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About	
  your	
  research	
  methodology	
  – a	
  Grounded	
  
Theory	
  methodological	
  approach
Dr	
  Rica	
  Viljoen
Presentation	
  at	
  Da	
  Vinci	
  Eskom	
  Research	
  Conference
2014
On	
  Research
“A	
  journey	
  begins	
  before	
  the	
  travellers	
  depart.	
  	
  So,	
  too,	
  
our	
  Grounded	
  Theory	
  adventure	
  begins	
  as	
  we	
  seek	
  
information	
  about	
  what	
  a	
  grounded	
  journey	
  entails	
  and	
  
what	
  to	
  expect	
  along	
  the	
  way.”	
  
Charmaz,	
  2006:	
  1
The	
  emotional	
  experience	
  of	
  a	
  researcher
“Theory	
  derived	
  from	
  data	
  is	
  more	
  likely	
  to	
  resemble	
  the	
  
‘reality’	
  than	
  is	
  theory	
  derived	
  by	
  putting	
  together	
  a	
  series	
  of	
  
concepts	
  based	
  on	
  experience	
  or	
  solely	
  through	
  speculation	
  
(how	
  one	
  thinks	
  things	
  ought	
  to	
  work).	
  Grounded	
  theories,	
  
because	
  they	
  are	
  drawn	
  from	
  data,	
  are	
  likely	
  to	
  offer	
  insight,	
  
enhance	
  understanding,	
  and	
  provide	
  a	
  meaningful	
  guide	
  to	
  
action.”	
  
Strauss	
  &	
  Corbin,	
  1998,	
  p.12
Grounded	
  Theory	
  (GT)
History	
  of	
  GT
Developed	
  in	
  the	
  School	
  of	
  Nursing,	
  University	
  of	
  California	
  
San	
  Francisco	
  by	
  sociologists	
  Glaser	
  and	
  Strauss	
  – Awareness	
  
of	
  Dying
Influenced	
  by	
  Symbolic	
  Interactionism	
  (Blumer 1969:	
  2)
-­‐ Human	
  beings	
  act	
  towards	
  things	
  on	
  the	
  basis	
  of	
  the	
  meanings	
  
that	
  these	
  things	
  have	
  for	
  them;
-­‐ The	
  meaning	
  of	
  such	
  things	
  is	
  derived	
  from,	
  and	
  arises	
  out	
  of,	
  the	
  
social	
  interaction	
  that	
  one	
  has	
  with	
  one’s	
  fellows;
-­‐ These	
  meanings	
  are	
  handled	
  in,	
  and	
  modified	
  through,	
  an	
  
interpretive	
  process	
  used	
  by	
  the	
  person	
  in	
  dealing	
  with	
  the	
  thing	
  
he	
  encounters.
History	
  of	
  GT
1960’s	
  move	
  from	
  natural	
  science	
  as	
  the	
  foundation	
  of	
  social	
  research	
  – new	
  
ways	
  of	
  investigating	
  the	
  social	
  world
• Denzin and	
  Lincoln’s	
  – Modernist	
  moment
• Realist	
  ontology
• Epistemology–objective	
  truths,	
  generalisable,	
  testable	
  and	
  verifiable	
  
theory
• Place	
  of	
  the	
  researched	
  and	
  the	
  researcher	
  – ‘discovery	
  of	
  theory’
• The	
  move	
  in	
  social	
  science	
  towards	
  postmodernism	
  and	
  post-­‐
structuralism	
  has	
  resulted	
  in	
  GT	
  being	
  attacked	
  for	
  its	
  objectivist	
  and	
  
positivist	
  foundations.
• In	
  later	
  works	
  Glaser	
  and	
  Strauss,	
  take	
  on	
  the	
  language	
  associated	
  with	
  
interpretivism -­‐ change	
  in	
  foundation	
  
• Now	
  mostly	
  associated	
  with	
  a	
  post-­‐modernistic	
  or	
  social	
  constructivist	
  
ontology	
  and	
  an	
  interprevistic epistemology	
  
Definitions
‘To	
  generate	
  or	
  discover	
  a	
  theory’	
  
(Glaser	
  and	
  Strauss,	
  1967)
‘The	
  discovery	
  of	
  theory	
  from	
  data	
  systematically	
  
obtained	
  from	
  social	
  research’	
  
(Glaser	
  and	
  Strauss	
  1967:	
  2)
‘Systemic	
  approach	
  towards	
  finding	
  themes	
  that	
  
emerge	
  from	
  data,	
  grounded	
  in	
  theory’
(Viljoen,	
  2012)
Different	
  approaches
• Glaser
– (1998)	
  emergence	
  of	
  themes
• Corbin	
  and	
  Strauss	
  (1990)
– Systemic	
  approach	
  create	
  validity	
  	
