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Open Access Journals:
Promoting best publishing practice and
increasing dissemination and visibility –
what the Directory of Open Access Journals
(DOAJ) does to help!
Presentation at the PUBMET 2015 conference,
Zadar, September 24-25, 2015
Lars Bjørnshauge
lars@doaj.org
Sept 24th 2015 Lars Bjørnshauge
It´s all about…
• Changing an unsustainable scholarly
communication system in ways that it can
serve science, our societies and the people
• Bits and pieces of the transformation towards
open:
– Open Access Journals (and Monographs)
– Research funder and institutional policies and
mandates
– Research evaluation and rewards systems
Sept 24th 2015 Lars Bjørnshauge
Open Access has got
momentum
• Steady growth can be recorded in the proportion
of new research papers being published in open
access journals or made freely available via
repositories
• More than 10,000 open access journals, thousands
of repositories
• More than a thousand institutions and research
funders have signed the various OA declarations
• Hundreds of open access policies and mandates
are in place
• But……
• OA still is not the default
Sept 24th 2015 Lars Bjørnshauge
What is needed is …
• More and much stronger funder and institutional
mandates
• Radical changes in the research evaluation system and
incentives for researchers to publish in the open!
• Today researchers are rewarded based on where they
publish,
• Not based on what they publish and how they publish
• Fostering of competition in scholarly publishing
• Development of new, attractive publishing channels
• That’s where open access journals come into the
picture.
Sept 24th 2015 Lars Bjørnshauge
DOAJ?
• A global list of peer-reviewed Open Access journals –
all subjects and languages
– journals undergo evaluation based on a set of criteria
– + 10,600 titles
• An aggregation of article level metadata
– Publishers upload article metadata into DOAJ
– 64% of the journals do so
– Currently 2,100,000 records
Sept 24th 2015 Lars Bjørnshauge
Publisher uploads
article metadata
Sept 24th 2015 Lars Bjørnshauge
Harvesting data
from DOAJ
To
Library Systems,
Discovery Services
etc
Sept 24th 2015 Lars Bjørnshauge
Quality & Prestige
• Quality is often understood to mean prestige
• But:
• Quality is something separate from prestige
• A journal can be of high quality without being
prestigious (as it is traditionally measured)
• Good news for new or small journals:
– prestige takes a long time to achieve,
– quality can be achieved immediately.
• We need to redefine what we mean by quality
(credits to Caroline Sutton)
Sept 24th 2015 Lars Bjørnshauge
Quality
Publishers provide services to authors
A part of those services is to do what they can to
achieve the work’s fullest impact.
What is impact then?
How can it be measured?
(credits to Caroline Sutton)
Sept 24th 2015 Lars Bjørnshauge
Quality & Prestige
• Impact begins with dissemination and discoverability.
• Publisher services:
– Indexing, persistent identifiers, metadata provision, archiving,
marketing etc.
• Measuring impact:
– Usage statistics, citations, media coverage, social media
coverage, storytelling about the application of the work,
marketing etc.
• The digital environment has changed what can be measured and
this ought to have implications for our understanding of impact
Sept 24th 2015 Lars Bjørnshauge
Quality & Prestige
Reach and impact are related to the quality of the
journal.
But maybe not in the way that we traditionally have
thought about this
Achieving prestige, impact and reach begins with
assuring quality
(credits to Caroline Sutton)
Sept 24th 2015 Lars Bjørnshauge
Quality
• Quality is about the services that the publisher
provides to the author
• Elements in quality
– Editorial “quality”
– Peer-review process
– Openness/licensing
– “Technical quality”
– “Dissemination” quality
Sept 24th 2015 Lars Bjørnshauge
Issues…
• Many [OA] journals do not live up to reasonable
– editorial standards
– technical standards
– ethical standards
• Many [OA] journals are underperforming in
terms the service they provide to their authors
• Many so-called “publishers” are exploiting the
publish-or-perish pressure on researchers
Sept 24th 2015 Lars Bjørnshauge
October 2013
February 2014
Sept 24th 2015 Lars Bjørnshauge
[OA] Journals
• Should be much more transparent regarding
– The editorial process
– The peer-review process
– Rights (reader rights, reuse rights, remixing rights
etc.)
– The services they provide to the author, such as
• Archiving
• Identifiers
• Discoverability
Sept 24th 2015 Lars Bjørnshauge
We will help out!
• COPE, OASPA, WAME & DOAJ:
• https://doaj.org/bestpractice
Sept 24th 2015 Lars Bjørnshauge
The Principles
1. Peer review process
2. Governing Body
3. Editorial team/contact
4. Author fees
5. Copyright
6. Identification of and
dealing with allegations of
research misconduct
7. Ownership and
management
8. Web site.
9. Name of journal
10. Conflicts of interest
11. Access
12. Revenue sources
13. Advertising
14. Publishing schedule
15. Archiving
16. Direct marketing
Sept 24th 2015 Lars Bjørnshauge
Stronger criteria!
