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Maternal Alcohol Use Disorder and Risk of Child Contact
with the Justice System in Western Australia: A Population
Cohort Record Linkage Study
Katherine Hafekost , David Lawrence, Colleen O’Leary, Carol Bower, James Semmens,
and Stephen R. Zubrick
Background: Early contact with the justice system is associated with a multitude of negative out-
comes across the life course. This includes an increased risk of ongoing justice contact, social disadvan-
tage and marginalization, and mental health and substance use issues. Children whose mothers have an
alcohol use disorder may be at risk of early justice system contact, and we sought to quantify this rela-
tionship in a Western Australian cohort.
Methods: This population cohort study made use of linked administrative data. Those in-scope for
the study were women who had a birth recorded on the Midwives Notification System (1983 to 2007).
The exposed cohort were mothers who had an alcohol-related diagnosis (ICD9/10), recorded on admin-
istrative data. This included mental and behavioral disorders which were alcohol related, diseases which
could be entirely attributed to alcohol and other ICD alcohol codes. These women were considered to
have an alcohol use disorder, which was a proxy for heavy drinking. The comparison cohort was fre-
quency-matched sample with no alcohol-related diagnosis identified on administrative data sets.
Results: After adjusting for potential confounders, children whose mothers had a maternal alcohol use
disorder had a significantly increased odds of justice contact when compared to those whose mothers had
no diagnosis (odds ratio [OR] = 1.79, 95% confidence interval [CI] = 1.60 to 1.99). Additional significant
maternal factors associated with child justice contact included being Indigenous (OR = 5.14, 95%
CI = 4.54 to 5.81), low maternal age, low socioeconomic status, being unmarried, and a history of a mental
health problems. Significant child-level factors, which were associated with increased odds of justice con-
tact, included being male, a mental health diagnosis, child protection contact, parity, and academic failure.
Conclusions: Children who were exposed to a maternal alcohol use disorder had significantly
increased odds of contact with the justice system. Additional risk was associated with being Indigenous
and with markers of social disadvantage. These results suggest that prevention and early intervention
services should span across agencies in an effort to reduce risk.
Key Words: Maternal Health, Alcohol, Justice, Child Outcomes.
JUVENILE DELINQUENCY AND juvenile criminal
behavior are associated with a substantially increased risk
of repeated contacts with the justice system throughout the
life course, and with progression to more serious offenses
(Loeber and Farrington, 2000). Further, delinquency at a
young age is associated with increased risk of long-term dis-
advantage and social marginalization, harmful use of drugs
and alcohol, and serious mental and physical health problems
(Fazel et al., 2008; Putnins, 1995; Snow and Powell, 2012).
There are a number of risk factors associated with early
delinquent behavior. These include child demographic char-
acteristics such as gender and ethnicity, family and house-
hold factors including socioeconomic position and parenting
styles, and child psychosocial and cognitive characteristics
(Australian Institute of Family Studies, 2015). In Australia,
a well-identified risk factor for justice contact is Indigenous
status, with Indigenous Australians substantially overrepre-
sented in justice contact and incarceration statistics. This
increased risk has been attributed to a number of factors
including the effects of intergenerational trauma, social and
economic disadvantage, community and domestic violence,
and high levels of harmful alcohol use in the population
(Homel et al., 1999).
Many young people who are in contact with the justice
system have multiple risk factors and complex needs (Dowse
et al., 2014). One group identified at high risk of contact with
From the Telethon Kids Institute (KH, CB, SRZ), The University of
Western Australia, Perth, Western Australia, Australia; Graduate School
of Education (DL, SRZ), The University of Western Australia, Perth,
Western Australia, Australia; Office of the Chief Psychiatrist (CO),
Western Australian Department of Health, Perth, Western Australia,
Australia; and Centre for Population Health Research (JS), Faculty of
Health Sciences, Curtin University, Perth, Western Australia, Australia.
Received for publication January 23, 2017; accepted May 25, 2017.
Reprint requests: Katherine Hafekost, MSc, Telethon Kids Institute,
100 Roberts Road, Subiaco, WA 6008, Australia; Tel.: +61 08 9489 7777;
Fax: +61 08 9489 7700; E-mail: Katherine.hafekost@telethonkids.org.au
Copyright © 2017 The Authors. Alcoholism: Clinical  Experimental
Research published by Wiley Periodicals, Inc. on behalf of Research
Society on Alcoholism.
This is an open access article under the terms of the Creative Commons
Attribution-NonCommercial License, which permits use, distribution and
reproduction in any medium, provided the original work is properly cited
and is not used for commercial purposes.
DOI: 10.1111/acer.13426
Alcohol Clin Exp Res, Vol **, No *, 2017: pp 1–9 1
ALCOHOLISM: CLINICAL AND EXPERIMENTAL RESEARCH Vol. **, No. *
** 2017
the justice system is children whose mothers had problematic
alcohol consumption (Australian Institute of Family Studies,
2015; Carr and Vandiver, 2001).
The relationship between heavy maternal alcohol con-
sumption and poor child outcomes has been attributed to
both biological and environmental factors. An extensive
body of literature demonstrates that children who are
exposed prenatally to alcohol during critical stages of devel-
opment are at increased risk of suffering alcohol-related cog-
nitive and behavioral deficits (Mattson and Riley, 1998; Vall
et al., 2015). The severity of impact resulting from prenatal
alcohol exposure is dependent on a number of factors, such
as the quantity of alcohol consumed, timing of exposure dur-
ing child development, and genetic factors. At the severe end
of the spectrum, children may acquire fetal alcohol spectrum
disorder (FASD) which is characterized by serious cognitive
deficits, such as impairment in general intellectual function-
ing, verbal processing, memory, and executive functioning
(Mattson and Riley, 1998). These deficits have been identi-
fied as factors that contribute to an increased risk of contact
with the law, psychiatric problems, and other maladaptive
behaviors (Fast and Conry, 2009; Fryer et al., 2007; Streiss-
guth et al., 2004). Of note, children who were exposed to
moderate levels of alcohol during development, which do
not result in a FASD diagnosis, have been identified to have
cognitive and behavioral deficits, when compared with unex-
posed children (O’Leary et al., 2010; Sood et al., 2001). This
finding is supported by Roebuck and colleagues (1999), who
identified that children who experienced both moderate and
high levels of alcohol prenatally are at greater risk of being
rated disruptive, hyperactive, impulsive, and/or delinquent
or be in trouble with the law. Sood and colleagues (2001)
identified negative effects on child behavior with intake as
low as 1 alcohol drink per week during pregnancy. This liter-
ature highlights that alcohol exposure in utero may increase
the risk of behavioral problems, even in the absence of a
FASD diagnosis, and at relatively low levels of consump-
tion.
However, it is possible that risk of delinquent behavior
due to maternal alcohol use is conferred through social fac-
tors, rather than driven by biological factors alone. Children
living in a household with a mother with problematic alcohol
use are more likely to be exposed to a negative social envi-
ronment during their early years compared with other chil-
dren. Existing research demonstrates that households with
an alcoholic parent are at increased risk of economic disad-
vantage, comorbid substance abuse, mental health problems,
family breakup and instability, and poor parenting practices
(Burke et al., 2006; Gmel and Rehm, 2003). These factors
may contribute to the likelihood of exposure to delinquent
behaviors, inappropriate parent discipline, lack of supervi-
sion, and poor role modeling, which contribute to greater
risk of justice contact (Australian Institute of Family Studies,
2015; Shader, 2001).
While heavy maternal alcohol use, and in particular prena-
tal alcohol use, has been linked to delinquent behavior, this
has not been explored using linked administrative data at the
population level in Western Australia. Therefore, this analy-
sis sought to investigate
• whether a child whose mother has an alcohol use disorder
diagnosis has an increased risk of contact with the justice
system in comparison with other children; and if so,
• does the relationship between maternal alcohol use dis-
order and risk of child justice contact persist when
known sociodemographic and child risk factors are con-
trolled for?
It was hypothesized that the risk of child contact with the
justice system would be higher in children whose mother has a
diagnosed alcohol use disorder compared with children whose
mothers had no recorded alcohol use disorder diagnosis. In
addition, it was anticipated that this risk would remain after
controlling for significant maternal and child risk factors.
MATERIALS AND METHODS
Ethics approval for the conduct of the study was granted by the
Princess Margaret Hospital Human Research Ethics Committee
(no. 1244/EP), the WA Department of Health Human Research
Ethics Committee (no. 2011/34), and the WA Aboriginal Health
Ethics Committee (no. 134-04/06).
