colosseum, Pantheon, and aqueducts. These engineering marvels not only showcased Roman ingenuity but also served practical purposes, from public entertainment to water supply.
The French Revolution, which began in 1789, was a period of radical social and political upheaval in France. It marked the decline of absolute monarchies, the rise of secular and democratic republics, and the eventual rise of Napoleon Bonaparte. This revolutionary period is crucial in understanding the transition from feudalism to modernity in Europe.
For more information, visit-www.vavaclasses.com
Francesca Gottschalk - How can education support child empowerment.pptxEduSkills OECD
Francesca Gottschalk from the OECD’s Centre for Educational Research and Innovation presents at the Ask an Expert Webinar: How can education support child empowerment?
Introduction to AI for Nonprofits with Tapp NetworkTechSoup
Dive into the world of AI! Experts Jon Hill and Tareq Monaur will guide you through AI's role in enhancing nonprofit websites and basic marketing strategies, making it easy to understand and apply.
Model Attribute Check Company Auto PropertyCeline George
In Odoo, the multi-company feature allows you to manage multiple companies within a single Odoo database instance. Each company can have its own configurations while still sharing common resources such as products, customers, and suppliers.
Acetabularia Information For Class 9 .docxvaibhavrinwa19
Acetabularia acetabulum is a single-celled green alga that in its vegetative state is morphologically differentiated into a basal rhizoid and an axially elongated stalk, which bears whorls of branching hairs. The single diploid nucleus resides in the rhizoid.
June 3, 2024 Anti-Semitism Letter Sent to MIT President Kornbluth and MIT Cor...Levi Shapiro
Letter from the Congress of the United States regarding Anti-Semitism sent June 3rd to MIT President Sally Kornbluth, MIT Corp Chair, Mark Gorenberg
Dear Dr. Kornbluth and Mr. Gorenberg,
The US House of Representatives is deeply concerned by ongoing and pervasive acts of antisemitic
harassment and intimidation at the Massachusetts Institute of Technology (MIT). Failing to act decisively to ensure a safe learning environment for all students would be a grave dereliction of your responsibilities as President of MIT and Chair of the MIT Corporation.
This Congress will not stand idly by and allow an environment hostile to Jewish students to persist. The House believes that your institution is in violation of Title VI of the Civil Rights Act, and the inability or
unwillingness to rectify this violation through action requires accountability.
Postsecondary education is a unique opportunity for students to learn and have their ideas and beliefs challenged. However, universities receiving hundreds of millions of federal funds annually have denied
students that opportunity and have been hijacked to become venues for the promotion of terrorism, antisemitic harassment and intimidation, unlawful encampments, and in some cases, assaults and riots.
The House of Representatives will not countenance the use of federal funds to indoctrinate students into hateful, antisemitic, anti-American supporters of terrorism. Investigations into campus antisemitism by the Committee on Education and the Workforce and the Committee on Ways and Means have been expanded into a Congress-wide probe across all relevant jurisdictions to address this national crisis. The undersigned Committees will conduct oversight into the use of federal funds at MIT and its learning environment under authorities granted to each Committee.
• The Committee on Education and the Workforce has been investigating your institution since December 7, 2023. The Committee has broad jurisdiction over postsecondary education, including its compliance with Title VI of the Civil Rights Act, campus safety concerns over disruptions to the learning environment, and the awarding of federal student aid under the Higher Education Act.
• The Committee on Oversight and Accountability is investigating the sources of funding and other support flowing to groups espousing pro-Hamas propaganda and engaged in antisemitic harassment and intimidation of students. The Committee on Oversight and Accountability is the principal oversight committee of the US House of Representatives and has broad authority to investigate “any matter” at “any time” under House Rule X.
• The Committee on Ways and Means has been investigating several universities since November 15, 2023, when the Committee held a hearing entitled From Ivory Towers to Dark Corners: Investigating the Nexus Between Antisemitism, Tax-Exempt Universities, and Terror Financing. The Committee followed the hearing with letters to those institutions on January 10, 202
Operation “Blue Star” is the only event in the history of Independent India where the state went into war with its own people. Even after about 40 years it is not clear if it was culmination of states anger over people of the region, a political game of power or start of dictatorial chapter in the democratic setup.
The people of Punjab felt alienated from main stream due to denial of their just demands during a long democratic struggle since independence. As it happen all over the word, it led to militant struggle with great loss of lives of military, police and civilian personnel. Killing of Indira Gandhi and massacre of innocent Sikhs in Delhi and other India cities was also associated with this movement.
Embracing GenAI - A Strategic ImperativePeter Windle
Artificial Intelligence (AI) technologies such as Generative AI, Image Generators and Large Language Models have had a dramatic impact on teaching, learning and assessment over the past 18 months. The most immediate threat AI posed was to Academic Integrity with Higher Education Institutes (HEIs) focusing their efforts on combating the use of GenAI in assessment. Guidelines were developed for staff and students, policies put in place too. Innovative educators have forged paths in the use of Generative AI for teaching, learning and assessments leading to pockets of transformation springing up across HEIs, often with little or no top-down guidance, support or direction.
This Gasta posits a strategic approach to integrating AI into HEIs to prepare staff, students and the curriculum for an evolving world and workplace. We will highlight the advantages of working with these technologies beyond the realm of teaching, learning and assessment by considering prompt engineering skills, industry impact, curriculum changes, and the need for staff upskilling. In contrast, not engaging strategically with Generative AI poses risks, including falling behind peers, missed opportunities and failing to ensure our graduates remain employable. The rapid evolution of AI technologies necessitates a proactive and strategic approach if we are to remain relevant.
2. GROUPMEMBERS
NAME ROLL NO.
