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Drought monitoring and early
warning indicators as tools for
 climate change adaptation
               Lučka Kajfež Bogataj,
           University of Ljubljana, Slovenia

  Integrated Drought Management Programme in Central and Eastern Europe
                         A GWP and WMO initiative
                                Bratislava
                              October 5, 2012
3 classes of water problems in CEE

       • too little water
       • too much water
       • water pollution

  Can (and will) be exacerbated
       by climate change
EEA   www.eea.europa.eu/data-and-maps/
Main drought events in Europe, 2000–2009




                          + 2012
Special Report on Managing the Risks
 of Extreme Events and Disasters to
Advance Climate Change Adaptation
           (IPCC , 2012)
Decrease in return
                                     period implies
                                     more frequent
                                     extreme
                                     temperature events


The time between “20-year” (unusually) warm days will decrease
IPCC SREX: on drougt

• There is medium confidence that droughts
  will intensify in the 21st century in some
  seasons and areas, due to reduced
  precipitation and/or increased
  evapotranspiration.
• This applies to regions including southern
  Europe and the Mediterranean region,
  central Europe, central North America,
  Central America and Mexico, NE Brazil, and
  S Africa.
Multiple competing objectives


                                Hydropower
                                             Ecosystems
                                             health
                  Recreation

                                             Consumptive
                                             use
                  Flood
                  control      Agriculture




Pulwarty, NIDIS
Just what is drought?
•   Precipitation deficits?
•   Soil moisture?
•   Streamflow?
•   Plants wilting?
•   Wildfire?            Drought is a multi-
                         faceted issue and
•   Famine?
                         requires a multi-
•   Other?               faceted assessment.
Key Variables for Monitoring Drought
• climate data
• soil moisture
• stream flow
• ground water
• reservoir and lake levels
• snow pack
• short, medium, and long range forecasts
• vegetation health/stress and fire danger
Different Drought indicators

NO SINGLE DEFINITION
    OF DROUGHT




A multidisciplinary set of
indicators to constantly
monitor the various
environmental
components potentially
affected by droughts
(soil, vegetation, etc.)
in order to obtain a
comprehensive and
updated picture of the
situation.
Multi-Indicator Approach
                                                                                                  at continental scale



                                                                                                  Standardized
                                                                                                  Precipitation Index
Time Duration




                                                                                                  Soil Moisture Anomaly

                                                                                                  Vegetation Response




                Source: National Drought Mitigation Center, University of Nebraska-Lincoln, USA
Proceeding of precipitation deficit
throughout the hydrological cycle




                                (Rasmusson, 1993)
Agricultural Drought Indices

– Agricultural drought indices should be based on
  soil moisture and evapotranspiration deficits and
  should help effectively monitor agricultural
  drought.
– A drought index should integrate various
  parameters like RR, T, ET, runoff and other
  water supply indicators into a single number and
  give a comprehensive picture for decision-
  making.

  WMO, 2008
A consensus agricultural drought index?

– A consensus agricultural drought index should help
  explain not only the degree of severity of droughts, but
  also assist policy makers in taking early actions.
– Depending upon available data and resources a
  composite agricultural index is the best means of
  achieving a standard consensus index.
– Until the resources are available for the composite index,
  a simple index incorporating rainfall and soil moisture
  should first be adopted, then water balance index should
  be tiered into the agricultural drought indexing
  methodology. Finally, as the data and resource become
  available, a composite agricultural drought index should
  be adopted as a standard for monitoring the onset,
  severity, and end of agricultural drought.
SIMPLE APPROACH
       Precipitation Departures
• Precipitation the key indicator for
  vegetation growth, water resources
• Temperature effects also important, but
  precipitation dominates
• Measured virtually everywhere
• Easy to calculate
• Can be done for points or over areas
  (such as a state or climate division)
Palmer Drought Severity Index (PDSI), 1965