Cohort
This analysis made use of administrative linked data from the
Western Australian Data Linkage System. All women who had a
birth recorded on the Midwives Notification System (MNS)
between 1983 and 2007 were in-scope for the study (253,714 women:
242,956 (95.8%) non-Indigenous women; and 10,758 (4.2%) Indige-
nous women). Cohort selection has been described in detail previ-
ously (O’Leary et al., 2012b).
The exposed cohort were mothers who had an alcohol use
disorder diagnosis, based on the International Classification of
Diseases 9/10 (ICD9/10) Revisions. Diagnoses were identified
through a number of routinely collected administrative data
sets, which included the Hospital Morbidity Data System; Men-
tal Health Information System (inpatient and outpatient
records); and the Drug and Alcohol Office. Diagnoses, which
were based on previously published ICD9/10 codes included the
categories of mental and behavioral disorders (alcohol related),
diseases which were 100% attributable to alcohol (e.g., alco-
holic liver disease), and other ICD alcohol codes (O’Leary
et al., 2012a,b). Women could have multiple diagnoses, and the
most frequently identified diagnosis type related to mental and
behavioral disorders relating to alcohol use (O’Leary et al.,
2013a,b). More than half of mothers in the exposed group had
a diagnosis relating to acute intoxication (55%). A diagnosis of
a maternal alcohol use disorder provided a proxy for heavy
maternal alcohol use. In-scope ICD codes are included in the
Table S1.
The comparison cohort was identified via the MNS. Comparison
mothers, who had no record of an alcohol-related disorder, were
obtained from the records of registered births from 1983 through
2007. Comparison and exposed mothers were frequency matched,
based on maternal age within race, and year of child’s birth. There
were approximately 1:3 and 1:2 exposed to comparison mothers for
non-Indigenous and Indigenous mothers, respectively. This popula-
tion cohort includes 10,211 exposed mothers and 47,688 compar-
ison mothers.
2 HAFEKOST ET AL.
The Western Australian linked database, including the data
included in this study, has been identified to have an estimated pro-
portion of mismatches of 0.11%, which is consistent with interna-
tional benchmarks (Holman et al., 1999), and has been identified to
be a valid method of identifying health-related outcomes (Brameld
et al., 1999).
Justice Contact
Child contact with the justice system was determined via the
Department of Corrective Services (DCS) data set. This was
defined as a record of the major offense and/or community cor-
rection order data sets for juveniles (10 to 17 years) and adults
(18 years and above) from 1985 through 2011. Community
orders are provided by the court when the nature of the crime
committed is not seen as serious enough to warrant a custodial
sentence, and the young person is not a danger to the commu-
nity. A community order may require the young person to par-
ticipate in education, drug or alcohol counseling or admission to
a treatment center, or complete community service. Custodial
records refer to cases where a young person has been identified
as being in custody. This includes both remand records and cus-
todial sentences following a conviction. It is important to note
that a custody record does not necessarily mean a young person
was convicted of a crime. Custodial remand or custodial sen-
tences are typically provided for more serious crimes than com-
munity orders. The DCS includes information regarding offense
type, sentencing outcomes, and timing of contact with the justice
system. For the purpose of this analysis, the outcome of interest
was any contact recorded on the justice system data sets.
In Western Australia, the minimum age of criminal responsibility
is 10 years. Therefore, the data set was restricted to those children
10 years or above, who had a linked MNS record. This equated to
18,740 children in exposed cohort and 48,543 children in the com-
parison cohort.
Academic Outcomes
Academic achievement data were obtained from the Western
Australian Literacy and Numeracy Assessment (WALNA) for years
1999 to 2007 and The National Assessment Program—Literacy and
Numeracy (NAPLAN) for years 2008 to 2011. WALNA was a sta-
tewide assessment that tested students’ numeracy, reading, writing,
and spelling. Students completed WALNA in school years 3, 5, and
7. From 2005 to 2007, year 9 students were also assessed in reading,
writing, and numeracy. Minimum performance standards were
available from the Western Australian Department of Education.
NAPLAN is an Australia-wide testing program that is adminis-
trated annually to all students in school years 3, 5, 7, and 9. It
assesses students’ performance in reading, writing, language conven-
tions, and numeracy. Performance is evaluated across bands from
year 4 through year 9. Students are expected to progress through
scoring bands as they age, and minimum standards are provided for
each year level.
Of note, school achievement data were not available for children
who attended independent or private schools. Therefore, for the
purpose of analyses which included educational outcomes, only
those children who attended public schools between 1999 and 2011
were included (n = 42,106, 63% of records).
Mother’s Sociodemographic Variables
Sociodemographic information was predominately obtained
from the MNS and therefore includes data recorded at the time of
their child’s birth. This included socioeconomic status, maternal
age, Indigenous status, parity, health service region, and marital sta-
tus. In addition, history of a mental health diagnosis or record of
illicit drug diagnosis was obtained from the MNS, Hospital Mor-
bidity Data System, and/or Mental Health Information System.
Child Variables
In addition to justice outcomes and academic performance, data
on gender and Indigenous status were available. The data were
linked with Intellectual Disability Database to identify youth with
an intellectual disability (O’Leary et al., 2013a,b) and the Western
Australian Register of Developmental Anomalies (Bower et al.,
2007) to identify youth diagnosed with FASD. Information on
birthweight and gestation was obtained from the MNS to derive
preterm status (37 weeks gestation) and proportion of optimal
birthweight, calculated by comparing observed to optimal birth-
weight. This measure takes into account gender, gestational age,
maternal height, and parity and provides an indication of fetal
growth (Blair et al., 2005). Any record of a mental health-related
diagnosis for the mother and the child (ICD9/10) was obtained from
the Mental Health Information System outpatient’s data set and the
Hospital Morbidity Data System inpatients’ data. Of note, the
ICD9/10 mental health diagnoses include those related to intellec-
tual disabilities. Finally, data for contact with child protection ser-
vices were obtained from the Department for Child Protection and
Family Support (data from 1990 to 2010). Contact was defined as a
record of a substantiated maltreatment allegation or placement in
out-of-home care.
Statistical Analysis
All analysis was carried out using SAS 9.3 (SAS Institute, Inc.,
Cary, NC).
Chi-square tests were used to identify significant differences
between sociodemographic factors in the exposed and comparison
cohorts.
Hierarchical, generalized linear mixed models with a logit link
were used to analyze the relationship between maternal alcohol use
disorder and justice contact, and demographic and child characteris-
tics. All models included matching variables (i.e., maternal age
group, Indigenous status, and baby year of birth). Clustering within
families was accounted for in the models.
For analyses relating to academic outcomes, only academic
records prior to the first recorded date of contact with the justice
system were included. Records that did not include information
about the timing of contact with the justice system were not
included in the analysis for academic outcomes, as it was not possi-
ble to identify whether academic outcomes preceded contact with
the justice system.
Possible covariates, relating to both the mother and child, were
tested in a univariate model and those considered significant
(a = 0.05) were assessed for significance in the multivariate model.
Covariates tested in modeling which were not significant, were
FASD diagnosis, proportion of optimal birthweight, and gesta-
tional age. All others are included in the analysis. The most parsi-
monious model was reported. All models included the frequency-
matching variables (baby year of birth, Indigenous status, and
maternal age).
RESULTS
Table 1 provides the demographic characteristics of moth-
ers by maternal alcohol use disorder. A greater proportion of
those in the exposed cohort were Indigenous compared with
the comparison cohort (41.5 and 33.6%, respectively). In
addition, there was a greater proportion of mothers in the
exposed cohort who were unmarried (33% vs. 22%) and in
MATERNAL ALCOHOL USE AND CHILD JUSTICE CONTACT 3
the lowest 10% of socioeconomic status (bottom 10% socioe-
conomic status: 21% vs. 16%) at the time of their child’s birth
when compared with mothers in the comparison cohort.
Contact with the justice system was significantly higher in
the exposed cohort compared with the comparison cohort
(16.1% vs. 7.7%, respectively) (Table 2). The overwhelming
majority of children (98%) with a record on the custodial
data set also had a record of a community order. In addition,
around 35% of children with any justice contact had multi-
ple recorded contacts. Contact with the justice system was
significantly higher in children who had a mother with an
alcohol use disorder diagnosis than comparison children
(16% vs. 8%, respectively), males compared with females
(14% vs. 6%, respectively), and Indigenous than non-Indi-
genous young people (21% vs. 4%, respectively) (Table 3).
Children whose mothers had a diagnosis of a maternal
alcohol use disorder were at significantly higher risk of con-
tact with the justice system when compared to those children
whose mothers had no alcohol-related diagnosis (Table 4).
