PREOPERATIVE OPTIMIZATION 
IN THORACIC SURGERY 
-Dr Santosh Dhakal 
Moderator: Dr Shyam Krishna Maharjan
INTRODUCTION 
NON-CARDIAC SURGERY 
• Infection 
• Malignancies (lungs and oesophagus) 
• Chest trauma 
• Oesophageal disease 
• Mediastinal tumors 
• Diagnostic procedures (bronchoscopy, mediastinoscopy, and 
open-lung biopsies) 
• Tracheal resection 
• Lung and heart transplantation 
• Thoracic aortic aneurysm 
• Lung volume reduction 
• VATS ( Video assisted thoracoscopic surgery ) 
CARDIAC SURGERY
PREOPERATIVE EVALUATION 
• Focusing on the extent and severity of pulmonary 
disease and cardiovascular involvement 
• To determine whether the patient will be able to 
tolerate the planned lung resection 
• Optimal pulmonary preparation
HISTORY 
• Dyspnea 
• Cough 
• Cigarette smoking 
• Exercise tolerance 
• Risk factors for acute lung injury 
(preoperative alcohol abuse, patients 
undergoing pneumonectomy)
• Physical examination 
- Respiratory pattern: cyanosis, clubbing, 
breathing pattern, type of breath sounds 
• Tracheal deviation, Potentially difficult intubation 
of the trachea, airway obstruction on induction of 
anaesthesia
EVALUATION OF 
CARDIOVASCULAR SYSTEM 
• Presence of increased pulmonary vascular resistance 
secondary to fixed reduction in cross-sectional area of 
pulmonary vascular bed 
• Auscultatory signs of increased PAP and PVR: 
a. narrowly split second heart sound, 
b. increased intensity of the pulmonary component of 
second heart sound, 
c. fourth heart sound, 
d. high pitched early systolic ejection click
H/o angina or ECG suggestive of ischemia 
Non-invasive exercise ECG testing 
(limited by low ventilatory or cardiac reserve) 
If normal, if indicates ischemia 
proceed to surgery 
If negative 
Thallium exercise test plan for surgery 
If positive for ischemia 
Coronary angiography
• If significant coronary artery disease, coronary artery 
bypass grafting before or at the time of pulmonary 
resection 
• For lesser degree of CAD, preoperative appropriate 
medical therapy and then plan for surgery 
• In cases that require large resections in compromised 
patients, CABG should be done first and pulmonary 
resection should be delayed until the patient has gained 
weight and muscle mass (usually 4 to 6 weeks).
INVESTIGATIONS 
• Blood investigations: Hct, Hb, TC, DC, RFT, Na+, K+, RBS 
• ECG 
- low voltage QRS complex 
- poor progression of R wave across the precordial leads 
- features of RVH 
• Chest x-ray: location of lung lesion assessed by PA and 
lateral view 
- Tracheal or carinal shift 
- Hyperinflated lung field 
- increased vascular markings 
- Bullae 
- Mediastinal mass
• Arterial blood gas analysis 
• Pulmonary function tests 
• Echocardiography 
• CT scan chest 
• Splint-lung function test 
• Diffusing capacity for carbon monoxide
PULMONARY FUNCTION 
TESTING 
• To identify the patient at risk of increased 
postoperative morbidity and mortality 
• To identify the patient who will need short-term or 
long-term postoperative ventilatory support 
• To evaluate the beneficial effect and reversibility 
of airway obstruction with the use of 
brochodilators
SPIROMETRY 
• An abnormal vital capacity: 33% likelihood of complications 
and 10% risk of postoperative mortality 
• FEV1: a more direct indication of airway obstruction 
• Ratio FEV1/FVC 
• Maximum voluntary ventilation (MVV): < 50% of predicted 
value – high risk 
• Ratio of RV/TLC: > 50% of predicted value – usually 
indicative for high risk patient for pulmonary resection
• Predicted postoperative FEV1 value: 
Preoperative FEV1 x (1- % functional lung tissue removed/100) 
if < 30%: increased risk for postoperative pulmonary 
complications, more likely to need postoperative ventilation 
• Significance of bronchodilator therapy: for assessment of the 
degree of airways obstruction and the patient’s effort ability 
- A 15% improvement in PFTs may be considered a positive 
response to bronchodilator therapy
Preoperative FEV1 = 70% of predicted 
