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Dra$	
  Guideline	
  on	
  Public	
  Par1cipa1on	
  
in	
  Myanmar’s	
  EIA	
  Processes	
  
17	
  November	
  2017	
  
Yangon	
  
MYANMAR
ENVIRONMENTAL
GOVERNANCE
PROGRAM	
  
Agenda	
  
•  Overview	
  of	
  project	
  and	
  purpose	
  of	
  Guideline	
  
•  Summary	
  of	
  the	
  principles	
  underpinning	
  the	
  
Guideline	
  
•  Summary	
  of	
  applicaBon	
  to	
  IEEs	
  &	
  EIAs	
  
•  Summary	
  of	
  monitoring	
  project	
  
implementaBon	
  
Project	
  Context
EIA	
  is	
  the	
  
main	
  
safeguard	
  
Consultant	
  
training	
  &	
  
reviewing	
  
EIAs	
  
New	
  EIA	
  
system	
  
Regional	
  
Guidelines	
  
Civil	
  Society	
  
Role	
  
DraKing	
  process	
  
•  MulB-­‐stakeholder	
  Working	
  Group	
  
•  DraK	
  Guideline	
  for	
  ConsultaBon	
  
– Online	
  comments	
  
– ConsultaBon	
  workshops	
  
•  Final	
  draK	
  submiQed	
  	
  
for	
  ECD	
  consideraBon	
  
Key	
  goal	
  &	
  purpose	
  of	
  EIA	
  processes
•  Key	
  goal:	
  
to	
  support	
  sustainable	
  development	
  	
  
and	
  create	
  sustainable	
  socie2es	
  
•  Purpose:	
  
to	
  ensure	
  the	
  poten2al	
  impacts	
  are	
  assessed,	
  	
  
with	
  appropriate	
  mi2ga2on	
  developed,	
  before	
  
project	
  proposals	
  are	
  approved	
  and	
  implemented	
  
ECC	
  is	
  before	
  any	
  other	
  permit
76:	
  For	
  Projects	
  that	
  require	
  an	
  IEE	
  or	
  EIA,	
  
before	
  any	
  permit	
  is	
  granted	
  or	
  issued	
  by	
  any	
  
ministry,	
  or	
  any	
  other	
  competent	
  authority	
  
in	
  respect	
  of	
  any	
  applicaBon	
  to	
  proceed	
  with	
  
implementaBon	
  of	
  such	
  Projects,	
  an	
  ECC	
  
shall	
  first	
  have	
  been	
  duly	
  issued	
  by	
  the	
  
Ministry	
  in	
  accordance	
  with	
  this	
  Procedure	
  
Key	
  benefits	
  of	
  public	
  parBcipaBon	
  
•  capture	
  local	
  and	
  tradiBonal	
  knowledge	
  that	
  may	
  
be	
  useful	
  for	
  decision-­‐	
  making	
  	
  
•  ensure	
  that	
  important	
  impacts	
  are	
  not	
  missed	
  
•  ensure	
  benefits	
  are	
  maximised	
  	
  
•  improve	
  consideraBon	
  of	
  alternaBves,	
  miBgaBon	
  
measures	
  and	
  trade-­‐	
  offs	
  	
  
•  reduce	
  potenBal	
  conflict	
  through	
  the	
  early	
  
idenBficaBon	
  of	
  contenBous	
  issues	
  
•  create	
  a	
  sense	
  of	
  ownership	
  in	
  the	
  proposal	
  
•  increase	
  public	
  confidence	
  in	
  the	
  EIA	
  process	
  
EIA	
  Legal	
  Framework
Environmental	
  Conserva2on	
  
Law	
  2012	
  
Empowers	
  the	
  Ministry	
  to	
  establish	
  
and	
  implement	
  EIA	
  system
Environmental	
  Conserva2on	
  
Rules	
  2014	
  
•  Broad	
  framework:	
  IEE	
  and	
  EIA	
  
•  Delegates	
  responsibility	
  to	
  ECD	
  
•  EIA	
  Report	
  Review	
  Body
Environmental	
  Impact	
  
Assessment	
  Procedure	
  2015	
  
•  Provides	
  detailed	
  process	
  
•  Public	
  parBcipaBon	
  requirements	
  
•  Screening	
  Schedule	
  
Myanmar’s	
  EIA	
  process	
  
SCREENING	
  
INITIAL	
  ENVIRONMENTAL	
  
EXAMINATION	
  
ENVIRONMENTAL	
  IMPACT	
  
ASSESSMENT	
  
STAND-­‐ALONE	
  EMP	
  
InvesBgaBons	
  &	
  
ReporBng	
  
Review	
  &	
  Approval	
  
Process	
  
InvesBgaBons	
  &	
  
ReporBng	
  
Review	
  &	
  Approval	
  
Process	
  
Scoping	
  
Environmental	
  Compliance	
  
CerBficate	
  (ECC)	
   ECC	
  Reject	
  
OTHER	
  
PERMITTING	
  
PROCESSES	
  
ECC	
  Reject	
  
Legal	
  requirements:	
  EIA	
  ProcedureSTAKEHOLDER ROLES IN MYANMAR’S EIA SYSTEM
IEE EIA
Not required
(Recommended during feasibility)
Not required
(Recommended during feasibility)
Disclose information
Local consultation
Timely information disclosure
- Project website
- Local media
Local consultation meetings
Timely information disclosure
- Local and national media
Consultation meetings:
- national, state, local communities
- Government agencies
Field visits for ECD and concerned
government organizations
Publish submitted IEE report
Local consultation meetings
Publish final IEE report if approved
Publish submitted EIA report
- Proponent within 15 days of submission
- ECD upon receipt
National, state/regional, local consultation
meeetings
Publish final EIA report if approved
	
