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ABACO
Agro-ecology based aggradation-conservation agriculture



  Targeting innovations to combat soil degradation and food
                insecurity in semi-arid Africa
  Pablo Tittonell, Eric Scopel, Gerardo Halsema, Nadine Andrieu,
    Helena Posthumus, Paul Mapfumo, Rabah Lahmar, Marc
     Corbeels, Tom Apina, Jacqueline Rakotoarisoa, Florence
   Mtambanengwe, Barry Pound, Regis Chikowo, Saidi Mkomwa
Problem statement
 Poor soil fertility and soil degradation limit food security
 CA may be low-cost investment strategy to increase water productivity and
resilience to climate variability, and reverse soil degradation
 But adoption by smallholders in sub-Saharan Africa seems to be hampered by:
     Concerns on initial yield decreases
     Lack of sufficient biomass for effective mulching
     Increased labour requirements if no access to herbicides
     Lack of access to and use of external inputs
 CA has to be tailored to local agro-ecological and socio-economic conditions
 Adoption of innovations is a non-linear process
 Sharing knowledge and building capacity through innovation platforms may
enhance adaptation and adoption of CA by smallholders
ABACO project
Objective: reduce vulnerability of smallholder
farmers to climatic variability by building capacity
through innovation platforms to design, evaluate
and implement targeted technological options for,
and mechanisms to promote adoption of,
conservation agriculture based on agro-ecological
principles to combat land degradation and food
insecurity in semi-arid sub-Saharan Africa.

Specific objectives:
1. To target CA to smallholders’ conditions
2. To involve farmers and researchers in co-
   innovation platforms to facilitate
   adaptation/appropriation
3. To assess the social and economic viability and
   tradeoffs across scales and scenarios
4. To promote dissemination of CA alternatives
   and approaches
5. To reinforce existing knowledge networks on CA
ABACO project
Project leader: Saidi Mkomwa – ACT

Consortium: ACT, CIRAD, CIRDES, EMBRAPA,
FOFIFA, SOFECSA, University of Greenwich
(NRI), Wageningen University, Yellow Window

Timeframe: 2011 – 2014

Funded by EU

Semi-arid areas of East (Kenya, Tanzania), West
(Burkina Faso, Mali) and Southern (Zimbabwe,
Mozambique, Madagascar) Africa

Building on previous projects: KASSA, CA2Africa
Project sites
A focus on dryland areas
   (400 – 1200 mm)


                           CIRDES




                                         ACT




                                    SOFECSA    FOFIFA
Stepwise ‘aggradation’
How fast does this happen?
What is the importance to
farmers’ livelihoods?
What indicators can
be used for
monitoring?




                                                   Aggradation: slow
                                                   process of soil
                                                   formation (borrowed
                                                   term from geography
                                                   used for alluvial
                                                   soils)

                             Rabah Lahmar (2009)
Stepwise ‘aggradation’
 ABACO’s approach of aggradation/conservation agriculture consists of:
 • Implementing measures traditionally promoted as soil and water conservation,
 water harvesting technologies or (indigenous) agroforestry, during an initial
 phase of soil restoration or ‘greening’.
 • Only when a minimum efficiency of nutrient and water capture has been
 achieved to allow increasing primary productivity, the three principles of CA may
 become effective: zero tillage, permanent soil cover and crop rotation.
 • Particularly in dry environments the response of soil productivity to soil
 restorative measures may exhibit a faceted pattern characterised by an initial
 response to increased water availability (i.e., the ‘greening’ effect) with a slight
 loss in water productivity, followed by a response to increased soil fertility once
 nutrients become available (resulting in greater water productivity).
Stepwise ‘aggradation’
   Plant biomass                                                   Water productivity
         (kg ha-1)
   bi+2                                                            ti+2


                       availability
                Increased nutrient




   bi+1                                                            ti+1
   bi                                  ti



                                            Increased water
                                                 availability


                                                                    Transpiration
                                                                           (mm)
                                      wi                        wi+1
Soil rehabilitation