This relationship remained significant when other available
sociodemographic covariates were included in the model
(odds ratio [OR] = 1.84, 95% confidence interval [CI] = 1.72
to 1.96). Significant maternal factors associated with an
increased risk of contact with the justice system were low
socioeconomic status (OR = 1.12 95% CI = 1.04 to 1.20),
being Indigenous (OR = 6.24, 95% CI = 5.81 to 6.71),
higher parity (3+ births: OR = 2.00, 95% CI = 1.82 to 2.21),
a recorded maternal mental health diagnosis (OR = 1.11,
95% CI = 1.02 to 1.20), and a maternal age of 20 years at
the time of the child’s birth (OR = 1.58, 95% CI = 1.46 to
1.71). At the child level, males (OR = 3.54, 95% CI = 3.33
to 3.76), a recorded mental health diagnosis (OR = 2.67,
95% CI = 2.49 to 2.88), and those who had contact with
child protection services (OR = 2.27, 95% CI = 2.09 to 2.47)
were significantly more likely to have justice contact than
other children.
The data displayed in Table 5 are from a restricted sample
of 42,106 children who had a linked WALNA or NAPLAN
result, which occurred prior to justice system contact. This
analysis demonstrates that failure to reach minimum stan-
dards in numeracy (OR = 1.18, 95% CI = 1.04 to 1.33) and
reading (OR = 1.20, 95% CI = 1.07 to 1.36) was signifi-
cantly associated with justice contact. In addition, while the
inclusion of sociodemographic and academic outcomes in
the model reduced the strength of association, maternal alco-
hol use disorder remained significant in the final model
(OR = 1.79, 95% CI = 1.60 to 1.99).
DISCUSSION
After adjusting for potential confounding factors, children
whose mothers had a diagnosis of a maternal alcohol use
Table 1. Demographic Characteristics of Sample of Mothers and Their
Children 10 Years of Age and Older, by Alcohol Use Disorder Exposure
Status
Comparison
(n = 48,543)
Exposed
(n = 18,740)
v2
pn % n %
Indigenous statusa
Non-Indigenous 32,219 66.4 10,967 58.5 0.001
Indigenous 16,324 33.6 7,773 41.5
Health service region
Metropolitan 28,049 57.8 10,147 54.2 0.001
Nonmetropolitan 20,494 42.2 8,593 45.9
Maternal age at birth of childa
20 years 8,398 17.3 3,658 19.5 0.001
20  30 years 29,107 59.9 11,074 59.1
30  40 years 10,590 21.8 3,856 20.5
40+ years 448 0.9 152 0.8
Marital groups
Married 38,071 78.4 12,473 66.6 0.001
Never married 9,876 20.4 5,638 30.1
Separated, widowed, divorced 521 1.1 569 3.0
Missing 75 0.2 60 0.3
Socioeconomic status at time of birth
Most advantaged  10% 2,246 4.6 450 2.4 0.001
Second group 10% to 25% 4,243 8.7 1,026 5.5
Third group 25% to 50% 7,989 16.5 2,377 12.7
Fourth group 50% to 75% 10,265 21.2 3,626 19.4
Fifth group 75% to 90% 8,192 16.9 3,442 18.4
Most disadvantaged
Bottom 10%
7,545 15.5 3,832 20.5
Unknown 8,063 16.6 3,987 21.3
Child gender
Male 24,829 51.1 9,599 51.2 0.864
Female 23,714 48.9 9,141 48.8
a
Frequency-matching variable.
Table 2. Contact with the Justice System by Maternal Alcohol Use
Disorder Exposure Status
Comparison
(n = 48,543)
Exposed
(n = 18,740)
v2
pn % n %
Any contact 3,714 7.7 3,022 16.1 0.001
Custodial record 1,143 2.4 1,250 6.7 0.001
Community order record 3,691 7.6 2,995 16.0 0.001
Repeat contact 1,120 2.3 1,223 6.5 0.001
Table 3. Any Contact with the Justice System by Maternal Alcohol Use
Disorder Status
No contact Contact
v2
pn % n %
Maternal alcohol use disorder exposure
Comparison 44,829 74.0 3,714 55.1 0.001
Exposed 15,718 26.0 3,022 44.9
Indigenous status
Non-Indigenous 41,421 68.4 1,765 26.2 0.001
Indigenous 19,126 31.6 4,971 73.8
Child gender
Male 29,752 49.1 4,676 69.4 0.001
Female 30,795 50.9 2,060 30.6
Fetal alcohol spectrum disorder
No 60,478 99.9 6,727 99.9 0.653
Yes 69 0.1 9 0.1
Intellectual disability
No 59,239 97.8 6,416 95.3 0.001
Yes 1,308 2.2 320 4.8
4 HAFEKOST ET AL.
disorder had almost twice the odds of having had contact
with the justice system compared with children whose moth-
ers had no diagnosis. In addition to exposure to a maternal
alcohol use disorder, a number of other maternal risk factors
for child justice contact were identified. These factors
included low maternal age at child’s birth, low socioeco-
nomic status, higher parity, a record of a mental health diag-
nosis, and being unmarried. At the child level, significant risk
factors included being male, Indigenous, presence of a men-
tal health-related diagnosis, and contact with the justice sys-
tem. Further, these findings suggest that academic failures,
and specifically failure to reach minimum benchmarks for
numeracy and/or reading, are significant predictors of justice
contact.
Existing research provides that children who are exposed
to alcohol prenatally have cognitive and behavioral deficits
compared to unexposed children (Mattson and Riley, 1998;
Vall et al., 2015). This includes greater risk of developmental
delay, learning and memory deficits, poor attention, inhibi-
tion, and self-regulation (Mattson and Riley, 1998; Streiss-
guth and O’Malley, 2000). Further, it has been identified that
heavy alcohol exposure during development results in an
increased risk of externalizing and aggressive behaviors,
hyperactivity, and poor psychosocial functioning (Mattson
and Riley, 1998; O’Connor and Paley, 2009; Roebuck et al.,
1999). These deficits could lead to an increased likelihood of
contact with the justice system. This is supported by a sys-
tematic review of Canadian data that suggested young peo-
ple with FASD were 19 times more likely to be incarcerated
in a given year when compared to youth without FASD
(Popova et al., 2011). It is likely that behavioral or cognitive
deficits, which resulted from alcohol exposure during devel-
opment, contributed to the increased risk of justice contact
observed in the current analysis. However, due to the use of
administrative data, we are unable to weigh the relative con-
tribution of these deficits, against environmental and genetic
factors associated with heavy maternal alcohol use, to risk of
justice contact.
In addition to the biological effects of prenatal alcohol
exposure, children whose mothers have a diagnosis of mater-
nal alcohol use disorder are more likely to be exposed to
environmental risk factors, such as comorbid substance use,
social and economic disadvantage, and poor parenting prac-
tices. This is supported by a substantial body of South Afri-
can literature which has examined the epidemiology of
FASD. This literature identifies that women who are socially
and economically disadvantaged, or are exposed to heavy
intergenerational, social, and partner alcohol use, are at
greater risk of having a child with FASD (May et al., 2000,
2005). In addition, this literature links higher parity to both
increased risk and increased severity of effects of alcohol
exposure. Social risk factors may have an indirect effect on
risk of delinquency. For example, young, single mothers with
low socioeconomic status may live in poorer areas, which
increases the risk of early exposure or involvement in crime.
Or, there may be a more direct relationship via lack of par-
enting skills, education, or lower levels of child supervision.
While the specific mechanism for increased risk associated
with these measures is not able to be determined in this
study, these results indicate that ongoing support for disad-
vantaged families, which spans across agencies, may assist in
reducing the risk of justice contact in young people.
The odds of contact with the justice system were 5 times
higher for Indigenous young people than non-Indigenous
young people. The overrepresentation of Indigenous Aus-
tralians in the justice system is well known (Homel et al.,
1999; Weatherburn et al., 2003). This has been attributed to
a number of factors including inherited trauma, low socioe-
conomic status, and compounding disadvantage which dis-
proportionately effect the Indigenous community in
Australia. Further, the high rates of alcohol use and alcohol-
related harm are well documented in this population, and
these factors have contributed to an increased risk of justice
contact (Conseur et al., 1997; Dowse et al., 2014; Higgins
and Davis, 2014). In spite of widespread recognition of the
disproportionate representation of Indigenous young people
in contact with the justice system, Higgins and Davis (2014)
suggest that there is little evidence demonstrating that
Table 4. Sociodemographic Characteristics Associated with Any Child
Contact with the Justice System
OR 95% CI
Maternal alcohol diagnosis
No Ref
Yes 1.84 1.72 1.96
Indigenous status
Non-Indigenous Ref
Indigenous 6.24 5.81 6.71
Marital status
Married Ref
Never married, separated,
divorced, widowed, missing
1.41 1.32 1.50
Mother’s age at child’s birth
20 years and above Ref
20 years 1.58 1.46 1.71
Socioeconomic status at child’s birth
Above bottom 10% Ref
Bottom 10% 1.12 1.04 1.20
Unknown 0.81 0.75 0.88
Parity
0 Ref
1 1.41 1.31 1.52
2 1.70 1.55 1.86
3+ 2.00 1.82 2.21
Any maternal mental health record
No Ref
Yes 1.11 1.02 1.20
Child gender
Female Ref
Male 3.54 3.33 3.76
Any child mental health record
No Ref
Yes 2.67 2.49 2.88
Any child protection contact
No Ref
Yes 2.27 2.09 2.47
OR are adjusted for all other variables in the model and matching vari-
ables (baby year of birth, maternal age, and Indigenous status).