Screening
Investigations	
&	Reporting
Review	&	
Decision
Scoping
Policy	
  context:	
  Regional	
  Guidelines	
  
Policy	
  context:	
  Regional	
  Guidelines	
  
•  Same	
  structure	
  	
  
•  Same	
  principles	
  for	
  EIA	
  
•  Similar	
  principles	
  of	
  public	
  parBcipaBon	
  
•  Focus	
  on	
  EIA,	
  Myanmar	
  examined	
  EIA/IEE/EMP	
  
•  Women,	
  children,	
  vulnerable	
  groups,	
  indigenous	
  
people	
  
•  Regional	
  Guidelines	
  used	
  a	
  spectrum	
  for	
  public	
  
parBcipaBon	
  
•  Myanmar	
  focuses	
  on	
  pracBcal	
  applicaBon	
  under	
  the	
  
EIA	
  Procedure	
  using	
  the	
  Public	
  ParBcipaBon	
  Plan	
  
The	
  Guideline	
  as	
  a	
  PracBcal	
  Tool	
  
•  Primarily	
  for	
  those	
  responsible	
  for	
  undertaking	
  
public	
  parBcipaBon	
  	
  
– Proponents	
  &	
  Consultants	
  
– Government	
  organisaBons	
  
•  Useful	
  for	
  CSOs	
  and	
  general	
  public	
  	
  
– What	
  to	
  expect	
  	
  
– What	
  to	
  request	
  from	
  Proponents	
  &	
  Consultants	
  
•  Providing	
  direcBon,	
  not	
  theory	
  
Purpose	
  &	
  applicaBon	
  
•  Minimum	
  requirements	
  &	
  recommended	
  
good	
  pracBce	
  
•  Public	
  parBcipaBon	
  includes:	
  
– InformaBon	
  disclosure	
  
– ConsultaBon	
  
– IncorporaBon	
  of	
  results	
  	
  
•  Chapters	
  follow	
  the	
  EIA	
  Procedure	
  structure	
  
•  Can	
  be	
  used	
  as	
  guidance	
  for	
  other	
  processes	
  
Purpose	
  &	
  applicaBon	
  
•  Environmental	
  impacts	
  include	
  social	
  &	
  economic	
  
impacts	
  
(g)	
  Adverse	
  Impact	
  means	
  any	
  adverse	
  environmental,	
  
social,	
  socio-­‐economic,	
  health,	
  cultural,	
  occupaBonal	
  
safety	
  or	
  health,	
  and	
  community	
  health	
  and	
  safety	
  
effect...	
  	
  
(h)	
  Environmental	
  Impact	
  …	
  include(s)	
  occupaBonal,	
  
social,	
  cultural,	
  socio-­‐economical,	
  public	
  and	
  community	
  
health,	
  and	
  safety	
  issues.	
  Moreover,	
  social	
  impacts	
  
include	
  Involuntary	
  ReseQlement	
  and	
  relaBng	
  to	
  
Indigenous	
  People.	
  
Meaningful	
  Public	
  ParBcipaBon	
  
Public	
  par2cipa2on	
  means	
  the	
  process	
  of	
  involving	
  
those	
  who	
  are	
  directly	
  and	
  indirectly	
  affected	
  by	
  a	
  
decision	
  in	
  the	
  decision-­‐making	
  process,	
  promoBng	
  
sustainable	
  decisions	
  by	
  providing	
  parBcipants	
  with	
  the	
  
informaBon	
  they	
  need	
  to	
  be	
  involved	
  in	
  a	
  meaningful	
  
way,	
  and	
  communicaBng	
  to	
  parBcipants	
  about	
  how	
  
their	
  input	
  affects	
  the	
  decision	
  –	
  in	
  this	
  way,	
  it	
  
encompasses	
  both	
  informaBon	
  disclosure	
  and	
  
consultaBon	
  processes	
  	
  
Principles	
  of	
  Meaningful	
  Public	
  Par1cipa1on	
  
Chapter	
  1	
  
•  1.4.2	
  The	
  key	
  principles	
  for	
  meaningful	
  public	
  
parBcipaBon	
  
– Integrity:	
  
– Inclusiveness:	
  
– Informed:	
  
– Responsive	
  and	
  reciprocal:	
  
– Respect:	
  
Elements	
  of	
  Meaningful	
  Public	
  Par1cipa1on	
  
Chapter	
  1	
  
•  1.4.3	
  Proper	
  Planning	
  	
  
•  1.4.4	
  IdenBfying	
  PAP	
  and	
  other	
  stakeholders	
  
•  1.4.5	
  InformaBon	
  requirements	
  
– Table	
  1:	
  Minimum	
  informaBon	
  generally	
  expected	
  
for	
  disclosure	
  at	
  each	
  stage	
  of	
  the	
  EIA	
  process	
  	
  
•  1.4.6	
  Language	
  
•  1.5	
  Budget	
  
Public	
  Par1cipa1on	
  Plan	
  	
  
Chapter	
  2	
  
•  The	
  Public	
  ParBcipaBon	
  Plan	
  is	
  the	
  document	
  that	
  
outlines	
  the	
  steps	
  to	
  be	
  taken	
  and	
  the	
  meeBngs	
  
to	
  be	
  held	
  during	
  the	
  EIA/IEE	
  Process.	
  
