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Global ocean governance and the
               challenge of
Integrated Coastal and Ocean Management
                 in Japan
         and some other countries




           Temple University conference, 17 December 2010
                           Yves Henocque, OPRF Visiting Fellow
WE HAVE GLOBAL PROBLEMS

An environmental crisis, especially
 associated with global warming

One of the worst financial, economic
 and social crisis in post-war history

    Should the answer be global or local ?
PLANET EARTH / PLANET OCEAN
We live on Planet Earth, i.e. 30% of the planet

The remaining 70% is covered by water
              Planet Ocean

of which 70% is an abyss averaging 4,000m.
below the sea surface (max: 10,924m.)

99% of Earth’s biosphere is in/under marine
waters (5% of the ocean explored as of today)
A sea of international agreements and main concepts
1982. UN Convention on the Law of the Sea is adopted….. Ratified in 1994
             Territorial waters – Exclusive Economic Zone – International waters

1987. Our Common Future (Brundtland Report).
Report from the World Commission on Environment and Development linking social, economical,
cultural and environmental issues for tackling with global solutions.
                                    Sustainable Development
1988. Intergovernmental Panel on Climate Change (IPCC) is established
Collecting, integrating, assessing and predicting using the most recent information from scientific,
technical and socio-economical research.
                                 Climate change – Mitigation/Adaptation

1992. Earth Summit. UN Conference on Environment and Development (UNCED) in Rio de Janeiro.
Agreements about the Agenda 21 action plan and the Convention on Biodiversity, the framework
Convention on Climate Change and Principles on forest conservation.
                 Integrated Coastal Management – Ecosystem-Based Management

1995. UN Fish Stocks Agreement. Mandated the uses of the precautionary approach and an
ecosystem-based approach to conservation and management
                                 Ecosystem approach to fisheries

2005. Report from the Millennium Ecosystem Assessment. Logical framework linking pressures to
the state of ecosystemic services and human well-being, for a global assessment of ecosystems state and
scenarios on future evolution.
                               Ecosystemic Services – Human Well-being
Exclusive Economic Zone




United States: 11.3 M Km²    Russia: 7.5 M Km²
France:        11 M Km²     Canada: 5.5 M Km²
Australia:     8.1 Km²      Japan: 4.4 M Km²
Legal and institutional aspects
Japan’s EEZ: 4.47 million km²




              : 11.03 million km²
European Marine Ecoregions

                   A- Groenland /Iceland Sea
                   B- Barents Sea
                   C- Feroe islands
                   D- Norvegian Sea
                   E- Celtic Seas
                   F- North Sea
                   G- South Atlantic
                   H- Western Mediterranean
                   I- Adriatic/Aegean Sea
                   J- Aegean-Levantine Sea
                   K- North-East Atlantic
                   Ocean
CBD COP-10, Nagoya, 18-29 October 2010
                     Marine Living Planet Index:
                         Overall decline
                          in abundance,
                             diversity,
                        and distribution of
                         marine species
Tracking Ancient-Past-Present Ecosystems
Archaeology – Travellers’ accounts - Archival records
Traditional (TEK) and local (LEK) ecological knowledge
Scientific data including DNA diversity analysis
                                         (From Pitcher and Lam, 2010)
FUNDAMENTALLY A SYSTEM WHICH IS


NON-LINEAR


UNSTABLE


WITH
THRESHOLDS
A Sea of uncoordinated initiatives

UNCED Agenda 21
Chapter 17:
Integrated coastal and marine management
                            ICM
Chapter 15:
Conservation of Biological Diversity
                            EBM
Chapter 18:
Protection of Quality and Supply of Freshwater
                            IWRM
What is it ?
Integrated Coastal Management
       Promote the people,
 while trying to preserve the place