The response of a degraded agro-ecosystem to rehabilitation measures may be
fast or slow, and exhibit weak or strong hysteresis (i.e., h, h’ or h”). The periods t25%,
t50% and t100% represent the delay necessary to achieve 25 to 100% of the original
performance, efficiency or stock level.
The rate of responsiveness depends on:
• the indicator chosen to characterize the response (productivity, efficiencies, stocks),
• on the type of measure(s) implemented to restore productivity,
• on the biophysical properties of the agro-ecosystem, and
• on the behaviour of external factors (e.g. rainfall).
Feasibility and tradeoffs
                        gaseous losses             harvest

                                         Crop      fertilizer
                     erosion

                                          crop                            Tree
                                          uptake
                                                       N2                              gaseous losses          harvest
                                     leaching        fixation
                                                                                      Prunings
                                                                                                        Crop
                                                                                       mulch                   fertilizer

Experimental field                                                          erosion

                                                                              competitive tree uptake crop
                                                                                                      uptake

                                                                             ‘safety-net’ tree uptake
    On-farm                                                                                         leaching




   Landscape


                                                                NPK
                                                                  NPK
                                                                    NPK
Innovation platforms

                                   Rural
          Other                  community                   Other
      stakeholders                                       stakeholders

                      Action                    Field
                     research                  schools
                                   Co-
                                innovation
                                 platform
           Research for                            Promotion &
           development                              extension
                                  Knowledge
                                   networks




                                    Other
                                stakeholders
                                                         Based on Learning
                                                         Centres model, Zimbabwe
The 5 ABACO principles
 1.   Rehabilitation of degraded soils to restore biomass productivity, in order
      to secure the various functions of CA that depend on above and
      belowground plant biomass;
 2.   Increased water productivity and soil water buffering capacity to face
      increasing risks associated with climate change, creating more
      conducive conditions for farmers’ investments;
 3.   Intensifying agro-ecological functions to capitalise on natural
      interactions, increase resource use efficiency and reduce dependence
      on external inputs;
 4.   Embed these principles in sustainable innovation support systems that
      recognise the complexity and non-linearity of agricultural innovation
      processes;
 5.   Institutionalization of enabling policies and market conditions so as to
      facilitate uptake and promotion of CA among smallholder farmers.
ABACO activities
 1.   On-station and on-farm field experimentation
 2.   Gender-sensitive characterisation of conditions for implementing CA
      technologies and gender mainstreaming of all activities
 3.   Action research with rural communities
 4.   Participatory & model-based scenario analysis and tradeoffs evaluation
 5.   Training & capacity development
 6.   Dissemination
 7.   Policy analysis and recommendations
The ABACO project
    FP6 CA2Africa                                                     FP7 KASSA

                                    Existing CA knowledge

                                             Best-bets
                Site charac-                                Supportive
                terisation &                                   basic
                 diagnosis                  Field testing    research
                                               & niche




                                                                                  Project progress
                                              targeting         Field
                                                            demonstra-
                Analysis tool                               tion, farmer
                development                                 valuation &
                                             Feasibility     adaptation
                     Policy                 and tradeoffs
                    analysis                 evaluation        Policy
                                                            recommen-
                  Material                                    dations
                development
                                            Dissemina-
                                            tion & out-
                                               reach


                     Field activities
                     Innovation platforms
Organisational matrix
                                                                                        Work packages
                                   WP1. Diagnosis, design         WP2. Innovation                  WP3. Feasibility and              WP4. Dissemination,
           Themes                  and testing                    support                          trade-offs evaluation             impact and networking

      Water productivity and       Design and testing of          Farmer testing &                 Evaluation of CA                 Documentation of 4W(*),
          climatic variability     water capture and climate      adaptation of water              alternatives under climatic      adoption and adaptation
                                   coping alternatives based      capture and climate              scenarios, risk and              strategies; Mechanisms of
 I                                 on CA                          coping alternatives              vulnerability                    dissemination-learning


       Soil rehabilitation and     Design and testing of CA       Farmer testing &                 Evaluation of C and nutrient     Documentation of 4W(*),
            integrated fertility   alternatives for soil          adaptation of soil               flows and tradeoffs for CA       adoption and adaptation
                 management        rehabilitation and fertility   rehabilitation & fertility       implementation from field to     strategies; Mechanisms of
 II                                management                     management alternatives          regional scale                   dissemination-learning