•  It	
  is	
  a	
  public	
  document	
  that	
  PAP	
  and	
  other	
  
Stakeholders	
  can	
  use	
  to	
  ensure	
  that	
  the	
  public	
  
parBcipaBon	
  is	
  meaningful.	
  
•  There	
  should	
  be	
  a	
  person	
  in	
  charge	
  of	
  the	
  Plan	
  
•  Special	
  Procedures	
  for	
  women,	
  vulnerable	
  groups	
  
and	
  indigenous	
  people.	
  
Public	
  Par1cipa1on	
  Plan	
  	
  
Chapter	
  2	
  
•  A	
  Public	
  ParBcipaBon	
  Plan	
  is	
  a	
  necessary	
  
element	
  of	
  an	
  EIA	
  Terms	
  of	
  Reference	
  
– Therefore	
  it	
  is	
  obligatory	
  
•  There	
  is	
  no	
  discrete	
  IEE	
  scoping	
  step,	
  so	
  the	
  
Public	
  ParBcipaBon	
  Plan	
  will	
  not	
  be	
  formally	
  
reviewed	
  by	
  ECD	
  
– But	
  the	
  Public	
  ParBcipaBon	
  Plan	
  is	
  strongly	
  
encouraged	
  
Public	
  Par1cipa1on	
  Plan	
  
Chapter	
  2	
  
•  This	
  is	
  a	
  key	
  element	
  to	
  ensure	
  meaningful	
  public	
  
parBcipaBon	
  throughout	
  the	
  whole	
  of	
  the	
  EIA	
  
Process	
  
•  Elements:	
  
–  IdenBficaBon	
  of	
  Project	
  Affected	
  People	
  and	
  other	
  
Stakeholders	
  
–  IdenBficaBon	
  of	
  issues	
  
–  Contents	
  of	
  the	
  PPP	
  
–  Resourcing	
  the	
  PPP	
  	
  
–  ImplemenBng	
  the	
  PPP	
  
–  Special	
  procedures	
  
Informa1on	
  Requirements	
  
Chapter	
  2	
  	
  
•  The	
  informaBon	
  is	
  to	
  be	
  publically	
  available	
  	
  	
  
•  The	
  EIA	
  Procedure	
  lists	
  some	
  types	
  of	
  
informaBon	
  that	
  must	
  be	
  provided	
  
•  InformaBon	
  is	
  disclosed	
  during	
  the	
  
preparaBon	
  of	
  the	
  EMP,	
  IEE	
  and	
  EIA.	
  	
  
•  When	
  the	
  final	
  report	
  is	
  ready,	
  it	
  should	
  be	
  
presented	
  to	
  the	
  PAP	
  and	
  Stakeholders	
  and	
  
then	
  submiQed.	
  
Informa1on	
  Requirements	
  
Chapter	
  2	
  	
  
•  Throughout	
  the	
  Guideline	
  there	
  are	
  references	
  
to	
  specific	
  informaBon	
  to	
  be	
  disclosed	
  at	
  each	
  
step	
  of	
  the	
  process.	
  	
  
•  This	
  includes	
  all	
  informaBon	
  that	
  the	
  PAP	
  and	
  
Stakeholders	
  need	
  to	
  understand	
  the	
  potenBal	
  
impacts	
  and	
  the	
  proposed	
  miBgaBon	
  measures.	
  	
  
•  Including	
  the	
  Environmental	
  Management	
  Plan	
  
and	
  all	
  relevant	
  maps,	
  diagrams	
  and	
  other	
  data.	
  	
  
IEE	
  Report	
  Prepara1on	
  Stage	
  
Chapter	
  3	
  
•  Scoping:	
  No	
  scoping	
  step	
  required;	
  public	
  
parBcipaBon	
  begins	
  at	
  IEE	
  Report	
  preparaBon	
  stage	
  
•  Public	
  Par0cipa0on	
  Plan:	
  Although	
  not	
  required,	
  
this	
  is	
  strongly	
  encouraged	
  
•  Most	
  effecBve	
  if	
  developed	
  in	
  consultaBon	
  with	
  
PAP	
  and	
  other	
  local	
  stakeholders	
  
•  Plan	
  should	
  be	
  released	
  at	
  commencement	
  of	
  IEE	
  
process	
  to	
  inform	
  PAP	
  and	
  manage	
  expectaBons	
  
IEE	
  Report	
  Prepara1on	
  Stage	
  
Chapter	
  3	
  
•  No0ce	
  of	
  Commencement	
  of	
  IEE	
  (Art.	
  3.2)	
  must	
  
include	
  informaBon	
  about	
  PP	
  process	
  –	
  informaBon	
  
disclosure,	
  number	
  and	
  locaBon	
  of	
  meeBngs,	
  etc.	
  
