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Drug stability: ICH guidelines For
stability testing of drug substance
and product substances .
Q1A(R2)
D o c u m e n t His to ry
F ir st H ist or y Date New
Codification Codifica t ion
Nove mber
2005
Q1 Appr ova l by t h e St eer in g Com m it t ee u n der S tep 2 16 Q1
a n d r elea se for pu blic con su lt a t ion . Sept em ber
1992
Q1A Appr ova l by t h e St eer in g Com m it t ee u n der S tep 4 27 October Q1A
a n d r ecom m en da t ion for a dopt ion t o t h e t h r ee 1993
ICH r egu la t or y bodies.
Q1 wa s r en a m ed Q1A.
Q1A(R) Appr ova l by t h e St eer in g Com m it t ee of t h e fir st 7 October Q1A(R1)
r evision u n der S tep 2 a n d r elea se for pu blic 1999
con su lt a t ion .
Q1A(R) Appr ova l by t h e St eer in g Com m it t ee of t h e fir st 8 Q1A(R1)
r evision u n der S tep 4 a n d r ecom m en da t ion for Novem ber
a dopt ion t o t h e t h r ee ICH r egu la t or y bodies. 2000
Cu rre n t S t ep 4 v e rsion
Q1A(R2) Appr ova l by t h e St eer in g Com m it t ee of t h e secon d 6 February Q1A(R2)
r evision dir ect ly u n der S tep 4 wit h ou t fu r t h er 2003
pu blic con su lt a t ion , t o in clu de con sequ en ces of t h e
a dopt ion of Q1F (St a bilit y Da t a P a cka ge for
Regist r a t ion Applica t ion s in Clim a t ic Zon es III a n d
IV), a n d r ecom m en da t ion for a dopt ion t o t h e t h r ee
ICH r egu la t or y bodies.
STABILITY TESTING OF NEW DRUG SUBSTANCES AND
PRODUCTS
1.1.Objectives of the Guideline
The following guideline is a revised version of the ICH Q1A guideline and defines the stability data package for a
new drug substance or drug product that is sufficient for a registration application within the three regions of the
EC, Japan, and the United States. It does not seek necessarily to cover the testing for registration in or export to
other areas of the world.
The guideline seeks to exemplify the core stability data package for new drug substances and products, but leaves
sufficient flexibility to encompass the variety of different practical situations that may be encountered due to
specific scientific considerations and characteristics of the materials being evaluated. Alternative approaches can
be used when there are scientifically justifiable reasons.
1.2.Scope of the Guideline
The guideline addresses the information to be submitted in registration applications for new molecular entities
and associated drug products. This guideline does not currently seek to cover the information to be submitted for
abbreviated or abridged applications, variations, clinical trial applications, etc.
Specific details of the sampling and testing for particular dosage forms in their proposed container closures are
not covered in this guideline.
Further guidance on new dosage forms and on biotechnological/biological products can be found in ICH
guidelines Q1C and Q5C, respectively.
General Principles
The purpose of stability testing is to provide evidence on
how the quality of a drug substance or drug product
varies with time under the influence of a variety of
environmental factors such as temperature, humidity, and
light, and to establish a re-test period for the drug
substance or a shelf life for the drug product and
recommended storage conditions.
The choice of test conditions defined in this guideline is
based on an analysis of the effects of climatic conditions in
the three regions of the EC, Japan and the United States.
The mean kinetic temperature in any part of the world
can be derived from climatic data, and the world can be
divided into four climatic zones, I-IV. This guideline
addresses climatic zones I and II. The principle has been
established that stability information generated in any one
of the three regions of the EC, Japan and the United States
would be mutually acceptable to the other two regions,
provided the information is consistent with this guideline
and the labeling is in accord with national/regional
DRUG SUBTANCES
DRUG PRODUCT
DRUG
SUBTANC
ES
 Stress Testing Photo-stability Testing
 Selection of Batches Selection of Batches
 Container Closure System Container Closure System
 Specification Specification
 Testing Frequency Testing Frequency
 Storage Conditions Storage Conditions
 Stability Commitment Stability Commitment
 Evaluation Evaluation
 Statements/Labeling Statements/Labeling

DRUG
PRODUCT
S
 Stress Testing
Stress testing of the drug substance can help identify the likely
degradation products, which can in turn help establish the
degradation pathways and the intrinsic stability of the molecule and
validate the stability indicating power of the analytical procedures
used. The nature of the stress testing will depend on the individual
drug substance and the type of drug product involved.