• First widely used soil moisture model
• Uses temperature and precipitation departures to
  determine dryness
• Ranges from -4 (extreme drought) to +4 (extreme wet)
• Standardized to local climate
  Based on departures from local climate normals
• Good for measuring long-term drought in relatively
  uniform regions
  Not good for short-term drought / rapid changes
  Not good for variable terrain (i.e., mountains)
• May lag emerging drought conditions by several months
Palmer Drought Severity Index
          (PDSI)
Crop Moisture Index (CMI), 1968

• Geared for agricultural drought
• Uses same categories as PDSI
• Responds more rapidly than PDSI
   Short-term dryness or wetness
• Starts and ends growing season at near zero
   Not good for long-term assessments
• May overestimate recovery resulting from short-
  term rainfall
Crop Moisture Index (CMI)
Standardized Precipitation Index (SPI), 1990s

• Can be produced for a variety of time periods,
  depicting both short-term and long-term
  conditions
• Based on precipitation over an accumulation
  period compared to the station’s historical
  distribution
• Statistical “unusualness” of a period
• PDSI uses a water-balance model to estimate
  evaporation based on temperature
• Values of -2 or less are extremely dry; +2 and
  greater are extremely wet
Standardized Precipitation Index
             (SPI)
SPI on several time scales for Ljubljana




    (Ceglar et al., 2007)
Monthly SPI: 24 Aug 2012
Keetch-Byram Drought Index (KBDI)

• Estimates dryness of soil and dead vegetation
• Ranges from 0 (saturated soil) to 800 (dry soil)
• Based on combination of recent precipitation
  and estimated evaporation
  – Soil may dry because of extended periods without
    precipitation or by high temperatures / strong winds
• Developed for fire management purposes, but
  also a good short-term drought indicator
Keetch-Byram Drought Index
          (KBDI)




KBDI Value                                  Interpretation
   0-200     No Drought-Slight Drought. Fuels and ground are quite moist.
  200-400    Moderate Drought. Dry vegetation begins to contribute to fire.
  400-600    Severe Drought. Escaped fire is difficult to control.

  600-800    Extreme Drought. Fire suppression is a major problem.
Other Drought Tools

• Evaporation models
  – Often the missing link in drought understanding
  – Direct measurement difficult and disappearing (pan
    evap)
  – ET models are getting more sophisticated
• Soil Moisture
  – Integrates precipitation deficits over time
  – Lagging indicator but strongly related to impacts
  – Valuable for assessing recovery
European Drought
Observatory – EDO

General philosophy
        &
Technical solutions
  http://edo.jrc.ec.europa.eu
EDO Vision

Web-based Platform for detection, monitoring,
 forecasting and information exchange
       commonly agreed products (e.g. drought indices)
       joint comparison and analysis of information
       mutual exchange of knowledge & methodologies
       direct up- and downscaling
       real-time monitoring and forecasting (early warning,
        preparedness)

Multi-scale approach, integrating
     EU / continental level                              Data
     MS level                                       Infrastructure
     Regional / river basin level                     INSPIRE

Subsidiarity principle
     European level information + platform (JRC)
     National datasets managed at MS level
     regional information processed by river basin / regional
      environmental authorities
     De-central data holding
Multi-Indicator Approach

Precipitation (SPI)
    for aggregation periods of 1, 3, 6, 9, 12, 24
     months

Soil Moisture
     Daily soil moisture
     Daily soil moisture anomaly
     Forecasted soil moisture anomaly (7days)
     Forecasted soil moisture trend

Vegetation status
    NDWI 10-day composites
    NDWI anomalies
    fAPAR 10-day composites
    fAPAR anomalies



      Composite Drought Indicator (Drought Alert)
10-days fAPAR anomaly: 1. 8. 2012
Anomaly of fAPAR (fraction of Absorbed Photosynthetically Active
Radiation): 10-day time composite, 1 Km spatial resolution, derived
from MERIS fAPAR.
EDO data flow

  European                                                                            Products
 Data Layers
                                                                                       Rainfall Anomalies
  LC/LU
          Soil
                                                                                             Soil Moisture
                 DEM                                                                         Anomalies