•  Number	
  of	
  Mee0ngs	
  during	
  IEE	
  Report	
  (Art.	
  3.4.1)	
  
•  At	
  least	
  2	
  +	
  Final	
  IEE	
  Report	
  PresentaBon	
  (3.4.4)	
  
•  Fewer	
  meeBngs	
  may	
  be	
  approved	
  by	
  ECD	
  on	
  case	
  
by	
  case	
  basis	
  
•  Proponent	
  will	
  be	
  required	
  to	
  provide	
  
jusBficaBon	
  for	
  fewer	
  PP	
  meeBngs	
  
Figure	
  1:	
  Applica1on	
  of	
  Guideline	
  to	
  IEE	
  inves1ga1on	
  
IEE	
  Report	
  Review	
  Stage	
  
Chapter	
  3	
  
•  Results	
  of	
  Public	
  Par0cipa0on	
  Process	
  (Art.	
  3.5)	
  
•  Number	
  of	
  Mee0ngs	
  during	
  IEE	
  Report	
  Review	
  
(Art.	
  3.6)	
  
•  at	
  least	
  1	
  meeBng	
  in	
  close	
  proximity	
  to	
  Project	
  
Site;	
  ECD	
  may	
  require	
  more	
  if	
  necessary	
  
•  WriJen	
  Comments	
  on	
  IEE	
  Report	
  (Art.	
  3.6.4)	
  
•  Response	
  to	
  Comments	
  (Art.	
  3.6.6):	
  ECD	
  to	
  
consider	
  comments	
  received	
  during	
  Report	
  Review	
  
and	
  explain	
  ECD’s	
  Report	
  recommendaBon	
  
Figure	
  2:	
  Applica1on	
  of	
  Guideline	
  to	
  IEE	
  Report	
  review	
  
EIA	
  Scoping	
  Stage	
  
Chapter	
  4	
  
•  No0ce	
  of	
  Scoping	
  Stage	
  (Art.	
  4.2.2):	
  must	
  include	
  
informaBon	
  disclosure,	
  number	
  and	
  locaBon	
  of	
  
meeBngs,	
  etc.	
  
•  Mee0ngs	
  (Art.	
  4.2.4):	
  at	
  least	
  2	
  PP	
  meeBngs	
  	
  
•  Public	
  Par0cipa0on	
  Plan	
  (4.2.1(c)):	
  Proponent	
  must	
  
develop	
  Plan	
  during	
  the	
  Scoping	
  Stage	
  
•  Results	
  of	
  Scoping	
  Public	
  Par0cipa0on	
  (Art.	
  4.2.6	
  
(c)	
  and	
  (d))	
  
Figure	
  3:	
  Applica1on	
  of	
  Guideline	
  to	
  EIA	
  scoping	
  
EIA	
  Report	
  Stage	
  
Chapter	
  4	
  
•  Significant	
  2me	
  and	
  effort	
  required	
  –	
  poten2ally	
  6	
  
months	
  to	
  two	
  years	
  
•  No0ce	
  of	
  Commencement	
  (Art.	
  4.3.2)	
  must	
  include	
  
informaBon	
  about	
  PP	
  process	
  –	
  informaBon	
  disclosure,	
  
number	
  and	
  locaBon	
  of	
  meeBngs,	
  etc.	
  
•  Number	
  of	
  Mee0ngs	
  during	
  EIA	
  Report	
  (Art.	
  4.3.4.1)	
  
•  Determined	
  by	
  Public	
  Par2cipa2on	
  Plan	
  in	
  
consultaBon	
  with	
  PAP	
  and	
  ECD	
  
•  At	
  least	
  2	
  +	
  EIA	
  Report	
  Final	
  PresentaBon,	
  but	
  may	
  
require	
  more	
  depending	
  on	
  project	
  
•  InformaBon	
  about	
  meeBngs	
  to	
  be	
  included	
  in	
  Public	
  
Par2cipa2on	
  Plan	
  
Figure	
  4:	
  Applica1on	
  of	
  Guideline	
  to	
  EIA	
  prepara1on	
  
EIA	
  Report	
  Review	
  Stage	
  
Chapter	
  4	
  
•  Results	
  of	
  Public	
  Par0cipa0on	
  Process	
  (Art.	
  4.3.5)	
  
•  Number	
  of	
  Mee0ngs	
  during	
  EIA	
  Report	
  Review	
  
(Art.	
  4.4.5)	
  to	
  be	
  determined	
  by	
  ECD	
  depending	
  on	
  
the	
  nature	
  of	
  the	
  project	
  
•  Should	
  be	
  organized	
  at	
  different	
  levels	
  -­‐	
  naBonal,	
  
regional,	
  state,	
  Nay	
  Pyi	
  Daw	
  
•  WriJen	
  Comments	
  on	
  EIA	
  Report	
  (Art.	
  4.4.4)	
  
•  Response	
  to	
  Comments	
  (Art.	
  4.4.6):	
  ECD	
  to	
  consider	
  
comments	
  received	
  during	
  Report	
  Review	
  and	
  
explain	
  ECD’s	
  Report	
  recommendaBon	
  
Figure	
  5:	
  Applica1on	
  of	
  Guideline	
  to	
  EIA	
  Report	
  review	
  
Common	
  to	
  IEE	
  and	
  EIA	
  Processes	
  
•  Site	
  Visits	
  
•  Encouraged	
  for	
  IEE	
  (Art.	
  3.4.3)	
  
•  Required	
  for	
  EIA	
  (Art.	
  4.3.4.3)	
  
•  Emphasis	
  on	
  earlier	
  the	
  beJer	
  
•  Emphasis	
  on	
  equitable	
  gender	
  representa0on	
  
•  Special	
  Procedures	
  for	
  women,	
  vulnerable	
  groups	
  
and	
  indigenous	
  people.	
  
