Department of
Pharmaceutics
Presented by :
Manu Singhai
(M.Pharm -1st semester)
19/10/2022 1
POLYMORPHISM
AND ITS
APPLICATIONS
19/10/2022 2
Path for Presentation
➢ Introduction
➢ Need to study polymorphism (rational for selecting polymorph)
➢ Structural aspects of polymorphs
➢ Properties of polymorphs
➢ Types of polymorphism
➢ Methods of preparation of polymorph
➢ Characterization of polymorphism
➢ Pharmaceutical applications of polymorphism
➢ Regulatory considerations
➢ Polymorphism of several drugs
➢ Conclusion
➢ References
19/10/2022 3
Introduction
• When a substance exists in more than one crystalline form, the different form
are designated as polymorphs and the phenomenon as polymorphism.
e.g.:-
• Carbon: diamond in a cubic ( tetrahedral lattice arrangement)
• Graphite in sheet of a hexagonal lattice.
• Differences in the internal structures of polymorphs result in their distinct
physical and chemical properties.
• More than 50% of APIs are estimated to have more than one polymorphic form.
• The best known polymorphs showing a significantly different bioavailability are
Chloramphenicol palmitate and Mefenamic acid.
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Need to study polymorphism
• Depending upon their relative stability, one of the several polymorphic form will
be physically more stable than others.
• Stable polymorph represents the lowest energy state, has highest melting
point and least aqueous solubility.
• Metastable form represent the higher energy state, have lower melting point
and high aqueous solubility.
• Metastable form converted to the stable form due to their higher energy state.
• Metastable form shows better bioavailability and therefore preferred in
formulations.
• Only 10% of the pharmaceuticals are present in their metastableform.
• The example is chloramphenicol palmitate.
Other like novobiocin , griseofulvine , Carbamazepine , aspirin and ampicilline .
Structural aspects of polymorph
• Configurational polymorph
occurs with molecules that have
a relatively rigid conformation.
Such polymorphs have different
3D structures.
• e.g.:- Carbamazepine
Configurational
polymorph
• Conformational polymorph
occurs with drug molecules that
have flexible structures and the
molecule can take various
conformations.
• e.g.:- Ritonavir
Conformational
polymorph
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Properties of polymorphs
Packing properties
Thermodynamic
properties
Spectroscopic
properties
Kinetic
properties
Surface
properties
Mechanical
properties
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Types of polymorphism
• When the change of one
polymorphic form to other at the
transition temperature is reversible,
the phenomenon called
Enantiotropy and the polymorphic
forms are called enantiotropes.
• e.g.:- Sulphur, Carbamazepine
Enantiotropy
• Monotropy occurs when one form
is stable and the other metastable.
The metastable changes to the
stable form at all temperature and
the change is not reversible.
• e.g.:- Chloramphenicol palmitate,
Metolazone
Monotropy
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Methods of preparation
Solvent evaporation
method
Slow cooling
approach
Solvent diffusion
technique
Vapour diffusion
method
Vacuum sublimation
19/10/2022 10
Characterization of polymorphism
Optical
crystallography
Scanning
electron
microscopy
Hot stage
microscopy
Single crystal
X-ray
Diffraction
Powder X-ray
Diffraction
Differential
thermal analysis
(DTA)
Differential
Scanning
Calorimetry
(DSC)
Solid state
NMR
spectroscopy
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Pharmaceutical applications
Preparation of physically
stable dosage form
Influence on solubility,
dissolution and
bioavailability
Influence on drug
product
manufacturability
Influence on
stability
Effect on tableting
Miscellaneous
application
19/10/2022 12
Regulatory considerations
• Due to difference in the physicochemical properties of
polymorphs, in ANDAs, careful attention is paid to the effect
of polymorphism in the context of generic drug product
equivalency.
• Three decision trees for solid oral dosage forms or liquid
suspensions are provided for evaluating when and how
polymorphs of drug substances should be monitored and
controlled in ANDAsubmission.
• For approval of a new drug, US-FDA states that appropriate
analytical procedures need to be used to detect polymorphs,
hydrates, amorphous forms of the drug substance.
19/10/2022 13
Commercial product based on
polymorphism
(ref: Hungarian Intellectual Property Office)
Brand name API Patentee
Allegra Fexofenadin Sanofi
Cozaar Losartan Merck
Clarinex Desloratadine Schering-Plough
Epivir Lamivudine GSK
Geodon Ziprasidone Pfizer
Omnicef Cefdinir Abbott
19/10/2022 14
Polymorphism in several drugs
Drug Polymorphism
aspects
Bioavailability issues
Chloramphenicol
palmitate
Exist in 3 polymorphic
forms (A,B,C).
Stable form- A,
metastable form- B,
unstable form- C
Form B dissolves faster than
form A, and has a much higher
solubility. Low serum levels for
the stable polymorph A were
observed.
Carbamazepine 4 anhydrous polymorphs Recent study reveals that
the were characterized initial dissolution rate of
(I, II, III,IV) carbamazepine was in the
order of form III>II>dihydrate,
while the order of AUC values
was form I>III>dihydrate. This
difference is due to rapid
transformation of form III to
dihydrate in GI fluids.