• DOAJ is responding to the demands and expectations
by implementing stronger criteria for inclusion
– To create better opportunities for funders, universities,
libraries and authors to determine whether a journal
lives up to standards – transparency!
– To enable the community to monitor compliance
– To address the issue of questionable publishers, or
publishers not living up to reasonable standards, both in
terms of content and of business behavior.
Sept 24th 2015 Lars Bjørnshauge
Why tighter criteria?
• To motivate and encourage OA-journals to
– be more explicit on editorial quality issues
– be more explicit on rights and reuse issues
– improve their “technical” quality fostering improved
dissemination and discoverability
• To promote standards and best practice
• It is all about good OA-journals!
• Lack of transparency and credibility hurts all
publishers!
Sept 24th 2015 Lars Bjørnshauge
New criteria
• New tighter criteria address:
• “Editorial Quality”
• “Openness”
• “Technical quality”
• “Dissemination quality”
• They are much more detailed
• Publishers will have to do more to be included
• Criteria will be binary (either in or not in!)
Sept 24th 2015 Lars Bjørnshauge
New criteria
• The application form:
• http://doaj.org/application/new
Sept 24th 2015 Lars Bjørnshauge
We are asking
about…
• The editorial board
• The peer review process
• Archiving/preservation
• Plagiarism
• Openness
– Licensing and copyright
– Re-use rights
• Charges
• … and much more
Sept 24th 2015 Lars Bjørnshauge
And we check it…
• Current staff:
– Managing Director (part time)
– Community Manager (part time)
– Editor-in-Chief
– Two Managing Editors (part time)
– 100+ Volunteers, working unpaid a few hours per
week
• Now adding two part-time paid publication
specialists!
Sept 24th 2015 Lars Bjørnshauge
Three-tier evaluation
process
Editor-in-Chief &
Managing
Editor
Associate Editors: reviewing applications, communicate with publishers,
recommend inclusion/rejection
Editors: allocating applications to Associate Editors, recommend
inclusion/rejection
Managing Editors: allocate applications to Editors & decide on
inclusion/rejection
Sept 24th 2015 Lars Bjørnshauge
Transparency!
• Much more detailed information about the
journals
Sept 24th 2015 Lars Bjørnshauge
Sept 24th 2015 Lars Bjørnshauge
Transparency!
• Much more detailed information about the
journals
• DOAJ SEAL for best practice in OA publishing
• Publicly available lists of:
– Recently added journals
– Recently removed journals
– Journals who say they are indexed in DOAJ but are
not
Sept 24th 2015 Lars Bjørnshauge
Dissemination!
• Recent technical developments:
– OAI-PMH
– API
– CSV-file
– ATOM feed of new journals added
– DOAJ SEAL
• Underway
– Metadata harvester
Sept 24th 2015 Lars Bjørnshauge
A delicate balance!
• Respecting different publishing cultures and
traditions
• Not primarily to exclude but rather to
facilitate and assist the smaller journals to
come into the flow
• While at the same time promoting standards,
transparency and best practice
• We want to help publishers do at better job!
Sept 24th 2015 Lars Bjørnshauge
Funding
• 120+ University libraries from 26 countries
• 16 Library Consortia from 13 Countries
• 30 smaller publishers
• 28 Sponsors (larger (OA) publishers &
aggregators)
Sept 24th 2015 Lars Bjørnshauge
Benefits of being listed!
• Important/extremely important benefits of being
listed:
• Increased visibility : 97%
• Increased traffic : 85%
• Prestige : 86%
• Certification : 87%
• Eligibility for support from OA-publication funds: 64%
• Better promotion : 80%
• Increased submissions : 72%
Sept 24th 2015 Lars Bjørnshauge
To conclude!
• The new application criteria have improved the
transparency and credibility of OA-journals
• We will continue to contribute to the momentum
of open access publishing by
– carefully promoting standards, transparency and best
practice
– without losing the global view
– collaborating
• This will benefit all open access publishers!
Sept 24th 2015 Lars Bjørnshauge
Sept 24th 2015 Lars Bjørnshauge
Breaking news!
Our ambition: DOAJ to be the
white list!
and make other lists superfluous –
that is:
if a journal is in the DOAJ it complies
with accepted standards
Sept 24th 2015 Lars Bjørnshauge
Thanks to
all the Library Consortia, Universities and Publishers
and our Sponsors for the financial support to DOAJ!
