Modernization Theory Dr. Christopher S. Rice
Rise of the United States as a Superpower
Spread of a (perceived) united world Communist movement
Disintegration of the European colonial empires
Evolutionary Theory
Features of Classic  Evolutionary Theory Assumed social change is  unidirectional   Imposed a value judgment on the evolutionary process Assumed that the rate of social change is slow, gradual & piecemeal (evolutionary NOT revolutionary)
Functionalist Theory
 
The Functional  Imperatives (AGIL) Adaptation Goal attainment  Integration Latency
Homeostatic Equilibrium
Criticism of Parsons
Parson’s “Pattern Variables” Affective vs. affective-neutral relationship Particularistic vs. Universal relationship Collective orientation vs. self-orientation Ascription vs. Achievement Functionally diffused vs. functionally specific relationships
Marion Levy Relatively Modernized Societies
How is Modernization defined?
Why does Modernization occur?
Relatively non-modern  societies are characterized by: Low degree of specialization High level of self-sufficiency Cultural norms of tradition, particularism, & functional diffuseness Relatively little emphasis on money circulation & market Family norms such as nepotism One-way flow of goods and services from rural to urban areas
Relatively modern societies are characterized by: High degree of specialization & interdependency of organizations Cultural norms of rationality, universalism, & functional specificity High degree of centralization Relatively great emphasis on money circulation & market The need to insulate bureaucracy from other contexts Two-way flow of goods & services between towns and villages
What if you come late to the party?
Advantages   Disadvantages Knowing where they are going Ability to borrow initial expertise in planning, capital accumulation, skills, & patterns of organization without the costs of invention. Able to skip some of the non-essential stages associated with the process. Problems of scale. Problems of conversion of resources, materials, skills, etc. from one use to another. Problems of disappointment. Many people get hurt in a society’s movement toward relatively modernized patterns.
Rostow’s Stages of  Economic Growth “ Traditional Society” Precondition for takeoff growth Takeoff Drive to Maturity High mass-consumption society
How do you get the necessary capital for “Takeoff”? confiscatory and taxation devices PI from banks, capital markets, government bonds, & the stock market PI through foreign trade  PI through direct foreign capital investment
Theoretical Assumptions of Modernization Theory
From Functionalist Theory Modernization is a  systematic  process Modernization is a  transformative  process Modernization is an  immanent  process
From Evolutionary Theory Modernization is a  phased  process Modernization is a  homogenizing  process Modernization is an  Americanization  (or Europeanization) process Modernization is an  irreversible  process Modernization is a  progressive  process Modernization is a  lengthy  process
Policy Implications
4 Criticisms of Modernization Theory
Unidirectional Development
Need to Eliminate Traditional Values
Ideological Critique
“ These epistemological sins led to the theoretical errors of belief in incremental and continuous development, the possibility of orderly and stable change, the diffusion of development from the West to the Third World, and the decline of revolutionary ideology and the spread of pragmatic and scientific thinking.” Sydney Almond
4 Epistemological Sins of MT Belief in the possibility of an objective social science free of ideology. Belief in the cumulative quality of knowledge. Belief in universal laws of social science. Export of these beliefs to the Third World countries.
Neglect of the Issue of Foreign Domination

Modernization Theory

  • 1.
    Modernization Theory Dr.Christopher S. Rice
  • 2.
    Rise of theUnited States as a Superpower
  • 3.
    Spread of a(perceived) united world Communist movement
  • 4.
    Disintegration of theEuropean colonial empires
  • 5.
  • 6.
    Features of Classic Evolutionary Theory Assumed social change is unidirectional Imposed a value judgment on the evolutionary process Assumed that the rate of social change is slow, gradual & piecemeal (evolutionary NOT revolutionary)
  • 7.
  • 8.
  • 9.
    The Functional Imperatives (AGIL) Adaptation Goal attainment Integration Latency
  • 10.
  • 11.
  • 12.
    Parson’s “Pattern Variables”Affective vs. affective-neutral relationship Particularistic vs. Universal relationship Collective orientation vs. self-orientation Ascription vs. Achievement Functionally diffused vs. functionally specific relationships
  • 13.
    Marion Levy RelativelyModernized Societies
  • 14.
  • 15.
  • 16.
    Relatively non-modern societies are characterized by: Low degree of specialization High level of self-sufficiency Cultural norms of tradition, particularism, & functional diffuseness Relatively little emphasis on money circulation & market Family norms such as nepotism One-way flow of goods and services from rural to urban areas
  • 17.
    Relatively modern societiesare characterized by: High degree of specialization & interdependency of organizations Cultural norms of rationality, universalism, & functional specificity High degree of centralization Relatively great emphasis on money circulation & market The need to insulate bureaucracy from other contexts Two-way flow of goods & services between towns and villages
  • 18.
    What if youcome late to the party?
  • 19.
    Advantages Disadvantages Knowing where they are going Ability to borrow initial expertise in planning, capital accumulation, skills, & patterns of organization without the costs of invention. Able to skip some of the non-essential stages associated with the process. Problems of scale. Problems of conversion of resources, materials, skills, etc. from one use to another. Problems of disappointment. Many people get hurt in a society’s movement toward relatively modernized patterns.
  • 20.
    Rostow’s Stages of Economic Growth “ Traditional Society” Precondition for takeoff growth Takeoff Drive to Maturity High mass-consumption society
  • 21.
    How do youget the necessary capital for “Takeoff”? confiscatory and taxation devices PI from banks, capital markets, government bonds, & the stock market PI through foreign trade PI through direct foreign capital investment
  • 22.
    Theoretical Assumptions ofModernization Theory
  • 23.
    From Functionalist TheoryModernization is a systematic process Modernization is a transformative process Modernization is an immanent process
  • 24.
    From Evolutionary TheoryModernization is a phased process Modernization is a homogenizing process Modernization is an Americanization (or Europeanization) process Modernization is an irreversible process Modernization is a progressive process Modernization is a lengthy process
  • 25.
  • 26.
    4 Criticisms ofModernization Theory
  • 27.
  • 28.
    Need to EliminateTraditional Values
  • 29.
  • 30.
    “ These epistemologicalsins led to the theoretical errors of belief in incremental and continuous development, the possibility of orderly and stable change, the diffusion of development from the West to the Third World, and the decline of revolutionary ideology and the spread of pragmatic and scientific thinking.” Sydney Almond
  • 31.
    4 Epistemological Sinsof MT Belief in the possibility of an objective social science free of ideology. Belief in the cumulative quality of knowledge. Belief in universal laws of social science. Export of these beliefs to the Third World countries.
  • 32.
    Neglect of theIssue of Foreign Domination