MATERNAL ALCOHOL USE AND CHILD JUSTICE CONTACT 5
existing programs are successfully addressing the issue. How-
ever, some evidence suggests that deterrence or intervention
programs that include community and family involvement,
addressing parenting issues, recognizing and addressing com-
plex needs, and ensuring cultural competence of the program
and staff are required (Higgins and Davis, 2014).
The increased odds of justice contact for young people
with a mental health disorder again matches the findings of
existing research. A report examining the health of incarcer-
ated young people in New South Wales identified that 87%
had a mental health diagnosis, and over 70% had multiple
diagnoses (Indig et al., 2011). Further, a study of incarcer-
ated Tasmanian young people reported that mental health
problems were 5 times higher in incarcerated youth when
compared to the general adolescent population (Bickel and
Campbell, 2002). Of note, given mental health diagnosis was
obtained from administrative records for the purpose of this
analysis, it is likely that there are children with mental health
problems who have not sought treatment or been admitted
to a clinic or hospital. Therefore, it is likely to be a conserva-
tive estimate of mental health burden in this population. This
study indicated that, after adjusting for other significant fac-
tors, the odds of justice contact were twice as high for chil-
dren who had contact with the child protection system when
compared with children without a child protection record.
Existing literature indicates that children who are exposed to
abuse, neglect, or family violence are at significantly greater
risk of both externalizing behaviors, including physical
aggression, and internalizing behaviors in adolescents
(Cullerton-Sen et al., 2008; Evans et al., 2008; Moylan et al.,
2010). This is likely to contribute to the observed increased
risk in justice contact. Again, these factors indicate that tar-
geted, culturally appropriate, cross-agency interventions and
support are required to address justice contact.
Table 5. Sociodemographic Characteristics and Academic Benchmarks Associated with Child Contact with the Justice System. Dataset Restricted to
Those with Education Records (n = 42,106)
ORa
95% CI ORb
95% CI ORc
95% CI
Maternal alcohol use disorder
Comparison Ref Ref
Exposed 2.34 2.11 2.59 1.82 1.63 2.03 1.79 1.60 1.99
Indigenous status
Non-Indigenous Ref
Indigenous 5.79 5.16 6.51 5.14 4.54 5.81
Marital status
Married Ref
Unmarried, missing 1.32 1.18 1.46 1.29 1.16 1.44
Maternal age
20 years and above Ref
20 years 1.79 1.57 2.03 1.72 1.52 1.96
Socioeconomic status at child’s birth
Above bottom 10% Ref
Bottom 10% 1.20 1.08 1.35 1.18 1.06 1.33
Parity
Unknown 0.80 0.70 0.91 0.77 0.67 0.88
Para 0 Ref
Para 1 1.46 1.28 1.66 1.44 1.27 1.63
Para 2 1.74 1.50 2.03 1.69 1.45 1.96
Para 3+ 2.04 1.74 2.38 1.94 1.66 2.27
Any maternal mental health record
No Ref
Yes 1.13 1.00 1.28 1.14 1.01 1.28
Child gender
Female Ref
Male 2.89 2.62 3.19 2.85 2.58 3.15
Any child mental health record
No Ref
Yes 2.77 2.45 3.13 2.74 2.42 3.09
Any child protection contact
No Ref
Yes 2.23 1.97 2.53 2.19 1.93 2.48
Below reading benchmark
No Ref
Yes 1.20 1.07 1.36
Below numeracy benchmark
No Ref
Yes 1.18 1.04 1.33
a
Maternal alcohol use disorder only.
b
Maternal alcohol use disorder, and significant sociodemographic factors.
c
Maternal alcohol use, sociodemographic and academic factors (significance a = 0.05), OR are adjusted for all other variables within each model and
matching variables (baby year of birth, maternal age, Indigenous status).
6 HAFEKOST ET AL.
Previous research has demonstrated that academic failure
and disengagement from school are risk factors for delin-
quency and contact with the justice system (Henry et al.,
2012). We were not able to examine the underlying factors
contributing to academic failure in this cohort. However, this
may include disengagement of students and/or parents,
exclusion, poor attendance, poor academic ability, or a com-
bination of these factors. These may be associated with early
justice contact or directly contribute to increased risk of
delinquency.
Due to the high rates of FASD in vulnerable popula-
tions in South Africa, there has been substantial interest
in identifying effective strategies to reduce alcohol-related
harm, and in particular rates of FASD, in the population.
Chersich and colleagues (2012) identified, in high-risk pop-
ulations where knowledge of the risk of maternal alcohol
use is low, universal intervention with the aims of improv-
ing community-level knowledge and shifting drinking
norms in the population may be effective means of inter-
vention. Further, Marais and colleagues (2011) identified,
in a disadvantaged high-risk population of pregnant
women, antenatal screening followed by brief intervention
was effective in reducing alcohol-related harms. This has
particular relevance to Indigenous communities in Aus-
tralia, who are also disproportionately affected by socioe-
conomic disadvantage and the negative effects of alcohol
(Calabria et al., 2010). While developing effective methods
of reducing alcohol-related harm during pregnancy should
be central to intervention efforts, for those children who
are exposed to a maternal alcohol use disorder, coordi-
nated service delivery and support across multiple agen-
cies, such as education, child protection, justice, and
health, are required to address complex risk factors to
reduce the risk of negative outcomes such as early justice
contact.
Strengths and Limitations
A key strength of this study is the use of administrative
data, which has been demonstrated to be a valid and efficient
method of identifying those who have been admitted to hos-
pital for health-related conditions (Brameld et al., 1999).
The use of administrative data removes the need for retro-
spective self-report of drinking behaviors. Further, we can be
certain that those mothers diagnosed with an alcohol use dis-
order, which was used as a proxy for heavy drinking, were
consuming large amounts of alcohol at the time of their diag-
nosis. However, a disadvantage of the use of administrative
data is that only those who came into contact with a service,
as a result of their drinking, are captured in the exposed
cohort. It is likely that there are women in the comparison
cohort who consumed significant amounts of alcohol during
this time period but did not come in contact with hospital,
drug and alcohol, or mental health services, as evidenced by
the small number of children diagnosed with FASD in the
comparison cohort as previously reported (Bower et al.,
2007). This under-ascertainment of heavy or problematic
drinking in comparison mothers would likely have biased
our results toward the null. In addition, the administrative
data provide no information about the dose or the long-term
drinking patterns of women diagnosed with a disorder. We
cannot determine whether women diagnosed pre- or post-
pregnancy also consumed large amounts of alcohol during
pregnancy, but did not receive a diagnosis at this time point.
Further, confounding or explanatory variables not recorded
on administrative data sets cannot be included in modeling.
This includes information such as maternal and child IQ,
genetic factors, family history of justice contact, peer effects,
and detailed information regarding maternal poly-drug use
and smoking which have previously been identified to be
associated with both risk and severity of FASD (May et al.,
2004). In addition, while it is known that alcoholism clusters
within families, we have no information about paternal or
family alcohol use. Further research to investigate the com-
plex causes of youth delinquency, and its relationship to
maternal alcohol use, is required to design appropriate inter-
ventions for this population.
CONCLUSIONS
The results of this study suggest that, after adjusting for
known risk factors such as measures of social disadvan-
tage, Indigenous status, and poor academic performance,
exposure to a maternal alcohol use disorder confers addi-
tional risk for early contact with the justice system. This
work adds to the body of existing literature demonstrating
the long-term negative effects of maternal alcohol use dis-
order on child outcomes. Our ability to disentangle the
environmental, biological, and genetic factors which drive
the relationship between maternal alcohol use and subse-
quent child contact with the justice system was limited due
to the use of administrative data. However, it is likely that
the greater risk of justice contact associated with maternal
alcohol exposure is a consequence of the complex biologi-
cal and environmental impacts of heavy maternal alcohol
use. Additional risk factors for youth justice contact
included being male, Indigenous, having a mental health
diagnosis, and poor academic performance. These factors
are well identified in the literature and should be consid-
ered in the development of targeted prevention programs.
