Licensing Health and Sensitive Data
Dr Jeff Christiansen, Intersect | med.data.edu.au
Publishing & Sharing Health Data Seminar, 26 Oct 2016
1
med.data.edu.au
med.data.edu.au
What is a data licence?
4
• A licence sets out how data can be
(re)used and attributed
• All Australian data intended for
reuse should have a licence
5
‘Open / Shared / Closed: The world of data’
CC-BY-SA Open Data Institute link
https://vimeo.com/125783029
Open Access vs. Conditions to access
Open
6
• What is Open Access Data?
http://www.ands.org.au/working-with-data/articulating-the-value-of-open-data/open-data
• Freely available to download in a reusable form
• No/minimal restrictions
…ness?
• Why?
• Support key research values of
verification, replication,
transparency, collaboration,
innovation, efficiency…
• Make your data discoverable,
citable
NSW Government
agency data is:
•Open by default,
protected where required
•Prioritised, discoverable and usable
•Primary and timely
•Well managed, trusted and
authoritative
•Free where appropriate
•Subject to public input https://www.finance.nsw.gov.au/ict/resources/nsw-
* - privacy – where personal information is involved;
security – because of the nature of the data or information;
confidentiality – arising because of the nature of the data or
information itself or because a contractual promise has been
made in relation to the data or information
NSW Government
agency data is:
•Open by default,
protected where required*
•Prioritised, discoverable and usable
•Primary and timely
•Well managed, trusted and
authoritative
•Free where appropriate
•Subject to public input
What is a data licence?
9
https://www.finance.nsw.gov.au/ict/resources/open-access-and-licensing-framework
What is a data licence?
10
http://www.ausgoal.gov.au/
What is a data licence?
• Licences come in various forms, from few to many restrictions
• Recommend Creative Commons suite – 6 licences
• http://www.ausgoal.gov.au/creative-commons-v4.0
• All CC licences allow some form of redistribution
What is a data licence?
12
• Licences come in various forms, from few to many restrictions
• Recommend Creative Commons suite – 6 licences
• http://www.ausgoal.gov.au/creative-commons-v4.0
• All CC licences allow some form of redistribution
Attribution
CC BY
Attribution-ShareAlike
CC BY-SA
Attribution-NoDerivatives
CC BY-ND
Attribution-NonCommercial
CC BY-NC
Attribution-NonCommercial-ShareAlike
CC BY-NC-SA
Attribution-NonCommercial-NoDerivatives
CC BY-NC-ND
What is a data licence?
13
http://creativecommons.org/licenses/by/4.0/deed.en
CC BY (Attribution)
You are free to:
Share — copy and redistribute the material in any medium or format
Adapt — remix, transform, and build upon the material
for any purpose, even commercially.
As long as you attribute the data provider (in accordance with their instructions)
Screenshot from: researchdata.ands.org.au
Why apply a licence?
14
If you plan to share data ….
• Without a licence, it is unclear how the data can be re-used
• This may discourage re-use and inadvertently lead to
misuse/misattribution
• Using a licence promotes re-use and
enables collaboration
How do I choose the right one?
15
• To apply a license you must have the rights to do so
• Are you the ‘owner’?
• Choose least restrictive / most open licence that is appropriate
for your data
• CC-BY is recommended unless there are legal, ethical and/or
other compelling reasons not to
http://www.ausgoal.gov.au/the-ausgoal-licence-suite
16
Consider:
1. Potential for identification (ref Privacy Law
and other policies you are bound by)
- Can/are data confidentialised?
2. Potential for harm/discrimination
3. Participant consent – Given? For what?
4. HREC approval?
5. What re-use, re-distribution,
commercialisation, purposes are you happy
with? Are ethical?
How open can I be?
17Screenshot from http://libguides.library.curtin.edu.au/
‘Conditional access’
Open Closed
Options when OA is not appropriate
Options when OA is not appropriate
18
• Conditional access
• Metadata record is open, publically discoverable
• Access to data is conditional
• Typically, access by registration or application
• Australian Data Archive, Institutional repositories
• e.g. YODA Project (Yale University Open Data Access in
Clinical Research)
• Reduced version of the data open, more detail available by request
• Need for a ‘Restrictive Licence’
Restrictive Licence
19
• Like CC licences, it sets out conditions of re-use and redistribution
• You can ‘bespoke’ your conditions
AusGOAL Restrictive Licence
20
• http://www.ausgoal.gov.au/restrictive-licence-template
The Restrictive Licence Template (RLT) has been developed specifically
for material that may contain personal or other confidential
information
The RLT has two parts: the Main Part and the Schedule. The Main Part
contains all of the relevant standard clauses and should not be
edited. The Schedule contains information unique to the transaction
and allows users to activate or deactivate clauses in the Main Part.
AusGOAL Restrictive Licence
21
You are free to:
• to acquire the material according to the terms you have agreed to with the supplier
• to use and modify the material according to the terms you have agreed to with the
supplier
• to do other things with the material according to the terms you have agreed to with the
supplier
You are required:
• to protect confidential information according to the use constraints and protective terms
you have agreed to with the supplier
• to protect personal information according to the use constraints and protective terms
you have agreed to with the supplier
• to comply with additional conditions that you have agreed to with the supplier.
You are not permitted:
• to share, to copy, distribute and transmit this material unless the supplier has expressly
agreed that you can do this
• to commercialise you may not use this material for commercial purposes unless the
supplier has agreed that you can do this
AusGOAL Restrictive Licence
22
• http://www.ausgoal.gov.au/restrictive-licence-template
• Can add/remove sections
• Have finalised by your Legal Office
*Check with your DM support, School/Department/Institution to see if
one already exists for you to repurpose
How do I apply a licence?
