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JOURNAL CLUB
DR SUSRUTH REDDY,
NICU FELLOW.
A Randomized Trial of
Erythropoietin for
Neuroprotection in Preterm
Infants
S.E. Juul, B.A. Comstock, R. Wadhawan, D.E. Mayock, S.E. Courtney,
T. Robinson, K.A. Ahmad, E. Bendel-Stenzel, M. Baserga, E.F.
LaGamma, L.C. Downey, R. Rao, N. Fahim, A. Lampland, I.D. Frantz
III, J.Y. Khan, M. Weiss, M.M. Gilmore, R.K. Ohls, N. Srinivasan, J.E.
Perez, V. McKay, P.T. Vu, J. Lowe, K. Kuban, T.M. O’Shea, A.L.
Hartman, and P.J. Heagerty, for the PENUT Trial Consortium*
The NEW ENGLAND JOURNAL OF MEDICINE
The research question of this RCT could be
expressed as follows:
• In preterm infants, how effective is erythropoetin for neuroprotection.
NEED FOR STUDY
• High-dose erythropoietin has been shown to have a neuroprotective
effect in preclinical models of neonatal brain injury, and phase 2 trials
have suggested possible efficacy.
• However, the benefits and safety of this therapy in extremely
preterm infants have not been established.
OBJECTIVES
• To study the effect of erythropoietin in neuroprotection in preterm
infants.
• To establish the benefits and safety of this therapy in extreme
preterm infants.
METHODOLOGY
• STUDY DESIGN-multicentre, randomized double blind trial.
• STUDY SETTING-19 sites comprising 30 hospitals.
• STUDY PERIOD-December 2013 to September 2016.
• STUDY POPULATION-Preterm infants between 24 weeks, 0 days to 27
weeks, 6 days.
INCLUSION CRITERIA
• Infants were eligible if they were born between 24 weeks 0 days and
27 weeks 6 days of gestation.
• Enrollment and initial administration of erythropoietin or placebo
occurred within 24 hours after birth.
EXCLUSION CRITERIA
• Exclusion criteria were known life-threatening anomalies,
chromosomal anomalies, disseminated intravascular coagulopathy,
twin-to-twin transfusion, a hematocrit level above 65%, hydrops
fetalis, or known congenital infection.
RANDOMIZATION
• Randomization was stratified according to recruitment site, single or
multiple birth, and gestational age (24 weeks 0 days to 25 weeks 6
days or 26 weeks 0 days to 27 weeks 6 days).
• Block randomization was used within sites with variable blocks of 4, 6,
8, and 10 infants.
• Infants from the same pregnancy (i.e., twins or triplets) were
assigned to the same group.
• Randomization sequences were generated at a central data
coordinating center and were provided directly to the research
pharmacy with the use of a trial binder that contained the complete
set of trial identification numbers and associated randomization
assignments.
BLINDING
• With the exception of the staff at the data coordinating center, the
site pharmacist, and the staff who administered the maintenance
injections, all trial personnel were unaware of the trial-group
assignments.
TRIAL INTERVENTION
• Enrollment and initial administration of erythropoietin or placebo
occurred within 24 hours after birth.
• Infants received erythropoietin at a dose of 1000 U per kilogram or
placebo (saline) intravenously every 48 hours for a total of six doses.
• Thereafter, infants received maintenance subcutaneous injections of
erythropoietin at a dose of 400 U per kilogram of body weight or
sham injections, three times per week through 32 weeks 6 days of
postmenstrual age.
OUTCOMES
• Primary outcome-The primary outcome was death or severe
neurodevelopmental impairment at 22 to 26 months of
postmenstrual age.
• To minimize bias, the examiners were unaware of the participants’
medical histories and the results of brain-imaging studies.
• Secondary outcome-The key secondary outcome was death or
moderate-to-severe neurodevelopmental impairment.
• Other prespecified secondary outcomes were adverse events and
death or severe neurodevelopmental impairment assessed according
to sex.
