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Horizon 2020 and research data 
Info meeting Horizon 2020 @ TU/e 
TU/e, 07-10-2014 
l.osinski@tue.nl, TU/e IEC/Library 
Available under CC BY license, which permits 
unrestricted use, distribution, and reproduction in 
any medium, provided the original author and 
source are credited
What is research data management [RDM]? 
RDM: caring* for your data with the purpose of protecting their 
mere existence and making them available to others 
Data sharing implies research data management during your 
research, or: RDM prepares the way for sharing your data after 
the project 
Source: Research Data 
Netherlands / Marina Noordegraaf 
*Goodman A, et al. (2014) Ten simple rules for the care and feeding of scientific data. PLoS Comput Biol 10(4): 
e1003542. doi:10.1371/journal.pcbi.1003542
Why research data management? [1] 
Because this is expected by: 
 Funders [NWO, ZonMW, EC] 
 Journals [here, here, here, here] 
 Professional organizations: VSNU code of conduct, KNAW 
 Research evaluators: VSNU SEP protocol 2015-2021 
 Universities: Radboud, TU/e (?) 
Source: Research Data Netherlands / 
Marina Noordegraaf
Why research data management? [2] 
 Scientific integrity 
 Re-use of research data 
Source: Research Data Netherlands / 
Marina Noordegraaf
Horizon 2020 #1 
Model grant agreement 
 “… the beneficiary must aim to deposit at the same time the research data 
needed to validate the results presented in the deposited scientific 
publications, ideally into a data repository.” [ Model grant agreement, p. 
58, italics mine ] 
 “… the notion of ‘publication’ increasingly includes the data underpinning 
the publication and results presented (…) This data is needed to validate 
the results presented (…) Beneficiaries are also invited to grant open access 
to this data, but there is no obligation to do so.” [ Guidelines on open 
access, p. 7, italics mine ]
Horizon 2020 #2 
Open research data pilot : scope 
7 areas of Horizon 2020 participate in the pilot: 
 Future and emerging technologies 
 Research infrastructures – part e-infrastructures 
 Leadership in enabling and industrial technologies – Information and 
communication technologies 
 Societal challenge: ‘Secure, clean and efficient energy’ – part Smart cities and 
communities 
 Societal challenge: ‘Climate, action, environment, resource efficiency and raw 
materials’ – except raw materials 
 Societal challenge: ‘Europe in a changing world – inclusive, innovative and reflective 
societies’ 
 Science with and for society 
Projects from other areas may join the pilot on a voluntary basis
Horizon 2020 #2 
Open research data pilot : additional information #1 
 “Projects may opt out of the pilot to allow for the protection of intellectual 
property or personal data; in view of security concerns; (…)” 
 “… aims to improve and maximise access to and re-use of research data 
generated by projects for the benefit of society and the economy.” 
 “Regarding the digital research data (…), the beneficiaries must: deposit in a 
research data repository and take measures to make it possible (…) to 
access, mine, exploit, reproduce, and disseminate – free of charge for any 
user (…) the data …” 
 Two types of data: data underlying publications and other data as indicated 
by researchers in DMPs [raw data or curated data not directly attributable 
to a publication] [ italics mine ]
Horizon 2020 #2 
Open research data pilot : additional information #2 
 “At the proposal submission stage, the information provided is not part of 
the evaluation.” 
 “As an exception, the beneficiaries do not have to ensure open access to 
specific parts of their research data…” 
 “Costs relating to the implementation of the pilot will be eligible.” 
