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Preoperative
Evaluation 1
Mansoor Masjedi MD , FCCM
Grand round of anesthesia dept.,
SUMS , 21st
. Nov. 2013
Unique, remarkable, and revolutionary
event has occurred in the field of
anesthesia
Many anesthesiologists have essentially replaced
multiple medical specialties
in patients being prepared for surgery
besides
Anesthesia care is no longer limited to
the operating room
Many departments of anesthesiology
changed to
“anesthesia and perioperative care”
Anesthesiologists preoperatively perform:
1.Focused clinical examinations
2.Plan for medical intervention and optimization
3.↓patient's & family's anxiety and fears
4.Discuss periop. care & postop pain control
5.Laboratory tests and diagnostic studies
6.Discuss anesthesia risks
7.Obtain informed consent
Anesthesia preop. evaluation can :
 ↓surgical morbidity
 ↓delays & cancellations on the day of
op.
 ↑perioperative efficiency
Pre-Anesthesia
Assessment
PATIENT PERSPECTIVE
Preoperative Risk Assessment
The concept of risk associated with
anesthesia is unique in that rarely does the
anesthetic itself offer benefit but merely
allows others to do things that potentially
offer benefit
Preoperative Risk Assessment
 11.6% of reports identified inadequate or
incorrect preoperative assessment
 communication failure was cited as the
most significant factor (preoperative
evaluations moments before op.)
medical status mortality
ASA I normal healthy patient without organic, biochemical,
or psychiatric disease
0.06-0.08%
ASA II mild systemic disease with no significant impact on
daily activity e.g. mild diabetes, controlled
hypertension, obesity .
Unlikely to have
an impact
0.27-0.4%
ASA III severe systemic disease that limits activity e.g. angina,
COPD, prior myocardial infarction
Probable impact
1.8-4.3%
ASA IV an incapacitating disease that is a constant threat to
life e.g. CHF, unstable angina, renal failure ,acute MI,
respiratory failure requiring mechanical ventilation
Major impact
7.8-23%
ASA V moribund patient not expected to survive 24 hours e.g.
ruptured aneurysm
9.4-51%
ASA VI brain-dead patient whose organs are being harvested
Preoperative Risk Assessment
ASA Physical Status Classification System
For emergent operations, you have to add the letter ‘E’ after the classification.
ASA risk classification system;
limitations
 Neither the type of anesthesia
 Nor the location of Op.
 Most importantly, no attempt to quantify
the risk
Detecting Disease in Preoperative Evaluation
 56% of correct diagnoses were made with the
Hx. alone, which increased to 73% with the
addition of P/E
 cardiovascular disease : C-xray & ECGs
helped with only 3% of diagnoses, and special
tests (e.g., exercise ECG) assisted with 6%
1 Eating, working at a computer, dressing
2 Walking down stairs or in your house, cooking
3 Walking 1-2 blocks
4 Raking leaves, gardening
5 Climbing 1 flight of stairs, dancing, bicycling
6 Playing golf, carrying clubs
7 Playing singles tennis
8 Rapidly climbing stairs, jogging slowly
9 Jumping rope slowly, moderate cycling
10 Swimming quickly, running or jogging briskly
11 Skiing cross country, playing full-court basketball
12 Running rapidly for moderate to long distances
 At a minimum, the preanesthetic examination
should include vital signs (BP, HR, RR,T, Spo2),
height, and weight
 BMI is more accurate than weight in
establishing obesity
 ↑BMI is predictive of airway difficulties &
development of chronic diseases such as heart
disease, cancer, and diabetes
 Length of the upper incisors
 Condition of the teeth
 Ability to protrude or advance the lower incisors in front of the
upper incisors ( ULBT )
