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The German Site Selection Procedure
for a Final Repository for
High-level Waste – Characteristics of a
Participatory, Self-reflecting and
Learning Procedure
Saleem Chaudry, Melanie Mbah, Bettina
Brohmann, Peter Hocke
European Geosciences Union
Vienna, 08.04.2019
2
www.oeko.de
Background: Nuclear Waste Governance
• site selection process described as „wicked“ sociotechnical
problem
• traditional top-down governance failed (e.g. Gorleben)
• external factors like Fukushima affected attitude towards
nuclear energy
• political „window of opportunity“
• participation is regarded as more than just a helpful tool
• Site Selection Act 2013 and Commission for the Disposal of
High-Level Waste (2014-2016)
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
Sources: see e.g. ENTRIA 2019; Hocke/Kallenbach 2015; Brunnengräber et al. 2014; Mbah 2018.
3
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The German Site Selection Procedure
• based on German Site Selection Act 2017 (StandAG 2017)
• pays more attention to participatory elements:
- National Civil Society Board (NBG)
- Subareas Conference
- Regional conferences and council of regions
- Informal participatory elements
• aim: implement a participatory, self-reflecting and learning
procedure
• agency responsible for participation: Federal Office for the
Safety of Nuclear Waste Management (BfE)
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
4
www.oeko.de
Research Project (2018-2020)
Title: „Public participation in the siting procedure for a final
repository: challenges of a cross-generational, self-reflecting and
learning procedure“
Working steps and context of results:
• development of a concept for participation
• analysis of regulatory framework and development of modules
for a learning authority
• analysis of narratives on final disposal and development of
future visions
Contracting authority: Federal Office for the Safety of Nuclear
Waste Management (BfE)
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
5
www.oeko.de
Methodological approach
• research question: What kind of requirements does a learning
procedure impose on the overall process and its institutions?
• juridical analysis of legal requirements and the scope for
participatory elements
• literature review on elements of organizational learning
combined with an empirical analysis on work modi of the BfE
• problem description and design in cooperation with BfE
• group discussions and qualitative interviews (with BfE-staff)
• analysis and critical reflection of findings
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
6
www.oeko.de
Participatory and learning procedure? – Options,
limitations and requirements
● prior informal participatory elements become formal by legal
commitment
‒ design is fixed
‒ implementation of findings in decision-making still has to be defined
● informal participatory elements required
‒ can be implemented by several actors
‒ design is open
‒ integration in decision-making process needs to be defined
● co-design of participatory procedure
‒ between administrative authorities, politics, and stakeholders
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
7
www.oeko.de
Participatory and learning procedure? – Options,
limitations and requirements
● limitations:
‒ BfE as regulator and agency responsible for participation and steering of
the process
‒ democratic decision-making only in parliament, no veto-rights or
referendum
● selected requirements for a learning procedure
‒ various participation options for all interested actors
‒ openness of all actors and
‒ interaction and communication between actors on eye level
‒ reflection of the process by continual evaluation
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
Sources: see e.g. Dryzek 2010; Geißel 2012; Smeddinck 2019/forthcoming.
8
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Preliminary (indicative) conclusions
• need for a conceptual elaboration of terms like „self-reflecting“
and „learning“
• formal embeddedness of participatory elements needs clear
messages according to empowerment
• enabling of participation regarding e.g. knowledge/information
gaps, financial configuration, networks/actor cooperation and
deliberation – reflecting the aim of democratization
• development of a positive error culture (and of ambitious
narratives)
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
9
www.oeko.de
Thank you for your attention!
m.mbah@oeko.de
This project was initiated, accompanied and funded by the Federal
Office for the Safety of Nuclear Waste Management BfE. The presented
results reflect the view of the authors and do not necessarily reflect the
views of BfE.
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
10
www.oeko.de
Selected references
Brunnengräber, Achim; Di Nucci, M. Rosaria; Häfner, Daniel; Losada, Maria Ana (2014): Nuclear Waste Governance -
ein wicked problem der Energiewende. In: Achim Brunnengräber und Di Nucci, M. Rosaria (Hg.): Im Hürdenlauf zur
Energiewende. Von Transformationen, Reformen und Innovationen. Wiesbaden: Springer VS, pp. 389–399.