 “Participating projects will be required to develop a Data Management Plan 
(DMP), in which they will specify what data will be open.” [ italics mine ]
Horizon 2020 #2 
Open research data pilot: data management plan [DMP] #1 
The DMP should address: 
1. Data set reference and 
name 
2. Data set description 
3. Standards and metadata 
4. Data sharing 
5. Archiving and preservation 
Research data should be: 
1. Discoverable 
2. Accessible 
3. Assessable and intelligible 
4. Useable beyond the original 
purpose 
5. Interoperable 
DMP template by 3TU.Datacentrum
Horizon 2020 #2 
Open research data pilot: data management plan [DMP] #2 
 DMP is required 
 DMP is deliverable 6 months after project starts 
 DMP is not part of the project evaluation 
Take out so far (out of 3054 proposals) 
 opt out: 24% in core areas 
 opt in: 27% in other areas
Horizon 2020 
Support 
 Data Coach [website] 
 Data librarian : Leon Osinski, Merle Rodenburg 
Video Talk Dr Celina Ramjoué 
Source: Research Data Netherlands / 
Marina Noordegraaf
URL’s of mentioned webpages 
(in order of appearance) 
1. Website IEC/Library [TU/e]: http://w3.tue.nl/nl/diensten/bib/ 
2. NWO, presentation Franciska de Jong, 10-09-2014: 
https://wiki.surfnet.nl/download/attachments/46794177/NWODatamanagement_sep2014_FJ.pdf?version=1&modificationDate=1410789907398&a 
pi=v2 
3. ZonMW: http://www.zonmw.nl/nl/programmas/programma-detail/toegang-tot-data-ttdata/algemeen/ 
4. Data availability policy of journals: General: http://www.nap.edu/openbook.php?record_id=10613&page=33 ; American Economic Review: 
https://www.aeaweb.org/aer/data.php ; PLOS: http://www.plos.org/plos-data-policy-faq/ ; Nature: 
http://www.nature.com/authors/policies/availability.html 
5. VSNU Code of Conduct: 
http://www.vsnu.nl/files/documenten/Feiten_en_Cijfers/The_Netherlands_Code_of_Conduct_for_Scientific_Practice_2012.pdf 
6. Responsible research data management [KNAW]: https://www.knaw.nl/en/news/publications/responsible-research-data-management-and-the-prevention- 
of-scientific-misconduct?set_language=en 
7. VSNU SEP protocol 2015-2021: http://www.vsnu.nl/files/documenten/Nieuwsberichten/SEP_2015-2021.pdf 
8. Radboud University Research data policy: http://www.ru.nl/ubn/diensten/onderzoeksdata/vm/beleid-radboud/ 
9. TU/e Code of scientific conduct: http://www.tue.nl/en/university/about-the-university/integrity/scientific-integrity/ 
10. Horizon 2020 Participant portal: http://ec.europa.eu/research/participants/portal/desktop/en/funding/reference_docs.html 
11. Horizon 2020 Model grant agreement: http://ec.europa.eu/research/participants/portal/desktop/en/funding/reference_docs.html 
12. Guidelines on data management in Horizon 2020 [Open research data pilot]: 
http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-data-mgt_en.pdf 
13. Guidelines on open access to scientific publications and research data in Horizon 2020: 
http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-pilot-guide_en.pdf 
14. DMP Template 3TU.Datacentrum: http://datacentrum.3tu.nl/en/what-we-offer/data-management-plan/ 
15. Take out Horizon 2020: http://tulibrarian.weblog.tudelft.nl/2014/09/27/international-data-week/ 
16. Data Coach [TU/e]: http://www.tue.nl/datacoach 
17. Data librarian: http://www.tue.nl/en/employee/ep/e/d/ep-uid/19880267/ 
18. Video Talk Dr Celina Ramjoué: http://youtu.be/kd3mF3DsP5Y

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Horizon 2020 and research data : info meeting Horizon 2020 @ TUe, 07-10-2014 / Leon Osinski

