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Designation: C 1093 – 08
Standard Practice for
Accreditation of Testing Agencies for Masonry1
This standard is issued under the fixed designation C 1093; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope*
1.1 This practice covers the minimum requirements for
laboratory personnel, for establishing and maintaining a quality
system, and it establishes minimum qualifications for agencies
engaged in the testing of masonry materials.
1.2 Criteria are provided for evaluating the capability of an
agency to properly perform designated tests on masonry
materials, and for establishing guidelines pertaining to an
agency’s organization, personnel, facilities, and quality system.
This practice may be supplemented by more specific criteria
and requirements for particular projects.
1.3 This practice can be used as a basis to evaluate testing
agencies, and it is intended for use for the qualifying or
accrediting of testing agencies, or both, public or private,
engaged in the testing of masonry materials.
1.4 This standard does not purport to address all of the
safety concerns, if any, associated with its use. It is the
responsibility of the user of this standard to establish appro-
priate safety and health practices and determine the applica-
bility of regulatory limitations prior to use.
2. Referenced Documents
2.1 ASTM Standards: 2
C 67 Test Methods for Sampling and Testing Brick and
Structural Clay Tile
C 109/C 109M Test Method for Compressive Strength of
Hydraulic Cement Mortars (Using 2-in. or [50-mm] Cube
Specimens)
C 117 Test Method for Materials Finer than 75-µm (No.
200) Sieve in Mineral Aggregates by Washing
C 136 Test Method for Sieve Analysis of Fine and Coarse
Aggregates
C 140 Test Methods for Sampling and Testing Concrete
Masonry Units and Related Units
C 143/C 143M Test Method for Slump of Hydraulic-
Cement Concrete
C 173/C 173M Test Method for Air Content of Freshly
Mixed Concrete by the Volumetric Method
C 185 Test Method for Air Content of Hydraulic Cement
Mortar
C 230/C 230M Specification for Flow Table for Use in Tests
of Hydraulic Cement
C 231 Test Method for Air Content of Freshly Mixed
Concrete by the Pressure Method
C 270 Specification for Mortar for Unit Masonry
C 305 Practice for Mechanical Mixing of Hydraulic Cement
Pastes and Mortars of Plastic Consistency
C 470/C 470M Specification for Molds for Forming Con-
crete Test Cylinders Vertically
C 780 Test Method for Preconstruction and Construction
Evaluation of Mortars for Plain and Reinforced Unit
Masonry
C 1072 Test Method for Measurement of Masonry Flexural
Bond Strength
C 1506 Test Method for Water Retention of Hydraulic
Cement-Based Mortars and Plasters
E 4 Practices for Force Verification of Testing Machines
E 11 Specification for Wire Cloth and Sieves for Testing
Purposes
3. Terminology
3.1 Definition:
3.1.1 quality system—the organizational structure, respon-
sibilities, procedures, processes, capabilities, and resources for
implementing quality management.
3.2 Definitions of Terms Specific to This Standard:
3.2.1 agency—the organization engaged to test masonry
materials as required by a specification or contract.
3.2.2 quality system manual (QSM)—a manual describing
and documenting an agency’s quality system.
3.2.3 user—the person or organization engaging the agency
to provide tests; or using this practice to evaluate or accredit
the agency.
4. Significance and Use
4.1 This practice provides the basic minimum criteria for
use in evaluating the qualifications of testing agencies for
masonry materials. The criteria may be supplemented by more
1
This practice is under the jurisdiction of ASTM Committee C15 on Manufac-
tured Masonry Units and is the direct responsibility of Subcommittee C15.07 on
Standards for Laboratory Accreditation.
Current edition approved July 1, 2008. Published July 2008. Originally approved
in 1988. Last previous edition approved in 2007 as C 1093 – 07.
2
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Standards volume information, refer to the standard’s Document Summary page on
the ASTM website.
1
*A Summary of Changes section appears at the end of this standard.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.
specific criteria and requirements. It can be used as a guide for
internal audits by individual users.
4.2 The intent of this practice is to provide a consensus basis
for evaluating a testing agency, with respect to that agency’s
capability to objectively and competently provide the specific
services needed by the user.
4.3 This practice may be used as a basis for accreditation.
5. Responsibilities and Duties
5.1 The agency shall ensure that only tests for which it is
adequately equipped and staffed are performed.
5.2 The agency shall ensure that personnel perform only
tests for which they are adequately trained, qualified, and
certified in accordance with applicable specifications.
5.3 The agency shall ensure that all equipment is properly
maintained in good operating condition and is calibrated as
applicable.
5.4 The agency shall perform all testing in accordance with
appropriate standards and quality control criteria. Documents
unique to the user shall be furnished to the agency.
6. General Capabilities
6.1 Laboratory Testing—The laboratory testing services of
the masonry materials testing agency shall include some or all
of the following capabilities:
6.1.1 Testing of masonry units in the laboratory,
6.1.2 Testing of masonry mortars in the laboratory, and
6.1.3 Testing of aggregates for compliance with specifica-
tion requirements.
NOTE 1—Since the requirements for construction control can vary from
project to project depending upon the nature of the type, location, and
intended use of the masonry in the project, the capability of the agency for
testing should be that necessary to accomplish construction control for the
user’s specific project or special requirements.
7. Personnel Qualifications
7.1 Management and Supervision—All relevant testing ser-
vices shall be provided under the Full-Time technical direction
of a registered professional Engineer, with at least 5 years of
experience in inspecting and testing masonry materials or a
person of equivalent science-oriented education and experi-
ence.
7.1.1 It is satisfactory for a person to fill one or more of the
levels of management in an agency, Manager, Supervisor, or
Technician positions in accordance with 7 and 7.2 providing
that person is qualified position.
7.2 Supervising Laboratory Technician—The supervising
laboratory technician shall have at least five years experience
performing tests on materials. This person shall be able to
demonstrate, either by oral or written examination, or both, the
ability to perform the tests normally required in the manner
stipulated under ASTM or other governing procedures and
shall be capable of evaluating the test results in terms of
specification compliance.
8. Quality System Criteria
8.1 The agency shall establish and implement a quality
system that meets the criteria in subsections 8.2 to 8.14.