Stress testing is likely to be carried out on a single batch of the drug
substance. It should include the effect of temperatures (in 10°C
increments (e.g., 50°C, 60°C, etc.) above that for accelerated testing),
humidity (e.g., 75% RH or greater) where appropriate, oxidation,
and photolysis on the drug substance. The testing should also
evaluate the susceptibility of the drug substance to hydrolysis across
a wide range of pH values when in solution or suspension.
Photostability testing should be an integral part of stress testing. The
standard conditions for photostability testing are described in ICH
Q1B.
Examining degradation products under stress conditions is useful
in establishing degradation pathways and developing and
validating suitable analytical procedures. However, it may not be
necessary to examine specifically for certain degradation products if
it has been demonstrated that they are not formed under accelerated
or long term storage conditions.
 Selection of Batches
Data from formal stability studies should be
provided on at least three primary batches of
the drug substance. The batches should be
manufactured to a minimum of pilot scale by
the same synthetic route as, and using a
method of manufacture and procedure that
simulates the final process to be used for,
production batches. The overall quality of the
batches of drug substance placed on formal
stability studies should be representative of the
quality of the material to be made on a
production scale.
 Container Closure System
The stability studies should be conducted on the
drug substance packaged in a container closure
system that is the same as or simulates the
packaging proposed for storage and distribution.
 Specification
Specification, which is a list of tests, reference to analytical
procedures, and proposed acceptance criteria, is addressed
in ICH Q6A and Q6B. In addition, specification for
degradation products in a drug substance is discussed in
Q3A.
Stability studies should include testing of those attributes of
the drug substance that are susceptible to change during
storage and are likely to influence quality, safety, and/or
efficacy. The testing should cover, as appropriate, the
physical, chemical, biological, and microbiological
attributes. Validated stability-indicating analytical
procedures should be applied. Whether and to what extent
replication should be performed will depend on the results
from validation studies.
 Testing Frequency
For long term studies, frequency of testing should be
sufficient to establish the stability profile of the drug
substance. For drug substances with a proposed re-
test period of at least 12 months, the frequency of
testing at the long term storage condition should
normally be every 3 months over the first year, every
6 months over the second year, and annually
thereafter through the proposed re-test period.
At the accelerated storage condition, a minimum of
three time points, including the initial and final time
points (e.g., 0, 3, and 6 months), from a 6-month
study is recommended. Where an expectation (based
on development experience) exists that results from
accelerated studies are likely to approach significant
change criteria, increased testing should be
conducted either by adding samples at the final time
point or by including a fourth time point in the study
design.
When testing at the intermediate storage condition is
called for as a result of significant change at the
accelerated storage condition, a minimum of four
time points, including the initial and final time points
(e.g., 0, 6, 9, 12 months), from a 12-month study is
 Stability Commitment
When available long term stability data on primary batches
do not cover the proposed re-test period granted at the time
of approval, a commitment should be made to continue the
stability studies post approval in order to firmly establish
the re-test period.
Where the submission includes long term stability data on
three production batches covering the proposed re-test
period, a post approval commitment is considered
unnecessary. Otherwise, one of the following commitments
should be made:
If the submission includes data from stability studies on at
least three production batches, a commitment should be
made to continue these studies through the proposed re-
test period.
If the submission includes data from stability studies on
fewer than three production batches, a commitment should
be made to continue these studies through the proposed re-
test period and to place additional production batches, to a
total of at least three, on long term stability studies through
the proposed re-test period.
If the submission does not include stability data on
production batches, a commitment should be made to place
the first three production batches on long term stability
 Storage Conditions
In general, a drug substance should be evaluated under storage conditions (with appropriate tolerances) that test its
thermal stability and, if applicable, its sensitivity to moisture. The storage conditions and the lengths of studies
chosen should be sufficient to cover storage, shipment, and subsequent use.
The long term testing should cover a minimum of 12 months’ duration on at least three primary batches at the time
of submission and should be continued for a period of time sufficient to cover the proposed re-test period. Additional
data accumulated during the assessment period of the registration application should be submitted to the authorities
if requested. Data from the accelerated storage condition and, if appropriate, from the intermediate storage condition
can be used to evaluate the effect of short term excursions outside the label storage conditions (such as might occur
during shipping).