Dryzek, John S. (2010): Foundations and Frontiers of Deliberative Governance. 1. publ. Oxford: Oxford University
Press.
ENTRIA (2019): Entsorgungsoptionen für radioaktive Reststoffe: Interdisziplinäre Analysen und Entwicklung von
Bewertungsgrundlagen (ENTRIA, 2013-2018): Abschlussbericht des BMBF-Projektes – Ergebnisse und
Leistungsbilanz. Hg. v. K.-J. Röhlig et al. Clausthal-Zellerfeld: TU Clausthal, 827 pages.
Geißel, Brigitte (2012): Democratic Innovations. Theoretical and Empirical Challenges of Evaluation. In: Brigitte Geißel
(Hg.): Evaluating democratic innovations. Curing the democratic malaise? London: Routledge, pp. 209–214.
Hocke, Peter; Kallenbach-Herbert, Beate (2015): Always the Same Old Story? Nuclear Waste Governance in Germany.
In: Achim Brunnengräber, Lutz Mez, Di Nucci, M. Rosaria und Miranda Schreurs (Hg.): Nuclear Waste Governance. An
International Comparison. Wiesbaden: Springer VS, pp. 177–201.
Mbah, Melanie (2018): Decision-making in repository siting procedures – Democratic and societal challenges for
nuclear waste governance. In: Getzinger G (ed) Critical Issues in Science, Technology and Society Studies. Conference
Proceedings of the 17th STS Conference Graz 2018, pp 186-195.
Smeddinck, U. (2019/forthcoming): Die Öffentlichkeitsbeteiligung im Standortauswahlverfahren – experimentell, resilient
und partizipationsfähig? In: Winfried Kluth und Ulrich Smeddinck (Hg.) Bürgerpartizipation neu gedacht.
Characteristics of a Participatory, Self-reflecting and
Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019

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The German Site Selection Procedure for a Final Repository for High-level Waste – Characteristics of a Participatory, Self-reflecting and Learning Procedure

  • 1. www.oeko.de The German Site Selection Procedure for a Final Repository for High-level Waste – Characteristics of a Participatory, Self-reflecting and Learning Procedure Saleem Chaudry, Melanie Mbah, Bettina Brohmann, Peter Hocke European Geosciences Union Vienna, 08.04.2019
  • 2. 2 www.oeko.de Background: Nuclear Waste Governance • site selection process described as „wicked“ sociotechnical problem • traditional top-down governance failed (e.g. Gorleben) • external factors like Fukushima affected attitude towards nuclear energy • political „window of opportunity“ • participation is regarded as more than just a helpful tool • Site Selection Act 2013 and Commission for the Disposal of High-Level Waste (2014-2016) Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019 Sources: see e.g. ENTRIA 2019; Hocke/Kallenbach 2015; Brunnengräber et al. 2014; Mbah 2018.
  • 3. 3 www.oeko.de The German Site Selection Procedure • based on German Site Selection Act 2017 (StandAG 2017) • pays more attention to participatory elements: - National Civil Society Board (NBG) - Subareas Conference - Regional conferences and council of regions - Informal participatory elements • aim: implement a participatory, self-reflecting and learning procedure • agency responsible for participation: Federal Office for the Safety of Nuclear Waste Management (BfE) Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
  • 4. 4 www.oeko.de Research Project (2018-2020) Title: „Public participation in the siting procedure for a final repository: challenges of a cross-generational, self-reflecting and learning procedure“ Working steps and context of results: • development of a concept for participation • analysis of regulatory framework and development of modules for a learning authority • analysis of narratives on final disposal and development of future visions Contracting authority: Federal Office for the Safety of Nuclear Waste Management (BfE) Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
  • 5. 5 www.oeko.de Methodological approach • research question: What kind of requirements does a learning procedure impose on the overall process and its institutions? • juridical analysis of legal requirements and the scope for participatory elements • literature review on elements of organizational learning combined with an empirical analysis on work modi of the BfE • problem description and design in cooperation with BfE • group discussions and qualitative interviews (with BfE-staff) • analysis and critical reflection of findings Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
  • 6. 6 www.oeko.de Participatory and learning procedure? – Options, limitations and requirements ● prior informal participatory elements become formal by legal commitment ‒ design is fixed ‒ implementation of findings in decision-making still has to be defined ● informal participatory elements required ‒ can be implemented by several actors ‒ design is open ‒ integration in decision-making process needs to be defined ● co-design of participatory procedure ‒ between administrative authorities, politics, and stakeholders Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
  • 7. 7 www.oeko.de Participatory and learning procedure? – Options, limitations and requirements ● limitations: ‒ BfE as regulator and agency responsible for participation and steering of the process ‒ democratic decision-making only in parliament, no veto-rights or referendum ● selected requirements for a learning procedure ‒ various participation options for all interested actors ‒ openness of all actors and ‒ interaction and communication between actors on eye level ‒ reflection of the process by continual evaluation Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019 Sources: see e.g. Dryzek 2010; Geißel 2012; Smeddinck 2019/forthcoming.