   Biodiversity conservation
      Preserve the place,
   while engaging the people

        In which context ?
Social-Ecological system and its interconnections
                             Coastal ecosystems              Ecosystem
  Drivers of change          Ex: Bay, Estuary…                Services              Coastal and ocean
                                                                                      stakeholders
                          Large marine ecosystems
                           Ex: the Seto Inland Sea          Benefits
                                                        (Human Well-being)
                                                                                       Civil society
                                 Environmental                                         (Consumers)
Indirect pressures                 processes             PROVISIONING
•Demography                                            Food, water, fibres,                  NGOs
•Economics (globalisation,                             combustibles, genes
 market, commerce)                     B
                                                                                                            G
                                   hydrology
•Socio-political                       I                    REGULATION
                                                                                                            O
•Scientific & technological                                                                      U
•Cultural (consumers’ choice)
                                       O               Climate, water, disease                              V
                                 Material fluxes
                                       D                                                         S          E




                                                                                                                 t
                                                                                                               en
                                       I                                                         E




                                                                                                             nm
                                       V
                                                                                                            R
                                                                                                 R




                                                                                                           er
  Direct pressures               Nutrients fluxes              CULTURAL
                                       E                                                                    N




                                                                                                         ov
                                                           Spiritual, education,                 S
  •Land-use management
                                                                                                            A




                                                                                                        G
                                       R                        recreation
  •Introduction or elimination
   of species                          S                                                                    N
                                   Energy
  •Use and adaptation to               I
                                       T                   SUPPORTING                                       C
   technology
  •Use of resources                    Y                Photosynthesis, soil                                E
                                                    constitution, Nutrients cycle       « Knowledge »
  •Climate change
                                                                                        communities

                                                                                        Institutions
                      Integrated ecosystem-based management practices                      (G-PS-CV)
Dynamic
    of scales
The problem of the coast and the ocean is a
      problem of human behaviour

  It must be tackled at a multi-scale level,
                both ways:
     from global to local and vice versa

It is a problem of governance, i.e. the way
    decisions are made while generating a
              sense of ownership
Restoring the ecosystem resilience through
    multi-scale governance processes
            Intergovernmental organisations
             (UN, sector-led organisations)
                Transnational networks
     (Governments: G8, G20 / Civil society: NGOs…)
               Regional seas conventions



        National Maritime Policies

            Local implementation
The making of an integrated maritime policy
                                                                                                    Shared
                                                                                                    instruments
                                                           Multi-scale application
                                                 Nested approach
                                                 Administrative
                                                                                                    Knowledge
                         Policies / Strategies   boundaries
                                                 Sense of place
 Governance mechanisms




                                                            Inter-sectoral application              Monitoring

                                                  Uses of mineral, energy, biological resources ;
                                                  maritime transport, tourism…

                                                                                                    Evaluation



                                                             Cross-cutting application
                                                  Environment (risks, biodiversity, pollution…),     Funding
                                                  international activities, research and
                                                  innovation, security and defense, etc.
An issue about cultural values


                                Integrated
                                  coastal
                               management


                                         Integrated regional seas
                                         and ocean management
Integrated water
resources management
   South Pacific societies: a kinship feeling with ecosystem elements
GOVERNANCE ?




Governance gives the framework in which management operates
WHAT ABOUT JAPAN ?
Japan: some maritime features


                                      ○ Dependency on maritime transport
                                      ○ Dependency on maritime transport
○ Terrestrial superficy
○ Terrestrial superficy                  for commerce
                 2                        for commerce
     378.000 km 2
      378.000 km                           more than 99%
                                            more than 99%
     (61st in the world)
      (61st in the world)
                                      ○ Shipbuilding (annual)
                                      ○ Shipbuilding (annual)
○ EEZ superficy
○ EEZ superficy                            19 Million tons
                    2                       19 Million tons
     4,47 Million km
      4,47 Millionkm 2                     ((2008, 2nd in the world)
                                              2008, 2nd in the world)
     (6th in the world)
      (6th in the world)                    ~27.6% of the world production
                                             ~27.6% of the world production