Sept 24th 2015 Lars Bjørnshauge
Thank you for the opportunity and for your attention
lars@doaj.org
Sept 24th 2015 Lars Bjørnshauge
Want to support the work we
do??
http://doaj.org/membership
lars@doaj.org
Sept 24th 2015 Lars Bjørnshauge

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Open Access Journals: promoting best publishing practice and increasing dissemination and visibility

  • 1. Open Access Journals: Promoting best publishing practice and increasing dissemination and visibility – what the Directory of Open Access Journals (DOAJ) does to help! Presentation at the PUBMET 2015 conference, Zadar, September 24-25, 2015 Lars Bjørnshauge lars@doaj.org Sept 24th 2015 Lars Bjørnshauge
  • 2. It´s all about… • Changing an unsustainable scholarly communication system in ways that it can serve science, our societies and the people • Bits and pieces of the transformation towards open: – Open Access Journals (and Monographs) – Research funder and institutional policies and mandates – Research evaluation and rewards systems Sept 24th 2015 Lars Bjørnshauge
  • 3. Open Access has got momentum • Steady growth can be recorded in the proportion of new research papers being published in open access journals or made freely available via repositories • More than 10,000 open access journals, thousands of repositories • More than a thousand institutions and research funders have signed the various OA declarations • Hundreds of open access policies and mandates are in place • But…… • OA still is not the default Sept 24th 2015 Lars Bjørnshauge
  • 4. What is needed is … • More and much stronger funder and institutional mandates • Radical changes in the research evaluation system and incentives for researchers to publish in the open! • Today researchers are rewarded based on where they publish, • Not based on what they publish and how they publish • Fostering of competition in scholarly publishing • Development of new, attractive publishing channels • That’s where open access journals come into the picture. Sept 24th 2015 Lars Bjørnshauge
  • 5. DOAJ? • A global list of peer-reviewed Open Access journals – all subjects and languages – journals undergo evaluation based on a set of criteria – + 10,600 titles • An aggregation of article level metadata – Publishers upload article metadata into DOAJ – 64% of the journals do so – Currently 2,100,000 records Sept 24th 2015 Lars Bjørnshauge
  • 6. Publisher uploads article metadata Sept 24th 2015 Lars Bjørnshauge
  • 7. Harvesting data from DOAJ To Library Systems, Discovery Services etc Sept 24th 2015 Lars Bjørnshauge
  • 8. Quality & Prestige • Quality is often understood to mean prestige • But: • Quality is something separate from prestige • A journal can be of high quality without being prestigious (as it is traditionally measured) • Good news for new or small journals: – prestige takes a long time to achieve, – quality can be achieved immediately. • We need to redefine what we mean by quality (credits to Caroline Sutton) Sept 24th 2015 Lars Bjørnshauge
  • 9. Quality Publishers provide services to authors A part of those services is to do what they can to achieve the work’s fullest impact. What is impact then? How can it be measured? (credits to Caroline Sutton) Sept 24th 2015 Lars Bjørnshauge
  • 10. Quality & Prestige • Impact begins with dissemination and discoverability. • Publisher services: – Indexing, persistent identifiers, metadata provision, archiving, marketing etc. • Measuring impact: – Usage statistics, citations, media coverage, social media coverage, storytelling about the application of the work, marketing etc. • The digital environment has changed what can be measured and this ought to have implications for our understanding of impact Sept 24th 2015 Lars Bjørnshauge
  • 11. Quality & Prestige Reach and impact are related to the quality of the journal. But maybe not in the way that we traditionally have thought about this Achieving prestige, impact and reach begins with assuring quality (credits to Caroline Sutton) Sept 24th 2015 Lars Bjørnshauge
  • 12. Quality • Quality is about the services that the publisher provides to the author • Elements in quality – Editorial “quality” – Peer-review process – Openness/licensing – “Technical quality” – “Dissemination” quality Sept 24th 2015 Lars Bjørnshauge
  • 13. Issues… • Many [OA] journals do not live up to reasonable – editorial standards – technical standards – ethical standards • Many [OA] journals are underperforming in terms the service they provide to their authors • Many so-called “publishers” are exploiting the publish-or-perish pressure on researchers Sept 24th 2015 Lars Bjørnshauge
  • 14. October 2013 February 2014 Sept 24th 2015 Lars Bjørnshauge
  • 15. [OA] Journals • Should be much more transparent regarding – The editorial process – The peer-review process – Rights (reader rights, reuse rights, remixing rights etc.) – The services they provide to the author, such as • Archiving • Identifiers • Discoverability Sept 24th 2015 Lars Bjørnshauge
  • 16. We will help out! • COPE, OASPA, WAME & DOAJ: • https://doaj.org/bestpractice Sept 24th 2015 Lars Bjørnshauge