 Interincisor or intergum (if edentulous) distance
 Tongue size
 Visibility of the uvula
 Presence of heavy facial hair
 Compliance of the mandibular space
 Thyromental distance with the head in maximum extension
 Length of the neck
 Thickness or circumference of the neck
 Range of motion of the head and neck
 Cardiovascular complications are the most
common serious perioperative adverse event
 Cardiac morbidity will occur in 1% to 5% of
unselected patients undergoing noncardiac
surgery
 ≥ 2 BP greater than 140/90 mm Hg, affects 1
billion individuals worldwide
 End-organ damage and morbidity and
mortality correlate with the duration and
severity of HTN
 IHD is the most common type of organ damage
associated with hypertension
 Each 20 mm Hg ↑SBP or 10–mm Hg ↑DBP above
115/75 , doubles the lifetime risk for
cardiovascular dis. (in 40 to 70 y/o)
 Hx. & P/E : determine cardiac, neurologic, or
renal dis. (important)
 If severe end-organ damage normalize BP as
much as possible before surgery
 Postpone elective op if severe hypertension
(DBP >115 mm Hg, SBP >200 mm Hg) until BP
≤180/110
 lowering of risk requires 6 to 8 wks of Rx
(regression of vascular and endothelial
changes)
 Too rapid or extreme lowering → ↑cerebral
and coronary ischemia
 Benefits of delaying op for Rx must be
weighed against the risks
 Cardioselective β-blocker therapy is the best
treatment preoperatively because of a
favorable profile in lowering cardiovascular
risk
 Perioperative Ischemia Evaluation (POISE) trial
has recently questioned the safety of starting
these agents acutely
 The optimal time to start β-blocker therapy to
achieve its benefit while minimizing risk is
unknown
 Periop stroke, role of β blockers in general and metoprolol in
particular
 Routine use of preop metoprolol, but not atenolol, is associated
with stroke after noncardiac sx., even after adjusting for
comorbidities
 Intraoperative metoprolol but not esmolol or labetalol, is ass.
with increased risk of periop stroke
Drugs other than metoprolol should be considered
during the perioperative period if blockade isβ
required
 The goals of preop evaluation are to:
1) Identify the risk for heart disease based on risk
factors
2) Identify the presence and severity of heart disease
from symptoms, physical findings, or diagnostic
tests
3) Determine the need for preoperative interventions
4) Modify the risk for perioperative adverse events
1. High-risk surgery (intraperitoneal, intrathoracic, or
suprainguinal vascular procedures) *
2. IHD (by any diagnostic criteria)
3. Hx of CHF
4. Hx of cerebrovascular dis.
5. IDDM [†]
6. Cr. >2.0 mg/dL
 * This risk factor is not considered a clinical predictor in the ACC/AHA 2007 guidelines for
perioperative cardiac evaluation for noncardiac surgery
 † This risk factor has been changed to simply diabetes mellitus in the ACC/AHA 2007
guidelines for perioperative cardiac evaluation for noncardiac surgery
Copyright ©2007 American College of Cardiology Foundation. Restrictions may apply.
Fleisher, L. A. et al. J Am Coll Cardiol 2007;50:e159-e242
Cardiac evaluation and care algorithm for noncardiac surgery based on active clinical
conditions, known cardiovascular disease, or cardiac risk factors for patients 50 years of
age or greater
 Patients with risk factors for CAD or symptoms
suggestive of ischemia, including atypical
ones such as dyspnea, need an ECG
 An ECG should not be ordered simply because
of advanced age
 Establishing a baseline for comparison is the
most important reason to obtain an ECG
preoperatively
 Class IClass I
 At least one clinical risk factor * undergoing vascular surgical
procedures
 Known CHF, peripheral arterial disease, or cerebrovascular dis.