Postoperative FEV1 = 70 x (1 – 29/100) 
= 50%
FLOW-VOLUME LOOPS
SPLINT-LUNG FUNCTION TEST 
• To predict the function of the lung tissue that would 
remain after lung resection 
• Regional perfusion test 
• Regional ventilation test 
CT scan chest 
• Provide anatomic sections through the chest 
• Can delineate the size of the airway 
• Reveals if there is airway or cardiovascular compression
Diffusing capacity for Carbon monoxide 
• Reflects ability of the lung to perform gas 
exchange 
• A predicted postoperative diffusing capacity for 
carbon monoxide <40% is associated increased 
risk 
• Predicted postoperative diffusing capacity percent 
is the strongest single predictor of risk of 
complications and mortality after lung resection
MAXIMAL OXYGEN CONSUMPTION 
• A predictor of postoperative complications 
• Patients with a VO2 max > 15 to 20 ml/kg/min are at 
reduced risk 
• A VO2 max < 10 ml/kg/min indicates very high risk for 
lung resection 
• Exercise oximetry: a decrease of 4 % during exercise is 
associated with increased risk 
• A 6 minute walk test
IMPORTANCE OF PREOPERATIVE 
OPTIMIZATION 
• High risk for postoperative pulmonary 
complications – 
- positively correlate with the degree of 
preoperative respiratory dysfunction 
- impairment of lung function due to performance 
of surgery 
- resistance to deep breathing and coughing 
secondary to painful incision
• Preoperative preparation efforts for managing any 
preexisting pulmonary disease. 
• Elements of the preoperative regimen: 
1) Stopping smoking, 
2) Dilating the airways, 
3) Loosening secretions 
4) Removing secretions 
5) Adjunct medication 
6) Increased education, motivation, and 
facilitation of postoperative care
1) Stop smoking, avoid industrial pollutants 
(if able to) 
- cessation of smoking for more than 4 to 
8 weeks associated with a decrease in the 
incidence of postoperative respiratory 
complications
Beneficial effects of smoking 
cessation and time course 
Time course Beneficial effects 
12 – 24 hrs Decreased CO and nicotine levels 
48 – 72 hrs COHb levels normalized, ciliary function improves 
1 – 2 wk Decreased sputum production 
4 – 6 wk PFTs improve 
6 – 8 wk Immune function and metabolism normalizes 
8 – 12 wk Decreased overall postoperative morbidity and 
mortality
2) Dilate airways 
a. Beta2 – agonists 
b. Ipratropium bromide- especially if severe 
COPD 
c. Methylxanthines 
d. Inhaled steroids (systemic steroids – when 
bronchospasm is severe)
3) Loosen secretions 
a. Airway hydration (humidifier/nebulizer) 
b. Systemic hydration 
c. Mucolytic and expectorant drugs 
4) Remove secretions 
a. Postural drainage 
b. Coughing 
c. Chest physiotherapy (percussion and vibration)
• Relative contraindications of chest 
physiotherapy: 
a) lung abscesses 
b) metastases to the ribs 
c) a history of significant hemoptysis 
d) inability to tolerate the postural drainage 
positions
5) Adjunct medication 
a. Antibodies – if purulent sputum/bronchitis 
b. Antacids, H2 blockers, or PPIs – if symptomatic reflux 
6) Increased education, motivation, and facilitation of 
postoperative care 
a. Psychological preparation 
b. Preoperative pulmonary care training 
1. Incentive spirometry 
2. Secretion removal maneuvers 
c. Preoperative exercise 
d. Weight loss/gain 
e. Stabilize other medical problems
• Lung expansion maneuver: 
- deep breathing exercise and use of incentive 
spirometry 
- critical for limiting postoperative morbidity 
related to atelectasis and pneumonia 
- preoperative preparation better than delaying 
until after the surgery
• Preoperative prophylaxis against atrial flutter/fibrillation 
- approx. 25% of patients 
- etiology: poorly understood, may be due to manipulation 
of heart, reduction in available vascular bed for perfusion 
after resection of pulmonary tissue 
- 60 years or older : most consistent independent 
preoperative risk factor 
- Digoxin, calcium channel blocker
THANK YOU

Preoperative optimization in thoracic surgery

  • 1.