ASHWINI AGAVNE B-02
SNEHA DIXIT B-15
SHWETA MORE B-36
SAYALI PHATAK B-44
NIKITA RATHOD B-46
TUSHAR SADHYE B-47
3. History
The Securities and Exchange Board of India was established by
the Government of India on 12th April 1988 as an interim
administration body to promote orderly and healthy growth of
the securities market and for investor protection.
It was functioned under the overall administrative control of
the Ministry of Finance of the GOI.
The SEBI was given the statutory powers on 30th Jan 1992
through an Ordinance.
The Ordinance was later replaced by an Act of Parliament
known as the Securities and Exchange Board of India Act 1992.
5. Shri. U. K. Sinha,
Chairman, SEBI
Shri. Rajeev Kumar Agarwal
Whole-Time Member, SEBI
Shri. Prashant Saran
Whole-Time Member, SEBI
Shri. Manoj Joshi
Joint Secretary,
Department of
Economic Affairs,
Ministry of Finance
Shri. Naved Masood
Secretary,
Ministry of Corporate
Affairs
Shri. Prakash Chandra
Chhotaray
IRS (Retired Chairman
of IncomeTax Settlement
Commission
Shri. R Gandhi
Deputy Governor
Reserve Bank of
India
Shri. S. Raman
Whole-Time Member,
SEBI
6. Objectives
To regulates stock exchanges and the securities industry and
to promote their orderly functioning.
To guide, educate and protect the right and interests of
individual investors.
To prevent inside trading that means buying and selling os
securities by those People’s ,Directors ,Promoters ,etc who
have some secret information about the co. & who wish to
take advantage of this secret information.
To regulate and develop a code of conduct and fair practices
by brokers, merchant bankers with a view to make them
competitive and proffessional.
7. FUNCTIONSOF SEBI
• The SEBI performs functions to meet its objectives. To meet
the objectives SEBI has three important functions-
Protective Functions
It ChecksPriceRigging
It ProhibitsInsider trading
SEBI prohibitsfraudulent and Unfair TradePractices
Developmental Functions
Regulatory Functions
8.
9. SEBIGuidelines regarding Companies Act
• Free pricing of issues. A new issue can be priced freely provided
it is backed by promoters with good track record of at least 5
years.
• Underwriting made mandatory. The new guidelines issued by
SEBI have directed full underwriting of public issue.
• Issue of shares at par. A new company with no previous track
record will be permitted to issue capital only at par.
• Promoters contribution is fixed at 25% of total issue of less than
Rs. 100 crores size and 20% of the issues above Rs. 100 crores
• For public issue of existing listed companies, the issuer will have
to disclose the high and low prices of the shares for the last 2
years.
• No bonus issue shall be made within 12 months of any public
issue or right issue.
10. SEBI GUIDELINESREGARDING MERCHANT
BANKERS
MBs are intermediaries who perform the activity of pre-issue and post-issue
management activity and also act as co-mangers, underwriters, portfolio
managers and advisors. Guidelines framed by govt.:-
Categories of Merchant Bankers
a. CAT I- MBs who conduct all above activities. They also act as co-managers,
underwriters or portfolio managers.
b. CAT II- MBs who can act as advisors, consultants, co-managers and portfolio
managers.
c. CAT-III- MBs act as underwriters, advisors and consultants.
d. CAT-IV- MBs act as advisors or consultants to an issue.
Certificate of registration:--
a. Minimum adequacy norms in terms of its net worth is satisfied by each
category of MBs.
b. They have necessary infrastructure, office , space, equipment and
manpower.
c. They employ at least 2 persons competent to handle merchant banking
business.
d. They are not involved in any litigation connected with security market.
e. They pay the prescribed fees.
11. Contd…
Capital Adequacy Norms
No. of MBs depending on the size of issue
Category 1 MB’s Rs. 5 Crores
Category 2 MB’s Rs. 50 Lakhs
Category 3 MB’s Rs. 20 Lakhs
Category 4 MB’s NIL
Size of Issue Max No. of MB’s
Below Rs. 50 Crores 2
Rs. 50 to Rs. 100 Crores 3
Rs. 100 to Rs. 200 Crores 4
Rs. 200 to Rs. 400 Crores 5
Rs. 400 and above More Than 5
12. Current Plansof SEBI
To impose restrictions on willful defaulters
To overhaul of private investment fund
regulation
To reduce listing time period for firms
Risk profiling of listed firms intermediaries
To introduce mutual fund retirement plans
with tax benefits
13. Current trend merger of fmc and
sebi
Brought by Mr. Arun Jaitley in Union Budget
2015
FMC regulate future trading
SEBI regulates trading in equity and equity
derivatives
Ensure better monitoring of the commodity
futures trading and club wild speculation
Need amendments to SCRA as well as FCRA
14. Investment OptionsAvailable
FOREIGN INSTITUTIONAL INVESTOR
INVESTMENTS
The term is used most commonly in India to refer to
outside companies investing in the financial markets
of India.
International institutional investors must register with
the Securities and Exchange Board of India to
participate in the market.
One of the major market regulations pertaining to FIIs
involves placing limits on FII ownership in Indian
Companies.
15. Mutual Funds
A mutual fund is a type of professionally
managed investment fund that pools money from
many investors to purchase securities.
3 types of mutual funds:
Open-ended funds
Closed-ended funds
Unit investment trusts
Corporate Bonds
A corporate bond is a bond issued by
a corporation in order to raise financing for a variety
of reasons such as to ongoing operations, M&A, or
to expand business.
16. Major Challengesfaced by
SEBI
Cross Border Trading
Issuers & Investors are expanding their horizons
beyond their home markets
Investors becoming much more demanding
Penetration of mutual fund in India