Long term, accelerated, and, where appropriate, intermediate storage conditions for drug substances are detailed in
the sections below. The general case applies if the drug substance is not specifically covered by a subsequent section.
Alternative storage conditions can be used if justified.
If long-term studies are conducted at 25°C ± 2°C/60% RH ± 5% RH and “significant change” occurs at
any time during 6 months’ testing at the accelerated storage condition, additional testing at the
intermediate storage condition should be conducted and evaluated against significant change criteria.
Testing at the intermediate storage condition should include all tests, unless otherwise justified. The
initial application should include a minimum of 6 months’ data from a 12-month study at the
intermediate storage condition.
“Significant change” for a drug substance is defined as failure to meet its specification.
Drug substances intended for storage in a refrigerator
Data from refrigerated storage should be assessed according to the evaluation section of this guideline, except where
explicitly noted below.
If significant change occurs between 3 and 6 months’ testing at the accelerated storage condition, the proposed re-test
period should be based on the real time data available at the long term storage condition.
If significant change occurs within the first 3 months’ testing at the accelerated storage condition, a discussion should be
provided to address the effect of short term excursions outside the label storage condition, e.g., during shipping or
handling. This discussion can be supported, if appropriate, by further testing on a single batch of the drug substance for a
period shorter than 3 months but with more frequent testing than usual. It is considered unnecessary to continue to test a
drug substance through 6 months when a significant change has occurred within the first 3 months.
Drug substances intended for storage in a refrigerator
Study Storage condition Minimum time period covered by
data at submission
Long term 5°C ± 3°C 12 months
Accelerated 25°C ± 2°C/60% RH ± 5% RH 6 months
Statements/Labeling
A storage statement should be established for the labeling in accordance with relevant
national/regional requirements. The statement should be based on the stability evaluation of the drug
product. Where applicable, specific instruction should be provided, particularly for drug products that
cannot tolerate freezing. Terms such as “ambient conditions” or “room temperature” should be
avoided.
There should be a direct link between demonstrated stability of the drug product. on the container label
Photostability Testing
Photostability testing should be conducted on at least one
primary batch of the drug product if appropriate. The standard
conditions for photostability testing are described in ICH Q1B.
quality control.pptx
quality control.pptx
quality control.pptx
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quality control.pptx

  • 1.
  • 2. Drug stability: ICH guidelines For stability testing of drug substance and product substances .
  • 3. Q1A(R2) D o c u m e n t His to ry F ir st H ist or y Date New Codification Codifica t ion Nove mber 2005 Q1 Appr ova l by t h e St eer in g Com m it t ee u n der S tep 2 16 Q1 a n d r elea se for pu blic con su lt a t ion . Sept em ber 1992 Q1A Appr ova l by t h e St eer in g Com m it t ee u n der S tep 4 27 October Q1A a n d r ecom m en da t ion for a dopt ion t o t h e t h r ee 1993 ICH r egu la t or y bodies. Q1 wa s r en a m ed Q1A. Q1A(R) Appr ova l by t h e St eer in g Com m it t ee of t h e fir st 7 October Q1A(R1) r evision u n der S tep 2 a n d r elea se for pu blic 1999 con su lt a t ion . Q1A(R) Appr ova l by t h e St eer in g Com m it t ee of t h e fir st 8 Q1A(R1) r evision u n der S tep 4 a n d r ecom m en da t ion for Novem ber a dopt ion t o t h e t h r ee ICH r egu la t or y bodies. 2000 Cu rre n t S t ep 4 v e rsion Q1A(R2) Appr ova l by t h e St eer in g Com m it t ee of t h e secon d 6 February Q1A(R2) r evision dir ect ly u n der S tep 4 wit h ou t fu r t h er 2003 pu blic con su lt a t ion , t o in clu de con sequ en ces of t h e a dopt ion of Q1F (St a bilit y Da t a P a cka ge for Regist r a t ion Applica t ion s in Clim a t ic Zon es III a n d IV), a n d r ecom m en da t ion for a dopt ion t o t h e t h r ee ICH r egu la t or y bodies.
  • 4.