                       RBs
                                                                                                      Vegetation
                                                                                                      Vigour
                      …              MONITORING
                                     & MODELLING
Meteorological
                             Hydrological Processes
                                                                                                      …
    Data

    Stations

           Fields
                                                                                 EDO Map Server
                    Fore-                                           VEGETATION
                                                                      STATE
                     casts




Remote Sensing
                                           Land Surface Processes
    Data
    FAPAR

           NDWI

                    Time
                    Series
                                        European, MS, RB, …
                                             Authorities
EDO Map Server

                                                             Products:
                                                             Precipitation Indicators
                                                             Modelled Soil Moisture
                                                             Remote Sensing
                                                              Indicators




                                                             SPI: Standardized
                                                                  Precipitation Index


   3-month SPI for 10-12/2008 aggregated to regional level


http://edo.jrc.ec.europa.eu/
Soil moisture                             Soil moisture anomaly
                          21. 8. 2012

Soil Moisture over 10 days: LISFLOOD modelled top soil moisture suction
(pF value) for Europe in the original 5 km resolution. Information is
presented where reliable data on the soil properties are available.
http://edo.jrc.ec.europa.eu/edov2/php/index.php?id=1000
Characteristics of Crisis Management
• Reactive, post-      risk management

  impact                              Planning
                                                        Monitoring
                                                        and Prediction

• Poorly coordinated     Mitigation                                      Disaster

• Untimely                                       Protection

• Poorly targeted                                Recovery

• Ineffective
                                                                         Impact
                       Reconstruction                                    Assessment


• Decreases self-                       Recovery         Response

  reliance  greater
                       crisis management
  vulnerability
Need for Drought Mitigation Actions in CEE
  • Improved monitoring
  • Drought planning
  • Communication and coordination
      – Information Services
  •   Education/public awareness
  •   Water supply augmentation
  •   Demand reduction/water conservation
  •   Water use conflict resolution
  •   Legislation/policy changes
Extra slides
JRC DG Regio‘s 2020
„THE CLIMATE CHANGE CHALLENGE FOR EUROPEAN REGIONS“
Adaptive capacity
“the ability or potential
of a system to respond
successfully to climate
variability and
changes“ (IPCC 2007)


• Awareness
• Technology and
   infrastructure
• Economic resources
• Institutions
Vulnerability to
climate change “ is a
function of the character,
magnitude, and rate of
climate variation to which a
system is exposed, its
sensitivity, and its adaptive
capacity” (IPCC 2007).

• Countries which expect a
high increase in impact seem
to be less able to adapt
•Climate change would trigger
a deepening of the existing
socio-economic imbalances
between the core of Europe
and its periphery.
Future runs counter to
territorial cohesion ?

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Drought Monitoring and Early Warning Indicators by Lucka Bogataj, University of Ljubljana, Slovenia