STATISTICAL ANALYSIS
• Trial design assumed that 18% of the infants would die and that trial-
group assignment would have no effect on mortality.
• Moreover, it was hypothesized that treatment with erythropoietin
would result in a 25% lower rate of neurodevelopmental impairment
than placebo (30% vs. 40%).
• It was calculated that 376 infants per group (a total of 752) would be
needed to give the trial more than 80% power to show this 25%
difference.
• Because multiple births account for 25% of extremely preterm
infants, we increased the total sample size to 846 infants, using a
variance inflation factor of 1.125 to account for correlation within
siblings from the same pregnancy (assuming a correlation of 0.5 and
an average cluster size of 1.25).
• Anticipated attrition was 12.5% of the infants and therefore planned
for an overall total enrollment of 940 infants.
• A modified intention-to-treat approach was used for the safety
analysis.
• The safety analysis compared the percentage of serious adverse
events in the two groups that occurred from the time of the first dose
to the time of hospital discharge.
• Wald test was used with a Poisson regression model for the analysis
of total serious adverse events and a logistic-regression model for the
analysis of individual events, with adjustment for gestational age at
birth (24 weeks 0 days to 25 weeks 6 days or 26 weeks 0 days to 27
weeks 6 days) and recruitment site as fixed effects.
• Evaluated the primary outcome of death or neurodevelopmental
impairment using generalized estimating equations to account for
potential correlation within siblings from the same pregnancy, with
adjustment for gestational age at birth and recruitment site as a fixed
effect.
• A two-sided significance level of 0.05 was used for the prespecified
efficacy hypothesis test and for the final safety analysis that
compared serious adverse events between groups.
RESULTS
• A total of 941 infants were enrolled from December 2013 through
September 2016 at 19 sites that comprised 30 hospitals; 477 infants
were assigned to the erythropoietin group and 464 to the placebo
group.
• The majority of infants received all six intravenous doses (432 of 476
infants [91%] in the erythropoietin group and 424 of 460 infants
[92%] in the placebo group).
• 25 infants (5%) in the erythropoietin group and 26 (6%) in the
placebo group died before they received all six doses.
• The number of infants who received all subcutaneous doses of
erythropoietin or all placebo sham injections was similar in the two
groups (389 infants [82%] in the erythropoietin group and 390 [85%]
in the placebo group).
• A similar number of infants in the two groups (420 [88%] in the
erythropoietin group and 412 [90%] in the placebo group) were
discharged alive.
• The time until discharge was also similar in the two groups.
DISCUSSION
• No significant difference between groups in the primary outcome of
death or severe neurodevelopmental impairment at 2 years of age.
• These results are in contrast to the conclusion of a meta-analysis of
four randomized trials that showed that erythropoietin reduced the
risk of a Mental Developmental Index score of less than 70 at a
postmenstrual age of 18 to 22 months but showed no significant
effect with respect to motor function, hearing, or vision.
• Previous studies have used different dosing regimens and different
durations of treatment.
• Moreover, the infants enrolled in these studies were, on average,
more mature (27 weeks to 30 weeks of gestational age at birth) than
the infants in this trial.
• The current trial is larger than the previous trials, and the infants
included in this trial were born at 24 weeks 0 days to 27 weeks 6 days
of gestation.
• A limitation of this trial was the use of neurodevelopmental testing at
2 years of age, which provides less reliable information than
assessments performed at older ages.
• The rate of death or severe neurodevelopmental impairment (26%)
was lower than the predicted rate of 40%.
• Similarly, the observed rate of the composite outcome of death or
moderate to-severe neurodevelopmental impairment (48%) was
lower than the anticipated rate of 60
• The difference between the observed and predicted rates was most
likely the result of exclusion of infants with conditions known to be
associated with a higher risk of death and conditions known to have
adverse effects on neurodevelopment.
• No meaningful differences between groups in any serious adverse
events.
