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THE OECD PRINCIPLES OF GLP
Presented by : Megha G. Bhise
Department of regulatory affairs
Parul institute of pharmacy
1
CONTENT
1. Introduction
2. Facilities
3. Test Systems
4. Test and Reference Items
5. Standard Operating Procedures
6. Performance of the Study
7. Reporting of Study Results
8. Storage and Retention of Records and Materials. 2
INTRODUCTION
GLP is quality system concerned with the organizational process and
conditions under which non-clinical health and environmental safety
studies are planned , performed, recorded archived and reported.
The purpose of these Principles of Good Laboratory Practice is to promote
the development of quality test data.
The application of these Principles should help to avoid the creation of
technical barriers to trade, and further improve the protection of human
health and the environment
3
1. FACILITIES
1.1 GENERAL FACILITIES
 suitable size, construction and location to meet the requirements of the study and
to minimise disturbance that would interfere with the validity of the study.
 adequate degree of separation of the different activities to assure the proper
conduct of each study.
4
CONTD….
1.2 TEST SYSTEM FACILITIES
• The testing facility should provide separation of activities to prevent
interference and other disturbances which may compromise the study.
• a sufficient number of rooms or areas to assure the isolation of test systems
and the isolation of individual projects, involving substances or organisms
known to be or suspected of being biohazardous.
• Suitable rooms or areas should be available for the diagnosis, treatment
and control of diseases. 5
CONTD….
1.3 FACILITIES FOR HANDLING TEST AND
REFERENCE ITEMS
separate rooms or areas for receipt and storage of the test and reference items, and
mixing of the test items with a vehicle.
Storage rooms or areas for the test items should be separate from rooms or areas
containing the test systems.
Storage areas should be adequate to preserve identity, concentration, purity, and
stability, and ensure safe storage for hazardous substances.
6
CONTD….
1.4 ARCHIVE FACILITIES
Archive facilities should be provided for
the secure storage and retrieval of study
plans, raw data, final reports, samples of
test items and specimens.
Archive design and archive conditions
should protect contents from untimely
deterioration.
7
CONTD….
1.5 WASTE DISPOSAL
 Handling and disposal of wastes should be
carried out in such a way as not to jeopardise the
integrity of studies.
 This includes provision for appropriate
collection, storage and disposal facilities, and
decontamination and transportation procedures.
8
2. APPARATUS, MATERIAL, AND REAGENTS
Apparatus should be suitably located and of appropriate
design and adequate capacity
Periodically inspected, cleaned, maintained, and
calibrated according to Standard Operating Procedures.
Apparatus and materials used in a study should not
interfere adversely with the test systems.
9
CONTD….
 Chemicals, reagents, and solutions should be labelled to indicate identity
(with concentration if appropriate), expiry date and specific storage
instructions.
 Information concerning source, preparation date and stability should be
available.
 The expiry date may be extended on the basis of documented evaluation
or analysis.
10
3. TEST SYSTEMS
Any biological ,chemical or physical system or a combination there of used
in study.
• Physical /Chemical
 Location
 Design
 Capacity
11
CONTD….
• BIOLOGICAL
 Proper conditions should be established and maintained for the storage, housing,
Handling and care of biological test systems
 Newly received animal and plant test systems should be isolated until their health status
has been evaluated
Test systems should be free of any disease or condition that might interfere with the
purpose or conduct of the study
12
CONTD….
 Records of source, date of arrival, and arrival condition of test systems
should be maintained.
 acclimatized to the test environment for an adequate period before the first
administration/application of the test or reference item.
 Test systems used in field studies should be located so as to avoid
interference in the study from spray drift and from past usage of pesticides.
13
4. TEST AND REFERENCE ITEMS
4.1. RECEIPT, HANDLING, SAMPLING AND
STORAGE
 Records including test item and reference item characterisation, date of receipt,
expiry date, quantities received and used in studies should be maintained.
 Handling, sampling, and storage procedures should be identified
 Storage container(s) should carry identification information, expiry date, and
specific storage instructions.
14
4.2 CHARACTERISATION
 Each test and reference item should be appropriately identified (e.g., code,
Chemical Abstracts Service Registry Number [CAS number], name,
biological parameters).
 For each study, the identity, including batch number, purity, composition,
concentrations, or other characteristics to appropriately define each batch of
the test or reference items should be known.
CONTD….
