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BIFURCATIONS
Introduction
 A bifurcation of a dynamical system is a qualitative change in its dynamics
produced by varying parameters.
 A bifurcation occurs when a small smooth change made to the parameter values
(the bifurcation parameters) of a system causes a sudden qualitative or topological
change in its behavior.
 Types of bifurcations
 Local bifurcations, which can be analyzed entirely through changes in the
local stability properties of equilibrium, periodic orbits or other invariant sets as
parameters cross through critical thresholds.
 Global bifurcations, which often occur when larger invariant sets of the system
'collide' with each other, or with equilibrium of the system. They cannot be
detected purely by a stability analysis of the equilibrium (fixed points).
2
Bifurcationtypes Local
Saddle-node
Transcritical
Pitchfork
Period-doubling
Hopf
Neimark
Global
Homoclinic
Heteroclinic
Infinite-period
Blue sky catastrophe
3
Saddle-Node Bifurcation
 The saddle-node bifurcation is the basic mechanism by which fixed points
are created, collided and destroyed
4
Saddle-Node Bifurcation
 Bifurcation diagram:
5
Saddle-Node Bifurcation
 Normal Forms
Taylor’s expansion:
Which
6
f (x*, rc)
= 0
∂ƒ /∂x|(x*, rc) = 0
Saddle-Node Bifurcation
 Normal Forms
7
Saddle-Node Bifurcation8
Transcritical Bifurcation
 There are certain scientific situations where a fixed point must exist for all
values of a parameter and can never be destroyed.
9
Transcritical Bifurcation10
 in the transcritical case,
the two fixed points don’t
disappear after the
bifurcation instead they
just switch their stability 
Transcritical Bifurcation11
Transcritical Bifurcation
 Laser Threshold
12
Pitchfork Bifurcation
 This bifurcation is common in physical problems that have a symmetry.
 There are two very different types of pitchfork bifurcation:
 Supercritical Pitchfork Bifurcation
Normal Form:
 Subcritical Pitchfork Bifurcation
Normal Form:
13
Pitchfork Bifurcation
 Supercritical Pitchfork Bifurcation
Pitchfork Trifurcation!
14
Pitchfork Bifurcation
 The potential of System
The potential is defined by f (x) = – dV / dx
Then
– dV / dx = rx – x3
15
Pitchfork Bifurcation
 Subcritical Pitchfork Bifurcation
16
Pitchfork Bifurcation
 In the range rs < r < 0, two
qualitatively different stable states
coexist, namely the origin and the
large-amplitude fixed points. The
initial condition x0 determines which
fixed point is approached as t → ∞.
 The existence of different stable
states allows for the possibility of
jumps and hysteresis as r is varied.
 The bifurcation at rs is a saddle-node
bifurcation.
17
Bifurcation in a Mechanical System
 Overdamped Bead on a Rotating Hoop
18
we would like to find some
conditions under which we can
safely neglect term.
Then
Bifurcation in a Mechanical System
 Overdamped Bead on a Rotating Hoop
Dimensional Analysis and Scaling
where T is a characteristic time scale
then
And finally,
19
Each of the terms in
parentheses is a
dimensionless group.
Bifurcation in a Mechanical System
 Overdamped Bead on a Rotating Hoop
Dimensional Analysis and Scaling
20
Bifurcation in a Mechanical System
 Overdamped Bead on a Rotating Hoop
Dimensional Analysis and Scaling
21
Bifurcation in a Mechanical System
 Overdamped Bead on a Rotating Hoop
Phase Plane Analysis
 The plane is spanned by two axes, one for the angle and one for the
angular velocity.
22
Vector field
Second-order system Phase plane
First-order system
All trajectories slam straight
up or down onto the curve
C defined by, and
then slowly ooze along this
curve until they reach a
fixed point.
Bifurcation in a Mechanical System
 Overdamped Bead on a Rotating Hoop
Phase Plane Analysis
23
Imperfect Bifurcations
 In many real-world circumstances, the symmetry is only approximate, an
imperfection leads to a slight difference between left and right.
h as an imperfection parameter.
24
Imperfect Bifurcations
 The critical case occurs when the horizontal line is just tangent to either the
local minimum or maximum of the cubic; then we have a saddle-node
bifurcation.
Saddle-node bifurcations occur when h = ±hc(r), where
25
Parameter Space
Imperfect Bifurcations
 The bifurcation diagram of x* vs. r, for fixed h
26
Imperfect Bifurcations
 The bifurcation diagram of x* vs. h, for fixed r
27
Hysteresis
Imperfect Bifurcations
 If we plot the fixed points x* above the (r,h) plane, we get the cusp
catastrophe surface.
28
The term catastrophe is
motivated by the fact that
as parameters change, the
state of the system can be
carried over the edge of the
upper surface, after which it
drops discontinuously to the
lower surface.
Insect Outbreak
 The proposed model for the budworm population dynamics is
The term p(N) represents the death rate due to predation.