CONCLUSION
• In summary, it was not observe that treatment with high-dose
erythropoietin in extremely preterm infants resulted in a lower risk of
death or in better neurodevelopmental outcomes at 2 years of age
than placebo.
CRITICAL ANALYSIS
INTRODUCTION
• Is the title clear?- YES
• Is the subject relevant? -YES
• Is the clinical issue addressed is of sufficient importance? -
YES
• Does it come from a multicenter or single set up? – Multicenter
• Explained the scientific background and rationale? – YES
• Is the study different from the previous studies - YES
• Does the study result add significantly to previous studies -
YES
METHODOLOGY DESIGN
• Design of experiment/trial –randomized clinical trial
• Details of methods ofassessment described? – YES
• Was the sample size mentioned?- YES
• Were the Outcome measures mentioned? – YES
• Duration of study mentioned?- YES
• Duration of follow up mentioned? - NO
• Was blinding done in this study? – YES
• Does the end point or outcome clear? –YES
• Any patients received more treatment? – YES
TREATMENT ALLOCATION
• Are they representative of the population? – NO
• Inclusion and exclusion criteria mentioned?– YES
OUTCOME MEASURES
• Are there multiple endpoints?- YES
• Are subgroup analyses performed and if so reported
appropriately? -YES
• Was any harm done during the study? - NO
STATISTICAL ANALYSIS
• Are the statistical methods used in the study specified in sufficient detail? - YES
• Is there a statement about the sample size or power? - YES
• Are all relevant outcomes reported? – YES
• Have assumptions been made at first? – YES
• Is the statistical methods used are standard one? – YES
• Has the data analysed without entry mistakes? Not mentioned
RESULTS
• Do the results relate to research questions proposed in the study
objectives? – YES
• Are actual values reported (e.g. mean, standard deviation,
• proportions) not just the results of statistical tests? - YES
• Are appropriate graphics used to present the results clearly? -
YES
THANK YOU

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journal club

  • 1. JOURNAL CLUB DR SUSRUTH REDDY, NICU FELLOW.
  • 2. A Randomized Trial of Erythropoietin for Neuroprotection in Preterm Infants S.E. Juul, B.A. Comstock, R. Wadhawan, D.E. Mayock, S.E. Courtney, T. Robinson, K.A. Ahmad, E. Bendel-Stenzel, M. Baserga, E.F. LaGamma, L.C. Downey, R. Rao, N. Fahim, A. Lampland, I.D. Frantz III, J.Y. Khan, M. Weiss, M.M. Gilmore, R.K. Ohls, N. Srinivasan, J.E. Perez, V. McKay, P.T. Vu, J. Lowe, K. Kuban, T.M. O’Shea, A.L. Hartman, and P.J. Heagerty, for the PENUT Trial Consortium* The NEW ENGLAND JOURNAL OF MEDICINE
  • 3. The research question of this RCT could be expressed as follows: • In preterm infants, how effective is erythropoetin for neuroprotection.
  • 4. NEED FOR STUDY • High-dose erythropoietin has been shown to have a neuroprotective effect in preclinical models of neonatal brain injury, and phase 2 trials have suggested possible efficacy. • However, the benefits and safety of this therapy in extremely preterm infants have not been established.
  • 5. OBJECTIVES • To study the effect of erythropoietin in neuroprotection in preterm infants. • To establish the benefits and safety of this therapy in extreme preterm infants.
  • 6. METHODOLOGY • STUDY DESIGN-multicentre, randomized double blind trial. • STUDY SETTING-19 sites comprising 30 hospitals. • STUDY PERIOD-December 2013 to September 2016. • STUDY POPULATION-Preterm infants between 24 weeks, 0 days to 27 weeks, 6 days.
  • 7. INCLUSION CRITERIA • Infants were eligible if they were born between 24 weeks 0 days and 27 weeks 6 days of gestation. • Enrollment and initial administration of erythropoietin or placebo occurred within 24 hours after birth.