•  Minimum	
  0meframes	
  for	
  stages	
  in	
  the	
  process	
  
•  For	
  example,	
  noBces	
  of	
  commencement	
  issued	
  
at	
  least	
  14	
  days	
  before	
  PP	
  meeBngs	
  
Public	
  Par1cipa1on	
  for	
  Stand-­‐Alone	
  EMPs	
  
Chapter	
  5	
  
•  Generally	
  for	
  projects	
  with	
  less	
  environmental	
  
impacts	
  
•  DraK	
  EMP	
  should	
  be	
  presented	
  to	
  PAP	
  and	
  other	
  
stakeholders	
  for	
  review	
  
•  Final	
  EMP	
  should	
  take	
  into	
  account	
  public	
  
comments	
  
•  Final	
  EMP	
  presented	
  to	
  PAP	
  prior	
  to	
  submission	
  to	
  
ECD	
  
•  Final	
  EMP	
  report	
  should	
  describe	
  ongoing	
  public	
  
parBcipaBon	
  processes	
  
Public	
  Par1cipa1on	
  for	
  Project	
  Implementa1on,	
  
Monitoring,	
  and	
  Compliance	
  
Chapter	
  6	
  
•  The	
  EMP	
  must	
  include	
  public	
  parBcipaBon	
  processes	
  
for	
  monitoring,	
  including	
  mechanisms	
  to	
  address	
  
non-­‐compliance	
  with	
  EMP	
  
•  Ongoing	
  InformaBon	
  Disclosure	
  Requirements	
  
•  For	
  large	
  projects,	
  dedicated	
  informaBon	
  center	
  should	
  
be	
  established	
  
•  Project	
  Monitoring	
  Reports	
  –	
  must	
  be	
  made	
  
available	
  to	
  the	
  public	
  no	
  later	
  than	
  10	
  days	
  aKer	
  
submission	
  to	
  ECD	
  
•  Both	
  electronic	
  and	
  hard	
  copy	
  
Public	
  Par1cipa1on	
  for	
  Project	
  Implementa1on,	
  
Monitoring,	
  and	
  Compliance	
  
Chapter	
  6	
  
Throughout	
  project	
  implementaBon,	
  PAP	
  and	
  other	
  
stakeholders	
  should	
  have	
  access	
  to	
  wide-­‐ranging	
  
informaBon	
  including:	
  
•  regular	
  monitoring	
  and	
  acBvity	
  reports:	
  
•  project	
  expenditures	
  on	
  miBgaBon	
  and	
  management	
  measures,	
  	
  
monitoring	
  systems	
  and	
  project	
  commitments;	
  	
  
•  compliance	
  with	
  project	
  condiBons	
  and	
  commitments;	
  	
  
•  informaBon	
  about	
  any	
  breaches	
  of	
  compliance	
  and	
  remedial	
  
measures;	
  	
  
•  updated	
  EMPs	
  and	
  project	
  approval	
  condiBons;	
  	
  
•  actual	
  emissions	
  compared	
  to	
  standards;	
  	
  
•  levels	
  of	
  any	
  toxic	
  waste,	
  pollutant	
  releases	
  or	
  transportaBon	
  of	
  
hazardous	
  waste;	
  	
  
•  acBon	
  steps	
  and	
  responses	
  to	
  any	
  community	
  concerns.	
  
Public	
  Par1cipa1on	
  for	
  Project	
  Implementa1on,	
  
Monitoring,	
  and	
  Compliance	
  
Chapter	
  7	
  
•  Community	
  ConsultaBon	
  CommiQee	
  
•  Establishment	
  of	
  a	
  commiQee	
  is	
  encouraged	
  to	
  
maintain	
  open	
  communicaBon	
  with	
  community	
  
•  May	
  include	
  a	
  dispute	
  resoluBon	
  mechanism	
  
•  Complaints	
  and	
  Grievances	
  Mechanism	
  
•  Encouraged	
  to	
  provide	
  formal,	
  known	
  avenue	
  
•  Managed	
  by	
  Project	
  Proponent	
  with	
  involvement	
  
of	
  local	
  authoriBes	
  

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Guide to Public Participation in Myanmar's EIA Processes