  • 17. The Principles 1. Peer review process 2. Governing Body 3. Editorial team/contact 4. Author fees 5. Copyright 6. Identification of and dealing with allegations of research misconduct 7. Ownership and management 8. Web site. 9. Name of journal 10. Conflicts of interest 11. Access 12. Revenue sources 13. Advertising 14. Publishing schedule 15. Archiving 16. Direct marketing Sept 24th 2015 Lars Bjørnshauge
  • 18. Stronger criteria! • DOAJ is responding to the demands and expectations by implementing stronger criteria for inclusion – To create better opportunities for funders, universities, libraries and authors to determine whether a journal lives up to standards – transparency! – To enable the community to monitor compliance – To address the issue of questionable publishers, or publishers not living up to reasonable standards, both in terms of content and of business behavior. Sept 24th 2015 Lars Bjørnshauge
  • 19. Why tighter criteria? • To motivate and encourage OA-journals to – be more explicit on editorial quality issues – be more explicit on rights and reuse issues – improve their “technical” quality fostering improved dissemination and discoverability • To promote standards and best practice • It is all about good OA-journals! • Lack of transparency and credibility hurts all publishers! Sept 24th 2015 Lars Bjørnshauge
  • 20. New criteria • New tighter criteria address: • “Editorial Quality” • “Openness” • “Technical quality” • “Dissemination quality” • They are much more detailed • Publishers will have to do more to be included • Criteria will be binary (either in or not in!) Sept 24th 2015 Lars Bjørnshauge
  • 21. New criteria • The application form: • http://doaj.org/application/new Sept 24th 2015 Lars Bjørnshauge
  • 22. We are asking about… • The editorial board • The peer review process • Archiving/preservation • Plagiarism • Openness – Licensing and copyright – Re-use rights • Charges • … and much more Sept 24th 2015 Lars Bjørnshauge
  • 23. And we check it… • Current staff: – Managing Director (part time) – Community Manager (part time) – Editor-in-Chief – Two Managing Editors (part time) – 100+ Volunteers, working unpaid a few hours per week • Now adding two part-time paid publication specialists! Sept 24th 2015 Lars Bjørnshauge
  • 24. Three-tier evaluation process Editor-in-Chief & Managing Editor Associate Editors: reviewing applications, communicate with publishers, recommend inclusion/rejection Editors: allocating applications to Associate Editors, recommend inclusion/rejection Managing Editors: allocate applications to Editors & decide on inclusion/rejection Sept 24th 2015 Lars Bjørnshauge
  • 25. Transparency! • Much more detailed information about the journals Sept 24th 2015 Lars Bjørnshauge
  • 26. Sept 24th 2015 Lars Bjørnshauge
  • 27. Transparency! • Much more detailed information about the journals • DOAJ SEAL for best practice in OA publishing • Publicly available lists of: – Recently added journals – Recently removed journals – Journals who say they are indexed in DOAJ but are not Sept 24th 2015 Lars Bjørnshauge
  • 28. Dissemination! • Recent technical developments: – OAI-PMH – API – CSV-file – ATOM feed of new journals added – DOAJ SEAL • Underway – Metadata harvester Sept 24th 2015 Lars Bjørnshauge
  • 29. A delicate balance! • Respecting different publishing cultures and traditions • Not primarily to exclude but rather to facilitate and assist the smaller journals to come into the flow • While at the same time promoting standards, transparency and best practice • We want to help publishers do at better job! Sept 24th 2015 Lars Bjørnshauge
  • 30. Funding • 120+ University libraries from 26 countries • 16 Library Consortia from 13 Countries • 30 smaller publishers • 28 Sponsors (larger (OA) publishers & aggregators) Sept 24th 2015 Lars Bjørnshauge
  • 31. Benefits of being listed! • Important/extremely important benefits of being listed: • Increased visibility : 97% • Increased traffic : 85% • Prestige : 86% • Certification : 87% • Eligibility for support from OA-publication funds: 64% • Better promotion : 80% • Increased submissions : 72% Sept 24th 2015 Lars Bjørnshauge
  • 32. To conclude! • The new application criteria have improved the transparency and credibility of OA-journals • We will continue to contribute to the momentum of open access publishing by – carefully promoting standards, transparency and best practice – without losing the global view – collaborating • This will benefit all open access publishers! Sept 24th 2015 Lars Bjørnshauge
  • 33. Sept 24th 2015 Lars Bjørnshauge Breaking news!
  • 34. Our ambition: DOAJ to be the white list! and make other lists superfluous – that is: if a journal is in the DOAJ it complies with accepted standards Sept 24th 2015 Lars Bjørnshauge
  • 35. Thanks to all the Library Consortia, Universities and Publishers and our Sponsors for the financial support to DOAJ! Sept 24th 2015 Lars Bjørnshauge
  • 36. Thank you for the opportunity and for your attention lars@doaj.org Sept 24th 2015 Lars Bjørnshauge
  • 37. Want to support the work we do?? http://doaj.org/membership lars@doaj.org Sept 24th 2015 Lars Bjørnshauge

Editor's Notes

  1. In this talk I will focus on open access journals