  
• Viljoen
– Incorporate	
  design	
  theory	
  (Ackoff and	
  Strumpher)	
  
with	
  social	
  systems	
  theory	
  (Senge)	
  in	
  data-­‐analysis	
  
phase
Features	
  of	
  Grounded	
  Theory	
  
Charmaz (1995,	
  2002):
• Simultaneous	
  collection	
  and	
  analysis	
  of	
  data
• Creation	
  of	
  analytic	
  codes	
  and	
  categories	
  developed	
  from	
  
data	
  and	
  not	
  by	
  pre-­‐existing	
  conceptualisations (theoretical	
  
sensitivity)
• Discovery	
  of	
  basic	
  social	
  processes	
  in	
  the	
  data
• Inductive	
  construction	
  of	
  abstract	
  categories
• Theoretical	
  sampling	
  to	
  refine	
  categories
• Writing	
  analytical	
  memos	
  as	
  the	
  stage	
  between	
  coding	
  and	
  
writing
• The	
  integration	
  of	
  categories	
  into	
  a	
  theoretical	
  framework.
Data	
  Collection
‘all	
  is	
  data’
• In-­‐depth	
  interviews
• – Most	
  commonly	
  used	
  – Relies	
  on	
  open	
  ended	
  
questions	
  – Questions	
  can	
  be	
  modified	
  to	
  reflect	
  
emerging	
  theory
• Observational	
  methods
• Focus	
  Group	
  – Can	
  be	
  used
• 8-­‐18	
  voices	
  – often	
  narrative
Coding
• Open	
  Coding
• Axial	
  Coding
• Selective	
  Coding
• Theoretical	
  Coding	
  
Bottom	
  line
driven
Silo	
  
Mentality
Effectiveness	
  of
Leadership
Clear	
  Vision
Integration
Satisfied
People
Collaboration
Availability
of	
  skills	
  (EXT)
Innovation
Sustainability
Strategy
Knowledge
Management
People
Management
Communication
Legislation
Organisational
Structure
People
Competencies
Globalisation
Technology
How	
  to	
  conduct	
  Quality	
  Research
• Charmaz (2006:	
  182)	
  :	
  	
  
– credibility
– originality
– resonance
– usefulness	
  	
  
• Glasier (2001,2003)	
  :	
  
– Fit has	
  to	
  do	
  with	
  how	
  closely	
  concepts	
  fit	
  with	
  the	
  incidents	
  they	
  are	
  
representing,	
  and	
  this	
  is	
  related	
  to	
  how	
  thoroughly	
  the	
  constant	
  comparison	
  
of	
  incidents	
  to	
  concepts	
  was	
  done.
– Relevance: A	
  relevant	
  study	
  deals	
  with	
  the	
  real	
  concern	
  of	
  participants,	
  evokes	
  
"grab"	
  (captures	
  the	
  attention)	
  and	
  is	
  not	
  only	
  of	
  academic	
  interest.
– Workability: The	
  theory	
  works	
  when	
  it	
  explains	
  how	
  the	
  problem	
  is	
  being	
  
solved	
  with	
  much	
  variation.
– Modifiability: A	
  modifiable	
  theory	
  can	
  be	
  altered	
  when	
  new	
  relevant	
  data	
  
References
• Charmaz,	
  K.	
  &	
  Bryant,	
  A.,	
  2010.	
  Grounded	
  Theory.	
  In	
  International	
  Encyclopedia	
  ofEducation.	
  
Oxford:	
  Elsevier,	
  pp.	
  406–412.	
  Available	
  at:	
  http://www.sciencedirect.com/science/article/B735N-­‐
502X2YTSX/ 2/e31754873a8f8fb35be74b6c26ae5231	
  [Accessed	
  October	
  26,	
  2010].
• Charmaz,	
  Kathy,	
  2006.	
  Constructing	
  Grounded	
  Theory:	
  A	
  Practical	
  Guide	
  through	
  Qualitative	
  
Analysis	
  1st	
  ed.,	
  Sage	
  Publications	
  Ltd.
• Cohen,	
  L.,	
  Manion,	
  L.	
  &	
  Morrison,	
  K.R.B.,	
  2000.	
  Research	
  methods	
  in	
  education,	
  Routledge.
• Corbin,	
  J.	
  &	
  Strauss,	
  A.,	
  1990.	
  Grounded	
  Theory	
  Research:	
  Procedures,	
  Canoncs and	
  Evaluative	
  