   Agroecological functions        Diagnosis & identification     Farmer testing &                 Multi-criteria evaluation of     Assessment of externalities
        and environmental          of biodiversity-mediated       adaptation of biodiversity       CA functions &                   and service provision (e.g.
                   services        CA functions, definition of    mediated functions,              sustainability: tradeoffs from   carbon sequestration,
 III                               indicators                     valuation of indicators          field to regional scale          biodiversity, water saving)


      Livelihood, gender and       Gender-sensitive socio-        Innovation systems               Evaluation of social &           Analysis of adoption,
            policy evaluation      economic diagnosis of          support, organisational          economic viability of CA;        adaptation and learning
                                   enabling environments &        landscapes, capacity             tradeoffs under policy and       processes; Policy design &
 IV                                local perceptions              needs & development              market scenarios                 recommendations



          Methods and tools         Surveying & diagnosis, on-    Stakeholder analysis, farmer   Dynamic and bio-economic           Meta-analysis, stakeholder
                                        farm & on-station          groups, action research &     modeling at different scales,       platforms, dissemination
                                   experiments, measurements                training              participatory evaluation               events & material




                                                                                                                 (*) the 4W stand for “What Worked, Where and Why?”
WP0: Coordination


Flows         WP1: Diagnosis,
             design and testing               WP2: Innovation
                                                 support
        WP1-W WP1-E WP1-S WP1-M


         Supportive                                        Innovation
          research                                          platforms
                      Field testing       Diagnosis &
                      & targeting       characterisation



                           WP3: Feasibility and
                           trade-offs evaluation
                                                         Participatory
                         Model                            evaluation
                      development
                                          Scenario
                                          analysis


                          WP4: Dissemination
                         and impact assessment
           Network
        reinforcement
                                                      Policy analysis
                 Training of                             &design
                  trainers            Dissemination
                                       & outreach
Concluding remarks
 •   ABACO is a concept relying on 5 principles,
     borrowing from ISFM, agroecology and
     innovation systems
 •   We cannot ‘conserve’ what has already been
     degraded – a stepwise ‘aggradation’ phase is
     needed
 •   The EU-funded ABACO project targets
     innovations to combat food insecurity in
     semiarid areas
 •   Four transversal themes organise the research
     questions
 •   Four work packages delineate the project
     activities
 •   We are not starting from zero…
For questions:
On water productivity: gerardo.vanhalsema@wur.nl
On soil fertility: p.mapfumo@cgiar.org
On diagnosis & design: pablo.tittonell@cirad.fr
On feasibility & tradeoffs: m.corbeels@cgiar.org
On agro-ecological functions: eric.scopel@cirad.fr
On innovation platforms, adoption & gender: h.posthumus@gre.ac.uk
On ABACO: saidi.mkomwa@act-africa.org




                                                           A B A C O

                             THANK YOU!

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Targeting innovations to combat soil degradation and food insecurity in semi-arid Africa. Pablo Tittonell