  • 1. Dra$  Guideline  on  Public  Par1cipa1on   in  Myanmar’s  EIA  Processes   17  November  2017   Yangon   MYANMAR ENVIRONMENTAL GOVERNANCE PROGRAM  
  • 2. Agenda   •  Overview  of  project  and  purpose  of  Guideline   •  Summary  of  the  principles  underpinning  the   Guideline   •  Summary  of  applicaBon  to  IEEs  &  EIAs   •  Summary  of  monitoring  project   implementaBon  
  • 3. Project  Context EIA  is  the   main   safeguard   Consultant   training  &   reviewing   EIAs   New  EIA   system   Regional   Guidelines   Civil  Society   Role  
  • 4. DraKing  process   •  MulB-­‐stakeholder  Working  Group   •  DraK  Guideline  for  ConsultaBon   – Online  comments   – ConsultaBon  workshops   •  Final  draK  submiQed     for  ECD  consideraBon  
  • 5. Key  goal  &  purpose  of  EIA  processes •  Key  goal:   to  support  sustainable  development     and  create  sustainable  socie2es   •  Purpose:   to  ensure  the  poten2al  impacts  are  assessed,     with  appropriate  mi2ga2on  developed,  before   project  proposals  are  approved  and  implemented  
  • 6. ECC  is  before  any  other  permit 76:  For  Projects  that  require  an  IEE  or  EIA,   before  any  permit  is  granted  or  issued  by  any   ministry,  or  any  other  competent  authority   in  respect  of  any  applicaBon  to  proceed  with   implementaBon  of  such  Projects,  an  ECC   shall  first  have  been  duly  issued  by  the   Ministry  in  accordance  with  this  Procedure  
  • 7. Key  benefits  of  public  parBcipaBon   •  capture  local  and  tradiBonal  knowledge  that  may   be  useful  for  decision-­‐  making     •  ensure  that  important  impacts  are  not  missed   •  ensure  benefits  are  maximised     •  improve  consideraBon  of  alternaBves,  miBgaBon   measures  and  trade-­‐  offs     •  reduce  potenBal  conflict  through  the  early   idenBficaBon  of  contenBous  issues   •  create  a  sense  of  ownership  in  the  proposal   •  increase  public  confidence  in  the  EIA  process  
  • 8. EIA  Legal  Framework Environmental  Conserva2on   Law  2012   Empowers  the  Ministry  to  establish   and  implement  EIA  system Environmental  Conserva2on   Rules  2014   •  Broad  framework:  IEE  and  EIA   •  Delegates  responsibility  to  ECD   •  EIA  Report  Review  Body Environmental  Impact   Assessment  Procedure  2015   •  Provides  detailed  process   •  Public  parBcipaBon  requirements   •  Screening  Schedule  
  • 9. Myanmar’s  EIA  process   SCREENING   INITIAL  ENVIRONMENTAL   EXAMINATION   ENVIRONMENTAL  IMPACT   ASSESSMENT   STAND-­‐ALONE  EMP   InvesBgaBons  &   ReporBng   Review  &  Approval   Process   InvesBgaBons  &   ReporBng   Review  &  Approval   Process   Scoping   Environmental  Compliance   CerBficate  (ECC)   ECC  Reject   OTHER   PERMITTING   PROCESSES   ECC  Reject  
  • 10. Legal  requirements:  EIA  ProcedureSTAKEHOLDER ROLES IN MYANMAR’S EIA SYSTEM IEE EIA Not required (Recommended during feasibility) Not required (Recommended during feasibility) Disclose information Local consultation Timely information disclosure - Project website - Local media Local consultation meetings Timely information disclosure - Local and national media Consultation meetings: - national, state, local communities - Government agencies Field visits for ECD and concerned government organizations Publish submitted IEE report Local consultation meetings Publish final IEE report if approved Publish submitted EIA report - Proponent within 15 days of submission - ECD upon receipt National, state/regional, local consultation meeetings Publish final EIA report if approved Screening Investigations & Reporting Review & Decision Scoping
  • 11. Policy  context:  Regional  Guidelines  
  • 12. Policy  context:  Regional  Guidelines   •  Same  structure     •  Same  principles  for  EIA   •  Similar  principles  of  public  parBcipaBon   •  Focus  on  EIA,  Myanmar  examined  EIA/IEE/EMP   •  Women,  children,  vulnerable  groups,  indigenous   people   •  Regional  Guidelines  used  a  spectrum  for  public   parBcipaBon   •  Myanmar  focuses  on  pracBcal  applicaBon  under  the   EIA  Procedure  using  the  Public  ParBcipaBon  Plan  
  • 13. The  Guideline  as  a  PracBcal  Tool   •  Primarily  for  those  responsible  for  undertaking   public  parBcipaBon     – Proponents  &  Consultants   – Government  organisaBons   •  Useful  for  CSOs  and  general  public     – What  to  expect     – What  to  request  from  Proponents  &  Consultants   •  Providing  direcBon,  not  theory  
  • 14. Purpose  &  applicaBon   •  Minimum  requirements  &  recommended   good  pracBce   •  Public  parBcipaBon  includes:   – InformaBon  disclosure   – ConsultaBon   – IncorporaBon  of  results     •  Chapters  follow  the  EIA  Procedure  structure   •  Can  be  used  as  guidance  for  other  processes  