    PREOPERATIVE OPTIMIZATION INTHORACIC SURGERY -Dr Santosh Dhakal Moderator: Dr Shyam Krishna Maharjan
  • 2.
    INTRODUCTION NON-CARDIAC SURGERY • Infection • Malignancies (lungs and oesophagus) • Chest trauma • Oesophageal disease • Mediastinal tumors • Diagnostic procedures (bronchoscopy, mediastinoscopy, and open-lung biopsies) • Tracheal resection • Lung and heart transplantation • Thoracic aortic aneurysm • Lung volume reduction • VATS ( Video assisted thoracoscopic surgery ) CARDIAC SURGERY
  • 3.
    PREOPERATIVE EVALUATION •Focusing on the extent and severity of pulmonary disease and cardiovascular involvement • To determine whether the patient will be able to tolerate the planned lung resection • Optimal pulmonary preparation
  • 4.
    HISTORY • Dyspnea • Cough • Cigarette smoking • Exercise tolerance • Risk factors for acute lung injury (preoperative alcohol abuse, patients undergoing pneumonectomy)
  • 5.
    • Physical examination - Respiratory pattern: cyanosis, clubbing, breathing pattern, type of breath sounds • Tracheal deviation, Potentially difficult intubation of the trachea, airway obstruction on induction of anaesthesia
  • 6.
    EVALUATION OF CARDIOVASCULARSYSTEM • Presence of increased pulmonary vascular resistance secondary to fixed reduction in cross-sectional area of pulmonary vascular bed • Auscultatory signs of increased PAP and PVR: a. narrowly split second heart sound, b. increased intensity of the pulmonary component of second heart sound, c. fourth heart sound, d. high pitched early systolic ejection click
  • 7.
    H/o angina orECG suggestive of ischemia Non-invasive exercise ECG testing (limited by low ventilatory or cardiac reserve) If normal, if indicates ischemia proceed to surgery If negative Thallium exercise test plan for surgery If positive for ischemia Coronary angiography
  • 8.
    • If significantcoronary artery disease, coronary artery bypass grafting before or at the time of pulmonary resection • For lesser degree of CAD, preoperative appropriate medical therapy and then plan for surgery • In cases that require large resections in compromised patients, CABG should be done first and pulmonary resection should be delayed until the patient has gained weight and muscle mass (usually 4 to 6 weeks).
  • 9.
    INVESTIGATIONS • Bloodinvestigations: Hct, Hb, TC, DC, RFT, Na+, K+, RBS • ECG - low voltage QRS complex - poor progression of R wave across the precordial leads - features of RVH • Chest x-ray: location of lung lesion assessed by PA and lateral view - Tracheal or carinal shift - Hyperinflated lung field - increased vascular markings - Bullae - Mediastinal mass
  • 10.
    • Arterial bloodgas analysis • Pulmonary function tests • Echocardiography • CT scan chest • Splint-lung function test • Diffusing capacity for carbon monoxide
  • 11.
    PULMONARY FUNCTION TESTING • To identify the patient at risk of increased postoperative morbidity and mortality • To identify the patient who will need short-term or long-term postoperative ventilatory support • To evaluate the beneficial effect and reversibility of airway obstruction with the use of brochodilators
  • 12.
    SPIROMETRY • Anabnormal vital capacity: 33% likelihood of complications and 10% risk of postoperative mortality • FEV1: a more direct indication of airway obstruction • Ratio FEV1/FVC • Maximum voluntary ventilation (MVV): < 50% of predicted value – high risk • Ratio of RV/TLC: > 50% of predicted value – usually indicative for high risk patient for pulmonary resection
  • 13.
    • Predicted postoperativeFEV1 value: Preoperative FEV1 x (1- % functional lung tissue removed/100) if < 30%: increased risk for postoperative pulmonary complications, more likely to need postoperative ventilation • Significance of bronchodilator therapy: for assessment of the degree of airways obstruction and the patient’s effort ability - A 15% improvement in PFTs may be considered a positive response to bronchodilator therapy
  • 14.
