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Welcome
ADAPTIVE CLINICAL TRIALS: Enhancing Precision and
Efficiency
MASARRATH UNNISA
Pharm-D
247/122023
10/18/2022
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@clinosolresearch
1
Index
• Definition of Adaptive design
• Adaptive design planning process
• Characteristics
• Types
• Advantages
• Disadvantages and risks
• Conclusion
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Definition
 An adaptive design is defined as a design that allows modifications to the trial and/or statistical
procedures of the trial after its initiation without undermining its validity and integrity.
 The purpose is to make clinical trials more flexible, efficient and fast. Due to the level of flexibility
involved, these trial designs are also termed as “flexible designs.”
 Flexibility here does not mean that the trial can be modified any time at will. The modification and
adaptations have to be pre-planned and should be based on data collected from the study itself.
 Accordingly, the new draft guidance of the FDA for industry on adaptive design clinical trials defines
an adaptive design clinical trial as “a study that includes a prospectively planned opportunity for
modification of one or more specified aspects of the study design and hypotheses based on analysis of
data (usually interim data) from subjects in the study.”
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Adaptive design planning process
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Types of Adaptive Designs
• Based on adaptations employed, commonly considered adaptive design methods in clinical trials include an
adaptive randomization design, a group sequential design, a sample size re-estimation design, a drop-the-loser
design, an adaptive dose finding design, a biomarker-adaptive design, an adaptive treatment-switching design,
a hypothesis-adaptive design, an adaptive seamless phase II/III trial design and a multiple adaptive design.
• Another way of classifying adaptive design clinical trials is by categorizing them under different rules, which
are mostly four in number. Allocation rule defines how the subjects will be allocated to different arms in a trial
and comprises response-adaptive randomization and covariate adaptive allocation. Sampling rule defines how
many subjects will be sampled at the next stage and consists of sample size re-estimation design (both blinded
and unblinded) and drop-the-loser design. Stopping rule defines when to stop the trial and consists of group
sequential design and adaptive treatment-switching design. Decision rule comprises changes not covered under
the other three categories and consists of hypothesis-adaptive design and change the primary end-point or
statistical method or patient population design. Sometimes, a fifth rule is added consisting of multiple
adaptations, also comprising adaptive seamless phase II/III trial designs.
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Advantages
• Potential modifications are approved before-hand by regulatory authorities and ethics committees and thus there is
no need to file protocol amendments.
• Logistics for changing treatments or doses can also be planned upfront. Moreover, there is complete flexibility to
react to unanticipated events and options exist to introduce any new doses, change endpoints etc.
• Credibility of results is also maintained, especially with blinded data or in the presence of firewalls, where only a
limited number of people have access to the results.
• There is also a broad regulatory acceptance, particularly in case of exploratory adaptive design clinical trials.
• Many compounds in drug development eventually fail, but these designs allow earlier detection and early stoppage
of a clinical trial. Moreover, trial subjects are used more efficiently and fewer subjects are given ineffective
compounds, ineffective doses or doses that are unnecessarily high. At the same time, pharmaceutical companies
waste less on unsuccessful compounds and can more quickly re-assign resources to alternative drugs within their
pipelines.
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Disadvantages and risks associated with adaptive designs
 Implementing an adaptive design in drug development comes at a price.
 The first disadvantage is that after adaptation use of the Bayesian approach for statistical
analyses is a compulsion rather than a choice, and many researchers still consider the
Bayesian statistical methods as non-standard. Even after applying the Bayesian statistical
methods, sometimes, it become difficult to control the type 1 error in adaptive trials.
 The ad hoc changes based on unblinded data may jeopardize the credibility of the study.
 There is also the risk of development of a tendency of conducting adapting trials too early,
thereby jeopardising the overall study findings.
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Conclusion
• Adaptive designs are an exciting innovation in clinical trials that have the potential to improve both the
efficiency of trials and the outcomes of patients who volunteer for trials. In essence, adaptive designs allow
information collected during the trial to be used to change (adapt) the design to optimise it. A large number of
adaptations are possible, with different ones being useful in different situations.
• Compared with traditional trial designs, adaptive designs can often allow the evaluation of more
interventions, adjust participant allocation probabilities (eg, to achieve covariate balance), and identify
participants who are likely to agree to enroll. These features could reduce resources needed to conduct a trial.