                                      ○ Number of Ports (commerce, fisheries
                                      ○ Number of Ports (commerce, fisheries
○ Number of islands
○ Number of islands                        3.914
                                            3.914
     6.847 islands
      6.847 islands
                                      ○ Annual pproductionof fisheries and
                                      ○ Annual roduction of fisheries and
○ Coastline length
○ Coastline length                            aquaculture
                                               aquaculture
     35.000 km
      35.000 km                               5,72 Million tons
                                               5,72 Million tons
                                                    th
                                           ((2007, 55thin the world)
                                              2007,     in the world)
JAPAN MARITIME POLICY

Basic Ocean Act (2007)
Basic Plan on Ocean Policy (2008)

12 measures:
Development and use of marine resources
Preservation of marine environment
Development of EEZ and continental shelf
Securing maritime transport
Securing safety and security at sea
Marine surveys
R&D in marine science and technology
International competitiveness of industry
Integrated management of coastal zones
Preservation of islands
International coordination and cooperation
Citizen’s awareness and education
POLICY GOALS BASED ON HISTORICAL RECONSTRUCTION
Sato-yama, somewhere in Japan   Sato-yama, somewhere in Europe




 Sato-umi, somewhere in Japan    Sato-umi, somewhere in Europe
Relationship with nature

Fundamentally different from the western perception
      Man and nature: external relationship
     Man with nature: internal relationship


  A definition of Sato-umi:
  A coastal zone where the livelihoods of human beings
  And the blessings of nature harmoniously coexist with
  coastal area ecosystems
Sea farming in Okayama Prefecture




                                              Habitats pour
                                              poissons matures

                  Equipement acoustique
                  pour l’alimentation

Zone                          Habitats pour
d’immersion                   grossissement
                                                       Habitats pour
                                                       géniteurs
              Zone de
              grossissement
FISHING RIGHTS

              a unique system
  allocating the resources and the space
to Prefectures and Fisheries Cooperatives


  Fishing rights = environmental duties

      Keeping the system working

  An issue about change of behaviour
MPA types and numbers in Japan
                          Bottom-up / Top down

- Total: 1,161 MPAs

Including more than 1,000 implemented in conjunction with fishery
Regulations (legal or self-imposed no-take zones)



 Yaeyama
 Islands,
 Okinawa
Maritime policy: a matter of ownership
                 a matter of networks
                 a matter of scale
                 a matter of nested governance
 National scale (EEZ)


 Marine Ecoregions?
 Engagement of
 Prefectures


 Local scale
 (municipalities)
In the last 40 or 50 years,
                the economy was dominant.
                In the next 20 or 30 years,
                social issues will be dominant.
                Peter F. Drucker (2000)




THANK YOU !
www.sof.or.jp

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Global ocean governance and the challenge of Integrated Coastal and Ocean Management in Japan and some other countries