  • 1. Horizon 2020 and research data Info meeting Horizon 2020 @ TU/e TU/e, 07-10-2014 l.osinski@tue.nl, TU/e IEC/Library Available under CC BY license, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited
  • 2. What is research data management [RDM]? RDM: caring* for your data with the purpose of protecting their mere existence and making them available to others Data sharing implies research data management during your research, or: RDM prepares the way for sharing your data after the project Source: Research Data Netherlands / Marina Noordegraaf *Goodman A, et al. (2014) Ten simple rules for the care and feeding of scientific data. PLoS Comput Biol 10(4): e1003542. doi:10.1371/journal.pcbi.1003542
  • 3. Why research data management? [1] Because this is expected by:  Funders [NWO, ZonMW, EC]  Journals [here, here, here, here]  Professional organizations: VSNU code of conduct, KNAW  Research evaluators: VSNU SEP protocol 2015-2021  Universities: Radboud, TU/e (?) Source: Research Data Netherlands / Marina Noordegraaf
  • 4. Why research data management? [2]  Scientific integrity  Re-use of research data Source: Research Data Netherlands / Marina Noordegraaf
  • 5. Horizon 2020 #1 Model grant agreement  “… the beneficiary must aim to deposit at the same time the research data needed to validate the results presented in the deposited scientific publications, ideally into a data repository.” [ Model grant agreement, p. 58, italics mine ]  “… the notion of ‘publication’ increasingly includes the data underpinning the publication and results presented (…) This data is needed to validate the results presented (…) Beneficiaries are also invited to grant open access to this data, but there is no obligation to do so.” [ Guidelines on open access, p. 7, italics mine ]
  • 6. Horizon 2020 #2 Open research data pilot : scope 7 areas of Horizon 2020 participate in the pilot:  Future and emerging technologies  Research infrastructures – part e-infrastructures  Leadership in enabling and industrial technologies – Information and communication technologies  Societal challenge: ‘Secure, clean and efficient energy’ – part Smart cities and communities  Societal challenge: ‘Climate, action, environment, resource efficiency and raw materials’ – except raw materials  Societal challenge: ‘Europe in a changing world – inclusive, innovative and reflective societies’  Science with and for society Projects from other areas may join the pilot on a voluntary basis
  • 7. Horizon 2020 #2 Open research data pilot : additional information #1  “Projects may opt out of the pilot to allow for the protection of intellectual property or personal data; in view of security concerns; (…)”  “… aims to improve and maximise access to and re-use of research data generated by projects for the benefit of society and the economy.”  “Regarding the digital research data (…), the beneficiaries must: deposit in a research data repository and take measures to make it possible (…) to access, mine, exploit, reproduce, and disseminate – free of charge for any user (…) the data …”  Two types of data: data underlying publications and other data as indicated by researchers in DMPs [raw data or curated data not directly attributable to a publication] [ italics mine ]
  • 8. Horizon 2020 #2 Open research data pilot : additional information #2  “At the proposal submission stage, the information provided is not part of the evaluation.”  “As an exception, the beneficiaries do not have to ensure open access to specific parts of their research data…”  “Costs relating to the implementation of the pilot will be eligible.”  “Participating projects will be required to develop a Data Management Plan (DMP), in which they will specify what data will be open.” [ italics mine ]
