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Networks,
                                            Actors and
                                              Power:
                                          A case study of
                                             REDD+ in
                                               Brazil

        Global	
  Compara+ve	
  Study-­‐REDD+	
  	
  
Interna+onal	
  Society	
  for	
  Ecological	
  Economics	
  -­‐	
  ISEE	
  
     Maria	
  Fernanda	
  Gebara,	
  Shaozeng	
  Zhang,	
  	
  
         Leandra	
  Fatorelli	
  and	
  Peter	
  May	
  
               June	
  2012	
  –	
  Rio	
  de	
  Janeiro	
  	
  	
  
REDD+ in Brazil
                                                                                                              Na+onal	
  
                                                               Interagency	
                                   REDD+	
  
                                            Na+onal	
                                                         Strategy	
  
                                                                Task	
  Force	
  
                         Zero	
             Plan	
  for	
  
Compensated	
        Deforesta+on	
         Climate	
         Na+onal	
  Policy	
  for	
              Sub-­‐na+onal	
  
Reduc+on 	
              Pact	
             Change	
           Climate	
  Change	
                     Ini+a+ves	
  

 2003         2006            2007          2008              2009                  2010                      2011

              Voluntary	
        JUMA	
                                   NAMAs	
                WGs	
            REDD+	
  
                                                 Amazon	
  Fund	
  
PPCDAM	
       Regime	
                                                                                           and	
  PES	
  
                                                                            Principle	
  and	
                      Bills	
  	
  
                                                                             Criteria 	
  	
  
                                                               PPCerrado	
                                 More	
  than	
  50	
  
                                                                                       FIP	
  
                                                                                                             projects	
  

Brazil and REDD+ - Timeline                                                 ABC	
  Plan	
  


                                                                             THINKING beyond the canopy
REDD+ PNA in Brazil
Objec&ve:	
  	
  
	
  
To	
   characterise	
   the	
   actors	
   related	
   to	
   REDD+	
   in	
   Brazil	
   who	
   interact	
   in	
  
more	
   variant	
   forms	
   of	
   poli&cal	
   processes	
   across	
   different	
   levels,                 	
  
iden+fying	
  their	
  main	
  rela&ons	
  and	
  influences.	
  	
  
	
  
Research	
  Ques&ons:	
  	
  
§  Who	
  are	
  the	
  actors	
  and	
  networks	
  influencing	
  REDD+	
  policymaking	
  in	
  
       Brazil?	
  	
  
§  What	
  are	
  the	
  surrounding	
  poli+cs	
  related	
  to	
  REDD+	
  in	
  Brazil?	
  
§  What	
   are	
   the	
   implica+ons	
   of	
   policy	
   network	
   dimensions	
   to	
   REDD+	
  
       implementa+on	
  in	
  Brazil?	
  
	
                                                                             THINKING beyond the canopy
Methods

§  Iden+fica+on	
  of	
  ins+tu+ons	
  based	
  on	
  preliminary	
  research	
  with	
  
    focus	
  on	
  the	
  emerging	
  REDD+	
  policy	
  networks	
  

§  Na+onal	
  Level	
  

§  Jun.	
  2010-­‐Sept.	
  2011	
  	
  
                                                      §    REDD+	
  Related	
  Ac+vi+es	
  
                                                      §    Posi+on	
  on	
  REDD+	
  issues	
  	
  
              3Es	
  +	
  	
                          §    Networks	
  	
  
       §    Effec+veness	
                            §    Policies	
  and	
  Processes	
  	
  
       §    Efficiency	
  	
                           §    Events	
  	
  
       §    Equity	
  	
                             §    General	
  Informa+on	
  	
  
       §    Co-­‐benefits	
                           §    Open	
  Ques+ons	
  

                                                                  THINKING beyond the canopy
Methods
 Total	
  of	
  64	
  ins&tu&ons	
  selected	
  

§  Na+onal	
  Government	
  agencies	
  (20):	
  	
  
§  Na+onal	
  Research	
  Ins+tu+ons	
  (4):	
  	