19/10/2022 15
Conclusion
• Differences in the solubility and melting point must also be assessed and then a
decision can be made to determine which form to progress through to the next
stage.
• Metastable form may lead to a preferential choice of a polymorph other than
stable form .
• The lowest energy polymorph is almost always the most chemically stable form,
and will not convert to another polymorph during storage as drug product.
• Metastable crystalline polymorphs may be less chemically stable crystalline
form but is often possible to improve chemical stability of such forms through
judicious choice of excipients and formulation process as metastable form has
relatively higher solubility.
• As polymorphism can have such serious consequences for the bioavailability of
drugs with low aqueous solubility.
19/10/2022 16
References
1. Kadam K.P. and Chavan R.P., “ Evaluation of Various Polymorphs by Different
Techniques and Their Characterization -A Review”, The International Journal Of
Engineering And Science (IJES), Volume 5, Issue 6, Pages-29-34, 2016.
2. Ethiraj T. and Ganeshan V., “Polymorphism in pharmaceutical ingredients- A
review”, World Journal of Pharmacy and Pharmaceutical sciences, Volume 3,
Issue 3,621-633, 2014.
3. Saurabh G. and Kaushal C. “Pharmaceutical Solid Polymorphism in
Abbreviated New Drug Application (ANDA) – A Regulatory Perspective”, Journal
of Chemical and Pharmaceutical Research, 2011, 3(3):6-17.
4. Brittain H. G.., Polymorphism in Pharmaceutical Solids, Marcel Dekker, Inc, Special
Indian edition, pp. 7-19,2008.
19/10/2022 17
5. Bauer J. F. , “Polymorphism—A Critical Consideration in Pharmaceutical Development,
Manufacturing, andStability,” J.Valid.Technol.,pp. 15–23,2008.
6 KarpinskiP.. H.,“Polymorphism of Active Pharmaceutical Ingredients,” Chem.Eng.Technol.,
vol. 29,no. 2, pp. 233–237,2006.
7 Singhal D. and Curatolo W., “Drug polymorphism and dosage form design: a practical
perspective,” Adv.DrugDeliv.Rev.,vol. 56,no. 3, pp. 335–347,2004.
8 Aguiar J. and Zelmer, J. E. “Dissolution behavior of polymorphs of Chloramphenicol
palmitate andMefenamic acid,” J.Pharm.Sci.,vol. 58,no. 8, pp. 983–987,1969.
19/10/2022 18
19/10/2022 19

Polymorphism in Pharmaceuticals

  • 1.
    Department of Pharmaceutics Presented by: Manu Singhai (M.Pharm -1st semester) 19/10/2022 1
  • 2.
  • 3.
    Path for Presentation ➢Introduction ➢ Need to study polymorphism (rational for selecting polymorph) ➢ Structural aspects of polymorphs ➢ Properties of polymorphs ➢ Types of polymorphism ➢ Methods of preparation of polymorph ➢ Characterization of polymorphism ➢ Pharmaceutical applications of polymorphism ➢ Regulatory considerations ➢ Polymorphism of several drugs ➢ Conclusion ➢ References 19/10/2022 3
  • 4.
    Introduction • When asubstance exists in more than one crystalline form, the different form are designated as polymorphs and the phenomenon as polymorphism. e.g.:- • Carbon: diamond in a cubic ( tetrahedral lattice arrangement) • Graphite in sheet of a hexagonal lattice. • Differences in the internal structures of polymorphs result in their distinct physical and chemical properties. • More than 50% of APIs are estimated to have more than one polymorphic form. • The best known polymorphs showing a significantly different bioavailability are Chloramphenicol palmitate and Mefenamic acid. 19/10/2022 4
  • 5.
  • 6.
    19/10/2022 6 Need tostudy polymorphism • Depending upon their relative stability, one of the several polymorphic form will be physically more stable than others. • Stable polymorph represents the lowest energy state, has highest melting point and least aqueous solubility. • Metastable form represent the higher energy state, have lower melting point and high aqueous solubility. • Metastable form converted to the stable form due to their higher energy state. • Metastable form shows better bioavailability and therefore preferred in formulations. • Only 10% of the pharmaceuticals are present in their metastableform. • The example is chloramphenicol palmitate. Other like novobiocin , griseofulvine , Carbamazepine , aspirin and ampicilline .
  • 7.
    Structural aspects ofpolymorph • Configurational polymorph occurs with molecules that have a relatively rigid conformation. Such polymorphs have different 3D structures. • e.g.:- Carbamazepine Configurational polymorph • Conformational polymorph occurs with drug molecules that have flexible structures and the molecule can take various conformations. • e.g.:- Ritonavir Conformational polymorph 19/10/2022 7
  • 8.
    Properties of polymorphs Packingproperties Thermodynamic properties Spectroscopic properties Kinetic properties Surface properties Mechanical properties 19/10/2022 8
  • 9.