8.2 Quality System Manual (QSM)—The agency shall es-
tablish and maintain a QSM that conforms to the requirements
in Section 9. Each document in the QSM shall indicate its
preparation date. If a document is revised, the date of revision
shall be indicated on the document. The QSM shall be
available for use by laboratory staff.
8.3 Quality System Management—The agency shall desig-
nate a person(s) having responsibility for the quality system
and its implementation. The quality manager ensures that
activities are being conducted by agency staff in the manner
specified in the agency’s quality system manual and has
responsibility for maintaining and revising it. This individu-
al(s) shall have direct access to top management (see Note 2).
NOTE 2—This individual(s) may have other responsibilities (for ex-
ample, laboratory manager).
8.4 Laboratory Procedure Manual—A written laboratory
procedure manual outlining the method or inspection proce-
dure for each test or service performed by the laboratory.
NOTE 3—Inspection and testing procedures may reference published
standards.
8.5 Equipment—The agency shall calibrate or verify all
significant testing equipment associated with tests covered by
the scope of this standard which the agency performs. As a
minimum, the equipment listed in 8.5.2 shall be included if it
is associated with tests performed by the agency. Applicable
equipment shall be calibrated or verified at the intervals
specified in the agency’s QSM. The intervals specified in the
QSM shall be no greater than those indicated in 8.5.2 (see Note
4). Newly acquired equipment without manufacturer’s certifi-
cation and equipment that has not been calibrated or verified
because it has been removed from service shall be calibrated or
verified before being placed in service. The agency shall have
detailed written procedures for all in-house calibration and
verification activities not addressed in standards. These proce-
dures shall indicate the equipment required to perform the
calibration or verification. In addition to standard test method
requirements, the conditions listed in 8.5.2 must be met.
8.5.1 Calibration and Verification Records—The agency
shall maintain calibration and verification records for all
equipment specified in the QSM. Such records shall include:
8.5.1.1 Description of the equipment calibrated or verified,
including model and serial number or other acceptable identi-
fication (see Note 5),
8.5.1.2 Date the work was done,
8.5.1.3 Identification of individual performing work,
8.5.1.4 Identification of calibration or verification procedure
used,
8.5.1.5 The previous calibration or verification date and
next due date,
8.5.1.6 Identification of any calibration or verification de-
vice used, and
8.5.1.7 Specific criteria required for each piece of equip-
ment listed in 8.5.2.
8.5.2 Masonry Test Equipment:
8.5.2.1 Balances and Weights—Record must include test
points and corresponding percentage of error. Calibration must
be performed at intervals not exceeding 12 months.
C 1093 – 08
2
8.5.2.2 Cube Molds and Tampers—Check for conformance
to the design and dimensional requirements of Test Method
C 109/C 109M. Verification must be performed at intervals not
exceeding 30 months.
8.5.2.3 Compression Test Machine—Must conform to the
applicable requirements of Test Methods C 67, C 109/C 109M,
or C 140 and have a capacity, loading range, and the appropri-
ate heads and bearing plates for the specimens tested. Verify
testing machines in accordance with Practices E 4. Record
must include test points and corresponding percentage of error.
Calibration must be performed at intervals not exceeding 12
months.
8.5.2.4 Flexural Bond Apparatus—Must conform to the
applicable requirements of Test Method C 1072. Verify the
load measuring apparatus in accordance with Practices E 4.
Record must include test points and corresponding percentage
of error. Calibration must be performed at intervals not
exceeding 12 months.
8.5.2.5 Mechanical Shakers—Check the period of mechani-
cal agitation for adequacy of sieving as described in Test
Method C 136. Record must include length of time for the
proper efficiency of sieving. Verification must be performed at
intervals not exceeding 12 months.
8.5.2.6 Mixers (for Specification C 270)—Inspect and
verify conformance to the requirements of Practice C 305.
Verification must be performed at intervals not exceeding 30
months.
8.5.2.7 Cylindrical Molds—Must comply with the require-
ments of Specification C 470/C 470M. Record must include
dimensions and results of water-tightness test. Verification
must be performed at intervals not exceeding 12 months.
8.5.2.8 Ovens—Verify settings with a certified reference
thermometer. Record must include test points, reading, and
adjustments if necessary. Calibration must be performed at
intervals not exceeding 4 months.
8.5.2.9 Sieves—Verify the accuracy of each sieve used in
the test for sieve analysis (Test Methods C 117 and C 136) in
accordance with the procedures prescribed in the Annex of
Specification E 11. Record must include detailed results of
sieve verification. Verification must be performed at intervals
not exceeding 6 months.
8.5.2.10 Thermometers—Verify using a water or oil bath
and a NIST-traceable calibrated reference temperature measur-
ing device. Record must include test points and readings at test
points. Calibration must be performed at intervals not exceed-
ing 12 months.
8.5.2.11 Timers—Check for accuracy. Record must include
test points, readings at test points. Verification must be per-
formed at intervals not exceeding 12 months.
8.5.2.12 Water Retention—Check for conformance to the
applicable requirements of Test Method C 1506. Calibration
must be performed at intervals not exceeding 30 months.
8.5.2.13 Air Content Measure—Calibrate following the pro-
cedures described in Test Method C 185. Verification must be
performed at intervals not exceeding 30 months.
8.5.2.14 Flow Table—Check using the calibration material
described in Specification C 230/C 230M. Verification must be
performed at intervals not exceeding 30 months, and when
table is moved.
8.5.2.15 Cone Penetrometer—Check for the applicable re-
quirements of Test Method C 780. Record must include mea-
sured dimensions and masses. Verification must be performed
at intervals not exceeding 12 months.
8.5.2.16 Slump Cone and Tamping Rod—Check for the
applicable requirements of Test Method C 143/C 143M.
Record must include measured dimensions. Verification must
be performed at intervals not exceeding 12 months.
8.5.2.17 Pressure Meter—Calibrate using the procedure
found in Test Method C 231. Record must include determina-
tion of expansion factor; size of the calibration vessel used; and
the reading of the meter at the calibration test point(s).
Calibration must be performed at intervals not exceeding 3
months.
8.5.2.18 Volumetric Air Meter—Verify using the procedure
found in Test Method C 173/C 173M. Record must include
dimensions and volume of meter and calibration cup. Verifi-
cation must be performed at intervals not exceeding 12 months.