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References:
 Indian J Pharmacol. 2010 Aug; 42(4): 201–207.doi: 10.4103/0253-7613.68417
 https://bmcmedicine.biomedcentral.com/articles/10.1186/s12916-018-1017-7
 https://www.bmj.com/content/360/bmj.k698
 https://www.pharmafocusasia.com/clinical-trials/adaptive-trial-design
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Thank You!
www.clinosol.com
(India | Canada)
9121151622/623/624
info@clinosol.com
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Adaptive Clinical Trials: Enhancing Precision and Efficiency

  • 1. Welcome ADAPTIVE CLINICAL TRIALS: Enhancing Precision and Efficiency MASARRATH UNNISA Pharm-D 247/122023 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 1
  • 2. Index • Definition of Adaptive design • Adaptive design planning process • Characteristics • Types • Advantages • Disadvantages and risks • Conclusion 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 2
  • 3. Definition  An adaptive design is defined as a design that allows modifications to the trial and/or statistical procedures of the trial after its initiation without undermining its validity and integrity.  The purpose is to make clinical trials more flexible, efficient and fast. Due to the level of flexibility involved, these trial designs are also termed as “flexible designs.”  Flexibility here does not mean that the trial can be modified any time at will. The modification and adaptations have to be pre-planned and should be based on data collected from the study itself.  Accordingly, the new draft guidance of the FDA for industry on adaptive design clinical trials defines an adaptive design clinical trial as “a study that includes a prospectively planned opportunity for modification of one or more specified aspects of the study design and hypotheses based on analysis of data (usually interim data) from subjects in the study.” 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 3
  • 4. 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 4
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  • 6. Adaptive design planning process 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 6
  • 7. Types of Adaptive Designs • Based on adaptations employed, commonly considered adaptive design methods in clinical trials include an adaptive randomization design, a group sequential design, a sample size re-estimation design, a drop-the-loser design, an adaptive dose finding design, a biomarker-adaptive design, an adaptive treatment-switching design, a hypothesis-adaptive design, an adaptive seamless phase II/III trial design and a multiple adaptive design. • Another way of classifying adaptive design clinical trials is by categorizing them under different rules, which are mostly four in number. Allocation rule defines how the subjects will be allocated to different arms in a trial and comprises response-adaptive randomization and covariate adaptive allocation. Sampling rule defines how many subjects will be sampled at the next stage and consists of sample size re-estimation design (both blinded and unblinded) and drop-the-loser design. Stopping rule defines when to stop the trial and consists of group sequential design and adaptive treatment-switching design. Decision rule comprises changes not covered under the other three categories and consists of hypothesis-adaptive design and change the primary end-point or statistical method or patient population design. Sometimes, a fifth rule is added consisting of multiple adaptations, also comprising adaptive seamless phase II/III trial designs. 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 7
  • 8. Advantages • Potential modifications are approved before-hand by regulatory authorities and ethics committees and thus there is no need to file protocol amendments. • Logistics for changing treatments or doses can also be planned upfront. Moreover, there is complete flexibility to react to unanticipated events and options exist to introduce any new doses, change endpoints etc. • Credibility of results is also maintained, especially with blinded data or in the presence of firewalls, where only a limited number of people have access to the results. • There is also a broad regulatory acceptance, particularly in case of exploratory adaptive design clinical trials. • Many compounds in drug development eventually fail, but these designs allow earlier detection and early stoppage of a clinical trial. Moreover, trial subjects are used more efficiently and fewer subjects are given ineffective compounds, ineffective doses or doses that are unnecessarily high. At the same time, pharmaceutical companies waste less on unsuccessful compounds and can more quickly re-assign resources to alternative drugs within their pipelines. 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 8
  • 9. Disadvantages and risks associated with adaptive designs  Implementing an adaptive design in drug development comes at a price.  The first disadvantage is that after adaptation use of the Bayesian approach for statistical analyses is a compulsion rather than a choice, and many researchers still consider the Bayesian statistical methods as non-standard. Even after applying the Bayesian statistical methods, sometimes, it become difficult to control the type 1 error in adaptive trials.  The ad hoc changes based on unblinded data may jeopardize the credibility of the study.  There is also the risk of development of a tendency of conducting adapting trials too early, thereby jeopardising the overall study findings. 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 9
  • 10. Conclusion • Adaptive designs are an exciting innovation in clinical trials that have the potential to improve both the efficiency of trials and the outcomes of patients who volunteer for trials. In essence, adaptive designs allow information collected during the trial to be used to change (adapt) the design to optimise it. A large number of adaptations are possible, with different ones being useful in different situations. • Compared with traditional trial designs, adaptive designs can often allow the evaluation of more interventions, adjust participant allocation probabilities (eg, to achieve covariate balance), and identify participants who are likely to agree to enroll. These features could reduce resources needed to conduct a trial. 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 10
  • 11. References:  Indian J Pharmacol. 2010 Aug; 42(4): 201–207.doi: 10.4103/0253-7613.68417  https://bmcmedicine.biomedcentral.com/articles/10.1186/s12916-018-1017-7  https://www.bmj.com/content/360/bmj.k698  https://www.pharmafocusasia.com/clinical-trials/adaptive-trial-design 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 11
  • 12. Thank You! www.clinosol.com (India | Canada) 9121151622/623/624 info@clinosol.com 10/18/2022 www.clinosol.com | follow us on social media @clinosolresearch 12