15
 The stability of test and reference items under storage and test conditions
should be known for all studies.
 A sample for analytical purposes from each batch of test item should be
retained for all studies except short-term studies.
CONTD….
16
5. STANDARD OPERATING PROCEDURES
 A test facility should have the written SOPs approved by test facility
management to ensure the quality and integrity of the data generated by
that test facility.
 Deviations from Standard Operating Procedures related to the study
should be documented and should be acknowledged by the Study Director
and the Principal Investigator(s), as applicable.
17
 Standard Operating Procedures should be available for, but not be limited
to, the following categories of test facility activities.
1. Test and Reference Items
• Receipt, identification, labelling, handling, sampling and storage.
2. Apparatus, Materials and Reagents
a) Apparatus
• Use, maintenance, cleaning and calibration.
CONTD….
18
b) Computerised Systems
• Validation, operation, maintenance, security, change control and back-up.
c) Materials, Reagents and Solutions
• Preparation and labelling
CONTD….
19
CONTD….
3. Record Keeping, Reporting, Storage, and Retrieval
 Coding of studies, data collection, preparation of reports, indexing systems,
handling of data, including the use of computerised systems.
4. Test System
 Room preparation and environmental room conditions for the test system.
Procedures for receipt, transfer, proper placement, characterisation, identification
and care of the test system.
20
5. Quality Assurance Procedures
 planning
 scheduling
 performing
 documenting
 reporting inspections
CONTD….
21
5. PERFORMANCE OF THE STUDY
1) STUDY PLAN
 approved by the test facility management and the sponsor, if required by
national regulation or legislation in the country where the study is being
performed.
 For short-term studies, a general study plan accompanied by a study
specific supplement may be used.
22
2. CONTENT OF THE STUDY PLAN
i. Identification of the Study, the Test Item and Reference Item
ii. Information Concerning the Sponsor and the Test Facility
iii. Dates
iv. Test Methods
v. Records
CONTD….
23
CONTD….
3. CONDUCT OF THE STUDY
 A unique identification should be given to each study. All items
concerning this study should carry this identification.
 conducted in accordance with the study plan
 Specimens from the study should be identified to confirm their origin.
24
6. REPORTING OF STUDY RESULTS
 A final report should be prepared for each study.
 Reports of Principal Investigators or scientists involved in the study
should be signed and dated by them.
 The final report should be signed and dated by the SD to indicate
acceptance of responsibility for the validity of the data.
 Corrections and additions to a final report should be in the form of
amendments
25
CONTD….
CONTENT OF THE FINAL REPORT
The final report should include
1) Identification of the Study, the Test Item and Reference Item
2) Information Concerning the Sponsor and the Test Facility
3) Dates
4) Statement
26
CONTD….
5. Description of Materials and Test Methods
6. Results
7. Storage
27
7. STORAGE AND RETENTION OF
RECORDS AND MATERIALS
 The SD will be responsible for ensuring that all data related to the study
is captured and included in records that are safely stored. These records
and documents such as the protocol, the final report, and standard
operating procedures will then be archived at the end of the study.
28
CONTD…
The following should be retained in the archives specifie by the appropriate
authorities.
a) The study plan, raw data, samples of test and reference items, specimens,
and the final report of each study;
b) Records of qualifications, training, experience and job descriptions of
personnel;
c) Records and reports of the maintenance and calibration of apparatus;
d) Validation documentation for computerised systems; 29
CONCLUSION
 GLP is FDA regulations which is accepted and approved as international
standards by OECD to avoid fraud activities of the testing laboratories for
pharmaceuticals to save human and environmental health.
It gives better image of company as quality producer in global market.
Also it establish good relationship among the countries.
30
REFERENCES
1. Brunetti MM. Critical aspects in the application of the principles of good
laboratory practice (GLP). ANNALI-ISTITUTO SUPERIORE DI
SANITA. 2002 Jan 1;38(1):41-6.
2. OECD. OECD series on principles of good laboratory practice and
compliance monitoring. OECD; 2007.