Criteria.	
  Zeitschrift fur	
  Soziologie,	
  19(7),	
  pp.418–427.
• Goulding,	
  C.,	
  2002.	
  Grounded	
  theory:	
  a	
  practical	
  guide	
  for	
  management,	
  business	
  and	
  market	
  
researchers,	
  SAGE.
• Guba,	
  E.G.,	
  1981.	
  ERIC/ECTJ	
  Annual	
  Review	
  Paper:	
  Criteria	
  for	
  Assessing	
  the
• Trustworthiness	
  of	
  Naturalistic	
  Inquiries.	
  Educational	
  Communication	
  and
• Technology:	
  A	
  Journal	
  of	
  Theory,	
  Research,	
  and	
  Development,	
  29(2),	
  pp.75–91.
• Guest,	
  G.	
  &	
  MacQueen,	
  K.M.,	
  2008.	
  Handbook	
  for	
  team-­‐based	
  qualitative	
  research,Rowman
Altamira
• Shannak,	
  R.O.	
  &	
  Aldhmour,	
  F.M.,	
  2009.	
  Grounded	
  Theory	
  as	
  a	
  Methodology	
  for	
  Theory	
  Generation	
  
in	
  Information	
  Systems	
  Research.	
  European	
  Journal	
  of	
  Economics,	
  Finance	
  and	
  Administrative	
  
Sciences,	
  15.
• Shenton,	
  A.K.,	
  2004.	
  Strategies	
  for	
  ensuring	
  trustworthiness	
  in	
  qualitative	
  research	
  projects.	
  
Education	
  for	
  information,	
  22(2),	
  pp.63–76.

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About your research methodology grounded theory. rica viljoen. eskom