  • 9. Horizon 2020 #2 Open research data pilot: data management plan [DMP] #1 The DMP should address: 1. Data set reference and name 2. Data set description 3. Standards and metadata 4. Data sharing 5. Archiving and preservation Research data should be: 1. Discoverable 2. Accessible 3. Assessable and intelligible 4. Useable beyond the original purpose 5. Interoperable DMP template by 3TU.Datacentrum
  • 10. Horizon 2020 #2 Open research data pilot: data management plan [DMP] #2  DMP is required  DMP is deliverable 6 months after project starts  DMP is not part of the project evaluation Take out so far (out of 3054 proposals)  opt out: 24% in core areas  opt in: 27% in other areas
  • 11. Horizon 2020 Support  Data Coach [website]  Data librarian : Leon Osinski, Merle Rodenburg Video Talk Dr Celina Ramjoué Source: Research Data Netherlands / Marina Noordegraaf
  • 12. URL’s of mentioned webpages (in order of appearance) 1. Website IEC/Library [TU/e]: http://w3.tue.nl/nl/diensten/bib/ 2. NWO, presentation Franciska de Jong, 10-09-2014: https://wiki.surfnet.nl/download/attachments/46794177/NWODatamanagement_sep2014_FJ.pdf?version=1&modificationDate=1410789907398&a pi=v2 3. ZonMW: http://www.zonmw.nl/nl/programmas/programma-detail/toegang-tot-data-ttdata/algemeen/ 4. Data availability policy of journals: General: http://www.nap.edu/openbook.php?record_id=10613&page=33 ; American Economic Review: https://www.aeaweb.org/aer/data.php ; PLOS: http://www.plos.org/plos-data-policy-faq/ ; Nature: http://www.nature.com/authors/policies/availability.html 5. VSNU Code of Conduct: http://www.vsnu.nl/files/documenten/Feiten_en_Cijfers/The_Netherlands_Code_of_Conduct_for_Scientific_Practice_2012.pdf 6. Responsible research data management [KNAW]: https://www.knaw.nl/en/news/publications/responsible-research-data-management-and-the-prevention- of-scientific-misconduct?set_language=en 7. VSNU SEP protocol 2015-2021: http://www.vsnu.nl/files/documenten/Nieuwsberichten/SEP_2015-2021.pdf 8. Radboud University Research data policy: http://www.ru.nl/ubn/diensten/onderzoeksdata/vm/beleid-radboud/ 9. TU/e Code of scientific conduct: http://www.tue.nl/en/university/about-the-university/integrity/scientific-integrity/ 10. Horizon 2020 Participant portal: http://ec.europa.eu/research/participants/portal/desktop/en/funding/reference_docs.html 11. Horizon 2020 Model grant agreement: http://ec.europa.eu/research/participants/portal/desktop/en/funding/reference_docs.html 12. Guidelines on data management in Horizon 2020 [Open research data pilot]: http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-data-mgt_en.pdf 13. Guidelines on open access to scientific publications and research data in Horizon 2020: http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-pilot-guide_en.pdf 14. DMP Template 3TU.Datacentrum: http://datacentrum.3tu.nl/en/what-we-offer/data-management-plan/ 15. Take out Horizon 2020: http://tulibrarian.weblog.tudelft.nl/2014/09/27/international-data-week/ 16. Data Coach [TU/e]: http://www.tue.nl/datacoach 17. Data librarian: http://www.tue.nl/en/employee/ep/e/d/ep-uid/19880267/ 18. Video Talk Dr Celina Ramjoué: http://youtu.be/kd3mF3DsP5Y

Editor's Notes

  1. Introducing myself and IEC/Library
  2. This is the main point I would like to make: RDM is prepatory to sharing your data! In essence: RDM is about scientific collaboration. Sharing data and workflows enables collaboration. In that way it also improves your research efficiency.