NOTE 4—When a maximum calibration or verification interval for a
specific piece of test equipment is specified in a standard, the maximum
interval specified by this practice is intended to be the same as the
maximum interval specified by the standard.
NOTE 5—When standard calibration procedures are used, the standard
shall be referenced. When the procedure used has been prepared by the
agency, the in-house designation shall be referenced. It shall be indicated
if the work is performed by an outside agency.
NOTE 6—For calibration records for cube molds and tampers, mixers,
water retention apparatus, air content measure, and flow table, documen-
tation of equipment inspection by an evaluation authority is acceptable.
8.6 Inspection of Facilities—The agency shall have its
laboratory procedures and equipment evaluated at intervals of
approximately two years by an evaluation authority (see Note
7) as evidence of its competence to perform the required test.
Within 30 days of the receipt of the evaluation authority’s
written report, the agency shall address or correct any deficien-
cies cited in the report. The laboratory shall report corrections
made to the evaluation authority or include a plan of action to
implement the corrections in response to the on-site inspection
report.
NOTE 7—The AASHTO Material Reference Laboratory (AMRL), Ce-
ment and Concrete Reference Laboratory (CCRL), the Construction
Materials Engineering Council (CMEC), the National Institute of Stan-
dards and Technology National Voluntary Laboratory Accreditation Pro-
gram (NVLAP), and the American Association for Laboratory Accredita-
tion (AALA) are qualified evaluation authorities.
8.7 Agency Accreditation—The agency shall possess a cer-
tificate of accreditation, (see Note 8) from a national authority
as evidence that it meets the requirement of this practice.
NOTE 8—Accreditation programs offered by AASHTO (Accreditation
Program—AAP), the Construction Materials Engineering Council
(CMEC), the American Association for Laboratory Accreditation
(AALA), and the National Voluntary Laboratory Accreditation Program
(NVLAP) are examples of programs offered by national authorities.
8.8 Proficiency Sample Testing—The agency shall partici-
pate in applicable proficiency sample programs, (see Note 9).
C 1093 – 08
3
NOTE 9—The Cement and Concrete Reference Laboratory (CCRL), the
AASHTO Materials Reference Laboratory (AMRL), and the Construction
Materials Engineering Council (CMEC) are providers of such programs.
8.9 Test Records—The agency shall maintain test records
that contain sufficient information to permit verification of any
test reports. Records pertaining to testing shall include trace-
ability of sample from source to agency, original observations,
calculations, derived data, and an identification of personnel
involved in sampling and testing. The agency shall prepare test
reports that clearly, accurately, and unambiguously present the
information specified in Table 1. The procedure for amending
reports shall require that the previously existing report be
clearly referenced when an amendment is made. The references
shall establish a clear audit trail from the latest issuance or
deletion to the original report and its supporting data.
NOTE 10—The requirements in Table 1 apply to the report that is used
to present the laboratory’s test results in their final form. In some cases, a
test report or test data sheet is the final form of the data.
8.10 Record Retention—Records pertaining to testing,
equipment calibration and verification, test reports, internal
quality system reviews, proficiency sample testing, test tech-
nician training and evaluation, and personnel shall be retained
by the laboratory in a secure location for a minimum of one
year.
NOTE 11—Although a one-year retention schedule is adequate in some
instances, there are many circumstances when a longer retention may be
advantageous to the agency. Records concerning the calibration and
verification of equipment are an example. Retention schedules of this type
usually require such records to be held throughout the useful life of the
equipment.
8.11 Traceability of Calibrations—The agency shall dem-
onstrate conclusively that a particular instrument or artifact
either has been calibrated by NIST or has been calibrated
against another standard or physical constant through an
unbroken chain of comparisons.
8.12 External Audit Records—The agency shall maintain
records of any external audits and documentation describing
how the deficiencies were corrected.
8.13 Proficiency Sample Records—The agency shall retain
results of participation in proficiency sample programs includ-
ing data sheets, summary reports, and documentation describ-
ing steps taken to determine the cause of poor results and
corrective actions taken.
8.14 Test Methods and Procedures—The agency shall main-
tain copies of standard and nonstandard procedures for testing
performed that is covered by the scope of the service offered by
the laboratory and shall ensure that the procedures are the most
current and are readily accessible to employees performing the
work.
9. Quality System Manual (QSM) Requirements
9.1 The agency shall establish and maintain a QSM meeting
the following requirements:
9.1.1 Organization and Organizational Policies:
9.1.1.1 The QSM shall contain the legal name and address
of the agency and that of the main office or company, if
different, and any other information needed to identify the
organization.
9.1.1.2 The QSM shall contain the ownership and manage-
ment structure of the agency. Names, affiliations, and positions
of principal and directors shall be listed.
9.1.1.3 The QSM shall contain an organization chart show-
ing relevant internal organizational components.
9.1.1.4 The QSM shall contain a list showing relevant
technical services offered.
9.1.1.5 The QSM shall contain a list showing applicable
dates of the qualifications, accreditations, and recognition of
the agency by others.
9.2 Staff:
9.2.1 The QSM shall contain an outline or chart showing
operational personnel positions and their lines of authority and
responsibility.
9.2.2 The QSM shall contain position descriptions for each
technical operational position shown on the agency’s organi-
zation chart in testing areas covered by the scope of this
practice. These descriptions shall identify the position and
include a description of the duties associated with the position,
required skills, education and experience, and supervision
exercised and received. A reference to where the required
position descriptions may be found is acceptable if they are not
included in the QSM.
9.2.3 The QSM shall contain a brief biographical sketch,
noting the education, work experience, licensure, and certifi-
cations of technical staff involved in testing areas covered by
the scope of this practice. Alternatively, the QSM may contain
a reference to the location of the biographical sketches.
9.2.4 The QSM shall contain a document that describes the
method(s) used to ensure that all agency technical staff are
trained and qualified to perform tests covered by the scope of
this practice. In addition to the description of training methods,
the document shall indicate which position(s) or employee(s) is
responsible for the agency training program and maintenance
of training records.
NOTE 12—There may be several methods employed for differing
conditions of staff experience and background, including on-the-job
apprentice training (one on one) for new employees with little or no
experience in laboratory or inspection work; formal in-house training
sessions for certification, rating, or competency evaluation; and training
by external organizations. An individual with prior experience performing
a specific test need only have competency confirmed by the agency.