These results suggest that the use of universal programs,
as well as early intervention for at-risk mothers may be of
use to reduce negative child outcomes. For those exposed
to maternal alcohol use problems, holistic and culturally
appropriate support programs, which span across agencies,
need to be developed and implemented in order to reduce
the negative impact of maternal alcohol use disorder on
child outcomes.
CONFLICT OF INTEREST
The authors have no conflict of interests to declare.
MATERNAL ALCOHOL USE AND CHILD JUSTICE CONTACT 7
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SUPPORTING INFORMATION
Additional Supporting Information may be found online
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Table S1. In-scope ICD9/10 alcohol related diagnoses.
MATERNAL ALCOHOL USE AND CHILD JUSTICE CONTACT 9

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Maternal Alcohol Use Disorder and Risk of Child Contact with the Justice System inWestern Australia: A Population Cohort Record Linkage Study

  • 1. Maternal Alcohol Use Disorder and Risk of Child Contact with the Justice System in Western Australia: A Population Cohort Record Linkage Study Katherine Hafekost , David Lawrence, Colleen O’Leary, Carol Bower, James Semmens, and Stephen R. Zubrick Background: Early contact with the justice system is associated with a multitude of negative out- comes across the life course. This includes an increased risk of ongoing justice contact, social disadvan- tage and marginalization, and mental health and substance use issues. Children whose mothers have an alcohol use disorder may be at risk of early justice system contact, and we sought to quantify this rela- tionship in a Western Australian cohort. Methods: This population cohort study made use of linked administrative data. Those in-scope for the study were women who had a birth recorded on the Midwives Notification System (1983 to 2007). The exposed cohort were mothers who had an alcohol-related diagnosis (ICD9/10), recorded on admin- istrative data. This included mental and behavioral disorders which were alcohol related, diseases which could be entirely attributed to alcohol and other ICD alcohol codes. These women were considered to have an alcohol use disorder, which was a proxy for heavy drinking. The comparison cohort was fre- quency-matched sample with no alcohol-related diagnosis identified on administrative data sets. Results: After adjusting for potential confounders, children whose mothers had a maternal alcohol use disorder had a significantly increased odds of justice contact when compared to those whose mothers had no diagnosis (odds ratio [OR] = 1.79, 95% confidence interval [CI] = 1.60 to 1.99). Additional significant maternal factors associated with child justice contact included being Indigenous (OR = 5.14, 95% CI = 4.54 to 5.81), low maternal age, low socioeconomic status, being unmarried, and a history of a mental health problems. Significant child-level factors, which were associated with increased odds of justice con- tact, included being male, a mental health diagnosis, child protection contact, parity, and academic failure. Conclusions: Children who were exposed to a maternal alcohol use disorder had significantly increased odds of contact with the justice system. Additional risk was associated with being Indigenous and with markers of social disadvantage. These results suggest that prevention and early intervention services should span across agencies in an effort to reduce risk. Key Words: Maternal Health, Alcohol, Justice, Child Outcomes. JUVENILE DELINQUENCY AND juvenile criminal behavior are associated with a substantially increased risk of repeated contacts with the justice system throughout the life course, and with progression to more serious offenses (Loeber and Farrington, 2000). Further, delinquency at a young age is associated with increased risk of long-term dis- advantage and social marginalization, harmful use of drugs and alcohol, and serious mental and physical health problems (Fazel et al., 2008; Putnins, 1995; Snow and Powell, 2012). There are a number of risk factors associated with early delinquent behavior. These include child demographic char- acteristics such as gender and ethnicity, family and house- hold factors including socioeconomic position and parenting styles, and child psychosocial and cognitive characteristics (Australian Institute of Family Studies, 2015). In Australia, a well-identified risk factor for justice contact is Indigenous status, with Indigenous Australians substantially overrepre- sented in justice contact and incarceration statistics. This increased risk has been attributed to a number of factors including the effects of intergenerational trauma, social and economic disadvantage, community and domestic violence, and high levels of harmful alcohol use in the population (Homel et al., 1999). Many young people who are in contact with the justice system have multiple risk factors and complex needs (Dowse et al., 2014). One group identified at high risk of contact with From the Telethon Kids Institute (KH, CB, SRZ), The University of Western Australia, Perth, Western Australia, Australia; Graduate School of Education (DL, SRZ), The University of Western Australia, Perth, Western Australia, Australia; Office of the Chief Psychiatrist (CO), Western Australian Department of Health, Perth, Western Australia, Australia; and Centre for Population Health Research (JS), Faculty of Health Sciences, Curtin University, Perth, Western Australia, Australia. Received for publication January 23, 2017; accepted May 25, 2017. Reprint requests: Katherine Hafekost, MSc, Telethon Kids Institute, 100 Roberts Road, Subiaco, WA 6008, Australia; Tel.: +61 08 9489 7777; Fax: +61 08 9489 7700; E-mail: Katherine.hafekost@telethonkids.org.au Copyright © 2017 The Authors. Alcoholism: Clinical Experimental Research published by Wiley Periodicals, Inc. on behalf of Research Society on Alcoholism. This is an open access article under the terms of the Creative Commons Attribution-NonCommercial License, which permits use, distribution and reproduction in any medium, provided the original work is properly cited and is not used for commercial purposes. DOI: 10.1111/acer.13426 Alcohol Clin Exp Res, Vol **, No *, 2017: pp 1–9 1 ALCOHOLISM: CLINICAL AND EXPERIMENTAL RESEARCH Vol. **, No. * ** 2017
  • 2. the justice system is children whose mothers had problematic alcohol consumption (Australian Institute of Family Studies, 2015; Carr and Vandiver, 2001). The relationship between heavy maternal alcohol con- sumption and poor child outcomes has been attributed to both biological and environmental factors. An extensive body of literature demonstrates that children who are exposed prenatally to alcohol during critical stages of devel- opment are at increased risk of suffering alcohol-related cog- nitive and behavioral deficits (Mattson and Riley, 1998; Vall et al., 2015). The severity of impact resulting from prenatal alcohol exposure is dependent on a number of factors, such as the quantity of alcohol consumed, timing of exposure dur- ing child development, and genetic factors. At the severe end of the spectrum, children may acquire fetal alcohol spectrum disorder (FASD) which is characterized by serious cognitive deficits, such as impairment in general intellectual function- ing, verbal processing, memory, and executive functioning (Mattson and Riley, 1998). These deficits have been identi- fied as factors that contribute to an increased risk of contact with the law, psychiatric problems, and other maladaptive behaviors (Fast and Conry, 2009; Fryer et al., 2007; Streiss- guth et al., 2004). Of note, children who were exposed to moderate levels of alcohol during development, which do not result in a FASD diagnosis, have been identified to have cognitive and behavioral deficits, when compared with unex- posed children (O’Leary et al., 2010; Sood et al., 2001). This finding is supported by Roebuck and colleagues (1999), who identified that children who experienced both moderate and high levels of alcohol prenatally are at greater risk of being rated disruptive, hyperactive, impulsive, and/or delinquent or be in trouble with the law. Sood and colleagues (2001) identified negative effects on child behavior with intake as low as 1 alcohol drink per week during pregnancy. This liter- ature highlights that alcohol exposure in utero may increase the risk of behavioral problems, even in the absence of a FASD diagnosis, and at relatively low levels of consump- tion. However, it is possible that risk of delinquent behavior due to maternal alcohol use is conferred through social fac- tors, rather than driven by biological factors alone. Children living in a household with a mother with problematic alcohol use are more likely to be exposed to a negative social envi- ronment during their early years compared with other chil- dren. Existing research demonstrates that households with an alcoholic parent are at increased risk of economic disad- vantage, comorbid substance abuse, mental health problems, family breakup and instability, and poor parenting practices (Burke et al., 2006; Gmel and Rehm, 2003). These factors may contribute to the likelihood of exposure to delinquent behaviors, inappropriate parent discipline, lack of supervi- sion, and poor role modeling, which contribute to greater risk of justice contact (Australian Institute of Family Studies, 2015; Shader, 2001). While heavy maternal alcohol use, and in particular prena- tal alcohol use, has been linked to delinquent behavior, this has not been explored using linked administrative data at the population level in Western Australia. Therefore, this analy- sis sought to investigate • whether a child whose mother has an alcohol use disorder diagnosis has an increased risk of contact with the justice system in comparison with other children; and if so, • does the relationship between maternal alcohol use dis- order and risk of child justice contact persist when known sociodemographic and child risk factors are con- trolled for? It was hypothesized that the risk of child contact with the justice system would be higher in children whose mother has a diagnosed alcohol use disorder compared with children whose mothers had no recorded alcohol use disorder diagnosis. In addition, it was anticipated that this risk would remain after controlling for significant maternal and child risk factors. MATERIALS AND METHODS Ethics approval for the conduct of the study was granted by the Princess Margaret Hospital Human Research Ethics Committee (no. 1244/EP), the WA Department of Health Human Research Ethics Committee (no. 2011/34), and the WA Aboriginal Health Ethics Committee (no. 134-04/06). Cohort This analysis made use of administrative linked data from the Western Australian Data Linkage System. All women who had a birth recorded on the Midwives Notification System (MNS) between 1983 and 2007 were in-scope for the study (253,714 women: 242,956 (95.8%) non-Indigenous women; and 10,758 (4.2%) Indige- nous women). Cohort selection has been described in detail previ- ously (O’Leary et al., 2012b). The exposed cohort were mothers who had an alcohol use disorder diagnosis, based on the International Classification of Diseases 9/10 (ICD9/10) Revisions. Diagnoses were identified through a number of routinely collected administrative data sets, which included the Hospital Morbidity Data System; Men- tal Health Information System (inpatient and outpatient records); and the Drug and Alcohol Office. Diagnoses, which were based on previously published ICD9/10 codes included the categories of mental and behavioral disorders (alcohol related), diseases which were 100% attributable to alcohol (e.g., alco- holic liver disease), and other ICD alcohol codes (O’Leary et al., 2012a,b). Women could have multiple diagnoses, and the most frequently identified diagnosis type related to mental and behavioral disorders relating to alcohol use (O’Leary et al., 2013a,b). More than half of mothers in the exposed group had a diagnosis relating to acute intoxication (55%). A diagnosis of a maternal alcohol use disorder provided a proxy for heavy maternal alcohol use. In-scope ICD codes are included in the Table S1. The comparison cohort was identified via the MNS. Comparison mothers, who had no record of an alcohol-related disorder, were obtained from the records of registered births from 1983 through 2007. Comparison and exposed mothers were frequency matched, based on maternal age within race, and year of child’s birth. There were approximately 1:3 and 1:2 exposed to comparison mothers for non-Indigenous and Indigenous mothers, respectively. This popula- tion cohort includes 10,211 exposed mothers and 47,688 compar- ison mothers. 2 HAFEKOST ET AL.