  3. NWO: “Bij databestanden worden NWO en de kennisinstelling waar het onderzoek is uitgevoerd, tezamen beschouwd als de ‘producent van de databank’” “NWO kan ter bevordering van de kennisoverdracht van onderzoeksresultaten nadere voorwaarden stellen aan de auteursrechten en de extractierechten op databanken die in het kader van het onderzoek worden gecreëerd. Databanken met bijbehorende toelichting worden in elk geval op door NWO aan te geven wijze beschikbaar gesteld voor gebruik ten behoeve van verder wetenschappelijk onderzoek. De binnen een onderzoeksproject verzamelde gegevens dienen daarom goed en toegankelijk te worden gedocumenteerd en opgeslagen.” ZonMW: ZonMw en subsidieontvanger zijn tezamen ‘producent van de databank’ Subsidieaanvrager moet laten zien in hoeverre het onderzoek met bestaande data kan worden gedaan, door uitbreiding van bestaande data of met een nieuwe dataverzameling Subsidieontvanger stelt een datamanagementplan op waarin aangegeven wordt hoe, wanneer en de wijze waarop data beschikbaar worden gesteld Data dienen volgens de geldende standaarden te worden gedocumenteerd en opgeslagen Financiële afrekening is afhankelijk van het nakomen van de afspraken over datamanagement EC: “… the beneficiary must aim to deposit at the same time the research data needed to validate the results presented in the deposited scientific publications, ideally into a data repository.” [ Model grant agreement, p. 58, italics mine ] “… the notion of ‘publication’ increasingly includes the data underpinning the publication and results presented (…) This data is needed to validate the results presented (…) Beneficiaries are also invited to grant open access to this data, but there is no obligation to do so.” [ Guidelines on open access, p. 7] Standard Evaluation Protocol 2015-2021: “the assessment committee considers the research unit’s policy on research integrity (…) It is interested in how the unit deals with research data, data management and integrity…”  zorgvuldig datamanagement ten dienste van wetenschappelijke integriteit Why these requirements from funders, journals and professional organizations? For the sake of scientific integrity  implies research results are verifiable  implies sharing data, i.e. making data available to others which in turn means or implies data management ; For the sake of re-use of data by others ; your data can be valuable to others or your data are unique and therefore valuable That you must share your data doesn’t always or necessarily means that you have to share your data in open access. However, it means at least that you should be able to hand over your data when being asked for. If not  sloppy science. Computer crashes etc. are not accepted as reason not be able to hand over your data. See also: Schuyt-report KNAW, Responsible research data management and the prevention of scientific misconduct (2013) https://www.knaw.nl/en/news/publications/responsible-research-data-management-and-the-prevention-of-scientific-misconduct?set_language=en
  4. Vanwaar deze eisen van onderzoeksfinanciers, tijdschriften, beroepsorganisaties en universiteiten? Omwille van wetenschappelijke integriteit  impliceert dat onderzoeksresultaten verifieerbaar / repliceerbaar zijn  impliceert het delen van onderzoeksdata, dit is beschikbaar stellen aan anderen en dat impliceert op zijn beurt datamanagement ; Omwille van het hergebruik van onderzoeksdata door anderen ; jouw data kunnen waardevol zijn voor anderen of je data zijn uniek en daarom waardevol Data delen betekent niet altijd of automatisch dat je je onderzoeksdata open access beschikbaar moet stellen. Het betekent op zijn minst echter dat je je data kunt overhandigen aan iemand anders als die er om vraagt. Als je dat niet kunt,  onzorgvuldig onderzoek, ‘sloppy science’. Computer crashes etc. worden niet meer geaccepteerd als reden om data niet te kunnen overhandigen. Betrouwbaarhied: fraude gevallen zijn funest voor het (maatschappelijk) vertrouwen in wetenschap
  5. You can be sure that these requirements will be taken over – more or less – by other funders like NWO. Must aim = inspanningsverplichting ; not mandatory Horizon 2020: budget about 70 miljard euro. Achtse kaderprogramma voor onderzoek, 2014-2020 http://ec.europa.eu/research/participants/portal/desktop/en/funding/reference_docs.html#h2020-mga-gga [ Participant portal Horizon 2020 ] http://ec.europa.eu/research/participants/data/ref/h2020/mga/gga/h2020-mga-gga-mono_en.pdf [ Model Grant Agreement Horizon 2020 ] http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-pilot-guide_en.pdf [ = Guidelines on open access…] Het gaat om onderzoeksdata die aan de resultaten van het onderzoek ten grondslag liggen En omwille van de wetenschappelijke integriteit (validatie, verificatie onderzoeksresultaten)
  6. Als je aanvraag valt binnen deze gebieden, moet je meedoen met de pilot. Je kunt echter redenen hebben (tijdens de aanvraagfase al) om niet mee te doen (opting out). Deze redenen liggen op het vlak van vertrouwelijkheid van de gegevens, bescherming intellectuele eigendom, etc. Opting-out heeft geen invloed op al of niet toekenning van de grant. Als het project loopt, kun je nog ervoor kiezen om bepaalde data sets uit te sluiten van open access. Gebieden relevant voor TUe? http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-data-mgt_en.pdf [Guidelines on data management in Horizon 2020 ] Open research data pilot: ook hergebruik van data ; vooral ingevuld door een DMP [ DMP as an early deliverable within the first six months of the project ] Scope: 7 areas of Horizon 2020 ; €3 billion [ 20% of the overall Horizon 2020 budget 2014-2015 ] At the proposal submission stage, the information provided is not part of the evaluation. Costs relating to the implementation of the pilot will be eligible Guidelines on open access to scientific publications and research data in Horizon 2020 (version 1.0, 11 December 2013) Guidelines on data management in Horizon 2020 (version 1.0, 11 december 2013): open research data pilot Open research data pilot / Data management plan [ DMP ] What types of data will the project generate/collect? What standards will be used? How will this data be exploited and/or shared/made accessible for verification and re-use? If data cannot be made available explain why How will this data be curated and preserved?