3. https://safetyculture.com/topics/good-laboratory-practice-glp/
4. https://dst.gov.in/sites/default/files/No3.pdf
5. https://www.oecd-ilibrary.org/environment/oecd-series-on-principles-of-
good-laboratory-practice-and-compliance-monitoring_2077785x
31
32

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OECD principles of GLP

  • 1. THE OECD PRINCIPLES OF GLP Presented by : Megha G. Bhise Department of regulatory affairs Parul institute of pharmacy 1
  • 2. CONTENT 1. Introduction 2. Facilities 3. Test Systems 4. Test and Reference Items 5. Standard Operating Procedures 6. Performance of the Study 7. Reporting of Study Results 8. Storage and Retention of Records and Materials. 2
  • 3. INTRODUCTION GLP is quality system concerned with the organizational process and conditions under which non-clinical health and environmental safety studies are planned , performed, recorded archived and reported. The purpose of these Principles of Good Laboratory Practice is to promote the development of quality test data. The application of these Principles should help to avoid the creation of technical barriers to trade, and further improve the protection of human health and the environment 3
  • 4. 1. FACILITIES 1.1 GENERAL FACILITIES  suitable size, construction and location to meet the requirements of the study and to minimise disturbance that would interfere with the validity of the study.  adequate degree of separation of the different activities to assure the proper conduct of each study. 4
  • 5. CONTD…. 1.2 TEST SYSTEM FACILITIES • The testing facility should provide separation of activities to prevent interference and other disturbances which may compromise the study. • a sufficient number of rooms or areas to assure the isolation of test systems and the isolation of individual projects, involving substances or organisms known to be or suspected of being biohazardous. • Suitable rooms or areas should be available for the diagnosis, treatment and control of diseases. 5
  • 6. CONTD…. 1.3 FACILITIES FOR HANDLING TEST AND REFERENCE ITEMS separate rooms or areas for receipt and storage of the test and reference items, and mixing of the test items with a vehicle. Storage rooms or areas for the test items should be separate from rooms or areas containing the test systems. Storage areas should be adequate to preserve identity, concentration, purity, and stability, and ensure safe storage for hazardous substances. 6
  • 7. CONTD…. 1.4 ARCHIVE FACILITIES Archive facilities should be provided for the secure storage and retrieval of study plans, raw data, final reports, samples of test items and specimens. Archive design and archive conditions should protect contents from untimely deterioration. 7
  • 8. CONTD…. 1.5 WASTE DISPOSAL  Handling and disposal of wastes should be carried out in such a way as not to jeopardise the integrity of studies.  This includes provision for appropriate collection, storage and disposal facilities, and decontamination and transportation procedures. 8
  • 9. 2. APPARATUS, MATERIAL, AND REAGENTS Apparatus should be suitably located and of appropriate design and adequate capacity Periodically inspected, cleaned, maintained, and calibrated according to Standard Operating Procedures. Apparatus and materials used in a study should not interfere adversely with the test systems. 9
  • 10. CONTD….  Chemicals, reagents, and solutions should be labelled to indicate identity (with concentration if appropriate), expiry date and specific storage instructions.  Information concerning source, preparation date and stability should be available.  The expiry date may be extended on the basis of documented evaluation or analysis. 10
  • 11. 3. TEST SYSTEMS Any biological ,chemical or physical system or a combination there of used in study. • Physical /Chemical  Location  Design  Capacity 11
  • 12. CONTD…. • BIOLOGICAL  Proper conditions should be established and maintained for the storage, housing, Handling and care of biological test systems  Newly received animal and plant test systems should be isolated until their health status has been evaluated Test systems should be free of any disease or condition that might interfere with the purpose or conduct of the study 12
  • 13. CONTD….  Records of source, date of arrival, and arrival condition of test systems should be maintained.  acclimatized to the test environment for an adequate period before the first administration/application of the test or reference item.  Test systems used in field studies should be located so as to avoid interference in the study from spray drift and from past usage of pesticides. 13
  • 14. 4. TEST AND REFERENCE ITEMS 4.1. RECEIPT, HANDLING, SAMPLING AND STORAGE  Records including test item and reference item characterisation, date of receipt, expiry date, quantities received and used in studies should be maintained.  Handling, sampling, and storage procedures should be identified  Storage container(s) should carry identification information, expiry date, and specific storage instructions. 14