  • 3. The Western Australian linked database, including the data included in this study, has been identified to have an estimated pro- portion of mismatches of 0.11%, which is consistent with interna- tional benchmarks (Holman et al., 1999), and has been identified to be a valid method of identifying health-related outcomes (Brameld et al., 1999). Justice Contact Child contact with the justice system was determined via the Department of Corrective Services (DCS) data set. This was defined as a record of the major offense and/or community cor- rection order data sets for juveniles (10 to 17 years) and adults (18 years and above) from 1985 through 2011. Community orders are provided by the court when the nature of the crime committed is not seen as serious enough to warrant a custodial sentence, and the young person is not a danger to the commu- nity. A community order may require the young person to par- ticipate in education, drug or alcohol counseling or admission to a treatment center, or complete community service. Custodial records refer to cases where a young person has been identified as being in custody. This includes both remand records and cus- todial sentences following a conviction. It is important to note that a custody record does not necessarily mean a young person was convicted of a crime. Custodial remand or custodial sen- tences are typically provided for more serious crimes than com- munity orders. The DCS includes information regarding offense type, sentencing outcomes, and timing of contact with the justice system. For the purpose of this analysis, the outcome of interest was any contact recorded on the justice system data sets. In Western Australia, the minimum age of criminal responsibility is 10 years. Therefore, the data set was restricted to those children 10 years or above, who had a linked MNS record. This equated to 18,740 children in exposed cohort and 48,543 children in the com- parison cohort. Academic Outcomes Academic achievement data were obtained from the Western Australian Literacy and Numeracy Assessment (WALNA) for years 1999 to 2007 and The National Assessment Program—Literacy and Numeracy (NAPLAN) for years 2008 to 2011. WALNA was a sta- tewide assessment that tested students’ numeracy, reading, writing, and spelling. Students completed WALNA in school years 3, 5, and 7. From 2005 to 2007, year 9 students were also assessed in reading, writing, and numeracy. Minimum performance standards were available from the Western Australian Department of Education. NAPLAN is an Australia-wide testing program that is adminis- trated annually to all students in school years 3, 5, 7, and 9. It assesses students’ performance in reading, writing, language conven- tions, and numeracy. Performance is evaluated across bands from year 4 through year 9. Students are expected to progress through scoring bands as they age, and minimum standards are provided for each year level. Of note, school achievement data were not available for children who attended independent or private schools. Therefore, for the purpose of analyses which included educational outcomes, only those children who attended public schools between 1999 and 2011 were included (n = 42,106, 63% of records). Mother’s Sociodemographic Variables Sociodemographic information was predominately obtained from the MNS and therefore includes data recorded at the time of their child’s birth. This included socioeconomic status, maternal age, Indigenous status, parity, health service region, and marital sta- tus. In addition, history of a mental health diagnosis or record of illicit drug diagnosis was obtained from the MNS, Hospital Mor- bidity Data System, and/or Mental Health Information System. Child Variables In addition to justice outcomes and academic performance, data on gender and Indigenous status were available. The data were linked with Intellectual Disability Database to identify youth with an intellectual disability (O’Leary et al., 2013a,b) and the Western Australian Register of Developmental Anomalies (Bower et al., 2007) to identify youth diagnosed with FASD. Information on birthweight and gestation was obtained from the MNS to derive preterm status (37 weeks gestation) and proportion of optimal birthweight, calculated by comparing observed to optimal birth- weight. This measure takes into account gender, gestational age, maternal height, and parity and provides an indication of fetal growth (Blair et al., 2005). Any record of a mental health-related diagnosis for the mother and the child (ICD9/10) was obtained from the Mental Health Information System outpatient’s data set and the Hospital Morbidity Data System inpatients’ data. Of note, the ICD9/10 mental health diagnoses include those related to intellec- tual disabilities. Finally, data for contact with child protection ser- vices were obtained from the Department for Child Protection and Family Support (data from 1990 to 2010). Contact was defined as a record of a substantiated maltreatment allegation or placement in out-of-home care. Statistical Analysis All analysis was carried out using SAS 9.3 (SAS Institute, Inc., Cary, NC). Chi-square tests were used to identify significant differences between sociodemographic factors in the exposed and comparison cohorts. Hierarchical, generalized linear mixed models with a logit link were used to analyze the relationship between maternal alcohol use disorder and justice contact, and demographic and child characteris- tics. All models included matching variables (i.e., maternal age group, Indigenous status, and baby year of birth). Clustering within families was accounted for in the models. For analyses relating to academic outcomes, only academic records prior to the first recorded date of contact with the justice system were included. Records that did not include information about the timing of contact with the justice system were not included in the analysis for academic outcomes, as it was not possi- ble to identify whether academic outcomes preceded contact with the justice system. Possible covariates, relating to both the mother and child, were tested in a univariate model and those considered significant (a = 0.05) were assessed for significance in the multivariate model. Covariates tested in modeling which were not significant, were FASD diagnosis, proportion of optimal birthweight, and gesta- tional age. All others are included in the analysis. The most parsi- monious model was reported. All models included the frequency- matching variables (baby year of birth, Indigenous status, and maternal age). RESULTS Table 1 provides the demographic characteristics of moth- ers by maternal alcohol use disorder. A greater proportion of those in the exposed cohort were Indigenous compared with the comparison cohort (41.5 and 33.6%, respectively). In addition, there was a greater proportion of mothers in the exposed cohort who were unmarried (33% vs. 22%) and in MATERNAL ALCOHOL USE AND CHILD JUSTICE CONTACT 3
  • 4. the lowest 10% of socioeconomic status (bottom 10% socioe- conomic status: 21% vs. 16%) at the time of their child’s birth when compared with mothers in the comparison cohort. Contact with the justice system was significantly higher in the exposed cohort compared with the comparison cohort (16.1% vs. 7.7%, respectively) (Table 2). The overwhelming majority of children (98%) with a record on the custodial data set also had a record of a community order. In addition, around 35% of children with any justice contact had multi- ple recorded contacts. Contact with the justice system was significantly higher in children who had a mother with an alcohol use disorder diagnosis than comparison children (16% vs. 8%, respectively), males compared with females (14% vs. 6%, respectively), and Indigenous than non-Indi- genous young people (21% vs. 4%, respectively) (Table 3). Children whose mothers had a diagnosis of a maternal alcohol use disorder were at significantly higher risk of con- tact with the justice system when compared to those children whose mothers had no alcohol-related diagnosis (Table 4). This relationship remained significant when other available sociodemographic covariates were included in the model (odds ratio [OR] = 1.84, 95% confidence interval [CI] = 1.72 to 1.96). Significant maternal factors associated with an increased risk of contact with the justice system were low socioeconomic status (OR = 1.12 95% CI = 1.04 to 1.20), being Indigenous (OR = 6.24, 95% CI = 5.81 to 6.71), higher parity (3+ births: OR = 2.00, 95% CI = 1.82 to 2.21), a recorded maternal mental health diagnosis (OR = 1.11, 95% CI = 1.02 to 1.20), and a maternal age of 20 years at the time of the child’s birth (OR = 1.58, 95% CI = 1.46 to 1.71). At the child level, males (OR = 3.54, 95% CI = 3.33 to 3.76), a recorded mental health diagnosis (OR = 2.67, 95% CI = 2.49 to 2.88), and those who had contact with child protection services (OR = 2.27, 95% CI = 2.09 to 2.47) were