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HAZARD ANALYSIS & CRITICAL CONTROL POINT
Lito A. Apelo
Fishermen’s Training Institute
Al Khabura, Sultanate of Oman
HACCP ( PRONOUNCED “ HA S S I P") is a difficult
name for a simple and effective way to ensure food
safety HACCP stands for the “Hazard Analysis and
Critical Control Point” system. It allows you to predict
potential risks to food safety and to prevent them
before they happen. By using the HACCP approach to
food safety, you will no longer have to rely solely on
routine inspections to spot and control potential food
safety hazards.
Food safety is key to good business. Selling unsafe foods can cause
illness, lost sales, and lost customers. Keeping foods safe means
jobs, good business, and happy customers. You probably already
know that mussels may cause illness. As a mussel processor, you
must understand the importance of food safety And you know that
it is your responsibility to provide safe foods. The HACCP system is
the best way to keep foods safe. The HACCP system has other
benefits as well. HACCP focuses only on critical areas and thus
saves time. HACCP makes inspections more useful by
concentrating only on potential problems. Once you identify
problems, you can easily correct them. Records produced for the
HACCP system also have benefits. Tracking food temperatures and
other data lets employees become interested in food safety This
interest can lead to better food handling, improved food quality,
and improved pride in their work.
THE SEVEN STEPS IN HACCP
1. Identify potential food safety hazards (conduct
a Hazard Analysis)
2. Determine where and when to prevent problems
(determine Critical Control Points)
3. Set limits to control potential problems
(establish Critical Limits)
4. Set up methods to monitor limits (establish
Monitoring Procedures)
5. Set up procedures to handle control problems
(define Corrective Actions)
6. Use record keeping to check that controls work
(establish a Record-Keeping system)
7. Verify that the HACCP system works properly
(establish VerificationProcedures)
Let’s examine each step in turn
Step 1. Identify potential food safety hazards
(Hazard Analysis).
 A Hazard is any food property that may cause an
unacceptable health risk to your customers.
Hazards may be biological, chemical, or physical.
 Biological hazards include the presence of
harmful bacteria, viruses, or other micro-
organisms
 Chemical hazards include natural toxins, heavy
metals, drug residues, and improperly used
pesticides, cleaning compounds, and food or
color additives
 Physical hazards include foreign objects that may
cause illness or injury -for example, metal, glass,
plastic, and wood
 Step 2 Determine where and when to prevent
problems (Critical Control Points).
In addition to determining major potential
hazards, you need to identify at what point in the
food-processing operation these hazards can be
controlled best. A Critical Control Point (CCP) is a
step in the product handling process where
controls will reduce or eliminate hazards. CCPs
should be designed to control food safety hazards
that could be introduced:
 In the processing plant environment
 Outside the processing plant environment,
including hazards that occur
 before, during, and after harvest
Examples of CCPs might include:
 Receiving
 Chilling and cold storage
 Thawing, mixing ingredients, and other food-
handling stages
 Shipping
 So HACCP systems include two major ideas:
Hazard Analysis (HA) and Critical Control Points
(CCP)
Step 3. Set limits to control potential safety problems
(Critical Limits)
 Once you identify CCPs, you must determine
Critical Limits that will reduce or eliminate
potential hazards. Examples of critical limits
might include:
 Purchasing specifications
 Chilling and cold storage times and temperatures
 Handling practices
Step 4 . Set up methods to monitor limits (Monitoring
Procedures).
 Typical Monitoring Procedures may include:
 Visual observations (watching worker practices,
inspecting raw materials)
 Sensory evaluations (smelling for off-odors, looking
for off-colors, or feeling for texture)
 Chemical measurements (pH or acidity, viscosity, salt
content, or water activity)
 Physical measurements (time and temperature)
 Microbiological measurements (coliforms, fecal
coliforms, E. coli)
 Note: Microbiological testing is seldom effective for
monitoring CCPs due to its time-consuming nature
but may be required by some regulatory agencies.
Step 5. Set up procedures to handle control
problems
(Corrective Actions).
 Food safety problems can occur when HACCP
limits are not met. You must setup procedures to
deal immediately with such failures. These
procedures are called Corrective Actions.
1. No product enters commerce that is unsafe
2. The cause of the deviation is corrected
Corrective actions need to be established for each
critical limit at each CCP.
Examples of corrective actions might include:
 Rejecting products not meeting buying
specifications
 Adjusting a cooler's thermostat to get the proper
temperature
 Modifying food-handling procedures
 Discarding products
Step 6. Use record keeping to check that controls
work(Record-Keeping System).
Monitoring results must be recorded for review by
management. Record keeping is an essential part
of the HACCP system. These records indicate to
management and government inspectors that you
properly evaluated, handled, and processed foods
and ingredients.