9.2.5 The QSM shall contain a document describing the
method(s) used to evaluate staff competency to ensure that
each test covered by the scope of this practice is performed in
accordance with standard procedures. This description shall
include the frequency of evaluations for each technician and
TABLE 1 Test Report Requirements (see Note 10)
—Name and address of the testing laboratory
—Identification of the report and the date issued
—Name and address of the client or identification of the project
—Description and identification of the test sample
—Date of receipt of the test sample
—Date(s) of test performance
—Identification of the standard test method used and a notation of any known
deviations from the test method
—Test results and other pertinent data required by the standard test method
—Name of the person(s) accepting technical responsibility for the test report
C 1093 – 08
4
indicate which position(s) or employee(s) is responsible for
evaluating staff competency and maintaining records. These
procedures shall ensure that each technician performing the test
method is evaluated.
NOTE 13—Proficiency sample testing may be useful in evaluating staff
competency, however, it should be used in conjunction with observation
with actual testing performed.
9.2.6 The QSM shall contain a form(s) for recording train-
ing and competency evaluations activities summarized under
9.2.4 and 9.2.5 including the name of the trainee, name of the
evaluator, test method evaluated, the date, and results. The
manual shall require that the agency maintain these forms and
other information for a sufficient period to permit verification
of any training and competency evaluations. Performance
evaluation forms shall be maintained at the frequency required
in the QSM.
9.3 Facilities and Equipment:
9.3.1 Inventory—The QSM shall contain an inventory of
major sampling, testing, calibration, and verification equip-
ment associated with the test methods covered by the scope of
this practice. A reference to where the inventory is located is
acceptable if it is not included in the QSM. The inventory shall
include, for each piece of major equipment, the name, manu-
facturer, and model and serial number.
NOTE 14—An identification number assigned by the agency or other
unique identifying information may be substituted for the model and serial
number if this is the practice normally followed by the agency.
NOTE 15—Major equipment includes equipment such as shakers, physi-
cal or chemical analysis instruments, balances, baths, ovens, microscopes,
molds, and computing equipment dedicated to testing. Equipment such as
chairs, desks, and file cabinets may be excluded. Major equipment does
not usually include expendable items such as miscellaneous glassware,
sieves, scrapers, and tampers.
9.3.2 Equipment Calibration and Verification:
9.3.2.1 The QSM shall contain a list(s) giving a general
description of equipment for performing tests covered by the
scope of this practice that require calibration or verification.
For each item listed the list shall include the interval of
calibration or verification, a reference to the calibration or
verification procedures used (see Note 15) and the location of
calibration and verification records.
NOTE 16—In addition to being in the QSM, this information may also
be included in the calibration and verification records on each piece of
equipment.
9.3.2.2 The QSM shall contain a document that describes
the agency’s method for ensuring that the calibration and
verification procedures are performed for all required equip-
ment at the specified intervals. This document shall include the
position of the individual(s) responsible for ensuring that
calibration and verification activities are carried out and
procedures for handling equipment that is new, removed from
service, out of calibration, or defective.
9.3.2.3 The QSM shall contain in-house equipment calibra-
tion and verification procedures, when they cannot be refer-
enced in applicable standards or have a reference to their
location.
9.3.2.4 The QSM shall contain certificates or other docu-
ments that establish the traceability of in-house equipment or
reference standards used for calibration or verification or have
a reference to their location in the agency.
9.4 Test Records and Reports:
9.4.1 The QSM shall contain a document that describes
methods used by the agency to produce test results and to
prepare, check, and amend test reports.
9.4.2 The QSM shall contain typical test report forms that
illustrate the manner in which test results and supporting
information (see 8.9) are documented.
NOTE 17—A printout showing a typical test record is acceptable if the
agency uses electronic media for report storage.
9.5 Sample Management—The QSM shall contain a docu-
ment describing procedure(s) for sample identification, storage,
retention, and disposal of samples.
NOTE 18—In this context, the term “storage” refers to what is done
before testing. The term “retention” refers to what is done after testing.
9.6 Diagnostic and Corrective Action:
9.6.1 The QSM shall contain a document(s) describing
participation in proficiency sample and on-site inspection
programs, method used to identify poor results, and procedures
followed when poor results occur or deficiencies occur.
9.6.2 The QSM shall contain a document outlining the
method(s) used in responding to external technical complaints.
9.7 Internal Quality System Review—The QSM shall con-
tain a document describing the scope of internal quality system
reviews, establishing the frequency of these reviews, identify-
ing individuals responsible for the review, describing the
distribution of reports to managements, and identifying the
location of resulting records.
9.8 Subcontracting—The QSM shall contain a document
describing the policies that the agency follows relative to
subcontracting, if it engages in such activities. A reference to
where the policies may be found is acceptable if they are not
included in the QSM. These policies shall include procedure
followed by the agency in selecting competent subcontractors
who meet the requirements of this practice and reporting the
results of testing performed by subcontractors. If the agency
does not engage in such activities, the QSM shall contain a
statement to that effect.
10. Keywords
10.1 evaluation; human resources; masonry material testing;
organization; physical resources; qualifications and minimum
requirements; quality control; quality system manual; quality
systems; records
C 1093 – 08
5
SUMMARY OF CHANGES
Committee C15 has identified the location of selected changes to this standard since the last issue
(C 1093 – 07) that may impact the use of this standard. (Approved July 1, 2008.)
(1) Additional information was added to subsection 9.2.6.
(2) Section 8.2 was modified to include specific calibration
requirements for the various apparatuses referenced. The
former Table 1 was removed, and additional equipment was
added that is used in masonry testing.
(3) Section 2, Referenced Documents, was added.
ASTM International takes no position respecting the validity of any patent rights asserted in connection with any item mentioned
in this standard. Users of this standard are expressly advised that determination of the validity of any such patent rights, and the risk
of infringement of such rights, are entirely their own responsibility.
This standard is subject to revision at any time by the responsible technical committee and must be reviewed every five years and
if not revised, either reapproved or withdrawn. Your comments are invited either for revision of this standard or for additional standards
and should be addressed to ASTM International Headquarters. Your comments will receive careful consideration at a meeting of the
responsible technical committee, which you may attend. If you feel that your comments have not received a fair hearing you should
make your views known to the ASTM Committee on Standards, at the address shown below.