  • 1. Drought monitoring and early warning indicators as tools for climate change adaptation Lučka Kajfež Bogataj, University of Ljubljana, Slovenia Integrated Drought Management Programme in Central and Eastern Europe A GWP and WMO initiative Bratislava October 5, 2012
  • 2. 3 classes of water problems in CEE • too little water • too much water • water pollution Can (and will) be exacerbated by climate change
  • 3. EEA www.eea.europa.eu/data-and-maps/
  • 4. Main drought events in Europe, 2000–2009 + 2012
  • 5. Special Report on Managing the Risks of Extreme Events and Disasters to Advance Climate Change Adaptation (IPCC , 2012)
  • 6. Decrease in return period implies more frequent extreme temperature events The time between “20-year” (unusually) warm days will decrease
  • 7. IPCC SREX: on drougt • There is medium confidence that droughts will intensify in the 21st century in some seasons and areas, due to reduced precipitation and/or increased evapotranspiration. • This applies to regions including southern Europe and the Mediterranean region, central Europe, central North America, Central America and Mexico, NE Brazil, and S Africa.
  • 8.
  • 9. Multiple competing objectives Hydropower Ecosystems health Recreation Consumptive use Flood control Agriculture Pulwarty, NIDIS
  • 10. Just what is drought? • Precipitation deficits? • Soil moisture? • Streamflow? • Plants wilting? • Wildfire? Drought is a multi- faceted issue and • Famine? requires a multi- • Other? faceted assessment.
  • 11. Key Variables for Monitoring Drought • climate data • soil moisture • stream flow • ground water • reservoir and lake levels • snow pack • short, medium, and long range forecasts • vegetation health/stress and fire danger
  • 12. Different Drought indicators NO SINGLE DEFINITION OF DROUGHT A multidisciplinary set of indicators to constantly monitor the various environmental components potentially affected by droughts (soil, vegetation, etc.) in order to obtain a comprehensive and updated picture of the situation.
  • 13. Multi-Indicator Approach at continental scale Standardized Precipitation Index Time Duration Soil Moisture Anomaly Vegetation Response Source: National Drought Mitigation Center, University of Nebraska-Lincoln, USA
  • 14. Proceeding of precipitation deficit throughout the hydrological cycle (Rasmusson, 1993)
  • 15. Agricultural Drought Indices – Agricultural drought indices should be based on soil moisture and evapotranspiration deficits and should help effectively monitor agricultural drought. – A drought index should integrate various parameters like RR, T, ET, runoff and other water supply indicators into a single number and give a comprehensive picture for decision- making. WMO, 2008
  • 16. A consensus agricultural drought index? – A consensus agricultural drought index should help explain not only the degree of severity of droughts, but also assist policy makers in taking early actions. – Depending upon available data and resources a composite agricultural index is the best means of achieving a standard consensus index. – Until the resources are available for the composite index, a simple index incorporating rainfall and soil moisture should first be adopted, then water balance index should be tiered into the agricultural drought indexing methodology. Finally, as the data and resource become available, a composite agricultural drought index should be adopted as a standard for monitoring the onset, severity, and end of agricultural drought.
  • 17. SIMPLE APPROACH Precipitation Departures • Precipitation the key indicator for vegetation growth, water resources • Temperature effects also important, but precipitation dominates • Measured virtually everywhere • Easy to calculate • Can be done for points or over areas (such as a state or climate division)
  • 18. Palmer Drought Severity Index (PDSI), 1965 • First widely used soil moisture model • Uses temperature and precipitation departures to determine dryness • Ranges from -4 (extreme drought) to +4 (extreme wet) • Standardized to local climate Based on departures from local climate normals • Good for measuring long-term drought in relatively uniform regions Not good for short-term drought / rapid changes Not good for variable terrain (i.e., mountains) • May lag emerging drought conditions by several months
  • 19. Palmer Drought Severity Index (PDSI)
  • 20. Crop Moisture Index (CMI), 1968 • Geared for agricultural drought • Uses same categories as PDSI • Responds more rapidly than PDSI Short-term dryness or wetness • Starts and ends growing season at near zero Not good for long-term assessments • May overestimate recovery resulting from short- term rainfall
  • 22. Standardized Precipitation Index (SPI), 1990s • Can be produced for a variety of time periods, depicting both short-term and long-term conditions • Based on precipitation over an accumulation period compared to the station’s historical distribution • Statistical “unusualness” of a period • PDSI uses a water-balance model to estimate evaporation based on temperature • Values of -2 or less are extremely dry; +2 and greater are extremely wet