  7. ‘Take measures’ = best effort, inspanningsverplichting http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-data-mgt_en.pdf [Guidelines on data management in Horizon 2020 ] Open research data pilot: ook hergebruik van data ; vooral ingevuld door een DMP [ DMP as an early deliverable within the first six months of the project ] Scope: 7 areas of Horizon 2020 ; €3 billion [ 20% of the overall Horizon 2020 budget 2014-2015 ] Future and emerging technologies Research infrastructures – part e-infrastructures Leadership in enabling and industrial technologies – Information and communication technolgies Societal challenge: ‘Secure, clean and efficient energy’ – part Smart cities and communities Societal challenge: ‘Climate, action, environment, resource efficiency and raw materials’ – except raw materials Societal challenge: ‘Europe in a changing world – inclusive, innovative and reflective societies’ Science with and for society At the proposal submission stage, the information provided is not part of the evaluation. Costs relating to the implementation of the pilot will be eligible 3054 proposals: opt out core areas = 24% ; opt in in other areas = 27% Guidelines on open access to scientific publications and research data in Horizon 2020 (version 1.0, 11 December 2013) Guidelines on data management in Horizon 2020 (version 1.0, 11 december 2013): open research data pilot Open research data pilot / Data management plan [ DMP ] What types of data will the project generate/collect? What standards will be used? How will this data be exploited and/or shared/made accessible for verification and re-use? If data cannot be made available explain why How will this data be curated and preserved?
  8. ‘Take measures’ = best effort, inspanningsverplichting http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-data-mgt_en.pdf [Guidelines on data management in Horizon 2020 ] Open research data pilot: ook hergebruik van data ; vooral ingevuld door een DMP [ DMP as an early deliverable within the first six months of the project ] Scope: 7 areas of Horizon 2020 ; €3 billion [ 20% of the overall Horizon 2020 budget 2014-2015 ] Future and emerging technologies Research infrastructures – part e-infrastructures Leadership in enabling and industrial technologies – Information and communication technolgies Societal challenge: ‘Secure, clean and efficient energy’ – part Smart cities and communities Societal challenge: ‘Climate, action, environment, resource efficiency and raw materials’ – except raw materials Societal challenge: ‘Europe in a changing world – inclusive, innovative and reflective societies’ Science with and for society At the proposal submission stage, the information provided is not part of the evaluation. Costs relating to the implementation of the pilot will be eligible Guidelines on open access to scientific publications and research data in Horizon 2020 (version 1.0, 11 December 2013) Guidelines on data management in Horizon 2020 (version 1.0, 11 december 2013): open research data pilot Open research data pilot / Data management plan [ DMP ] What types of data will the project generate/collect? What standards will be used? How will this data be exploited and/or shared/made accessible for verification and re-use? If data cannot be made available explain why How will this data be curated and preserved?