  
§  Domes+c	
  NGOs	
  (14):	
  	
  
§  Interna+onal	
  NGOs	
  (8)	
  
§  Na+onal	
  Business	
  Organiza+ons	
  (6):	
  
§  Interna+onal	
  Government	
  Agencies	
  (2):	
  	
  
§  Donors	
  (2):	
  	
  

                                                             THINKING beyond the canopy
Results
Influence	
  of	
  actors	
  	
  




                                         THINKING beyond the canopy
Results
Collabora&on	
  between	
  actors	
  




                                        THINKING beyond the canopy
Results
Scien&fic	
  Informa&on	
  	
  




                                   THINKING beyond the canopy
Results
Resource	
  Flow	
  




                                 THINKING beyond the canopy
Results
    General	
  Percep&ons	
  
§  Majority	
  called	
  for	
  a	
  na&onal	
  REDD	
  regime/structure	
  as	
  soon	
  as	
  possible,	
  but	
  they	
  
    disagreed	
   with	
   each	
   other	
   as	
   to	
   whether	
   all	
   REDD+	
   accoun&ng	
   and	
   payments	
  
    should	
  go	
  through	
  the	
  na&onal	
  governments.	
  
§  The	
   biggest	
   challenge	
   for	
   REDD+	
   as	
   perceived	
   by	
   most	
   of	
   par+cipants	
   was	
   to	
  
    achieve	
   effec&ve	
   coordina&on	
   between	
   state	
   agencies,	
   the	
   private	
   sector,	
   and	
  
    civil	
  society.	
  	
  

§  The	
  great	
  majority	
  (83%)	
  agreed	
  that	
  REDD+	
  should	
  mainly	
  reward	
  local	
  people	
  
    for	
   emission	
   reduc&on	
   ac&vi&es.	
   Another	
   79%,	
   agreed	
   that	
   REDD+	
   schemes	
  
    should	
  always	
  require	
  permission	
  from	
  local	
  forest	
  resource	
  users	
  in	
  the	
  form	
  of	
  
    Free,	
  Prior	
  and	
  Informed	
  Consent.	
  	
  

§  Most	
  ac+vity	
  directly	
  related	
  to	
  REDD+	
  was	
  networking	
  and	
  providing	
  discussion	
  
    forum.	
  	
  

                                                                                        THINKING beyond the canopy
Results
 Implica&ons	
  for	
  the	
  3Es	
  
§  The	
  effec&veness	
  of	
  REDD+	
  went	
  unques&oned	
  by	
  many	
  surveyed	
  organiza+ons	
  

§  The	
  efficiency	
  of	
  REDD+	
  was	
  addressed	
  in	
  similar	
  way,	
  and	
  a	
  “nested	
  approach”	
  
    was	
  suggested	
  by	
  many	
  

§  The	
  issue	
  of	
  equity	
  and	
  co-­‐benefits	
  of	
  REDD+	
  was	
  widely	
  debated	
  and	
  contested	
  
    by	
  the	
  policy	
  actors,	
  especially	
  those	
  of	
  the	
  civil	
  society	
  	
  
§  The	
  majority	
  of	
  the	
  surveyed	
  organiza+ons	
  agreed	
  that	
  all	
  REDD+	
  schemes	
  should	
  
    also	
   require	
   the	
   realiza+on	
   of	
   other	
   key	
   benefits	
   as	
   poverty	
   reduc&on	
   and	
  
    maintenance	
  of	
  biodiversity	
  
§  At	
   interna+onal	
   level,	
   a	
   half	
   of	
   the	
   organiza+ons	
   were	
   not	
   sure	
   about	
   whether	
  
    REDD+	
  will	
  assure	
  fairness	
  in	
  the	
  interna+onal	
  distribu+on	
  of	
  environmental	
   costs	
  
    and	
  benefits	
  à	
  “it	
  depends”	
  on	
  the	
  evolu+on	
  of	
  REDD+	
  policies	
  