  • 5. STABILITY TESTING OF NEW DRUG SUBSTANCES AND PRODUCTS 1.1.Objectives of the Guideline The following guideline is a revised version of the ICH Q1A guideline and defines the stability data package for a new drug substance or drug product that is sufficient for a registration application within the three regions of the EC, Japan, and the United States. It does not seek necessarily to cover the testing for registration in or export to other areas of the world. The guideline seeks to exemplify the core stability data package for new drug substances and products, but leaves sufficient flexibility to encompass the variety of different practical situations that may be encountered due to specific scientific considerations and characteristics of the materials being evaluated. Alternative approaches can be used when there are scientifically justifiable reasons. 1.2.Scope of the Guideline The guideline addresses the information to be submitted in registration applications for new molecular entities and associated drug products. This guideline does not currently seek to cover the information to be submitted for abbreviated or abridged applications, variations, clinical trial applications, etc. Specific details of the sampling and testing for particular dosage forms in their proposed container closures are not covered in this guideline. Further guidance on new dosage forms and on biotechnological/biological products can be found in ICH guidelines Q1C and Q5C, respectively.
  • 6. General Principles The purpose of stability testing is to provide evidence on how the quality of a drug substance or drug product varies with time under the influence of a variety of environmental factors such as temperature, humidity, and light, and to establish a re-test period for the drug substance or a shelf life for the drug product and recommended storage conditions. The choice of test conditions defined in this guideline is based on an analysis of the effects of climatic conditions in the three regions of the EC, Japan and the United States. The mean kinetic temperature in any part of the world can be derived from climatic data, and the world can be divided into four climatic zones, I-IV. This guideline addresses climatic zones I and II. The principle has been established that stability information generated in any one of the three regions of the EC, Japan and the United States would be mutually acceptable to the other two regions, provided the information is consistent with this guideline and the labeling is in accord with national/regional DRUG SUBTANCES DRUG PRODUCT
  • 7. DRUG SUBTANC ES  Stress Testing Photo-stability Testing  Selection of Batches Selection of Batches  Container Closure System Container Closure System  Specification Specification  Testing Frequency Testing Frequency  Storage Conditions Storage Conditions  Stability Commitment Stability Commitment  Evaluation Evaluation  Statements/Labeling Statements/Labeling  DRUG PRODUCT S
  • 8.  Stress Testing Stress testing of the drug substance can help identify the likely degradation products, which can in turn help establish the degradation pathways and the intrinsic stability of the molecule and validate the stability indicating power of the analytical procedures used. The nature of the stress testing will depend on the individual drug substance and the type of drug product involved. Stress testing is likely to be carried out on a single batch of the drug substance. It should include the effect of temperatures (in 10°C increments (e.g., 50°C, 60°C, etc.) above that for accelerated testing), humidity (e.g., 75% RH or greater) where appropriate, oxidation, and photolysis on the drug substance. The testing should also evaluate the susceptibility of the drug substance to hydrolysis across a wide range of pH values when in solution or suspension. Photostability testing should be an integral part of stress testing. The standard conditions for photostability testing are described in ICH Q1B. Examining degradation products under stress conditions is useful in establishing degradation pathways and developing and validating suitable analytical procedures. However, it may not be necessary to examine specifically for certain degradation products if it has been demonstrated that they are not formed under accelerated or long term storage conditions.  Selection of Batches Data from formal stability studies should be provided on at least three primary batches of the drug substance. The batches should be manufactured to a minimum of pilot scale by the same synthetic route as, and using a method of manufacture and procedure that simulates the final process to be used for, production batches. The overall quality of the batches of drug substance placed on formal stability studies should be representative of the quality of the material to be made on a production scale.
  • 9.  Container Closure System The stability studies should be conducted on the drug substance packaged in a container closure system that is the same as or simulates the packaging proposed for storage and distribution.  Specification Specification, which is a list of tests, reference to analytical procedures, and proposed acceptance criteria, is addressed in ICH Q6A and Q6B. In addition, specification for degradation products in a drug substance is discussed in Q3A. Stability studies should include testing of those attributes of the drug substance that are susceptible to change during storage and are likely to influence quality, safety, and/or efficacy. The testing should cover, as appropriate, the physical, chemical, biological, and microbiological attributes. Validated stability-indicating analytical procedures should be applied. Whether and to what extent replication should be performed will depend on the results from validation studies.