  • 1. ABACO Agro-ecology based aggradation-conservation agriculture Targeting innovations to combat soil degradation and food insecurity in semi-arid Africa Pablo Tittonell, Eric Scopel, Gerardo Halsema, Nadine Andrieu, Helena Posthumus, Paul Mapfumo, Rabah Lahmar, Marc Corbeels, Tom Apina, Jacqueline Rakotoarisoa, Florence Mtambanengwe, Barry Pound, Regis Chikowo, Saidi Mkomwa
  • 2. Problem statement  Poor soil fertility and soil degradation limit food security  CA may be low-cost investment strategy to increase water productivity and resilience to climate variability, and reverse soil degradation  But adoption by smallholders in sub-Saharan Africa seems to be hampered by:  Concerns on initial yield decreases  Lack of sufficient biomass for effective mulching  Increased labour requirements if no access to herbicides  Lack of access to and use of external inputs  CA has to be tailored to local agro-ecological and socio-economic conditions  Adoption of innovations is a non-linear process  Sharing knowledge and building capacity through innovation platforms may enhance adaptation and adoption of CA by smallholders
  • 3. ABACO project Objective: reduce vulnerability of smallholder farmers to climatic variability by building capacity through innovation platforms to design, evaluate and implement targeted technological options for, and mechanisms to promote adoption of, conservation agriculture based on agro-ecological principles to combat land degradation and food insecurity in semi-arid sub-Saharan Africa. Specific objectives: 1. To target CA to smallholders’ conditions 2. To involve farmers and researchers in co- innovation platforms to facilitate adaptation/appropriation 3. To assess the social and economic viability and tradeoffs across scales and scenarios 4. To promote dissemination of CA alternatives and approaches 5. To reinforce existing knowledge networks on CA
  • 4. ABACO project Project leader: Saidi Mkomwa – ACT Consortium: ACT, CIRAD, CIRDES, EMBRAPA, FOFIFA, SOFECSA, University of Greenwich (NRI), Wageningen University, Yellow Window Timeframe: 2011 – 2014 Funded by EU Semi-arid areas of East (Kenya, Tanzania), West (Burkina Faso, Mali) and Southern (Zimbabwe, Mozambique, Madagascar) Africa Building on previous projects: KASSA, CA2Africa
  • 5. Project sites A focus on dryland areas (400 – 1200 mm) CIRDES ACT SOFECSA FOFIFA
  • 6. Stepwise ‘aggradation’ How fast does this happen? What is the importance to farmers’ livelihoods? What indicators can be used for monitoring? Aggradation: slow process of soil formation (borrowed term from geography used for alluvial soils) Rabah Lahmar (2009)
  • 7. Stepwise ‘aggradation’ ABACO’s approach of aggradation/conservation agriculture consists of: • Implementing measures traditionally promoted as soil and water conservation, water harvesting technologies or (indigenous) agroforestry, during an initial phase of soil restoration or ‘greening’. • Only when a minimum efficiency of nutrient and water capture has been achieved to allow increasing primary productivity, the three principles of CA may become effective: zero tillage, permanent soil cover and crop rotation. • Particularly in dry environments the response of soil productivity to soil restorative measures may exhibit a faceted pattern characterised by an initial response to increased water availability (i.e., the ‘greening’ effect) with a slight loss in water productivity, followed by a response to increased soil fertility once nutrients become available (resulting in greater water productivity).
  • 8. Stepwise ‘aggradation’ Plant biomass Water productivity (kg ha-1) bi+2 ti+2 availability Increased nutrient bi+1 ti+1 bi ti Increased water availability Transpiration (mm) wi wi+1
  • 9. Soil rehabilitation The response of a degraded agro-ecosystem to rehabilitation measures may be fast or slow, and exhibit weak or strong hysteresis (i.e., h, h’ or h”). The periods t25%, t50% and t100% represent the delay necessary to achieve 25 to 100% of the original performance, efficiency or stock level. The rate of responsiveness depends on: • the indicator chosen to characterize the response (productivity, efficiencies, stocks), • on the type of measure(s) implemented to restore productivity, • on the biophysical properties of the agro-ecosystem, and • on the behaviour of external factors (e.g. rainfall).
  • 10. Feasibility and tradeoffs gaseous losses harvest Crop fertilizer erosion crop Tree uptake N2 gaseous losses harvest leaching fixation Prunings Crop mulch fertilizer Experimental field erosion competitive tree uptake crop uptake ‘safety-net’ tree uptake On-farm leaching Landscape NPK NPK NPK
  • 11. Innovation platforms Rural Other community Other stakeholders stakeholders Action Field research schools Co- innovation platform Research for Promotion & development extension Knowledge networks Other stakeholders Based on Learning Centres model, Zimbabwe