    Types of polymorphism •When the change of one polymorphic form to other at the transition temperature is reversible, the phenomenon called Enantiotropy and the polymorphic forms are called enantiotropes. • e.g.:- Sulphur, Carbamazepine Enantiotropy • Monotropy occurs when one form is stable and the other metastable. The metastable changes to the stable form at all temperature and the change is not reversible. • e.g.:- Chloramphenicol palmitate, Metolazone Monotropy 19/10/2022 9
  • 10.
    Methods of preparation Solventevaporation method Slow cooling approach Solvent diffusion technique Vapour diffusion method Vacuum sublimation 19/10/2022 10
  • 11.
    Characterization of polymorphism Optical crystallography Scanning electron microscopy Hotstage microscopy Single crystal X-ray Diffraction Powder X-ray Diffraction Differential thermal analysis (DTA) Differential Scanning Calorimetry (DSC) Solid state NMR spectroscopy 19/10/2022 11
  • 12.
    Pharmaceutical applications Preparation ofphysically stable dosage form Influence on solubility, dissolution and bioavailability Influence on drug product manufacturability Influence on stability Effect on tableting Miscellaneous application 19/10/2022 12
  • 13.
    Regulatory considerations • Dueto difference in the physicochemical properties of polymorphs, in ANDAs, careful attention is paid to the effect of polymorphism in the context of generic drug product equivalency. • Three decision trees for solid oral dosage forms or liquid suspensions are provided for evaluating when and how polymorphs of drug substances should be monitored and controlled in ANDAsubmission. • For approval of a new drug, US-FDA states that appropriate analytical procedures need to be used to detect polymorphs, hydrates, amorphous forms of the drug substance. 19/10/2022 13
  • 14.
    Commercial product basedon polymorphism (ref: Hungarian Intellectual Property Office) Brand name API Patentee Allegra Fexofenadin Sanofi Cozaar Losartan Merck Clarinex Desloratadine Schering-Plough Epivir Lamivudine GSK Geodon Ziprasidone Pfizer Omnicef Cefdinir Abbott 19/10/2022 14
  • 15.
    Polymorphism in severaldrugs Drug Polymorphism aspects Bioavailability issues Chloramphenicol palmitate Exist in 3 polymorphic forms (A,B,C). Stable form- A, metastable form- B, unstable form- C Form B dissolves faster than form A, and has a much higher solubility. Low serum levels for the stable polymorph A were observed. Carbamazepine 4 anhydrous polymorphs Recent study reveals that the were characterized initial dissolution rate of (I, II, III,IV) carbamazepine was in the order of form III>II>dihydrate, while the order of AUC values was form I>III>dihydrate. This difference is due to rapid transformation of form III to dihydrate in GI fluids. 19/10/2022 15
  • 16.
    Conclusion • Differences inthe solubility and melting point must also be assessed and then a decision can be made to determine which form to progress through to the next stage. • Metastable form may lead to a preferential choice of a polymorph other than stable form . • The lowest energy polymorph is almost always the most chemically stable form, and will not convert to another polymorph during storage as drug product. • Metastable crystalline polymorphs may be less chemically stable crystalline form but is often possible to improve chemical stability of such forms through judicious choice of excipients and formulation process as metastable form has relatively higher solubility. • As polymorphism can have such serious consequences for the bioavailability of drugs with low aqueous solubility. 19/10/2022 16
  • 17.
    References 1. Kadam K.P.and Chavan R.P., “ Evaluation of Various Polymorphs by Different Techniques and Their Characterization -A Review”, The International Journal Of Engineering And Science (IJES), Volume 5, Issue 6, Pages-29-34, 2016. 2. Ethiraj T. and Ganeshan V., “Polymorphism in pharmaceutical ingredients- A review”, World Journal of Pharmacy and Pharmaceutical sciences, Volume 3, Issue 3,621-633, 2014. 3. Saurabh G. and Kaushal C. “Pharmaceutical Solid Polymorphism in Abbreviated New Drug Application (ANDA) – A Regulatory Perspective”, Journal of Chemical and Pharmaceutical Research, 2011, 3(3):6-17. 4. Brittain H. G.., Polymorphism in Pharmaceutical Solids, Marcel Dekker, Inc, Special Indian edition, pp. 7-19,2008. 19/10/2022 17
  • 18.
    5. Bauer J.F. , “Polymorphism—A Critical Consideration in Pharmaceutical Development, Manufacturing, andStability,” J.Valid.Technol.,pp. 15–23,2008. 6 KarpinskiP.. H.,“Polymorphism of Active Pharmaceutical Ingredients,” Chem.Eng.Technol., vol. 29,no. 2, pp. 233–237,2006. 7 Singhal D. and Curatolo W., “Drug polymorphism and dosage form design: a practical perspective,” Adv.DrugDeliv.Rev.,vol. 56,no. 3, pp. 335–347,2004. 8 Aguiar J. and Zelmer, J. E. “Dissolution behavior of polymorphs of Chloramphenicol palmitate andMefenamic acid,” J.Pharm.Sci.,vol. 58,no. 8, pp. 983–987,1969. 19/10/2022 18
  • 19.