  • 8. EXCLUSION CRITERIA • Exclusion criteria were known life-threatening anomalies, chromosomal anomalies, disseminated intravascular coagulopathy, twin-to-twin transfusion, a hematocrit level above 65%, hydrops fetalis, or known congenital infection.
  • 9. RANDOMIZATION • Randomization was stratified according to recruitment site, single or multiple birth, and gestational age (24 weeks 0 days to 25 weeks 6 days or 26 weeks 0 days to 27 weeks 6 days). • Block randomization was used within sites with variable blocks of 4, 6, 8, and 10 infants. • Infants from the same pregnancy (i.e., twins or triplets) were assigned to the same group.
  • 10. • Randomization sequences were generated at a central data coordinating center and were provided directly to the research pharmacy with the use of a trial binder that contained the complete set of trial identification numbers and associated randomization assignments.
  • 11. BLINDING • With the exception of the staff at the data coordinating center, the site pharmacist, and the staff who administered the maintenance injections, all trial personnel were unaware of the trial-group assignments.
  • 12. TRIAL INTERVENTION • Enrollment and initial administration of erythropoietin or placebo occurred within 24 hours after birth. • Infants received erythropoietin at a dose of 1000 U per kilogram or placebo (saline) intravenously every 48 hours for a total of six doses. • Thereafter, infants received maintenance subcutaneous injections of erythropoietin at a dose of 400 U per kilogram of body weight or sham injections, three times per week through 32 weeks 6 days of postmenstrual age.
  • 13. OUTCOMES • Primary outcome-The primary outcome was death or severe neurodevelopmental impairment at 22 to 26 months of postmenstrual age. • To minimize bias, the examiners were unaware of the participants’ medical histories and the results of brain-imaging studies.
  • 14. • Secondary outcome-The key secondary outcome was death or moderate-to-severe neurodevelopmental impairment. • Other prespecified secondary outcomes were adverse events and death or severe neurodevelopmental impairment assessed according to sex.
  • 15. STATISTICAL ANALYSIS • Trial design assumed that 18% of the infants would die and that trial- group assignment would have no effect on mortality. • Moreover, it was hypothesized that treatment with erythropoietin would result in a 25% lower rate of neurodevelopmental impairment than placebo (30% vs. 40%). • It was calculated that 376 infants per group (a total of 752) would be needed to give the trial more than 80% power to show this 25% difference.
  • 16. • Because multiple births account for 25% of extremely preterm infants, we increased the total sample size to 846 infants, using a variance inflation factor of 1.125 to account for correlation within siblings from the same pregnancy (assuming a correlation of 0.5 and an average cluster size of 1.25). • Anticipated attrition was 12.5% of the infants and therefore planned for an overall total enrollment of 940 infants.
  • 17. • A modified intention-to-treat approach was used for the safety analysis. • The safety analysis compared the percentage of serious adverse events in the two groups that occurred from the time of the first dose to the time of hospital discharge. • Wald test was used with a Poisson regression model for the analysis of total serious adverse events and a logistic-regression model for the analysis of individual events, with adjustment for gestational age at birth (24 weeks 0 days to 25 weeks 6 days or 26 weeks 0 days to 27 weeks 6 days) and recruitment site as fixed effects.
  • 18. • Evaluated the primary outcome of death or neurodevelopmental impairment using generalized estimating equations to account for potential correlation within siblings from the same pregnancy, with adjustment for gestational age at birth and recruitment site as a fixed effect. • A two-sided significance level of 0.05 was used for the prespecified efficacy hypothesis test and for the final safety analysis that compared serious adverse events between groups.
  • 19. RESULTS • A total of 941 infants were enrolled from December 2013 through September 2016 at 19 sites that comprised 30 hospitals; 477 infants were assigned to the erythropoietin group and 464 to the placebo group.