This standard is copyrighted by ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959,
United States. Individual reprints (single or multiple copies) of this standard may be obtained by contacting ASTM at the above
address or at 610-832-9585 (phone), 610-832-9555 (fax), or service@astm.org (e-mail); or through the ASTM website
(www.astm.org).
C 1093 – 08
6

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C1093

  • 1. Designation: C 1093 – 08 Standard Practice for Accreditation of Testing Agencies for Masonry1 This standard is issued under the fixed designation C 1093; the number immediately following the designation indicates the year of original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A superscript epsilon (´) indicates an editorial change since the last revision or reapproval. 1. Scope* 1.1 This practice covers the minimum requirements for laboratory personnel, for establishing and maintaining a quality system, and it establishes minimum qualifications for agencies engaged in the testing of masonry materials. 1.2 Criteria are provided for evaluating the capability of an agency to properly perform designated tests on masonry materials, and for establishing guidelines pertaining to an agency’s organization, personnel, facilities, and quality system. This practice may be supplemented by more specific criteria and requirements for particular projects. 1.3 This practice can be used as a basis to evaluate testing agencies, and it is intended for use for the qualifying or accrediting of testing agencies, or both, public or private, engaged in the testing of masonry materials. 1.4 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appro- priate safety and health practices and determine the applica- bility of regulatory limitations prior to use. 2. Referenced Documents 2.1 ASTM Standards: 2 C 67 Test Methods for Sampling and Testing Brick and Structural Clay Tile C 109/C 109M Test Method for Compressive Strength of Hydraulic Cement Mortars (Using 2-in. or [50-mm] Cube Specimens) C 117 Test Method for Materials Finer than 75-µm (No. 200) Sieve in Mineral Aggregates by Washing C 136 Test Method for Sieve Analysis of Fine and Coarse Aggregates C 140 Test Methods for Sampling and Testing Concrete Masonry Units and Related Units C 143/C 143M Test Method for Slump of Hydraulic- Cement Concrete C 173/C 173M Test Method for Air Content of Freshly Mixed Concrete by the Volumetric Method C 185 Test Method for Air Content of Hydraulic Cement Mortar C 230/C 230M Specification for Flow Table for Use in Tests of Hydraulic Cement C 231 Test Method for Air Content of Freshly Mixed Concrete by the Pressure Method C 270 Specification for Mortar for Unit Masonry C 305 Practice for Mechanical Mixing of Hydraulic Cement Pastes and Mortars of Plastic Consistency C 470/C 470M Specification for Molds for Forming Con- crete Test Cylinders Vertically C 780 Test Method for Preconstruction and Construction Evaluation of Mortars for Plain and Reinforced Unit Masonry C 1072 Test Method for Measurement of Masonry Flexural Bond Strength C 1506 Test Method for Water Retention of Hydraulic Cement-Based Mortars and Plasters E 4 Practices for Force Verification of Testing Machines E 11 Specification for Wire Cloth and Sieves for Testing Purposes 3. Terminology 3.1 Definition: 3.1.1 quality system—the organizational structure, respon- sibilities, procedures, processes, capabilities, and resources for implementing quality management. 3.2 Definitions of Terms Specific to This Standard: 3.2.1 agency—the organization engaged to test masonry materials as required by a specification or contract. 3.2.2 quality system manual (QSM)—a manual describing and documenting an agency’s quality system. 3.2.3 user—the person or organization engaging the agency to provide tests; or using this practice to evaluate or accredit the agency. 4. Significance and Use 4.1 This practice provides the basic minimum criteria for use in evaluating the qualifications of testing agencies for masonry materials. The criteria may be supplemented by more 1 This practice is under the jurisdiction of ASTM Committee C15 on Manufac- tured Masonry Units and is the direct responsibility of Subcommittee C15.07 on Standards for Laboratory Accreditation. Current edition approved July 1, 2008. Published July 2008. Originally approved in 1988. Last previous edition approved in 2007 as C 1093 – 07. 2 For referenced ASTM standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards volume information, refer to the standard’s Document Summary page on the ASTM website. 1 *A Summary of Changes section appears at the end of this standard. Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.
  • 2. specific criteria and requirements. It can be used as a guide for internal audits by individual users. 4.2 The intent of this practice is to provide a consensus basis for evaluating a testing agency, with respect to that agency’s capability to objectively and competently provide the specific services needed by the user. 4.3 This practice may be used as a basis for accreditation. 5. Responsibilities and Duties 5.1 The agency shall ensure that only tests for which it is adequately equipped and staffed are performed. 5.2 The agency shall ensure that personnel perform only tests for which they are adequately trained, qualified, and certified in accordance with applicable specifications. 5.3 The agency shall ensure that all equipment is properly maintained in good operating condition and is calibrated as applicable. 5.4 The agency shall perform all testing in accordance with appropriate standards and quality control criteria. Documents unique to the user shall be furnished to the agency. 6. General Capabilities 6.1 Laboratory Testing—The laboratory testing services of the masonry materials testing agency shall include some or all of the following capabilities: 6.1.1 Testing of masonry units in the laboratory, 6.1.2 Testing of masonry mortars in the laboratory, and 6.1.3 Testing of aggregates for compliance with specifica- tion requirements. NOTE 1—Since the requirements for construction control can vary from project to project depending upon the nature of the type, location, and intended use of the masonry in the project, the capability of the agency for testing should be that necessary to accomplish construction control for the user’s specific project or special requirements. 7. Personnel Qualifications 7.1 Management and Supervision—All relevant testing ser- vices shall be provided under the Full-Time technical direction of a registered professional Engineer, with at least 5 years of experience in inspecting and testing masonry materials or a person of equivalent science-oriented education and experi- ence. 7.1.1 It is satisfactory for a person to fill one or more of the levels of management in an agency, Manager, Supervisor, or Technician positions in accordance with 7 and 7.2 providing that person is qualified position. 7.2 Supervising Laboratory Technician—The supervising laboratory technician shall have at least five years experience performing tests on materials. This person shall be able to demonstrate, either by oral or written examination, or both, the ability to perform the tests normally required in the manner stipulated under ASTM or other governing procedures and shall be capable of evaluating the test results in terms of specification compliance. 8. Quality System Criteria 8.1 The agency shall establish and implement a quality system that meets the criteria in subsections 8.2 to 8.14. 8.2 Quality System Manual (QSM)—The agency shall es- tablish and maintain a QSM that conforms to the requirements in Section 9. Each document in the QSM shall indicate its preparation date. If a document is revised, the date of revision shall be indicated on the document. The QSM shall be available for use by laboratory staff. 