undergoing intermediate-risk surgical procedures
 Class IIaClass IIa
 No clinical risk factor undergoing vascular surgical procedures
 Class IIbClass IIb
 At least one clinical risk factor undergoing intermediate-risk
operative procedures
 Class IIIClass III
 Not indicated for asymptomatic persons undergoing low-risk surgical
procedures
Class I recommendations: the procedure should be performed; class IIa: it is reasonable to
perform the preocedure; class IIb: the procedure may be considered; class III: the
procedure should not be performed because it is not helpful
 Noncardiac surgery soon after
revascularization (CABG or PCI with or without
stents) is associated with high rates of
perioperative cardiac morbidity and mortality
 Patients who need noncardiac surgery within
the next year are not good candidates for
implantation of drug-eluting stents, and if
revascularization is absolutely necessary, these
patients need to be considered for either CABG
or PCI without stenting or with a bare metal
stent
 Cardiac catheterization, which some consider
the gold standard for evaluation of coronary
lesions, does not absolutely risk-stratify
patients
 Perioperative cardiac risk increases with
increasing amounts of at-risk myocardium
 If a patient has undergone a specific test in
the past, it is most useful to obtain the same
test for comparison
 2% of the population in USA
 Significant risk factor for postop adverse
events
 One in 100 individuals between 50 and 59
y/o has a 5% to 7% risk of perioperative
cardiac complications, but those with
decompensated failure have a 20% to 30%
incidence
 IHD is the most common cause of systolic
dysfunction in the United States (50% to 75%
of cases
 In patients undergoing noncardiac surgery,
preoperative BNP levels predict cardiac
complications and death
 Class I: no limitation of physical activity; ordinary
activity does not cause fatigue, palpitations, or syncope
 Class II: slight limitation of physical activity; ordinary
activity results in fatigue, palpitations, or syncope
 Class III: marked limitation of physical activity; less
than ordinary activity results in fatigue, palpitations, or
syncope; comfortable at rest
 Class IV: inability to perform any physical activity
without discomfort; symptoms at rest
 Continuing or discontinuing anti failure drugs
depends on:
Volume and hemodynamic status of the pt
Degree of cardiac dysfunction
Anticipated surgery and volume challenges
 Class IClass I—echocardiography is usefuluseful in asymptomatic patients with the
following cardiac murmurs:
 Diastolic murmurs
 Continuous murmurs
 Late systolic murmurs
 Murmurs associated with ejection clicks
 Murmurs that radiate to the neck or back
 Grade 3 or louder systolic murmurs

 Class I1aClass I1a —in favor of the usefulnessin favor of the usefulness of echocardiography in asymptomatic
patients with the following cardiac murmurs:
 Murmurs +abnl heart P/E
 Murmurs +abnl EKG or C-xray

 Class IIIClass III — echocardiography is not usefulnot useful in
 asymptomatic pts + Grade 2 or softer midsystolic murmurs considered
innocent or functional by an experienced observer
The most important preop. issues are:
Underlying condition requiring replacement
Type of prosthesis
Need for anticoagulation
Periop. management
 Risk of thrombosis:
 Multipe prosthetic valaves >mitral v. > aortic v.
 Caged-ball valves >single tilting-disk
valves>bileaflet tilting-disk prostheses
 Bioprosthetic valves generally do not require
long-term anticoagulation
 Decision
 To stop anticoagulants
 Duration off anticoagulants
 To “bridge” with a shorter-acting drug
 Type of bridging agent (heparin or LMWH)
need to be made in conjunction with the treating
cardiologist and surgeon
 Classification
 Intermittent (paroxysmal),
 Persistent (able to be cardioverted)
 Permanent (unable to be converted)
 Rate control is more important than rhythm
control
 Patients with rapid ventricular rates (>100
beats/min) require control before elective
surgery
 Ventricular vs atrial ectopics
 wide QRS (>0.12 msec)
 lack of a P wave
 The traditional grading system of Lown,
organized by morphology (unifocal or
multifocal), frequency (less than or greater
than 30 beats/min), and other
characteristics (couplets, R on T
phenomenon), is limited in its ability to
stratify risk
 BenignBenign: isolated VPBs without heart disease
 No need for further evaluation
 No risk of sudden cardiac arrest
 Potentially lethalPotentially lethal: >30 VPBs/hr or nonsustained VT with
underlying heart dis
 Cardio consult with possible echocardiography, stress testing,