  • 24. SPI on several time scales for Ljubljana (Ceglar et al., 2007)
  • 25. Monthly SPI: 24 Aug 2012
  • 26. Keetch-Byram Drought Index (KBDI) • Estimates dryness of soil and dead vegetation • Ranges from 0 (saturated soil) to 800 (dry soil) • Based on combination of recent precipitation and estimated evaporation – Soil may dry because of extended periods without precipitation or by high temperatures / strong winds • Developed for fire management purposes, but also a good short-term drought indicator
  • 27. Keetch-Byram Drought Index (KBDI) KBDI Value Interpretation 0-200 No Drought-Slight Drought. Fuels and ground are quite moist. 200-400 Moderate Drought. Dry vegetation begins to contribute to fire. 400-600 Severe Drought. Escaped fire is difficult to control. 600-800 Extreme Drought. Fire suppression is a major problem.
  • 28. Other Drought Tools • Evaporation models – Often the missing link in drought understanding – Direct measurement difficult and disappearing (pan evap) – ET models are getting more sophisticated • Soil Moisture – Integrates precipitation deficits over time – Lagging indicator but strongly related to impacts – Valuable for assessing recovery
  • 29.
  • 30. European Drought Observatory – EDO General philosophy & Technical solutions http://edo.jrc.ec.europa.eu
  • 31. EDO Vision Web-based Platform for detection, monitoring, forecasting and information exchange  commonly agreed products (e.g. drought indices)  joint comparison and analysis of information  mutual exchange of knowledge & methodologies  direct up- and downscaling  real-time monitoring and forecasting (early warning, preparedness) Multi-scale approach, integrating  EU / continental level Data  MS level Infrastructure  Regional / river basin level INSPIRE Subsidiarity principle  European level information + platform (JRC)  National datasets managed at MS level  regional information processed by river basin / regional environmental authorities  De-central data holding
  • 32. Multi-Indicator Approach Precipitation (SPI) for aggregation periods of 1, 3, 6, 9, 12, 24 months Soil Moisture Daily soil moisture Daily soil moisture anomaly Forecasted soil moisture anomaly (7days) Forecasted soil moisture trend Vegetation status NDWI 10-day composites NDWI anomalies fAPAR 10-day composites fAPAR anomalies Composite Drought Indicator (Drought Alert)
  • 33. 10-days fAPAR anomaly: 1. 8. 2012 Anomaly of fAPAR (fraction of Absorbed Photosynthetically Active Radiation): 10-day time composite, 1 Km spatial resolution, derived from MERIS fAPAR.
  • 34. EDO data flow European Products Data Layers Rainfall Anomalies LC/LU Soil Soil Moisture DEM Anomalies RBs Vegetation Vigour … MONITORING & MODELLING Meteorological Hydrological Processes … Data Stations Fields EDO Map Server Fore- VEGETATION STATE casts Remote Sensing Land Surface Processes Data FAPAR NDWI Time Series European, MS, RB, … Authorities
  • 35. EDO Map Server Products: Precipitation Indicators Modelled Soil Moisture Remote Sensing Indicators SPI: Standardized Precipitation Index 3-month SPI for 10-12/2008 aggregated to regional level http://edo.jrc.ec.europa.eu/
  • 36. Soil moisture Soil moisture anomaly 21. 8. 2012 Soil Moisture over 10 days: LISFLOOD modelled top soil moisture suction (pF value) for Europe in the original 5 km resolution. Information is presented where reliable data on the soil properties are available.
  • 38. Characteristics of Crisis Management • Reactive, post- risk management impact Planning Monitoring and Prediction • Poorly coordinated Mitigation Disaster • Untimely Protection • Poorly targeted Recovery • Ineffective Impact Reconstruction Assessment • Decreases self- Recovery Response reliance  greater crisis management vulnerability
  • 39. Need for Drought Mitigation Actions in CEE • Improved monitoring • Drought planning • Communication and coordination – Information Services • Education/public awareness • Water supply augmentation • Demand reduction/water conservation • Water use conflict resolution • Legislation/policy changes
  • 41. JRC DG Regio‘s 2020 „THE CLIMATE CHANGE CHALLENGE FOR EUROPEAN REGIONS“
  • 42. Adaptive capacity “the ability or potential of a system to respond successfully to climate variability and changes“ (IPCC 2007) • Awareness • Technology and infrastructure • Economic resources • Institutions
  • 43. Vulnerability to climate change “ is a function of the character, magnitude, and rate of climate variation to which a system is exposed, its sensitivity, and its adaptive capacity” (IPCC 2007). • Countries which expect a high increase in impact seem to be less able to adapt •Climate change would trigger a deepening of the existing socio-economic imbalances between the core of Europe and its periphery. Future runs counter to territorial cohesion ?