  • 20. • The majority of infants received all six intravenous doses (432 of 476 infants [91%] in the erythropoietin group and 424 of 460 infants [92%] in the placebo group). • 25 infants (5%) in the erythropoietin group and 26 (6%) in the placebo group died before they received all six doses. • The number of infants who received all subcutaneous doses of erythropoietin or all placebo sham injections was similar in the two groups (389 infants [82%] in the erythropoietin group and 390 [85%] in the placebo group).
  • 21. • A similar number of infants in the two groups (420 [88%] in the erythropoietin group and 412 [90%] in the placebo group) were discharged alive. • The time until discharge was also similar in the two groups.
  • 22.
  • 23.
  • 24.
  • 25.
  • 26.
  • 27.
  • 28.
  • 29. DISCUSSION • No significant difference between groups in the primary outcome of death or severe neurodevelopmental impairment at 2 years of age. • These results are in contrast to the conclusion of a meta-analysis of four randomized trials that showed that erythropoietin reduced the risk of a Mental Developmental Index score of less than 70 at a postmenstrual age of 18 to 22 months but showed no significant effect with respect to motor function, hearing, or vision.
  • 30. • Previous studies have used different dosing regimens and different durations of treatment. • Moreover, the infants enrolled in these studies were, on average, more mature (27 weeks to 30 weeks of gestational age at birth) than the infants in this trial. • The current trial is larger than the previous trials, and the infants included in this trial were born at 24 weeks 0 days to 27 weeks 6 days of gestation.
  • 31. • A limitation of this trial was the use of neurodevelopmental testing at 2 years of age, which provides less reliable information than assessments performed at older ages. • The rate of death or severe neurodevelopmental impairment (26%) was lower than the predicted rate of 40%. • Similarly, the observed rate of the composite outcome of death or moderate to-severe neurodevelopmental impairment (48%) was lower than the anticipated rate of 60
  • 32. • The difference between the observed and predicted rates was most likely the result of exclusion of infants with conditions known to be associated with a higher risk of death and conditions known to have adverse effects on neurodevelopment. • No meaningful differences between groups in any serious adverse events.
  • 33. CONCLUSION • In summary, it was not observe that treatment with high-dose erythropoietin in extremely preterm infants resulted in a lower risk of death or in better neurodevelopmental outcomes at 2 years of age than placebo.
  • 35. INTRODUCTION • Is the title clear?- YES • Is the subject relevant? -YES • Is the clinical issue addressed is of sufficient importance? - YES • Does it come from a multicenter or single set up? – Multicenter • Explained the scientific background and rationale? – YES • Is the study different from the previous studies - YES • Does the study result add significantly to previous studies - YES
  • 36. METHODOLOGY DESIGN • Design of experiment/trial –randomized clinical trial • Details of methods ofassessment described? – YES • Was the sample size mentioned?- YES • Were the Outcome measures mentioned? – YES • Duration of study mentioned?- YES • Duration of follow up mentioned? - NO
  • 37. • Was blinding done in this study? – YES • Does the end point or outcome clear? –YES • Any patients received more treatment? – YES
  • 38. TREATMENT ALLOCATION • Are they representative of the population? – NO • Inclusion and exclusion criteria mentioned?– YES
  • 39. OUTCOME MEASURES • Are there multiple endpoints?- YES • Are subgroup analyses performed and if so reported appropriately? -YES • Was any harm done during the study? - NO
  • 40. STATISTICAL ANALYSIS • Are the statistical methods used in the study specified in sufficient detail? - YES • Is there a statement about the sample size or power? - YES • Are all relevant outcomes reported? – YES • Have assumptions been made at first? – YES • Is the statistical methods used are standard one? – YES • Has the data analysed without entry mistakes? Not mentioned
  • 41. RESULTS • Do the results relate to research questions proposed in the study objectives? – YES • Are actual values reported (e.g. mean, standard deviation, • proportions) not just the results of statistical tests? - YES • Are appropriate graphics used to present the results clearly? - YES