§  Conflicts	
  over	
  forest	
  land	
  and	
  forest	
  resources	
  are	
  believed	
  by	
  many	
  to	
  challenge	
  
    the	
  equity	
  and	
  fair	
  co-­‐benefit	
  sharing	
  of	
  REDD+	
        THINKING beyond the canopy
Conclusions
§  REDD+	
   as	
   a	
   new	
   policy	
   arena	
   that	
   puts	
   various	
   organiza&ons	
   into	
   actor	
  
    networks	
   and	
   poli+cal	
   plays.	
   It	
   redeploys	
   exis&ng	
   organiza&ons	
   (MMA/INPE)	
  
    for	
  new	
  tasks	
  and	
  gives	
  birth	
  to	
  new	
  ones	
  (Amazon	
  Fund)	
  to	
  work	
  with	
  REDD+	
  
    specific	
  issues	
  	
  

§  Central	
  nodes	
  in	
  terms	
  of	
  coordina+on	
  and	
  influence:	
  MMA	
  and	
  IPAM	
  

§  Effec+veness	
  and	
  efficiency	
  need	
  to	
  be	
  beYer	
  addressed	
  	
  

§  The	
   equity	
   and	
   co-­‐benefits	
   of	
   REDD+:	
   well	
   debated	
   and	
   contested,	
   but	
   not	
  
     guaranteed	
  
	
  
§  Need	
  for	
  coordina&on	
  between	
  different	
  levels	
  and	
  sectors	
  of	
  governance	
  


                                                                                     THINKING beyond the canopy
Obrigada!




Maria Fernanda Gebara, Phd Candidate (UFRRJ/CPDA)
Fundação Getulio Vargas
mfgebara@gmail.com
www.forestsclimatechange.org         THINKING beyond the canopy

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Networks, actors and power: A case study of REDD+ in Brazil