  • 1. About  your  research  methodology  – a  Grounded   Theory  methodological  approach Dr  Rica  Viljoen Presentation  at  Da  Vinci  Eskom  Research  Conference 2014
  • 2. On  Research “A  journey  begins  before  the  travellers  depart.    So,  too,   our  Grounded  Theory  adventure  begins  as  we  seek   information  about  what  a  grounded  journey  entails  and   what  to  expect  along  the  way.”   Charmaz,  2006:  1
  • 3. The  emotional  experience  of  a  researcher
  • 4. “Theory  derived  from  data  is  more  likely  to  resemble  the   ‘reality’  than  is  theory  derived  by  putting  together  a  series  of   concepts  based  on  experience  or  solely  through  speculation   (how  one  thinks  things  ought  to  work).  Grounded  theories,   because  they  are  drawn  from  data,  are  likely  to  offer  insight,   enhance  understanding,  and  provide  a  meaningful  guide  to   action.”   Strauss  &  Corbin,  1998,  p.12 Grounded  Theory  (GT)
  • 5. History  of  GT Developed  in  the  School  of  Nursing,  University  of  California   San  Francisco  by  sociologists  Glaser  and  Strauss  – Awareness   of  Dying Influenced  by  Symbolic  Interactionism  (Blumer 1969:  2) -­‐ Human  beings  act  towards  things  on  the  basis  of  the  meanings   that  these  things  have  for  them; -­‐ The  meaning  of  such  things  is  derived  from,  and  arises  out  of,  the   social  interaction  that  one  has  with  one’s  fellows; -­‐ These  meanings  are  handled  in,  and  modified  through,  an   interpretive  process  used  by  the  person  in  dealing  with  the  thing   he  encounters.
  • 6. History  of  GT 1960’s  move  from  natural  science  as  the  foundation  of  social  research  – new   ways  of  investigating  the  social  world • Denzin and  Lincoln’s  – Modernist  moment • Realist  ontology • Epistemology–objective  truths,  generalisable,  testable  and  verifiable   theory • Place  of  the  researched  and  the  researcher  – ‘discovery  of  theory’ • The  move  in  social  science  towards  postmodernism  and  post-­‐ structuralism  has  resulted  in  GT  being  attacked  for  its  objectivist  and   positivist  foundations. • In  later  works  Glaser  and  Strauss,  take  on  the  language  associated  with   interpretivism -­‐ change  in  foundation   • Now  mostly  associated  with  a  post-­‐modernistic  or  social  constructivist   ontology  and  an  interprevistic epistemology  
  • 7. Definitions ‘To  generate  or  discover  a  theory’   (Glaser  and  Strauss,  1967) ‘The  discovery  of  theory  from  data  systematically   obtained  from  social  research’   (Glaser  and  Strauss  1967:  2) ‘Systemic  approach  towards  finding  themes  that   emerge  from  data,  grounded  in  theory’ (Viljoen,  2012)
  • 8. Different  approaches • Glaser – (1998)  emergence  of  themes • Corbin  and  Strauss  (1990) – Systemic  approach  create  validity     • Viljoen – Incorporate  design  theory  (Ackoff and  Strumpher)   with  social  systems  theory  (Senge)  in  data-­‐analysis   phase
  • 9. Features  of  Grounded  Theory   Charmaz (1995,  2002): • Simultaneous  collection  and  analysis  of  data • Creation  of  analytic  codes  and  categories  developed  from   data  and  not  by  pre-­‐existing  conceptualisations (theoretical   sensitivity) • Discovery  of  basic  social  processes  in  the  data • Inductive  construction  of  abstract  categories • Theoretical  sampling  to  refine  categories • Writing  analytical  memos  as  the  stage  between  coding  and   writing • The  integration  of  categories  into  a  theoretical  framework.
  • 10.
  • 11. Data  Collection ‘all  is  data’ • In-­‐depth  interviews • – Most  commonly  used  – Relies  on  open  ended   questions  – Questions  can  be  modified  to  reflect   emerging  theory • Observational  methods • Focus  Group  – Can  be  used • 8-­‐18  voices  – often  narrative
  • 12. Coding • Open  Coding • Axial  Coding • Selective  Coding • Theoretical  Coding  
  • 13. Bottom  line driven Silo   Mentality Effectiveness  of Leadership Clear  Vision Integration Satisfied People Collaboration Availability of  skills  (EXT) Innovation Sustainability Strategy Knowledge Management People Management Communication Legislation Organisational Structure People Competencies Globalisation Technology
  • 14. How  to  conduct  Quality  Research • Charmaz (2006:  182)  :     – credibility – originality – resonance – usefulness     • Glasier (2001,2003)  :   – Fit has  to  do  with  how  closely  concepts  fit  with  the  incidents  they  are   representing,  and  this  is  related  to  how  thoroughly  the  constant  comparison   of  incidents  to  concepts  was  done. – Relevance: A  relevant  study  deals  with  the  real  concern  of  participants,  evokes   "grab"  (captures  the  attention)  and  is  not  only  of  academic  interest. – Workability: The  theory  works  when  it  explains  how  the  problem  is  being   solved  with  much  variation. – Modifiability: A  modifiable  theory  can  be  altered  when  new  relevant  data  
  • 15. References • Charmaz,  K.  &  Bryant,  A.,  2010.  Grounded  Theory.  In  International  Encyclopedia  ofEducation.   Oxford:  Elsevier,  pp.  406–412.  Available  at:  http://www.sciencedirect.com/science/article/B735N-­‐ 502X2YTSX/ 2/e31754873a8f8fb35be74b6c26ae5231  [Accessed  October  26,  2010]. • Charmaz,  Kathy,  2006.  Constructing  Grounded  Theory:  A  Practical  Guide  through  Qualitative   Analysis  1st  ed.,  Sage  Publications  Ltd. • Cohen,  L.,  Manion,  L.  &  Morrison,  K.R.B.,  2000.  Research  methods  in  education,  Routledge. • Corbin,  J.  &  Strauss,  A.,  1990.  Grounded  Theory  Research:  Procedures,  Canoncs and  Evaluative   Criteria.  Zeitschrift fur  Soziologie,  19(7),  pp.418–427. • Goulding,  C.,  2002.  Grounded  theory:  a  practical  guide  for  management,  business  and  market   researchers,  SAGE. • Guba,  E.G.,  1981.  ERIC/ECTJ  Annual  Review  Paper:  Criteria  for  Assessing  the • Trustworthiness  of  Naturalistic  Inquiries.  Educational  Communication  and • Technology:  A  Journal  of  Theory,  Research,  and  Development,  29(2),  pp.75–91. • Guest,  G.  &  MacQueen,  K.M.,  2008.  Handbook  for  team-­‐based  qualitative  research,Rowman Altamira • Shannak,  R.O.  &  Aldhmour,  F.M.,  2009.  Grounded  Theory  as  a  Methodology  for  Theory  Generation   in  Information  Systems  Research.  European  Journal  of  Economics,  Finance  and  Administrative   Sciences,  15. • Shenton,  A.K.,  2004.  Strategies  for  ensuring  trustworthiness  in  qualitative  research  projects.   Education  for  information,  22(2),  pp.63–76.