  • 1. Global ocean governance and the challenge of Integrated Coastal and Ocean Management in Japan and some other countries Temple University conference, 17 December 2010 Yves Henocque, OPRF Visiting Fellow
  • 2. WE HAVE GLOBAL PROBLEMS An environmental crisis, especially associated with global warming One of the worst financial, economic and social crisis in post-war history Should the answer be global or local ?
  • 3. PLANET EARTH / PLANET OCEAN We live on Planet Earth, i.e. 30% of the planet The remaining 70% is covered by water Planet Ocean of which 70% is an abyss averaging 4,000m. below the sea surface (max: 10,924m.) 99% of Earth’s biosphere is in/under marine waters (5% of the ocean explored as of today)
  • 4. A sea of international agreements and main concepts 1982. UN Convention on the Law of the Sea is adopted….. Ratified in 1994 Territorial waters – Exclusive Economic Zone – International waters 1987. Our Common Future (Brundtland Report). Report from the World Commission on Environment and Development linking social, economical, cultural and environmental issues for tackling with global solutions. Sustainable Development 1988. Intergovernmental Panel on Climate Change (IPCC) is established Collecting, integrating, assessing and predicting using the most recent information from scientific, technical and socio-economical research. Climate change – Mitigation/Adaptation 1992. Earth Summit. UN Conference on Environment and Development (UNCED) in Rio de Janeiro. Agreements about the Agenda 21 action plan and the Convention on Biodiversity, the framework Convention on Climate Change and Principles on forest conservation. Integrated Coastal Management – Ecosystem-Based Management 1995. UN Fish Stocks Agreement. Mandated the uses of the precautionary approach and an ecosystem-based approach to conservation and management Ecosystem approach to fisheries 2005. Report from the Millennium Ecosystem Assessment. Logical framework linking pressures to the state of ecosystemic services and human well-being, for a global assessment of ecosystems state and scenarios on future evolution. Ecosystemic Services – Human Well-being
  • 5. Exclusive Economic Zone United States: 11.3 M Km² Russia: 7.5 M Km² France: 11 M Km² Canada: 5.5 M Km² Australia: 8.1 Km² Japan: 4.4 M Km²
  • 7.
  • 8. Japan’s EEZ: 4.47 million km² : 11.03 million km²
  • 9. European Marine Ecoregions A- Groenland /Iceland Sea B- Barents Sea C- Feroe islands D- Norvegian Sea E- Celtic Seas F- North Sea G- South Atlantic H- Western Mediterranean I- Adriatic/Aegean Sea J- Aegean-Levantine Sea K- North-East Atlantic Ocean
  • 10. CBD COP-10, Nagoya, 18-29 October 2010 Marine Living Planet Index: Overall decline in abundance, diversity, and distribution of marine species
  • 11. Tracking Ancient-Past-Present Ecosystems Archaeology – Travellers’ accounts - Archival records Traditional (TEK) and local (LEK) ecological knowledge Scientific data including DNA diversity analysis (From Pitcher and Lam, 2010)
  • 12. FUNDAMENTALLY A SYSTEM WHICH IS NON-LINEAR UNSTABLE WITH THRESHOLDS
  • 13. A Sea of uncoordinated initiatives UNCED Agenda 21 Chapter 17: Integrated coastal and marine management ICM Chapter 15: Conservation of Biological Diversity EBM Chapter 18: Protection of Quality and Supply of Freshwater IWRM
  • 14. What is it ? Integrated Coastal Management Promote the people, while trying to preserve the place Biodiversity conservation Preserve the place, while engaging the people In which context ?
  • 15. Social-Ecological system and its interconnections Coastal ecosystems Ecosystem Drivers of change Ex: Bay, Estuary… Services Coastal and ocean stakeholders Large marine ecosystems Ex: the Seto Inland Sea Benefits (Human Well-being) Civil society Environmental (Consumers) Indirect pressures processes PROVISIONING •Demography Food, water, fibres, NGOs •Economics (globalisation, combustibles, genes market, commerce) B G hydrology •Socio-political I REGULATION O •Scientific & technological U •Cultural (consumers’ choice) O Climate, water, disease V Material fluxes D S E t en I E nm V R R er Direct pressures Nutrients fluxes CULTURAL E N ov Spiritual, education, S •Land-use management A G R recreation •Introduction or elimination of species S N Energy •Use and adaptation to I T SUPPORTING C technology •Use of resources Y Photosynthesis, soil E constitution, Nutrients cycle « Knowledge » •Climate change communities Institutions Integrated ecosystem-based management practices (G-PS-CV)