significantly more likely to have justice contact than other children. The data displayed in Table 5 are from a restricted sample of 42,106 children who had a linked WALNA or NAPLAN result, which occurred prior to justice system contact. This analysis demonstrates that failure to reach minimum stan- dards in numeracy (OR = 1.18, 95% CI = 1.04 to 1.33) and reading (OR = 1.20, 95% CI = 1.07 to 1.36) was signifi- cantly associated with justice contact. In addition, while the inclusion of sociodemographic and academic outcomes in the model reduced the strength of association, maternal alco- hol use disorder remained significant in the final model (OR = 1.79, 95% CI = 1.60 to 1.99). DISCUSSION After adjusting for potential confounding factors, children whose mothers had a diagnosis of a maternal alcohol use Table 1. Demographic Characteristics of Sample of Mothers and Their Children 10 Years of Age and Older, by Alcohol Use Disorder Exposure Status Comparison (n = 48,543) Exposed (n = 18,740) v2 pn % n % Indigenous statusa Non-Indigenous 32,219 66.4 10,967 58.5 0.001 Indigenous 16,324 33.6 7,773 41.5 Health service region Metropolitan 28,049 57.8 10,147 54.2 0.001 Nonmetropolitan 20,494 42.2 8,593 45.9 Maternal age at birth of childa 20 years 8,398 17.3 3,658 19.5 0.001 20 30 years 29,107 59.9 11,074 59.1 30 40 years 10,590 21.8 3,856 20.5 40+ years 448 0.9 152 0.8 Marital groups Married 38,071 78.4 12,473 66.6 0.001 Never married 9,876 20.4 5,638 30.1 Separated, widowed, divorced 521 1.1 569 3.0 Missing 75 0.2 60 0.3 Socioeconomic status at time of birth Most advantaged 10% 2,246 4.6 450 2.4 0.001 Second group 10% to 25% 4,243 8.7 1,026 5.5 Third group 25% to 50% 7,989 16.5 2,377 12.7 Fourth group 50% to 75% 10,265 21.2 3,626 19.4 Fifth group 75% to 90% 8,192 16.9 3,442 18.4 Most disadvantaged Bottom 10% 7,545 15.5 3,832 20.5 Unknown 8,063 16.6 3,987 21.3 Child gender Male 24,829 51.1 9,599 51.2 0.864 Female 23,714 48.9 9,141 48.8 a Frequency-matching variable. Table 2. Contact with the Justice System by Maternal Alcohol Use Disorder Exposure Status Comparison (n = 48,543) Exposed (n = 18,740) v2 pn % n % Any contact 3,714 7.7 3,022 16.1 0.001 Custodial record 1,143 2.4 1,250 6.7 0.001 Community order record 3,691 7.6 2,995 16.0 0.001 Repeat contact 1,120 2.3 1,223 6.5 0.001 Table 3. Any Contact with the Justice System by Maternal Alcohol Use Disorder Status No contact Contact v2 pn % n % Maternal alcohol use disorder exposure Comparison 44,829 74.0 3,714 55.1 0.001 Exposed 15,718 26.0 3,022 44.9 Indigenous status Non-Indigenous 41,421 68.4 1,765 26.2 0.001 Indigenous 19,126 31.6 4,971 73.8 Child gender Male 29,752 49.1 4,676 69.4 0.001 Female 30,795 50.9 2,060 30.6 Fetal alcohol spectrum disorder No 60,478 99.9 6,727 99.9 0.653 Yes 69 0.1 9 0.1 Intellectual disability No 59,239 97.8 6,416 95.3 0.001 Yes 1,308 2.2 320 4.8 4 HAFEKOST ET AL.
  • 5. disorder had almost twice the odds of having had contact with the justice system compared with children whose moth- ers had no diagnosis. In addition to exposure to a maternal alcohol use disorder, a number of other maternal risk factors for child justice contact were identified. These factors included low maternal age at child’s birth, low socioeco- nomic status, higher parity, a record of a mental health diag- nosis, and being unmarried. At the child level, significant risk factors included being male, Indigenous, presence of a men- tal health-related diagnosis, and contact with the justice sys- tem. Further, these findings suggest that academic failures, and specifically failure to reach minimum benchmarks for numeracy and/or reading, are significant predictors of justice contact. Existing research provides that children who are exposed to alcohol prenatally have cognitive and behavioral deficits compared to unexposed children (Mattson and Riley, 1998; Vall et al., 2015). This includes greater risk of developmental delay, learning and memory deficits, poor attention, inhibi- tion, and self-regulation (Mattson and Riley, 1998; Streiss- guth and O’Malley, 2000). Further, it has been identified that heavy alcohol exposure during development results in an increased risk of externalizing and aggressive behaviors, hyperactivity, and poor psychosocial functioning (Mattson and Riley, 1998; O’Connor and Paley, 2009; Roebuck et al., 1999). These deficits could lead to an increased likelihood of contact with the justice system. This is supported by a sys- tematic review of Canadian data that suggested young peo- ple with FASD were 19 times more likely to be incarcerated in a given year when compared to youth without FASD (Popova et al., 2011). It is likely that behavioral or cognitive deficits, which resulted from alcohol exposure during devel- opment, contributed to the increased risk of justice contact observed in the current analysis. However, due to the use of administrative data, we are unable to weigh the relative con- tribution of these deficits, against environmental and genetic factors associated with heavy maternal alcohol use, to risk of justice contact. In addition to the biological effects of prenatal alcohol exposure, children whose mothers have a diagnosis of mater- nal alcohol use disorder are more likely to be exposed to environmental risk factors, such as comorbid substance use, social and economic disadvantage, and poor parenting prac- tices. This is supported by a substantial body of South Afri- can literature which has examined the epidemiology of FASD. This literature identifies that women who are socially and economically disadvantaged, or are exposed to heavy intergenerational, social, and partner alcohol use, are at greater risk of having a child with FASD (May et al., 2000, 2005). In addition, this literature links higher parity to both increased risk and increased severity of effects of alcohol exposure. Social risk factors may have an indirect effect on risk of delinquency. For example, young, single mothers with low socioeconomic status may live in poorer areas, which increases the risk of early exposure or involvement in crime. Or, there may be a more direct relationship via lack of par- enting skills, education, or lower levels of child supervision. While the specific mechanism for increased risk associated with these measures is not able to be determined in this study, these results indicate that ongoing support for disad- vantaged families, which spans across agencies, may assist in reducing the risk of justice contact in young people. The odds of contact with the justice system were 5 times higher for Indigenous young people than non-Indigenous young people. The overrepresentation of Indigenous Aus- tralians in the justice system is well known (Homel et al., 1999; Weatherburn et al., 2003). This has been attributed to a number of factors including inherited trauma, low socioe- conomic status, and compounding disadvantage which dis- proportionately effect the Indigenous community in Australia. Further, the high rates of alcohol use and alcohol- related harm are well documented in this population, and these factors have contributed to an increased risk of justice contact (Conseur et al., 1997; Dowse et al., 2014; Higgins and Davis, 2014). In spite of widespread recognition of the disproportionate representation of Indigenous young people in contact with the justice system, Higgins and Davis (2014) suggest that there is little evidence demonstrating that Table 4. Sociodemographic Characteristics Associated with Any Child Contact with the Justice System OR 95% CI Maternal alcohol diagnosis No Ref Yes 1.84 1.72 1.96 Indigenous status Non-Indigenous Ref Indigenous 6.24 5.81 6.71 Marital status Married Ref Never married, separated, divorced, widowed, missing 1.41 1.32 1.50 Mother’s age at child’s birth 20 years and above Ref 20 years 1.58 1.46 1.71 Socioeconomic status at child’s birth Above bottom 10% Ref Bottom 10% 1.12 1.04 1.20 Unknown 0.81 0.75 0.88 Parity 0 Ref 1 1.41 1.31 1.52 2 1.70 1.55 1.86 3+ 2.00 1.82 2.21 Any maternal mental health record No Ref Yes 1.11 1.02 1.20 Child gender Female Ref Male 3.54 3.33 3.76 Any child mental health record No Ref Yes 2.67 2.49 2.88 Any child protection contact No Ref Yes 2.27 2.09 2.47 OR are adjusted for all other variables in the model and matching vari- ables (baby year of birth, maternal age, and Indigenous status). MATERNAL ALCOHOL USE AND CHILD JUSTICE CONTACT 5