  • 15. 4.2 CHARACTERISATION  Each test and reference item should be appropriately identified (e.g., code, Chemical Abstracts Service Registry Number [CAS number], name, biological parameters).  For each study, the identity, including batch number, purity, composition, concentrations, or other characteristics to appropriately define each batch of the test or reference items should be known. CONTD…. 15
  • 16.  The stability of test and reference items under storage and test conditions should be known for all studies.  A sample for analytical purposes from each batch of test item should be retained for all studies except short-term studies. CONTD…. 16
  • 17. 5. STANDARD OPERATING PROCEDURES  A test facility should have the written SOPs approved by test facility management to ensure the quality and integrity of the data generated by that test facility.  Deviations from Standard Operating Procedures related to the study should be documented and should be acknowledged by the Study Director and the Principal Investigator(s), as applicable. 17
  • 18.  Standard Operating Procedures should be available for, but not be limited to, the following categories of test facility activities. 1. Test and Reference Items • Receipt, identification, labelling, handling, sampling and storage. 2. Apparatus, Materials and Reagents a) Apparatus • Use, maintenance, cleaning and calibration. CONTD…. 18
  • 19. b) Computerised Systems • Validation, operation, maintenance, security, change control and back-up. c) Materials, Reagents and Solutions • Preparation and labelling CONTD…. 19
  • 20. CONTD…. 3. Record Keeping, Reporting, Storage, and Retrieval  Coding of studies, data collection, preparation of reports, indexing systems, handling of data, including the use of computerised systems. 4. Test System  Room preparation and environmental room conditions for the test system. Procedures for receipt, transfer, proper placement, characterisation, identification and care of the test system. 20
  • 21. 5. Quality Assurance Procedures  planning  scheduling  performing  documenting  reporting inspections CONTD…. 21
  • 22. 5. PERFORMANCE OF THE STUDY 1) STUDY PLAN  approved by the test facility management and the sponsor, if required by national regulation or legislation in the country where the study is being performed.  For short-term studies, a general study plan accompanied by a study specific supplement may be used. 22
  • 23. 2. CONTENT OF THE STUDY PLAN i. Identification of the Study, the Test Item and Reference Item ii. Information Concerning the Sponsor and the Test Facility iii. Dates iv. Test Methods v. Records CONTD…. 23
  • 24. CONTD…. 3. CONDUCT OF THE STUDY  A unique identification should be given to each study. All items concerning this study should carry this identification.  conducted in accordance with the study plan  Specimens from the study should be identified to confirm their origin. 24
  • 25. 6. REPORTING OF STUDY RESULTS  A final report should be prepared for each study.  Reports of Principal Investigators or scientists involved in the study should be signed and dated by them.  The final report should be signed and dated by the SD to indicate acceptance of responsibility for the validity of the data.  Corrections and additions to a final report should be in the form of amendments 25
  • 26. CONTD…. CONTENT OF THE FINAL REPORT The final report should include 1) Identification of the Study, the Test Item and Reference Item 2) Information Concerning the Sponsor and the Test Facility 3) Dates 4) Statement 26
  • 27. CONTD…. 5. Description of Materials and Test Methods 6. Results 7. Storage 27
  • 28. 7. STORAGE AND RETENTION OF RECORDS AND MATERIALS  The SD will be responsible for ensuring that all data related to the study is captured and included in records that are safely stored. These records and documents such as the protocol, the final report, and standard operating procedures will then be archived at the end of the study. 28
  • 29. CONTD… The following should be retained in the archives specifie by the appropriate authorities. a) The study plan, raw data, samples of test and reference items, specimens, and the final report of each study; b) Records of qualifications, training, experience and job descriptions of personnel; c) Records and reports of the maintenance and calibration of apparatus; d) Validation documentation for computerised systems; 29
  • 30. CONCLUSION  GLP is FDA regulations which is accepted and approved as international standards by OECD to avoid fraud activities of the testing laboratories for pharmaceuticals to save human and environmental health. It gives better image of company as quality producer in global market. Also it establish good relationship among the countries. 30
  • 31. REFERENCES 1. Brunetti MM. Critical aspects in the application of the principles of good laboratory practice (GLP). ANNALI-ISTITUTO SUPERIORE DI SANITA. 2002 Jan 1;38(1):41-6. 2. OECD. OECD series on principles of good laboratory practice and compliance monitoring. OECD; 2007. 3. https://safetyculture.com/topics/good-laboratory-practice-glp/ 4. https://dst.gov.in/sites/default/files/No3.pdf 5. https://www.oecd-ilibrary.org/environment/oecd-series-on-principles-of- good-laboratory-practice-and-compliance-monitoring_2077785x 31
  • 32. 32