  • 8. 8 www.oeko.de Preliminary (indicative) conclusions • need for a conceptual elaboration of terms like „self-reflecting“ and „learning“ • formal embeddedness of participatory elements needs clear messages according to empowerment • enabling of participation regarding e.g. knowledge/information gaps, financial configuration, networks/actor cooperation and deliberation – reflecting the aim of democratization • development of a positive error culture (and of ambitious narratives) Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
  • 9. 9 www.oeko.de Thank you for your attention! m.mbah@oeko.de This project was initiated, accompanied and funded by the Federal Office for the Safety of Nuclear Waste Management BfE. The presented results reflect the view of the authors and do not necessarily reflect the views of BfE. Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019
  • 10. 10 www.oeko.de Selected references Brunnengräber, Achim; Di Nucci, M. Rosaria; Häfner, Daniel; Losada, Maria Ana (2014): Nuclear Waste Governance - ein wicked problem der Energiewende. In: Achim Brunnengräber und Di Nucci, M. Rosaria (Hg.): Im Hürdenlauf zur Energiewende. Von Transformationen, Reformen und Innovationen. Wiesbaden: Springer VS, pp. 389–399. Dryzek, John S. (2010): Foundations and Frontiers of Deliberative Governance. 1. publ. Oxford: Oxford University Press. ENTRIA (2019): Entsorgungsoptionen für radioaktive Reststoffe: Interdisziplinäre Analysen und Entwicklung von Bewertungsgrundlagen (ENTRIA, 2013-2018): Abschlussbericht des BMBF-Projektes – Ergebnisse und Leistungsbilanz. Hg. v. K.-J. Röhlig et al. Clausthal-Zellerfeld: TU Clausthal, 827 pages. Geißel, Brigitte (2012): Democratic Innovations. Theoretical and Empirical Challenges of Evaluation. In: Brigitte Geißel (Hg.): Evaluating democratic innovations. Curing the democratic malaise? London: Routledge, pp. 209–214. Hocke, Peter; Kallenbach-Herbert, Beate (2015): Always the Same Old Story? Nuclear Waste Governance in Germany. In: Achim Brunnengräber, Lutz Mez, Di Nucci, M. Rosaria und Miranda Schreurs (Hg.): Nuclear Waste Governance. An International Comparison. Wiesbaden: Springer VS, pp. 177–201. Mbah, Melanie (2018): Decision-making in repository siting procedures – Democratic and societal challenges for nuclear waste governance. In: Getzinger G (ed) Critical Issues in Science, Technology and Society Studies. Conference Proceedings of the 17th STS Conference Graz 2018, pp 186-195. Smeddinck, U. (2019/forthcoming): Die Öffentlichkeitsbeteiligung im Standortauswahlverfahren – experimentell, resilient und partizipationsfähig? In: Winfried Kluth und Ulrich Smeddinck (Hg.) Bürgerpartizipation neu gedacht. Characteristics of a Participatory, Self-reflecting and Learning Procedure│Chaudry, Mbah, Brohmann, Hocke│Vienna│08.04.2019