catheterization, or electrophysiologic testing
 Moderately high risk of sudden cardiac arrest; may benefit from an ICD
 LethalLethal: sustained VT, VF,syncope, or hemodynamic compromise
ass. with VPBs with underlying heart dis. & often depressed
cardiac function
 Requires cardiology evaluation with possible stress testing,
echocardiography, catheterization, or electrophysiologic testing
 High risk of sudden cardiac arrest; likely to benefit from an ICD

Thank you

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preoperative evaluation for residents of anesthesia part 1

  • 1. Preoperative Evaluation 1 Mansoor Masjedi MD , FCCM Grand round of anesthesia dept., SUMS , 21st . Nov. 2013
  • 2. Unique, remarkable, and revolutionary event has occurred in the field of anesthesia Many anesthesiologists have essentially replaced multiple medical specialties in patients being prepared for surgery
  • 3. besides Anesthesia care is no longer limited to the operating room Many departments of anesthesiology changed to “anesthesia and perioperative care”
  • 4. Anesthesiologists preoperatively perform: 1.Focused clinical examinations 2.Plan for medical intervention and optimization 3.↓patient's & family's anxiety and fears 4.Discuss periop. care & postop pain control 5.Laboratory tests and diagnostic studies 6.Discuss anesthesia risks 7.Obtain informed consent
  • 5. Anesthesia preop. evaluation can :  ↓surgical morbidity  ↓delays & cancellations on the day of op.  ↑perioperative efficiency
  • 7. Preoperative Risk Assessment The concept of risk associated with anesthesia is unique in that rarely does the anesthetic itself offer benefit but merely allows others to do things that potentially offer benefit
  • 8. Preoperative Risk Assessment  11.6% of reports identified inadequate or incorrect preoperative assessment  communication failure was cited as the most significant factor (preoperative evaluations moments before op.)
  • 9. medical status mortality ASA I normal healthy patient without organic, biochemical, or psychiatric disease 0.06-0.08% ASA II mild systemic disease with no significant impact on daily activity e.g. mild diabetes, controlled hypertension, obesity . Unlikely to have an impact 0.27-0.4% ASA III severe systemic disease that limits activity e.g. angina, COPD, prior myocardial infarction Probable impact 1.8-4.3% ASA IV an incapacitating disease that is a constant threat to life e.g. CHF, unstable angina, renal failure ,acute MI, respiratory failure requiring mechanical ventilation Major impact 7.8-23% ASA V moribund patient not expected to survive 24 hours e.g. ruptured aneurysm 9.4-51% ASA VI brain-dead patient whose organs are being harvested Preoperative Risk Assessment ASA Physical Status Classification System For emergent operations, you have to add the letter ‘E’ after the classification.
  • 10. ASA risk classification system; limitations  Neither the type of anesthesia  Nor the location of Op.  Most importantly, no attempt to quantify the risk
  • 11. Detecting Disease in Preoperative Evaluation
  • 12.  56% of correct diagnoses were made with the Hx. alone, which increased to 73% with the addition of P/E  cardiovascular disease : C-xray & ECGs helped with only 3% of diagnoses, and special tests (e.g., exercise ECG) assisted with 6%
  • 13. 1 Eating, working at a computer, dressing 2 Walking down stairs or in your house, cooking 3 Walking 1-2 blocks 4 Raking leaves, gardening 5 Climbing 1 flight of stairs, dancing, bicycling 6 Playing golf, carrying clubs 7 Playing singles tennis 8 Rapidly climbing stairs, jogging slowly 9 Jumping rope slowly, moderate cycling 10 Swimming quickly, running or jogging briskly 11 Skiing cross country, playing full-court basketball 12 Running rapidly for moderate to long distances
  • 14.  At a minimum, the preanesthetic examination should include vital signs (BP, HR, RR,T, Spo2), height, and weight  BMI is more accurate than weight in establishing obesity  ↑BMI is predictive of airway difficulties & development of chronic diseases such as heart disease, cancer, and diabetes
  • 15.  Length of the upper incisors  Condition of the teeth  Ability to protrude or advance the lower incisors in front of the upper incisors ( ULBT )  Interincisor or intergum (if edentulous) distance  Tongue size  Visibility of the uvula  Presence of heavy facial hair  Compliance of the mandibular space  Thyromental distance with the head in maximum extension  Length of the neck  Thickness or circumference of the neck  Range of motion of the head and neck
  • 16.