8.3 Quality System Management—The agency shall desig- nate a person(s) having responsibility for the quality system and its implementation. The quality manager ensures that activities are being conducted by agency staff in the manner specified in the agency’s quality system manual and has responsibility for maintaining and revising it. This individu- al(s) shall have direct access to top management (see Note 2). NOTE 2—This individual(s) may have other responsibilities (for ex- ample, laboratory manager). 8.4 Laboratory Procedure Manual—A written laboratory procedure manual outlining the method or inspection proce- dure for each test or service performed by the laboratory. NOTE 3—Inspection and testing procedures may reference published standards. 8.5 Equipment—The agency shall calibrate or verify all significant testing equipment associated with tests covered by the scope of this standard which the agency performs. As a minimum, the equipment listed in 8.5.2 shall be included if it is associated with tests performed by the agency. Applicable equipment shall be calibrated or verified at the intervals specified in the agency’s QSM. The intervals specified in the QSM shall be no greater than those indicated in 8.5.2 (see Note 4). Newly acquired equipment without manufacturer’s certifi- cation and equipment that has not been calibrated or verified because it has been removed from service shall be calibrated or verified before being placed in service. The agency shall have detailed written procedures for all in-house calibration and verification activities not addressed in standards. These proce- dures shall indicate the equipment required to perform the calibration or verification. In addition to standard test method requirements, the conditions listed in 8.5.2 must be met. 8.5.1 Calibration and Verification Records—The agency shall maintain calibration and verification records for all equipment specified in the QSM. Such records shall include: 8.5.1.1 Description of the equipment calibrated or verified, including model and serial number or other acceptable identi- fication (see Note 5), 8.5.1.2 Date the work was done, 8.5.1.3 Identification of individual performing work, 8.5.1.4 Identification of calibration or verification procedure used, 8.5.1.5 The previous calibration or verification date and next due date, 8.5.1.6 Identification of any calibration or verification de- vice used, and 8.5.1.7 Specific criteria required for each piece of equip- ment listed in 8.5.2. 8.5.2 Masonry Test Equipment: 8.5.2.1 Balances and Weights—Record must include test points and corresponding percentage of error. Calibration must be performed at intervals not exceeding 12 months. C 1093 – 08 2
  • 3. 8.5.2.2 Cube Molds and Tampers—Check for conformance to the design and dimensional requirements of Test Method C 109/C 109M. Verification must be performed at intervals not exceeding 30 months. 8.5.2.3 Compression Test Machine—Must conform to the applicable requirements of Test Methods C 67, C 109/C 109M, or C 140 and have a capacity, loading range, and the appropri- ate heads and bearing plates for the specimens tested. Verify testing machines in accordance with Practices E 4. Record must include test points and corresponding percentage of error. Calibration must be performed at intervals not exceeding 12 months. 8.5.2.4 Flexural Bond Apparatus—Must conform to the applicable requirements of Test Method C 1072. Verify the load measuring apparatus in accordance with Practices E 4. Record must include test points and corresponding percentage of error. Calibration must be performed at intervals not exceeding 12 months. 8.5.2.5 Mechanical Shakers—Check the period of mechani- cal agitation for adequacy of sieving as described in Test Method C 136. Record must include length of time for the proper efficiency of sieving. Verification must be performed at intervals not exceeding 12 months. 8.5.2.6 Mixers (for Specification C 270)—Inspect and verify conformance to the requirements of Practice C 305. Verification must be performed at intervals not exceeding 30 months. 8.5.2.7 Cylindrical Molds—Must comply with the require- ments of Specification C 470/C 470M. Record must include dimensions and results of water-tightness test. Verification must be performed at intervals not exceeding 12 months. 8.5.2.8 Ovens—Verify settings with a certified reference thermometer. Record must include test points, reading, and adjustments if necessary. Calibration must be performed at intervals not exceeding 4 months. 8.5.2.9 Sieves—Verify the accuracy of each sieve used in the test for sieve analysis (Test Methods C 117 and C 136) in accordance with the procedures prescribed in the Annex of Specification E 11. Record must include detailed results of sieve verification. Verification must be performed at intervals not exceeding 6 months. 8.5.2.10 Thermometers—Verify using a water or oil bath and a NIST-traceable calibrated reference temperature measur- ing device. Record must include test points and readings at test points. Calibration must be performed at intervals not exceed- ing 12 months. 8.5.2.11 Timers—Check for accuracy. Record must include test points, readings at test points. Verification must be per- formed at intervals not exceeding 12 months. 8.5.2.12 Water Retention—Check for conformance to the applicable requirements of Test Method C 1506. Calibration must be performed at intervals not exceeding 30 months. 8.5.2.13 Air Content Measure—Calibrate following the pro- cedures described in Test Method C 185. Verification must be performed at intervals not exceeding 30 months. 8.5.2.14 Flow Table—Check using the calibration material described in Specification C 230/C 230M. Verification must be performed at intervals not exceeding 30 months, and when table is moved. 8.5.2.15 Cone Penetrometer—Check for the applicable re- quirements of Test Method C 780. Record must include mea- sured dimensions and masses. Verification must be performed at intervals not exceeding 12 months. 8.5.2.16 Slump Cone and Tamping Rod—Check for the applicable requirements of Test Method C 143/C 143M. Record must include measured dimensions. Verification must be performed at intervals not exceeding 12 months. 8.5.2.17 Pressure Meter—Calibrate using the procedure found in Test Method C 231. Record must include determina- tion of expansion factor; size of the calibration vessel used; and the reading of the meter at the calibration test point(s). Calibration must be performed at intervals not exceeding 3 months. 8.5.2.18 Volumetric Air Meter—Verify using the procedure found in Test Method C 173/C 173M. Record must include dimensions and volume of meter and calibration cup. Verifi- cation must be performed at intervals not exceeding 12 months. NOTE 4—When a maximum calibration or verification interval for a specific piece of test equipment is specified in a standard, the maximum interval specified by this practice is intended to be the same as the maximum interval specified by the standard. NOTE 5—When standard calibration procedures are used, the standard shall be referenced. When the procedure used has been prepared by the agency, the in-house designation shall be referenced. It shall be indicated if the work is performed by an outside agency. NOTE 6—For calibration records for cube molds and tampers, mixers, water retention apparatus, air content measure, and flow table, documen- tation of equipment inspection by an evaluation authority is acceptable. 