  • 15. Purpose  &  applicaBon   •  Environmental  impacts  include  social  &  economic   impacts   (g)  Adverse  Impact  means  any  adverse  environmental,   social,  socio-­‐economic,  health,  cultural,  occupaBonal   safety  or  health,  and  community  health  and  safety   effect...     (h)  Environmental  Impact  …  include(s)  occupaBonal,   social,  cultural,  socio-­‐economical,  public  and  community   health,  and  safety  issues.  Moreover,  social  impacts   include  Involuntary  ReseQlement  and  relaBng  to   Indigenous  People.  
  • 16. Meaningful  Public  ParBcipaBon   Public  par2cipa2on  means  the  process  of  involving   those  who  are  directly  and  indirectly  affected  by  a   decision  in  the  decision-­‐making  process,  promoBng   sustainable  decisions  by  providing  parBcipants  with  the   informaBon  they  need  to  be  involved  in  a  meaningful   way,  and  communicaBng  to  parBcipants  about  how   their  input  affects  the  decision  –  in  this  way,  it   encompasses  both  informaBon  disclosure  and   consultaBon  processes    
  • 17. Principles  of  Meaningful  Public  Par1cipa1on   Chapter  1   •  1.4.2  The  key  principles  for  meaningful  public   parBcipaBon   – Integrity:   – Inclusiveness:   – Informed:   – Responsive  and  reciprocal:   – Respect:  
  • 18. Elements  of  Meaningful  Public  Par1cipa1on   Chapter  1   •  1.4.3  Proper  Planning     •  1.4.4  IdenBfying  PAP  and  other  stakeholders   •  1.4.5  InformaBon  requirements   – Table  1:  Minimum  informaBon  generally  expected   for  disclosure  at  each  stage  of  the  EIA  process     •  1.4.6  Language   •  1.5  Budget  
  • 19. Public  Par1cipa1on  Plan     Chapter  2   •  The  Public  ParBcipaBon  Plan  is  the  document  that   outlines  the  steps  to  be  taken  and  the  meeBngs   to  be  held  during  the  EIA/IEE  Process.   •  It  is  a  public  document  that  PAP  and  other   Stakeholders  can  use  to  ensure  that  the  public   parBcipaBon  is  meaningful.   •  There  should  be  a  person  in  charge  of  the  Plan   •  Special  Procedures  for  women,  vulnerable  groups   and  indigenous  people.  
  • 20. Public  Par1cipa1on  Plan     Chapter  2   •  A  Public  ParBcipaBon  Plan  is  a  necessary   element  of  an  EIA  Terms  of  Reference   – Therefore  it  is  obligatory   •  There  is  no  discrete  IEE  scoping  step,  so  the   Public  ParBcipaBon  Plan  will  not  be  formally   reviewed  by  ECD   – But  the  Public  ParBcipaBon  Plan  is  strongly   encouraged  
  • 21. Public  Par1cipa1on  Plan   Chapter  2   •  This  is  a  key  element  to  ensure  meaningful  public   parBcipaBon  throughout  the  whole  of  the  EIA   Process   •  Elements:   –  IdenBficaBon  of  Project  Affected  People  and  other   Stakeholders   –  IdenBficaBon  of  issues   –  Contents  of  the  PPP   –  Resourcing  the  PPP     –  ImplemenBng  the  PPP   –  Special  procedures  
  • 22. Informa1on  Requirements   Chapter  2     •  The  informaBon  is  to  be  publically  available       •  The  EIA  Procedure  lists  some  types  of   informaBon  that  must  be  provided   •  InformaBon  is  disclosed  during  the   preparaBon  of  the  EMP,  IEE  and  EIA.     •  When  the  final  report  is  ready,  it  should  be   presented  to  the  PAP  and  Stakeholders  and   then  submiQed.  
  • 23. Informa1on  Requirements   Chapter  2     •  Throughout  the  Guideline  there  are  references   to  specific  informaBon  to  be  disclosed  at  each   step  of  the  process.     •  This  includes  all  informaBon  that  the  PAP  and   Stakeholders  need  to  understand  the  potenBal   impacts  and  the  proposed  miBgaBon  measures.     •  Including  the  Environmental  Management  Plan   and  all  relevant  maps,  diagrams  and  other  data.    
  • 24. IEE  Report  Prepara1on  Stage   Chapter  3   •  Scoping:  No  scoping  step  required;  public   parBcipaBon  begins  at  IEE  Report  preparaBon  stage   •  Public  Par0cipa0on  Plan:  Although  not  required,   this  is  strongly  encouraged   •  Most  effecBve  if  developed  in  consultaBon  with   PAP  and  other  local  stakeholders   •  Plan  should  be  released  at  commencement  of  IEE   process  to  inform  PAP  and  manage  expectaBons  
  • 25. IEE  Report  Prepara1on  Stage   Chapter  3   •  No0ce  of  Commencement  of  IEE  (Art.  3.2)  must   include  informaBon  about  PP  process  –  informaBon   disclosure,  number  and  locaBon  of  meeBngs,  etc.   •  Number  of  Mee0ngs  during  IEE  Report  (Art.  3.4.1)   •  At  least  2  +  Final  IEE  Report  PresentaBon  (3.4.4)   •  Fewer  meeBngs  may  be  approved  by  ECD  on  case   by  case  basis   •  Proponent  will  be  required  to  provide   jusBficaBon  for  fewer  PP  meeBngs  
  • 26. Figure  1:  Applica1on  of  Guideline  to  IEE  inves1ga1on  