    Preoperative FEV1 =70% of predicted Postoperative FEV1 = 70 x (1 – 29/100) = 50%
  • 15.
  • 16.
    SPLINT-LUNG FUNCTION TEST • To predict the function of the lung tissue that would remain after lung resection • Regional perfusion test • Regional ventilation test CT scan chest • Provide anatomic sections through the chest • Can delineate the size of the airway • Reveals if there is airway or cardiovascular compression
  • 17.
    Diffusing capacity forCarbon monoxide • Reflects ability of the lung to perform gas exchange • A predicted postoperative diffusing capacity for carbon monoxide <40% is associated increased risk • Predicted postoperative diffusing capacity percent is the strongest single predictor of risk of complications and mortality after lung resection
  • 18.
    MAXIMAL OXYGEN CONSUMPTION • A predictor of postoperative complications • Patients with a VO2 max > 15 to 20 ml/kg/min are at reduced risk • A VO2 max < 10 ml/kg/min indicates very high risk for lung resection • Exercise oximetry: a decrease of 4 % during exercise is associated with increased risk • A 6 minute walk test
  • 20.
    IMPORTANCE OF PREOPERATIVE OPTIMIZATION • High risk for postoperative pulmonary complications – - positively correlate with the degree of preoperative respiratory dysfunction - impairment of lung function due to performance of surgery - resistance to deep breathing and coughing secondary to painful incision
  • 21.
    • Preoperative preparationefforts for managing any preexisting pulmonary disease. • Elements of the preoperative regimen: 1) Stopping smoking, 2) Dilating the airways, 3) Loosening secretions 4) Removing secretions 5) Adjunct medication 6) Increased education, motivation, and facilitation of postoperative care
  • 22.
    1) Stop smoking,avoid industrial pollutants (if able to) - cessation of smoking for more than 4 to 8 weeks associated with a decrease in the incidence of postoperative respiratory complications
  • 23.
    Beneficial effects ofsmoking cessation and time course Time course Beneficial effects 12 – 24 hrs Decreased CO and nicotine levels 48 – 72 hrs COHb levels normalized, ciliary function improves 1 – 2 wk Decreased sputum production 4 – 6 wk PFTs improve 6 – 8 wk Immune function and metabolism normalizes 8 – 12 wk Decreased overall postoperative morbidity and mortality
  • 24.
    2) Dilate airways a. Beta2 – agonists b. Ipratropium bromide- especially if severe COPD c. Methylxanthines d. Inhaled steroids (systemic steroids – when bronchospasm is severe)
  • 25.
    3) Loosen secretions a. Airway hydration (humidifier/nebulizer) b. Systemic hydration c. Mucolytic and expectorant drugs 4) Remove secretions a. Postural drainage b. Coughing c. Chest physiotherapy (percussion and vibration)
  • 26.
    • Relative contraindicationsof chest physiotherapy: a) lung abscesses b) metastases to the ribs c) a history of significant hemoptysis d) inability to tolerate the postural drainage positions
  • 27.
    5) Adjunct medication a. Antibodies – if purulent sputum/bronchitis b. Antacids, H2 blockers, or PPIs – if symptomatic reflux 6) Increased education, motivation, and facilitation of postoperative care a. Psychological preparation b. Preoperative pulmonary care training 1. Incentive spirometry 2. Secretion removal maneuvers c. Preoperative exercise d. Weight loss/gain e. Stabilize other medical problems
  • 28.
    • Lung expansionmaneuver: - deep breathing exercise and use of incentive spirometry - critical for limiting postoperative morbidity related to atelectasis and pneumonia - preoperative preparation better than delaying until after the surgery
  • 29.
    • Preoperative prophylaxisagainst atrial flutter/fibrillation - approx. 25% of patients - etiology: poorly understood, may be due to manipulation of heart, reduction in available vascular bed for perfusion after resection of pulmonary tissue - 60 years or older : most consistent independent preoperative risk factor - Digoxin, calcium channel blocker
  • 30.