  • 12. The 5 ABACO principles 1. Rehabilitation of degraded soils to restore biomass productivity, in order to secure the various functions of CA that depend on above and belowground plant biomass; 2. Increased water productivity and soil water buffering capacity to face increasing risks associated with climate change, creating more conducive conditions for farmers’ investments; 3. Intensifying agro-ecological functions to capitalise on natural interactions, increase resource use efficiency and reduce dependence on external inputs; 4. Embed these principles in sustainable innovation support systems that recognise the complexity and non-linearity of agricultural innovation processes; 5. Institutionalization of enabling policies and market conditions so as to facilitate uptake and promotion of CA among smallholder farmers.
  • 13. ABACO activities 1. On-station and on-farm field experimentation 2. Gender-sensitive characterisation of conditions for implementing CA technologies and gender mainstreaming of all activities 3. Action research with rural communities 4. Participatory & model-based scenario analysis and tradeoffs evaluation 5. Training & capacity development 6. Dissemination 7. Policy analysis and recommendations
  • 14. The ABACO project FP6 CA2Africa FP7 KASSA Existing CA knowledge Best-bets Site charac- Supportive terisation & basic diagnosis Field testing research & niche Project progress targeting Field demonstra- Analysis tool tion, farmer development valuation & Feasibility adaptation Policy and tradeoffs analysis evaluation Policy recommen- Material dations development Dissemina- tion & out- reach Field activities Innovation platforms
  • 15. Organisational matrix Work packages WP1. Diagnosis, design WP2. Innovation WP3. Feasibility and WP4. Dissemination, Themes and testing support trade-offs evaluation impact and networking Water productivity and Design and testing of Farmer testing & Evaluation of CA Documentation of 4W(*), climatic variability water capture and climate adaptation of water alternatives under climatic adoption and adaptation coping alternatives based capture and climate scenarios, risk and strategies; Mechanisms of I on CA coping alternatives vulnerability dissemination-learning Soil rehabilitation and Design and testing of CA Farmer testing & Evaluation of C and nutrient Documentation of 4W(*), integrated fertility alternatives for soil adaptation of soil flows and tradeoffs for CA adoption and adaptation management rehabilitation and fertility rehabilitation & fertility implementation from field to strategies; Mechanisms of II management management alternatives regional scale dissemination-learning Agroecological functions Diagnosis & identification Farmer testing & Multi-criteria evaluation of Assessment of externalities and environmental of biodiversity-mediated adaptation of biodiversity CA functions & and service provision (e.g. services CA functions, definition of mediated functions, sustainability: tradeoffs from carbon sequestration, III indicators valuation of indicators field to regional scale biodiversity, water saving) Livelihood, gender and Gender-sensitive socio- Innovation systems Evaluation of social & Analysis of adoption, policy evaluation economic diagnosis of support, organisational economic viability of CA; adaptation and learning enabling environments & landscapes, capacity tradeoffs under policy and processes; Policy design & IV local perceptions needs & development market scenarios recommendations Methods and tools Surveying & diagnosis, on- Stakeholder analysis, farmer Dynamic and bio-economic Meta-analysis, stakeholder farm & on-station groups, action research & modeling at different scales, platforms, dissemination experiments, measurements training participatory evaluation events & material (*) the 4W stand for “What Worked, Where and Why?”
  • 16. WP0: Coordination Flows WP1: Diagnosis, design and testing WP2: Innovation support WP1-W WP1-E WP1-S WP1-M Supportive Innovation research platforms Field testing Diagnosis & & targeting characterisation WP3: Feasibility and trade-offs evaluation Participatory Model evaluation development Scenario analysis WP4: Dissemination and impact assessment Network reinforcement Policy analysis Training of &design trainers Dissemination & outreach
  • 17. Concluding remarks • ABACO is a concept relying on 5 principles, borrowing from ISFM, agroecology and innovation systems • We cannot ‘conserve’ what has already been degraded – a stepwise ‘aggradation’ phase is needed • The EU-funded ABACO project targets innovations to combat food insecurity in semiarid areas • Four transversal themes organise the research questions • Four work packages delineate the project activities • We are not starting from zero…
  • 18. For questions: On water productivity: gerardo.vanhalsema@wur.nl On soil fertility: p.mapfumo@cgiar.org On diagnosis & design: pablo.tittonell@cirad.fr On feasibility & tradeoffs: m.corbeels@cgiar.org On agro-ecological functions: eric.scopel@cirad.fr On innovation platforms, adoption & gender: h.posthumus@gre.ac.uk On ABACO: saidi.mkomwa@act-africa.org A B A C O THANK YOU!