  • 27. IEE  Report  Review  Stage   Chapter  3   •  Results  of  Public  Par0cipa0on  Process  (Art.  3.5)   •  Number  of  Mee0ngs  during  IEE  Report  Review   (Art.  3.6)   •  at  least  1  meeBng  in  close  proximity  to  Project   Site;  ECD  may  require  more  if  necessary   •  WriJen  Comments  on  IEE  Report  (Art.  3.6.4)   •  Response  to  Comments  (Art.  3.6.6):  ECD  to   consider  comments  received  during  Report  Review   and  explain  ECD’s  Report  recommendaBon  
  • 28. Figure  2:  Applica1on  of  Guideline  to  IEE  Report  review  
  • 29. EIA  Scoping  Stage   Chapter  4   •  No0ce  of  Scoping  Stage  (Art.  4.2.2):  must  include   informaBon  disclosure,  number  and  locaBon  of   meeBngs,  etc.   •  Mee0ngs  (Art.  4.2.4):  at  least  2  PP  meeBngs     •  Public  Par0cipa0on  Plan  (4.2.1(c)):  Proponent  must   develop  Plan  during  the  Scoping  Stage   •  Results  of  Scoping  Public  Par0cipa0on  (Art.  4.2.6   (c)  and  (d))  
  • 30. Figure  3:  Applica1on  of  Guideline  to  EIA  scoping  
  • 31. EIA  Report  Stage   Chapter  4   •  Significant  2me  and  effort  required  –  poten2ally  6   months  to  two  years   •  No0ce  of  Commencement  (Art.  4.3.2)  must  include   informaBon  about  PP  process  –  informaBon  disclosure,   number  and  locaBon  of  meeBngs,  etc.   •  Number  of  Mee0ngs  during  EIA  Report  (Art.  4.3.4.1)   •  Determined  by  Public  Par2cipa2on  Plan  in   consultaBon  with  PAP  and  ECD   •  At  least  2  +  EIA  Report  Final  PresentaBon,  but  may   require  more  depending  on  project   •  InformaBon  about  meeBngs  to  be  included  in  Public   Par2cipa2on  Plan  
  • 32. Figure  4:  Applica1on  of  Guideline  to  EIA  prepara1on  
  • 33. EIA  Report  Review  Stage   Chapter  4   •  Results  of  Public  Par0cipa0on  Process  (Art.  4.3.5)   •  Number  of  Mee0ngs  during  EIA  Report  Review   (Art.  4.4.5)  to  be  determined  by  ECD  depending  on   the  nature  of  the  project   •  Should  be  organized  at  different  levels  -­‐  naBonal,   regional,  state,  Nay  Pyi  Daw   •  WriJen  Comments  on  EIA  Report  (Art.  4.4.4)   •  Response  to  Comments  (Art.  4.4.6):  ECD  to  consider   comments  received  during  Report  Review  and   explain  ECD’s  Report  recommendaBon  
  • 34. Figure  5:  Applica1on  of  Guideline  to  EIA  Report  review  
  • 35. Common  to  IEE  and  EIA  Processes   •  Site  Visits   •  Encouraged  for  IEE  (Art.  3.4.3)   •  Required  for  EIA  (Art.  4.3.4.3)   •  Emphasis  on  earlier  the  beJer   •  Emphasis  on  equitable  gender  representa0on   •  Special  Procedures  for  women,  vulnerable  groups   and  indigenous  people.   •  Minimum  0meframes  for  stages  in  the  process   •  For  example,  noBces  of  commencement  issued   at  least  14  days  before  PP  meeBngs  
  • 36. Public  Par1cipa1on  for  Stand-­‐Alone  EMPs   Chapter  5   •  Generally  for  projects  with  less  environmental   impacts   •  DraK  EMP  should  be  presented  to  PAP  and  other   stakeholders  for  review   •  Final  EMP  should  take  into  account  public   comments   •  Final  EMP  presented  to  PAP  prior  to  submission  to   ECD   •  Final  EMP  report  should  describe  ongoing  public   parBcipaBon  processes  
  • 37. Public  Par1cipa1on  for  Project  Implementa1on,   Monitoring,  and  Compliance   Chapter  6   •  The  EMP  must  include  public  parBcipaBon  processes   for  monitoring,  including  mechanisms  to  address   non-­‐compliance  with  EMP   •  Ongoing  InformaBon  Disclosure  Requirements   •  For  large  projects,  dedicated  informaBon  center  should   be  established   •  Project  Monitoring  Reports  –  must  be  made   available  to  the  public  no  later  than  10  days  aKer   submission  to  ECD   •  Both  electronic  and  hard  copy  
  • 38. Public  Par1cipa1on  for  Project  Implementa1on,   Monitoring,  and  Compliance   Chapter  6   Throughout  project  implementaBon,  PAP  and  other   stakeholders  should  have  access  to  wide-­‐ranging   informaBon  including:   •  regular  monitoring  and  acBvity  reports:   •  project  expenditures  on  miBgaBon  and  management  measures,     monitoring  systems  and  project  commitments;     •  compliance  with  project  condiBons  and  commitments;     •  informaBon  about  any  breaches  of  compliance  and  remedial   measures;     •  updated  EMPs  and  project  approval  condiBons;     •  actual  emissions  compared  to  standards;     •  levels  of  any  toxic  waste,  pollutant  releases  or  transportaBon  of   hazardous  waste;     •  acBon  steps  and  responses  to  any  community  concerns.  
  • 39. Public  Par1cipa1on  for  Project  Implementa1on,   Monitoring,  and  Compliance   Chapter  7   •  Community  ConsultaBon  CommiQee   •  Establishment  of  a  commiQee  is  encouraged  to   maintain  open  communicaBon  with  community   •  May  include  a  dispute  resoluBon  mechanism   •  Complaints  and  Grievances  Mechanism   •  Encouraged  to  provide  formal,  known  avenue   •  Managed  by  Project  Proponent  with  involvement   of  local  authoriBes