  • 16. Dynamic of scales
  • 17. The problem of the coast and the ocean is a problem of human behaviour It must be tackled at a multi-scale level, both ways: from global to local and vice versa It is a problem of governance, i.e. the way decisions are made while generating a sense of ownership
  • 18. Restoring the ecosystem resilience through multi-scale governance processes Intergovernmental organisations (UN, sector-led organisations) Transnational networks (Governments: G8, G20 / Civil society: NGOs…) Regional seas conventions National Maritime Policies Local implementation
  • 19. The making of an integrated maritime policy Shared instruments Multi-scale application Nested approach Administrative Knowledge Policies / Strategies boundaries Sense of place Governance mechanisms Inter-sectoral application Monitoring Uses of mineral, energy, biological resources ; maritime transport, tourism… Evaluation Cross-cutting application Environment (risks, biodiversity, pollution…), Funding international activities, research and innovation, security and defense, etc.
  • 20. An issue about cultural values Integrated coastal management Integrated regional seas and ocean management Integrated water resources management South Pacific societies: a kinship feeling with ecosystem elements
  • 21. GOVERNANCE ? Governance gives the framework in which management operates
  • 23. Japan: some maritime features ○ Dependency on maritime transport ○ Dependency on maritime transport ○ Terrestrial superficy ○ Terrestrial superficy for commerce 2 for commerce 378.000 km 2 378.000 km more than 99% more than 99% (61st in the world) (61st in the world) ○ Shipbuilding (annual) ○ Shipbuilding (annual) ○ EEZ superficy ○ EEZ superficy 19 Million tons 2 19 Million tons 4,47 Million km 4,47 Millionkm 2 ((2008, 2nd in the world) 2008, 2nd in the world) (6th in the world) (6th in the world) ~27.6% of the world production ~27.6% of the world production ○ Number of Ports (commerce, fisheries ○ Number of Ports (commerce, fisheries ○ Number of islands ○ Number of islands 3.914 3.914 6.847 islands 6.847 islands ○ Annual pproductionof fisheries and ○ Annual roduction of fisheries and ○ Coastline length ○ Coastline length aquaculture aquaculture 35.000 km 35.000 km 5,72 Million tons 5,72 Million tons th ((2007, 55thin the world) 2007, in the world)
  • 24. JAPAN MARITIME POLICY Basic Ocean Act (2007) Basic Plan on Ocean Policy (2008) 12 measures: Development and use of marine resources Preservation of marine environment Development of EEZ and continental shelf Securing maritime transport Securing safety and security at sea Marine surveys R&D in marine science and technology International competitiveness of industry Integrated management of coastal zones Preservation of islands International coordination and cooperation Citizen’s awareness and education
  • 25. POLICY GOALS BASED ON HISTORICAL RECONSTRUCTION
  • 26.
  • 27. Sato-yama, somewhere in Japan Sato-yama, somewhere in Europe Sato-umi, somewhere in Japan Sato-umi, somewhere in Europe
  • 28. Relationship with nature Fundamentally different from the western perception Man and nature: external relationship Man with nature: internal relationship A definition of Sato-umi: A coastal zone where the livelihoods of human beings And the blessings of nature harmoniously coexist with coastal area ecosystems
  • 29. Sea farming in Okayama Prefecture Habitats pour poissons matures Equipement acoustique pour l’alimentation Zone Habitats pour d’immersion grossissement Habitats pour géniteurs Zone de grossissement
  • 30. FISHING RIGHTS a unique system allocating the resources and the space to Prefectures and Fisheries Cooperatives Fishing rights = environmental duties Keeping the system working An issue about change of behaviour
  • 31. MPA types and numbers in Japan Bottom-up / Top down - Total: 1,161 MPAs Including more than 1,000 implemented in conjunction with fishery Regulations (legal or self-imposed no-take zones) Yaeyama Islands, Okinawa
  • 32. Maritime policy: a matter of ownership a matter of networks a matter of scale a matter of nested governance National scale (EEZ) Marine Ecoregions? Engagement of Prefectures Local scale (municipalities)
  • 33. In the last 40 or 50 years, the economy was dominant. In the next 20 or 30 years, social issues will be dominant. Peter F. Drucker (2000) THANK YOU ! www.sof.or.jp