HACCP records include documenting:
 Monitoring at CCPs
 Corrective actions taken
 Calibration of process-monitoring instruments
 End-product and in-process testing
Step 7. Verify that the HACCP system works
properly
(Verification Procedures)
Management must verify that the HACCP plan is
controlling food safety hazards that are likely to
occur, and that the plan is being correctly
implemented. Verification includes:
 An in-depth audit of the entire HACCP system at
least once a year. Additional audits should be
conducted whenever there are new products,
new recipes, or new processes. Each of these
requires a new HACCP plan.
 A daily record review that ensures: 1) controls
were working, 2) proper information was
recorded, 3) proper corrective actions were taken,
if needed, and 4) workers handled foods properly
If records indicate potential problems, investigate
immediately and document findings.
 A routine review of consumer complaints to
determine if they relate to CCPs, or reveal
unidentified CCPs.
 Calibration of process-monitoring equipment.
 Periodic end-product or in-process testing, if
desire
EXAMPLES OF PRACTICES THAT INCREASE
POTENTIAL FOOD SAFETY HAZARDS
Cross Contamination
 Storage of raw food with ready-to-eat food
 Employee practices leading to cross-
contamination, such as handling raw and cooked
product without washing and sanitizing hands
(gloves) between products
 Failure to properly clean equipment
 Failure to adequately protect food from
contamination, such as storing raw food above
cooked food in refrigeration units
 Improper storage of refuse
Improper Cold Storage
 Food stored at improper temperatures
 Coolers without thermometers
 Poor cooling practices; overloading refrigeration
units
 Storage of food in improperly labeled containers
Other Hazards
 Improper or inadequate cleaning and sanitation
practices
 Poor food-handling practices
 Use of utensils or food-contact surfaces made
from improper materials
 Inadequate documentation and record keeping
 Improper storage of chemicals and personal items
EXAMPLES OF CRITICAL LIMITS TO REDUCE OR
ELIMINATE POTENTIAL HAZARDS AT CCPs.
CCP: Receiving
 Potentially hazardous food at or below 40°F
(4.4°C)
 Molluscan shellfish at or below 50°F (10°C)
 No evidence of spoilage, abuse, foreign objects, or
contamination in food
CCP:Chilling and Cold Storage
 Do not leave potentially hazardous food at room
temperature
 Do not overload or stack containers in coolers
CCP: Food Handling
 Use proper hand-washing techniques
 Use proper dish-washing and sanitizing
techniques
 Cover and protect open cuts and scratches
 Use clean and sanitized equipment and utensils
 Stay home when sick
CCP: Shipping
 Potentially hazardous food at or below 40°F
(4.4°C)
 Molluscan shellfish at or below 50°F (10°C)
Examples of HACCP Forms
Generic Process Flow Chart
Thank You…

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Haccp

  • 1. HAZARD ANALYSIS & CRITICAL CONTROL POINT Lito A. Apelo Fishermen’s Training Institute Al Khabura, Sultanate of Oman
  • 2. HACCP ( PRONOUNCED “ HA S S I P") is a difficult name for a simple and effective way to ensure food safety HACCP stands for the “Hazard Analysis and Critical Control Point” system. It allows you to predict potential risks to food safety and to prevent them before they happen. By using the HACCP approach to food safety, you will no longer have to rely solely on routine inspections to spot and control potential food safety hazards.
  • 3. Food safety is key to good business. Selling unsafe foods can cause illness, lost sales, and lost customers. Keeping foods safe means jobs, good business, and happy customers. You probably already know that mussels may cause illness. As a mussel processor, you must understand the importance of food safety And you know that it is your responsibility to provide safe foods. The HACCP system is the best way to keep foods safe. The HACCP system has other benefits as well. HACCP focuses only on critical areas and thus saves time. HACCP makes inspections more useful by concentrating only on potential problems. Once you identify problems, you can easily correct them. Records produced for the HACCP system also have benefits. Tracking food temperatures and other data lets employees become interested in food safety This interest can lead to better food handling, improved food quality, and improved pride in their work.
  • 4. THE SEVEN STEPS IN HACCP 1. Identify potential food safety hazards (conduct a Hazard Analysis) 2. Determine where and when to prevent problems (determine Critical Control Points) 3. Set limits to control potential problems (establish Critical Limits)
  • 5. 4. Set up methods to monitor limits (establish Monitoring Procedures) 5. Set up procedures to handle control problems (define Corrective Actions) 6. Use record keeping to check that controls work (establish a Record-Keeping system) 7. Verify that the HACCP system works properly (establish VerificationProcedures)
  • 6. Let’s examine each step in turn Step 1. Identify potential food safety hazards (Hazard Analysis).  A Hazard is any food property that may cause an unacceptable health risk to your customers. Hazards may be biological, chemical, or physical.