  • 17.  Cardiovascular complications are the most common serious perioperative adverse event  Cardiac morbidity will occur in 1% to 5% of unselected patients undergoing noncardiac surgery
  • 18.  ≥ 2 BP greater than 140/90 mm Hg, affects 1 billion individuals worldwide  End-organ damage and morbidity and mortality correlate with the duration and severity of HTN  IHD is the most common type of organ damage associated with hypertension  Each 20 mm Hg ↑SBP or 10–mm Hg ↑DBP above 115/75 , doubles the lifetime risk for cardiovascular dis. (in 40 to 70 y/o)
  • 19.  Hx. & P/E : determine cardiac, neurologic, or renal dis. (important)  If severe end-organ damage normalize BP as much as possible before surgery
  • 20.  Postpone elective op if severe hypertension (DBP >115 mm Hg, SBP >200 mm Hg) until BP ≤180/110  lowering of risk requires 6 to 8 wks of Rx (regression of vascular and endothelial changes)  Too rapid or extreme lowering → ↑cerebral and coronary ischemia  Benefits of delaying op for Rx must be weighed against the risks
  • 21.  Cardioselective β-blocker therapy is the best treatment preoperatively because of a favorable profile in lowering cardiovascular risk  Perioperative Ischemia Evaluation (POISE) trial has recently questioned the safety of starting these agents acutely  The optimal time to start β-blocker therapy to achieve its benefit while minimizing risk is unknown
  • 22.  Periop stroke, role of β blockers in general and metoprolol in particular  Routine use of preop metoprolol, but not atenolol, is associated with stroke after noncardiac sx., even after adjusting for comorbidities  Intraoperative metoprolol but not esmolol or labetalol, is ass. with increased risk of periop stroke Drugs other than metoprolol should be considered during the perioperative period if blockade isβ required
  • 23.
  • 24.  The goals of preop evaluation are to: 1) Identify the risk for heart disease based on risk factors 2) Identify the presence and severity of heart disease from symptoms, physical findings, or diagnostic tests 3) Determine the need for preoperative interventions 4) Modify the risk for perioperative adverse events
  • 25. 1. High-risk surgery (intraperitoneal, intrathoracic, or suprainguinal vascular procedures) * 2. IHD (by any diagnostic criteria) 3. Hx of CHF 4. Hx of cerebrovascular dis. 5. IDDM [†] 6. Cr. >2.0 mg/dL  * This risk factor is not considered a clinical predictor in the ACC/AHA 2007 guidelines for perioperative cardiac evaluation for noncardiac surgery  † This risk factor has been changed to simply diabetes mellitus in the ACC/AHA 2007 guidelines for perioperative cardiac evaluation for noncardiac surgery
  • 26.
  • 27. Copyright ©2007 American College of Cardiology Foundation. Restrictions may apply. Fleisher, L. A. et al. J Am Coll Cardiol 2007;50:e159-e242 Cardiac evaluation and care algorithm for noncardiac surgery based on active clinical conditions, known cardiovascular disease, or cardiac risk factors for patients 50 years of age or greater
  • 28.  Patients with risk factors for CAD or symptoms suggestive of ischemia, including atypical ones such as dyspnea, need an ECG  An ECG should not be ordered simply because of advanced age  Establishing a baseline for comparison is the most important reason to obtain an ECG preoperatively
  • 29.  Class IClass I  At least one clinical risk factor * undergoing vascular surgical procedures  Known CHF, peripheral arterial disease, or cerebrovascular dis. undergoing intermediate-risk surgical procedures  Class IIaClass IIa  No clinical risk factor undergoing vascular surgical procedures  Class IIbClass IIb  At least one clinical risk factor undergoing intermediate-risk operative procedures  Class IIIClass III  Not indicated for asymptomatic persons undergoing low-risk surgical procedures Class I recommendations: the procedure should be performed; class IIa: it is reasonable to perform the preocedure; class IIb: the procedure may be considered; class III: the procedure should not be performed because it is not helpful
  • 30.  Noncardiac surgery soon after revascularization (CABG or PCI with or without stents) is associated with high rates of perioperative cardiac morbidity and mortality  Patients who need noncardiac surgery within the next year are not good candidates for implantation of drug-eluting stents, and if revascularization is absolutely necessary, these patients need to be considered for either CABG or PCI without stenting or with a bare metal stent
  • 31.  Cardiac catheterization, which some consider the gold standard for evaluation of coronary lesions, does not absolutely risk-stratify patients  Perioperative cardiac risk increases with increasing amounts of at-risk myocardium  If a patient has undergone a specific test in the past, it is most useful to obtain the same test for comparison
  • 32.