29
Insect Outbreak
 To get rid of the parameters:
Then
And finally
30
Insect Outbreak31
Insect Outbreak
 Calculating the Bifurcation Curves
32
Insect Outbreak
 Calculating the Bifurcation Curves
33
The refuge level a is the only
stable state for low r, and the
outbreak level c is the only
stable state for large r. In
the bistable region, both stable
states exist.

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Bifurcation

  • 2. Introduction  A bifurcation of a dynamical system is a qualitative change in its dynamics produced by varying parameters.  A bifurcation occurs when a small smooth change made to the parameter values (the bifurcation parameters) of a system causes a sudden qualitative or topological change in its behavior.  Types of bifurcations  Local bifurcations, which can be analyzed entirely through changes in the local stability properties of equilibrium, periodic orbits or other invariant sets as parameters cross through critical thresholds.  Global bifurcations, which often occur when larger invariant sets of the system 'collide' with each other, or with equilibrium of the system. They cannot be detected purely by a stability analysis of the equilibrium (fixed points). 2
  • 4. Saddle-Node Bifurcation  The saddle-node bifurcation is the basic mechanism by which fixed points are created, collided and destroyed 4
  • 6. Saddle-Node Bifurcation  Normal Forms Taylor’s expansion: Which 6 f (x*, rc) = 0 ∂ƒ /∂x|(x*, rc) = 0
  • 9. Transcritical Bifurcation  There are certain scientific situations where a fixed point must exist for all values of a parameter and can never be destroyed. 9
  • 10. Transcritical Bifurcation10  in the transcritical case, the two fixed points don’t disappear after the bifurcation instead they just switch their stability 
  • 13. Pitchfork Bifurcation  This bifurcation is common in physical problems that have a symmetry.  There are two very different types of pitchfork bifurcation:  Supercritical Pitchfork Bifurcation Normal Form:  Subcritical Pitchfork Bifurcation Normal Form: 13
  • 14. Pitchfork Bifurcation  Supercritical Pitchfork Bifurcation Pitchfork Trifurcation! 14
  • 15. Pitchfork Bifurcation  The potential of System The potential is defined by f (x) = – dV / dx Then – dV / dx = rx – x3 15
  • 16. Pitchfork Bifurcation  Subcritical Pitchfork Bifurcation 16
  • 17. Pitchfork Bifurcation  In the range rs < r < 0, two qualitatively different stable states coexist, namely the origin and the large-amplitude fixed points. The initial condition x0 determines which fixed point is approached as t → ∞.  The existence of different stable states allows for the possibility of jumps and hysteresis as r is varied.  The bifurcation at rs is a saddle-node bifurcation. 17
  • 18. Bifurcation in a Mechanical System  Overdamped Bead on a Rotating Hoop 18 we would like to find some conditions under which we can safely neglect term. Then
  • 19. Bifurcation in a Mechanical System  Overdamped Bead on a Rotating Hoop Dimensional Analysis and Scaling where T is a characteristic time scale then And finally, 19 Each of the terms in parentheses is a dimensionless group.
  • 20. Bifurcation in a Mechanical System  Overdamped Bead on a Rotating Hoop Dimensional Analysis and Scaling 20
  • 21. Bifurcation in a Mechanical System  Overdamped Bead on a Rotating Hoop Dimensional Analysis and Scaling 21
  • 22. Bifurcation in a Mechanical System  Overdamped Bead on a Rotating Hoop Phase Plane Analysis  The plane is spanned by two axes, one for the angle and one for the angular velocity. 22 Vector field Second-order system Phase plane First-order system
  • 23. All trajectories slam straight up or down onto the curve C defined by, and then slowly ooze along this curve until they reach a fixed point. Bifurcation in a Mechanical System  Overdamped Bead on a Rotating Hoop Phase Plane Analysis 23
  • 24. Imperfect Bifurcations  In many real-world circumstances, the symmetry is only approximate, an imperfection leads to a slight difference between left and right. h as an imperfection parameter. 24
  • 25. Imperfect Bifurcations  The critical case occurs when the horizontal line is just tangent to either the local minimum or maximum of the cubic; then we have a saddle-node bifurcation. Saddle-node bifurcations occur when h = ±hc(r), where 25 Parameter Space
  • 26. Imperfect Bifurcations  The bifurcation diagram of x* vs. r, for fixed h 26
  • 27. Imperfect Bifurcations  The bifurcation diagram of x* vs. h, for fixed r 27 Hysteresis
  • 28. Imperfect Bifurcations  If we plot the fixed points x* above the (r,h) plane, we get the cusp catastrophe surface. 28 The term catastrophe is motivated by the fact that as parameters change, the state of the system can be carried over the edge of the upper surface, after which it drops discontinuously to the lower surface.
  • 29. Insect Outbreak  The proposed model for the budworm population dynamics is The term p(N) represents the death rate due to predation. 29
  • 30. Insect Outbreak  To get rid of the parameters: Then And finally 30
  • 32. Insect Outbreak  Calculating the Bifurcation Curves 32
  • 33. Insect Outbreak  Calculating the Bifurcation Curves 33 The refuge level a is the only stable state for low r, and the outbreak level c is the only stable state for large r. In the bistable region, both stable states exist.