8.6 Inspection of Facilities—The agency shall have its laboratory procedures and equipment evaluated at intervals of approximately two years by an evaluation authority (see Note 7) as evidence of its competence to perform the required test. Within 30 days of the receipt of the evaluation authority’s written report, the agency shall address or correct any deficien- cies cited in the report. The laboratory shall report corrections made to the evaluation authority or include a plan of action to implement the corrections in response to the on-site inspection report. NOTE 7—The AASHTO Material Reference Laboratory (AMRL), Ce- ment and Concrete Reference Laboratory (CCRL), the Construction Materials Engineering Council (CMEC), the National Institute of Stan- dards and Technology National Voluntary Laboratory Accreditation Pro- gram (NVLAP), and the American Association for Laboratory Accredita- tion (AALA) are qualified evaluation authorities. 8.7 Agency Accreditation—The agency shall possess a cer- tificate of accreditation, (see Note 8) from a national authority as evidence that it meets the requirement of this practice. NOTE 8—Accreditation programs offered by AASHTO (Accreditation Program—AAP), the Construction Materials Engineering Council (CMEC), the American Association for Laboratory Accreditation (AALA), and the National Voluntary Laboratory Accreditation Program (NVLAP) are examples of programs offered by national authorities. 8.8 Proficiency Sample Testing—The agency shall partici- pate in applicable proficiency sample programs, (see Note 9). C 1093 – 08 3
  • 4. NOTE 9—The Cement and Concrete Reference Laboratory (CCRL), the AASHTO Materials Reference Laboratory (AMRL), and the Construction Materials Engineering Council (CMEC) are providers of such programs. 8.9 Test Records—The agency shall maintain test records that contain sufficient information to permit verification of any test reports. Records pertaining to testing shall include trace- ability of sample from source to agency, original observations, calculations, derived data, and an identification of personnel involved in sampling and testing. The agency shall prepare test reports that clearly, accurately, and unambiguously present the information specified in Table 1. The procedure for amending reports shall require that the previously existing report be clearly referenced when an amendment is made. The references shall establish a clear audit trail from the latest issuance or deletion to the original report and its supporting data. NOTE 10—The requirements in Table 1 apply to the report that is used to present the laboratory’s test results in their final form. In some cases, a test report or test data sheet is the final form of the data. 8.10 Record Retention—Records pertaining to testing, equipment calibration and verification, test reports, internal quality system reviews, proficiency sample testing, test tech- nician training and evaluation, and personnel shall be retained by the laboratory in a secure location for a minimum of one year. NOTE 11—Although a one-year retention schedule is adequate in some instances, there are many circumstances when a longer retention may be advantageous to the agency. Records concerning the calibration and verification of equipment are an example. Retention schedules of this type usually require such records to be held throughout the useful life of the equipment. 8.11 Traceability of Calibrations—The agency shall dem- onstrate conclusively that a particular instrument or artifact either has been calibrated by NIST or has been calibrated against another standard or physical constant through an unbroken chain of comparisons. 8.12 External Audit Records—The agency shall maintain records of any external audits and documentation describing how the deficiencies were corrected. 8.13 Proficiency Sample Records—The agency shall retain results of participation in proficiency sample programs includ- ing data sheets, summary reports, and documentation describ- ing steps taken to determine the cause of poor results and corrective actions taken. 8.14 Test Methods and Procedures—The agency shall main- tain copies of standard and nonstandard procedures for testing performed that is covered by the scope of the service offered by the laboratory and shall ensure that the procedures are the most current and are readily accessible to employees performing the work. 9. Quality System Manual (QSM) Requirements 9.1 The agency shall establish and maintain a QSM meeting the following requirements: 9.1.1 Organization and Organizational Policies: 9.1.1.1 The QSM shall contain the legal name and address of the agency and that of the main office or company, if different, and any other information needed to identify the organization. 9.1.1.2 The QSM shall contain the ownership and manage- ment structure of the agency. Names, affiliations, and positions of principal and directors shall be listed. 9.1.1.3 The QSM shall contain an organization chart show- ing relevant internal organizational components. 9.1.1.4 The QSM shall contain a list showing relevant technical services offered. 9.1.1.5 The QSM shall contain a list showing applicable dates of the qualifications, accreditations, and recognition of the agency by others. 9.2 Staff: 9.2.1 The QSM shall contain an outline or chart showing operational personnel positions and their lines of authority and responsibility. 9.2.2 The QSM shall contain position descriptions for each technical operational position shown on the agency’s organi- zation chart in testing areas covered by the scope of this practice. These descriptions shall identify the position and include a description of the duties associated with the position, required skills, education and experience, and supervision exercised and received. A reference to where the required position descriptions may be found is acceptable if they are not included in the QSM. 9.2.3 The QSM shall contain a brief biographical sketch, noting the education, work experience, licensure, and certifi- cations of technical staff involved in testing areas covered by the scope of this practice. Alternatively, the QSM may contain a reference to the location of the biographical sketches. 9.2.4 The QSM shall contain a document that describes the method(s) used to ensure that all agency technical staff are trained and qualified to perform tests covered by the scope of this practice. In addition to the description of training methods, the document shall indicate which position(s) or employee(s) is responsible for the agency training program and maintenance of training records. NOTE 12—There may be several methods employed for differing conditions of staff experience and background, including on-the-job apprentice training (one on one) for new employees with little or no experience in laboratory or inspection work; formal in-house training sessions for certification, rating, or competency evaluation; and training by external organizations. An individual with prior experience performing a specific test need only have competency confirmed by the agency. 9.2.5 The QSM shall contain a document describing the method(s) used to evaluate staff competency to ensure that each test covered by the scope of this practice is performed in accordance with standard procedures. This description shall include the frequency of evaluations for each technician and TABLE 1 Test Report Requirements (see Note 10) —Name and address of the testing laboratory —Identification of the report and the date issued —Name and address of the client or identification of the project —Description and identification of the test sample —Date of receipt of the test sample —Date(s) of test performance —Identification of the standard test method used and a notation of any known deviations from the test method —Test results and other pertinent data required by the standard test method —Name of the person(s) accepting technical responsibility for the test report C 1093 – 08 4