  • 6. existing programs are successfully addressing the issue. How- ever, some evidence suggests that deterrence or intervention programs that include community and family involvement, addressing parenting issues, recognizing and addressing com- plex needs, and ensuring cultural competence of the program and staff are required (Higgins and Davis, 2014). The increased odds of justice contact for young people with a mental health disorder again matches the findings of existing research. A report examining the health of incarcer- ated young people in New South Wales identified that 87% had a mental health diagnosis, and over 70% had multiple diagnoses (Indig et al., 2011). Further, a study of incarcer- ated Tasmanian young people reported that mental health problems were 5 times higher in incarcerated youth when compared to the general adolescent population (Bickel and Campbell, 2002). Of note, given mental health diagnosis was obtained from administrative records for the purpose of this analysis, it is likely that there are children with mental health problems who have not sought treatment or been admitted to a clinic or hospital. Therefore, it is likely to be a conserva- tive estimate of mental health burden in this population. This study indicated that, after adjusting for other significant fac- tors, the odds of justice contact were twice as high for chil- dren who had contact with the child protection system when compared with children without a child protection record. Existing literature indicates that children who are exposed to abuse, neglect, or family violence are at significantly greater risk of both externalizing behaviors, including physical aggression, and internalizing behaviors in adolescents (Cullerton-Sen et al., 2008; Evans et al., 2008; Moylan et al., 2010). This is likely to contribute to the observed increased risk in justice contact. Again, these factors indicate that tar- geted, culturally appropriate, cross-agency interventions and support are required to address justice contact. Table 5. Sociodemographic Characteristics and Academic Benchmarks Associated with Child Contact with the Justice System. Dataset Restricted to Those with Education Records (n = 42,106) ORa 95% CI ORb 95% CI ORc 95% CI Maternal alcohol use disorder Comparison Ref Ref Exposed 2.34 2.11 2.59 1.82 1.63 2.03 1.79 1.60 1.99 Indigenous status Non-Indigenous Ref Indigenous 5.79 5.16 6.51 5.14 4.54 5.81 Marital status Married Ref Unmarried, missing 1.32 1.18 1.46 1.29 1.16 1.44 Maternal age 20 years and above Ref 20 years 1.79 1.57 2.03 1.72 1.52 1.96 Socioeconomic status at child’s birth Above bottom 10% Ref Bottom 10% 1.20 1.08 1.35 1.18 1.06 1.33 Parity Unknown 0.80 0.70 0.91 0.77 0.67 0.88 Para 0 Ref Para 1 1.46 1.28 1.66 1.44 1.27 1.63 Para 2 1.74 1.50 2.03 1.69 1.45 1.96 Para 3+ 2.04 1.74 2.38 1.94 1.66 2.27 Any maternal mental health record No Ref Yes 1.13 1.00 1.28 1.14 1.01 1.28 Child gender Female Ref Male 2.89 2.62 3.19 2.85 2.58 3.15 Any child mental health record No Ref Yes 2.77 2.45 3.13 2.74 2.42 3.09 Any child protection contact No Ref Yes 2.23 1.97 2.53 2.19 1.93 2.48 Below reading benchmark No Ref Yes 1.20 1.07 1.36 Below numeracy benchmark No Ref Yes 1.18 1.04 1.33 a Maternal alcohol use disorder only. b Maternal alcohol use disorder, and significant sociodemographic factors. c Maternal alcohol use, sociodemographic and academic factors (significance a = 0.05), OR are adjusted for all other variables within each model and matching variables (baby year of birth, maternal age, Indigenous status). 6 HAFEKOST ET AL.
  • 7. Previous research has demonstrated that academic failure and disengagement from school are risk factors for delin- quency and contact with the justice system (Henry et al., 2012). We were not able to examine the underlying factors contributing to academic failure in this cohort. However, this may include disengagement of students and/or parents, exclusion, poor attendance, poor academic ability, or a com- bination of these factors. These may be associated with early justice contact or directly contribute to increased risk of delinquency. Due to the high rates of FASD in vulnerable popula- tions in South Africa, there has been substantial interest in identifying effective strategies to reduce alcohol-related harm, and in particular rates of FASD, in the population. Chersich and colleagues (2012) identified, in high-risk pop- ulations where knowledge of the risk of maternal alcohol use is low, universal intervention with the aims of improv- ing community-level knowledge and shifting drinking norms in the population may be effective means of inter- vention. Further, Marais and colleagues (2011) identified, in a disadvantaged high-risk population of pregnant women, antenatal screening followed by brief intervention was effective in reducing alcohol-related harms. This has particular relevance to Indigenous communities in Aus- tralia, who are also disproportionately affected by socioe- conomic disadvantage and the negative effects of alcohol (Calabria et al., 2010). While developing effective methods of reducing alcohol-related harm during pregnancy should be central to intervention efforts, for those children who are exposed to a maternal alcohol use disorder, coordi- nated service delivery and support across multiple agen- cies, such as education, child protection, justice, and health, are required to address complex risk factors to reduce the risk of negative outcomes such as early justice contact. Strengths and Limitations A key strength of this study is the use of administrative data, which has been demonstrated to be a valid and efficient method of identifying those who have been admitted to hos- pital for health-related conditions (Brameld et al., 1999). The use of administrative data removes the need for retro- spective self-report of drinking behaviors. Further, we can be certain that those mothers diagnosed with an alcohol use dis- order, which was used as a proxy for heavy drinking, were consuming large amounts of alcohol at the time of their diag- nosis. However, a disadvantage of the use of administrative data is that only those who came into contact with a service, as a result of their drinking, are captured in the exposed cohort. It is likely that there are women in the comparison cohort who consumed significant amounts of alcohol during this time period but did not come in contact with hospital, drug and alcohol, or mental health services, as evidenced by the small number of children diagnosed with FASD in the comparison cohort as previously reported (Bower et al., 2007). This under-ascertainment of heavy or problematic drinking in comparison mothers would likely have biased our results toward the null. In addition, the administrative data provide no information about the dose or the long-term drinking patterns of women diagnosed with a disorder. We cannot determine whether women diagnosed pre- or post- pregnancy also consumed large amounts of alcohol during pregnancy, but did not receive a diagnosis at this time point. Further, confounding or explanatory variables not recorded on administrative data sets cannot be included in modeling. This includes information such as maternal and child IQ, genetic factors, family history of justice contact, peer effects, and detailed information regarding maternal poly-drug use and smoking which have previously been identified to be associated with both risk and severity of FASD (May et al., 2004). In addition, while it is known that alcoholism clusters within families, we have no information about paternal or family alcohol use. Further research to investigate the com- plex causes of youth delinquency, and its relationship to maternal alcohol use, is required to design appropriate inter- ventions for this population. CONCLUSIONS The results of this study suggest that, after adjusting for known risk factors such as measures of social disadvan- tage, Indigenous status, and poor academic performance, exposure to a maternal alcohol use disorder confers addi- tional risk for early contact with the justice system. This work adds to the body of existing literature demonstrating the long-term negative effects of maternal alcohol use dis- order on child outcomes. Our ability to disentangle the environmental, biological, and genetic factors which drive the relationship between maternal alcohol use and subse- quent child contact with the justice system was limited due to the use of administrative data. However, it is likely that the greater risk of justice contact associated with maternal alcohol exposure is a consequence of the complex biologi- cal and environmental impacts of heavy maternal alcohol use. Additional risk factors for youth justice contact included being male, Indigenous, having a mental health diagnosis, and poor academic performance. These factors are well identified in the literature and should be consid- ered in the development of targeted prevention programs. These results suggest that the use of universal programs, as well as early intervention for at-risk mothers may be of use to reduce negative child outcomes. For those exposed to maternal alcohol use problems, holistic and culturally appropriate support programs, which span across agencies, need to be developed and implemented in order to reduce the negative impact of maternal alcohol use disorder on child outcomes. CONFLICT OF INTEREST The authors have no conflict of interests to declare. MATERNAL ALCOHOL USE AND CHILD JUSTICE CONTACT 7
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