  • 7.  Biological hazards include the presence of harmful bacteria, viruses, or other micro- organisms  Chemical hazards include natural toxins, heavy metals, drug residues, and improperly used pesticides, cleaning compounds, and food or color additives  Physical hazards include foreign objects that may cause illness or injury -for example, metal, glass, plastic, and wood
  • 8.  Step 2 Determine where and when to prevent problems (Critical Control Points). In addition to determining major potential hazards, you need to identify at what point in the food-processing operation these hazards can be controlled best. A Critical Control Point (CCP) is a step in the product handling process where controls will reduce or eliminate hazards. CCPs should be designed to control food safety hazards that could be introduced:
  • 9.  In the processing plant environment  Outside the processing plant environment, including hazards that occur  before, during, and after harvest
  • 10. Examples of CCPs might include:  Receiving  Chilling and cold storage  Thawing, mixing ingredients, and other food- handling stages  Shipping  So HACCP systems include two major ideas: Hazard Analysis (HA) and Critical Control Points (CCP)
  • 11. Step 3. Set limits to control potential safety problems (Critical Limits)  Once you identify CCPs, you must determine Critical Limits that will reduce or eliminate potential hazards. Examples of critical limits might include:  Purchasing specifications  Chilling and cold storage times and temperatures  Handling practices
  • 12. Step 4 . Set up methods to monitor limits (Monitoring Procedures).  Typical Monitoring Procedures may include:  Visual observations (watching worker practices, inspecting raw materials)  Sensory evaluations (smelling for off-odors, looking for off-colors, or feeling for texture)  Chemical measurements (pH or acidity, viscosity, salt content, or water activity)  Physical measurements (time and temperature)  Microbiological measurements (coliforms, fecal coliforms, E. coli)  Note: Microbiological testing is seldom effective for monitoring CCPs due to its time-consuming nature but may be required by some regulatory agencies.
  • 13. Step 5. Set up procedures to handle control problems (Corrective Actions).  Food safety problems can occur when HACCP limits are not met. You must setup procedures to deal immediately with such failures. These procedures are called Corrective Actions. 1. No product enters commerce that is unsafe 2. The cause of the deviation is corrected Corrective actions need to be established for each critical limit at each CCP.
  • 14. Examples of corrective actions might include:  Rejecting products not meeting buying specifications  Adjusting a cooler's thermostat to get the proper temperature  Modifying food-handling procedures  Discarding products
  • 15. Step 6. Use record keeping to check that controls work(Record-Keeping System). Monitoring results must be recorded for review by management. Record keeping is an essential part of the HACCP system. These records indicate to management and government inspectors that you properly evaluated, handled, and processed foods and ingredients.
  • 16. HACCP records include documenting:  Monitoring at CCPs  Corrective actions taken  Calibration of process-monitoring instruments  End-product and in-process testing
  • 17. Step 7. Verify that the HACCP system works properly (Verification Procedures) Management must verify that the HACCP plan is controlling food safety hazards that are likely to occur, and that the plan is being correctly implemented. Verification includes:  An in-depth audit of the entire HACCP system at least once a year. Additional audits should be conducted whenever there are new products, new recipes, or new processes. Each of these requires a new HACCP plan.
  • 18.  A daily record review that ensures: 1) controls were working, 2) proper information was recorded, 3) proper corrective actions were taken, if needed, and 4) workers handled foods properly If records indicate potential problems, investigate immediately and document findings.
  • 19.  A routine review of consumer complaints to determine if they relate to CCPs, or reveal unidentified CCPs.  Calibration of process-monitoring equipment.  Periodic end-product or in-process testing, if desire
  • 20. EXAMPLES OF PRACTICES THAT INCREASE POTENTIAL FOOD SAFETY HAZARDS Cross Contamination  Storage of raw food with ready-to-eat food  Employee practices leading to cross- contamination, such as handling raw and cooked product without washing and sanitizing hands (gloves) between products  Failure to properly clean equipment
  • 21.  Failure to adequately protect food from contamination, such as storing raw food above cooked food in refrigeration units  Improper storage of refuse
  • 22. Improper Cold Storage  Food stored at improper temperatures  Coolers without thermometers  Poor cooling practices; overloading refrigeration units  Storage of food in improperly labeled containers
  • 23. Other Hazards  Improper or inadequate cleaning and sanitation practices  Poor food-handling practices  Use of utensils or food-contact surfaces made from improper materials  Inadequate documentation and record keeping  Improper storage of chemicals and personal items
  • 24. EXAMPLES OF CRITICAL LIMITS TO REDUCE OR ELIMINATE POTENTIAL HAZARDS AT CCPs. CCP: Receiving  Potentially hazardous food at or below 40°F (4.4°C)  Molluscan shellfish at or below 50°F (10°C)  No evidence of spoilage, abuse, foreign objects, or contamination in food
  • 25. CCP:Chilling and Cold Storage  Do not leave potentially hazardous food at room temperature  Do not overload or stack containers in coolers
  • 26. CCP: Food Handling  Use proper hand-washing techniques  Use proper dish-washing and sanitizing techniques  Cover and protect open cuts and scratches  Use clean and sanitized equipment and utensils  Stay home when sick
  • 27. CCP: Shipping  Potentially hazardous food at or below 40°F (4.4°C)  Molluscan shellfish at or below 50°F (10°C)
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