  • 5. indicate which position(s) or employee(s) is responsible for evaluating staff competency and maintaining records. These procedures shall ensure that each technician performing the test method is evaluated. NOTE 13—Proficiency sample testing may be useful in evaluating staff competency, however, it should be used in conjunction with observation with actual testing performed. 9.2.6 The QSM shall contain a form(s) for recording train- ing and competency evaluations activities summarized under 9.2.4 and 9.2.5 including the name of the trainee, name of the evaluator, test method evaluated, the date, and results. The manual shall require that the agency maintain these forms and other information for a sufficient period to permit verification of any training and competency evaluations. Performance evaluation forms shall be maintained at the frequency required in the QSM. 9.3 Facilities and Equipment: 9.3.1 Inventory—The QSM shall contain an inventory of major sampling, testing, calibration, and verification equip- ment associated with the test methods covered by the scope of this practice. A reference to where the inventory is located is acceptable if it is not included in the QSM. The inventory shall include, for each piece of major equipment, the name, manu- facturer, and model and serial number. NOTE 14—An identification number assigned by the agency or other unique identifying information may be substituted for the model and serial number if this is the practice normally followed by the agency. NOTE 15—Major equipment includes equipment such as shakers, physi- cal or chemical analysis instruments, balances, baths, ovens, microscopes, molds, and computing equipment dedicated to testing. Equipment such as chairs, desks, and file cabinets may be excluded. Major equipment does not usually include expendable items such as miscellaneous glassware, sieves, scrapers, and tampers. 9.3.2 Equipment Calibration and Verification: 9.3.2.1 The QSM shall contain a list(s) giving a general description of equipment for performing tests covered by the scope of this practice that require calibration or verification. For each item listed the list shall include the interval of calibration or verification, a reference to the calibration or verification procedures used (see Note 15) and the location of calibration and verification records. NOTE 16—In addition to being in the QSM, this information may also be included in the calibration and verification records on each piece of equipment. 9.3.2.2 The QSM shall contain a document that describes the agency’s method for ensuring that the calibration and verification procedures are performed for all required equip- ment at the specified intervals. This document shall include the position of the individual(s) responsible for ensuring that calibration and verification activities are carried out and procedures for handling equipment that is new, removed from service, out of calibration, or defective. 9.3.2.3 The QSM shall contain in-house equipment calibra- tion and verification procedures, when they cannot be refer- enced in applicable standards or have a reference to their location. 9.3.2.4 The QSM shall contain certificates or other docu- ments that establish the traceability of in-house equipment or reference standards used for calibration or verification or have a reference to their location in the agency. 9.4 Test Records and Reports: 9.4.1 The QSM shall contain a document that describes methods used by the agency to produce test results and to prepare, check, and amend test reports. 9.4.2 The QSM shall contain typical test report forms that illustrate the manner in which test results and supporting information (see 8.9) are documented. NOTE 17—A printout showing a typical test record is acceptable if the agency uses electronic media for report storage. 9.5 Sample Management—The QSM shall contain a docu- ment describing procedure(s) for sample identification, storage, retention, and disposal of samples. NOTE 18—In this context, the term “storage” refers to what is done before testing. The term “retention” refers to what is done after testing. 9.6 Diagnostic and Corrective Action: 9.6.1 The QSM shall contain a document(s) describing participation in proficiency sample and on-site inspection programs, method used to identify poor results, and procedures followed when poor results occur or deficiencies occur. 9.6.2 The QSM shall contain a document outlining the method(s) used in responding to external technical complaints. 9.7 Internal Quality System Review—The QSM shall con- tain a document describing the scope of internal quality system reviews, establishing the frequency of these reviews, identify- ing individuals responsible for the review, describing the distribution of reports to managements, and identifying the location of resulting records. 9.8 Subcontracting—The QSM shall contain a document describing the policies that the agency follows relative to subcontracting, if it engages in such activities. A reference to where the policies may be found is acceptable if they are not included in the QSM. These policies shall include procedure followed by the agency in selecting competent subcontractors who meet the requirements of this practice and reporting the results of testing performed by subcontractors. If the agency does not engage in such activities, the QSM shall contain a statement to that effect. 10. Keywords 10.1 evaluation; human resources; masonry material testing; organization; physical resources; qualifications and minimum requirements; quality control; quality system manual; quality systems; records C 1093 – 08 5
  • 6. SUMMARY OF CHANGES Committee C15 has identified the location of selected changes to this standard since the last issue (C 1093 – 07) that may impact the use of this standard. (Approved July 1, 2008.) (1) Additional information was added to subsection 9.2.6. (2) Section 8.2 was modified to include specific calibration requirements for the various apparatuses referenced. The former Table 1 was removed, and additional equipment was added that is used in masonry testing. (3) Section 2, Referenced Documents, was added. ASTM International takes no position respecting the validity of any patent rights asserted in connection with any item mentioned in this standard. Users of this standard are expressly advised that determination of the validity of any such patent rights, and the risk of infringement of such rights, are entirely their own responsibility. This standard is subject to revision at any time by the responsible technical committee and must be reviewed every five years and if not revised, either reapproved or withdrawn. Your comments are invited either for revision of this standard or for additional standards and should be addressed to ASTM International Headquarters. Your comments will receive careful consideration at a meeting of the responsible technical committee, which you may attend. If you feel that your comments have not received a fair hearing you should make your views known to the ASTM Committee on Standards, at the address shown below. This standard is copyrighted by ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States. Individual reprints (single or multiple copies) of this standard may be obtained by contacting ASTM at the above address or at 610-832-9585 (phone), 610-832-9555 (fax), or service@astm.org (e-mail); or through the ASTM website (www.astm.org). C 1093 – 08 6