  • 10.  Testing Frequency For long term studies, frequency of testing should be sufficient to establish the stability profile of the drug substance. For drug substances with a proposed re- test period of at least 12 months, the frequency of testing at the long term storage condition should normally be every 3 months over the first year, every 6 months over the second year, and annually thereafter through the proposed re-test period. At the accelerated storage condition, a minimum of three time points, including the initial and final time points (e.g., 0, 3, and 6 months), from a 6-month study is recommended. Where an expectation (based on development experience) exists that results from accelerated studies are likely to approach significant change criteria, increased testing should be conducted either by adding samples at the final time point or by including a fourth time point in the study design. When testing at the intermediate storage condition is called for as a result of significant change at the accelerated storage condition, a minimum of four time points, including the initial and final time points (e.g., 0, 6, 9, 12 months), from a 12-month study is  Stability Commitment When available long term stability data on primary batches do not cover the proposed re-test period granted at the time of approval, a commitment should be made to continue the stability studies post approval in order to firmly establish the re-test period. Where the submission includes long term stability data on three production batches covering the proposed re-test period, a post approval commitment is considered unnecessary. Otherwise, one of the following commitments should be made: If the submission includes data from stability studies on at least three production batches, a commitment should be made to continue these studies through the proposed re- test period. If the submission includes data from stability studies on fewer than three production batches, a commitment should be made to continue these studies through the proposed re- test period and to place additional production batches, to a total of at least three, on long term stability studies through the proposed re-test period. If the submission does not include stability data on production batches, a commitment should be made to place the first three production batches on long term stability
  • 11.  Storage Conditions In general, a drug substance should be evaluated under storage conditions (with appropriate tolerances) that test its thermal stability and, if applicable, its sensitivity to moisture. The storage conditions and the lengths of studies chosen should be sufficient to cover storage, shipment, and subsequent use. The long term testing should cover a minimum of 12 months’ duration on at least three primary batches at the time of submission and should be continued for a period of time sufficient to cover the proposed re-test period. Additional data accumulated during the assessment period of the registration application should be submitted to the authorities if requested. Data from the accelerated storage condition and, if appropriate, from the intermediate storage condition can be used to evaluate the effect of short term excursions outside the label storage conditions (such as might occur during shipping). Long term, accelerated, and, where appropriate, intermediate storage conditions for drug substances are detailed in the sections below. The general case applies if the drug substance is not specifically covered by a subsequent section. Alternative storage conditions can be used if justified.
  • 12. If long-term studies are conducted at 25°C ± 2°C/60% RH ± 5% RH and “significant change” occurs at any time during 6 months’ testing at the accelerated storage condition, additional testing at the intermediate storage condition should be conducted and evaluated against significant change criteria. Testing at the intermediate storage condition should include all tests, unless otherwise justified. The initial application should include a minimum of 6 months’ data from a 12-month study at the intermediate storage condition. “Significant change” for a drug substance is defined as failure to meet its specification. Drug substances intended for storage in a refrigerator Data from refrigerated storage should be assessed according to the evaluation section of this guideline, except where explicitly noted below. If significant change occurs between 3 and 6 months’ testing at the accelerated storage condition, the proposed re-test period should be based on the real time data available at the long term storage condition. If significant change occurs within the first 3 months’ testing at the accelerated storage condition, a discussion should be provided to address the effect of short term excursions outside the label storage condition, e.g., during shipping or handling. This discussion can be supported, if appropriate, by further testing on a single batch of the drug substance for a period shorter than 3 months but with more frequent testing than usual. It is considered unnecessary to continue to test a drug substance through 6 months when a significant change has occurred within the first 3 months. Drug substances intended for storage in a refrigerator Study Storage condition Minimum time period covered by data at submission Long term 5°C ± 3°C 12 months Accelerated 25°C ± 2°C/60% RH ± 5% RH 6 months
  • 13. Statements/Labeling A storage statement should be established for the labeling in accordance with relevant national/regional requirements. The statement should be based on the stability evaluation of the drug product. Where applicable, specific instruction should be provided, particularly for drug products that cannot tolerate freezing. Terms such as “ambient conditions” or “room temperature” should be avoided. There should be a direct link between demonstrated stability of the drug product. on the container label
  • 14. Photostability Testing Photostability testing should be conducted on at least one primary batch of the drug product if appropriate. The standard conditions for photostability testing are described in ICH Q1B.