  • 33.
  • 34.  2% of the population in USA  Significant risk factor for postop adverse events  One in 100 individuals between 50 and 59 y/o has a 5% to 7% risk of perioperative cardiac complications, but those with decompensated failure have a 20% to 30% incidence
  • 35.  IHD is the most common cause of systolic dysfunction in the United States (50% to 75% of cases  In patients undergoing noncardiac surgery, preoperative BNP levels predict cardiac complications and death
  • 36.  Class I: no limitation of physical activity; ordinary activity does not cause fatigue, palpitations, or syncope  Class II: slight limitation of physical activity; ordinary activity results in fatigue, palpitations, or syncope  Class III: marked limitation of physical activity; less than ordinary activity results in fatigue, palpitations, or syncope; comfortable at rest  Class IV: inability to perform any physical activity without discomfort; symptoms at rest
  • 37.  Continuing or discontinuing anti failure drugs depends on: Volume and hemodynamic status of the pt Degree of cardiac dysfunction Anticipated surgery and volume challenges
  • 38.
  • 39.  Class IClass I—echocardiography is usefuluseful in asymptomatic patients with the following cardiac murmurs:  Diastolic murmurs  Continuous murmurs  Late systolic murmurs  Murmurs associated with ejection clicks  Murmurs that radiate to the neck or back  Grade 3 or louder systolic murmurs   Class I1aClass I1a —in favor of the usefulnessin favor of the usefulness of echocardiography in asymptomatic patients with the following cardiac murmurs:  Murmurs +abnl heart P/E  Murmurs +abnl EKG or C-xray   Class IIIClass III — echocardiography is not usefulnot useful in  asymptomatic pts + Grade 2 or softer midsystolic murmurs considered innocent or functional by an experienced observer
  • 40. The most important preop. issues are: Underlying condition requiring replacement Type of prosthesis Need for anticoagulation Periop. management
  • 41.  Risk of thrombosis:  Multipe prosthetic valaves >mitral v. > aortic v.  Caged-ball valves >single tilting-disk valves>bileaflet tilting-disk prostheses  Bioprosthetic valves generally do not require long-term anticoagulation
  • 42.  Decision  To stop anticoagulants  Duration off anticoagulants  To “bridge” with a shorter-acting drug  Type of bridging agent (heparin or LMWH) need to be made in conjunction with the treating cardiologist and surgeon
  • 43.
  • 44.  Classification  Intermittent (paroxysmal),  Persistent (able to be cardioverted)  Permanent (unable to be converted)  Rate control is more important than rhythm control  Patients with rapid ventricular rates (>100 beats/min) require control before elective surgery
  • 45.  Ventricular vs atrial ectopics  wide QRS (>0.12 msec)  lack of a P wave  The traditional grading system of Lown, organized by morphology (unifocal or multifocal), frequency (less than or greater than 30 beats/min), and other characteristics (couplets, R on T phenomenon), is limited in its ability to stratify risk
  • 46.  BenignBenign: isolated VPBs without heart disease  No need for further evaluation  No risk of sudden cardiac arrest  Potentially lethalPotentially lethal: >30 VPBs/hr or nonsustained VT with underlying heart dis  Cardio consult with possible echocardiography, stress testing, catheterization, or electrophysiologic testing  Moderately high risk of sudden cardiac arrest; may benefit from an ICD  LethalLethal: sustained VT, VF,syncope, or hemodynamic compromise ass. with VPBs with underlying heart dis. & often depressed cardiac function  Requires cardiology evaluation with possible stress testing, echocardiography, catheterization, or electrophysiologic testing  High risk of sudden cardiac arrest; likely to benefit from an ICD 