  • 1. Networks, Actors and Power: A case study of REDD+ in Brazil Global  Compara+ve  Study-­‐REDD+     Interna+onal  Society  for  Ecological  Economics  -­‐  ISEE   Maria  Fernanda  Gebara,  Shaozeng  Zhang,     Leandra  Fatorelli  and  Peter  May   June  2012  –  Rio  de  Janeiro      
  • 2. REDD+ in Brazil Na+onal   Interagency   REDD+   Na+onal   Strategy   Task  Force   Zero   Plan  for   Compensated   Deforesta+on   Climate   Na+onal  Policy  for   Sub-­‐na+onal   Reduc+on   Pact   Change   Climate  Change   Ini+a+ves   2003 2006 2007 2008 2009 2010 2011 Voluntary   JUMA   NAMAs   WGs   REDD+   Amazon  Fund   PPCDAM   Regime   and  PES   Principle  and   Bills     Criteria     PPCerrado   More  than  50   FIP   projects   Brazil and REDD+ - Timeline ABC  Plan   THINKING beyond the canopy
  • 3. REDD+ PNA in Brazil Objec&ve:       To   characterise   the   actors   related   to   REDD+   in   Brazil   who   interact   in   more   variant   forms   of   poli&cal   processes   across   different   levels,   iden+fying  their  main  rela&ons  and  influences.       Research  Ques&ons:     §  Who  are  the  actors  and  networks  influencing  REDD+  policymaking  in   Brazil?     §  What  are  the  surrounding  poli+cs  related  to  REDD+  in  Brazil?   §  What   are   the   implica+ons   of   policy   network   dimensions   to   REDD+   implementa+on  in  Brazil?     THINKING beyond the canopy
  • 4. Methods §  Iden+fica+on  of  ins+tu+ons  based  on  preliminary  research  with   focus  on  the  emerging  REDD+  policy  networks   §  Na+onal  Level   §  Jun.  2010-­‐Sept.  2011     §  REDD+  Related  Ac+vi+es   §  Posi+on  on  REDD+  issues     3Es  +     §  Networks     §  Effec+veness   §  Policies  and  Processes     §  Efficiency     §  Events     §  Equity     §  General  Informa+on     §  Co-­‐benefits   §  Open  Ques+ons   THINKING beyond the canopy
  • 5. Methods Total  of  64  ins&tu&ons  selected   §  Na+onal  Government  agencies  (20):     §  Na+onal  Research  Ins+tu+ons  (4):     §  Domes+c  NGOs  (14):     §  Interna+onal  NGOs  (8)   §  Na+onal  Business  Organiza+ons  (6):   §  Interna+onal  Government  Agencies  (2):     §  Donors  (2):     THINKING beyond the canopy
  • 6. Results Influence  of  actors     THINKING beyond the canopy
  • 7. Results Collabora&on  between  actors   THINKING beyond the canopy
  • 8. Results Scien&fic  Informa&on     THINKING beyond the canopy
  • 9. Results Resource  Flow   THINKING beyond the canopy
  • 10. Results General  Percep&ons   §  Majority  called  for  a  na&onal  REDD  regime/structure  as  soon  as  possible,  but  they   disagreed   with   each   other   as   to   whether   all   REDD+   accoun&ng   and   payments   should  go  through  the  na&onal  governments.   §  The   biggest   challenge   for   REDD+   as   perceived   by   most   of   par+cipants   was   to   achieve   effec&ve   coordina&on   between   state   agencies,   the   private   sector,   and   civil  society.     §  The  great  majority  (83%)  agreed  that  REDD+  should  mainly  reward  local  people   for   emission   reduc&on   ac&vi&es.   Another   79%,   agreed   that   REDD+   schemes   should  always  require  permission  from  local  forest  resource  users  in  the  form  of   Free,  Prior  and  Informed  Consent.     §  Most  ac+vity  directly  related  to  REDD+  was  networking  and  providing  discussion   forum.     THINKING beyond the canopy
  • 11. Results Implica&ons  for  the  3Es   §  The  effec&veness  of  REDD+  went  unques&oned  by  many  surveyed  organiza+ons   §  The  efficiency  of  REDD+  was  addressed  in  similar  way,  and  a  “nested  approach”   was  suggested  by  many   §  The  issue  of  equity  and  co-­‐benefits  of  REDD+  was  widely  debated  and  contested   by  the  policy  actors,  especially  those  of  the  civil  society     §  The  majority  of  the  surveyed  organiza+ons  agreed  that  all  REDD+  schemes  should   also   require   the   realiza+on   of   other   key   benefits   as   poverty   reduc&on   and   maintenance  of  biodiversity   §  At   interna+onal   level,   a   half   of   the   organiza+ons   were   not   sure   about   whether   REDD+  will  assure  fairness  in  the  interna+onal  distribu+on  of  environmental   costs   and  benefits  à  “it  depends”  on  the  evolu+on  of  REDD+  policies   §  Conflicts  over  forest  land  and  forest  resources  are  believed  by  many  to  challenge   the  equity  and  fair  co-­‐benefit  sharing  of  REDD+   THINKING beyond the canopy
  • 12. Conclusions §  REDD+   as   a   new   policy   arena   that   puts   various   organiza&ons   into   actor   networks   and   poli+cal   plays.   It   redeploys   exis&ng   organiza&ons   (MMA/INPE)   for  new  tasks  and  gives  birth  to  new  ones  (Amazon  Fund)  to  work  with  REDD+   specific  issues     §  Central  nodes  in  terms  of  coordina+on  and  influence:  MMA  and  IPAM   §  Effec+veness  and  efficiency  need  to  be  beYer  addressed     §  The   equity   and   co-­‐benefits   of   REDD+:   well   debated   and   contested,   but   not   guaranteed     §  Need  for  coordina&on  between  different  levels  and  sectors  of  governance   THINKING beyond the canopy
  • 13. Obrigada! Maria Fernanda Gebara, Phd Candidate (UFRRJ/CPDA) Fundação Getulio Vargas mfgebara@gmail.com www.forestsclimatechange.org THINKING beyond the canopy