23
• As simple at applying the marking (image) and/or statement
• http://creativecommons.org/about/downloads
• http://www.ausgoal.gov.au/sample-copyright-notices
• Make it visible on the document, record, and/or attached to the data
This work is licensed under a Creative Commons Attribution
4.0 International License
Reusing health data
24
• What can I do with it?
• Check the licence terms. These will also affect whether or not, and
how, you can make data available to others at the end of your
project.
• Attribute (i.e., cite) your source
http://www.ands.org.au/cite-data/index.html
e.g. ‘Ford, J. (2015) Collection for the PALS (Pregnancy and Lifestyle Study), a
community- based study of lifestyle on fertility and reproductive outcome,
[dataset], University of South Australia,
http://researchoutputs.unisa.edu.au/11541.1/’
Take away
25
• Take control of your data assets! Be clear
about who may reuse your data and for
what purpose
• Consider conditional access when OA is not
appropriate
• Where no licence is applied, uncertainty
may lead to no reuse or inappropriate use
• Ensure you get the attribution you deserve

Licensing health and sensitive data

  • 1.
    Licensing Health andSensitive Data Dr Jeff Christiansen, Intersect | med.data.edu.au Publishing & Sharing Health Data Seminar, 26 Oct 2016 1
  • 2.
  • 3.
  • 4.
    What is adata licence? 4 • A licence sets out how data can be (re)used and attributed • All Australian data intended for reuse should have a licence
  • 5.
    5 ‘Open / Shared/ Closed: The world of data’ CC-BY-SA Open Data Institute link https://vimeo.com/125783029 Open Access vs. Conditions to access
  • 6.
    Open 6 • What isOpen Access Data? http://www.ands.org.au/working-with-data/articulating-the-value-of-open-data/open-data • Freely available to download in a reusable form • No/minimal restrictions …ness? • Why? • Support key research values of verification, replication, transparency, collaboration, innovation, efficiency… • Make your data discoverable, citable
  • 7.
    NSW Government agency datais: •Open by default, protected where required •Prioritised, discoverable and usable •Primary and timely •Well managed, trusted and authoritative •Free where appropriate •Subject to public input https://www.finance.nsw.gov.au/ict/resources/nsw-
  • 8.
    * - privacy– where personal information is involved; security – because of the nature of the data or information; confidentiality – arising because of the nature of the data or information itself or because a contractual promise has been made in relation to the data or information NSW Government agency data is: •Open by default, protected where required* •Prioritised, discoverable and usable •Primary and timely •Well managed, trusted and authoritative •Free where appropriate •Subject to public input
  • 9.
    What is adata licence? 9 https://www.finance.nsw.gov.au/ict/resources/open-access-and-licensing-framework
  • 10.
    What is adata licence? 10 http://www.ausgoal.gov.au/
  • 11.
    What is adata licence? • Licences come in various forms, from few to many restrictions • Recommend Creative Commons suite – 6 licences • http://www.ausgoal.gov.au/creative-commons-v4.0 • All CC licences allow some form of redistribution
  • 12.
    What is adata licence? 12 • Licences come in various forms, from few to many restrictions • Recommend Creative Commons suite – 6 licences • http://www.ausgoal.gov.au/creative-commons-v4.0 • All CC licences allow some form of redistribution Attribution CC BY Attribution-ShareAlike CC BY-SA Attribution-NoDerivatives CC BY-ND Attribution-NonCommercial CC BY-NC Attribution-NonCommercial-ShareAlike CC BY-NC-SA Attribution-NonCommercial-NoDerivatives CC BY-NC-ND
  • 13.
    What is adata licence? 13 http://creativecommons.org/licenses/by/4.0/deed.en CC BY (Attribution) You are free to: Share — copy and redistribute the material in any medium or format Adapt — remix, transform, and build upon the material for any purpose, even commercially. As long as you attribute the data provider (in accordance with their instructions) Screenshot from: researchdata.ands.org.au
  • 14.
    Why apply alicence? 14 If you plan to share data …. • Without a licence, it is unclear how the data can be re-used • This may discourage re-use and inadvertently lead to misuse/misattribution • Using a licence promotes re-use and enables collaboration
  • 15.
    How do Ichoose the right one? 15 • To apply a license you must have the rights to do so • Are you the ‘owner’? • Choose least restrictive / most open licence that is appropriate for your data • CC-BY is recommended unless there are legal, ethical and/or other compelling reasons not to http://www.ausgoal.gov.au/the-ausgoal-licence-suite
  • 16.
    16 Consider: 1. Potential foridentification (ref Privacy Law and other policies you are bound by) - Can/are data confidentialised? 2. Potential for harm/discrimination 3. Participant consent – Given? For what? 4. HREC approval? 5. What re-use, re-distribution, commercialisation, purposes are you happy with? Are ethical? How open can I be?
  • 17.
    17Screenshot from http://libguides.library.curtin.edu.au/ ‘Conditionalaccess’ Open Closed Options when OA is not appropriate
  • 18.
    Options when OAis not appropriate 18 • Conditional access • Metadata record is open, publically discoverable • Access to data is conditional • Typically, access by registration or application • Australian Data Archive, Institutional repositories • e.g. YODA Project (Yale University Open Data Access in Clinical Research) • Reduced version of the data open, more detail available by request • Need for a ‘Restrictive Licence’
  • 19.
    Restrictive Licence 19 • LikeCC licences, it sets out conditions of re-use and redistribution • You can ‘bespoke’ your conditions
  • 20.
    AusGOAL Restrictive Licence 20 •http://www.ausgoal.gov.au/restrictive-licence-template The Restrictive Licence Template (RLT) has been developed specifically for material that may contain personal or other confidential information The RLT has two parts: the Main Part and the Schedule. The Main Part contains all of the relevant standard clauses and should not be edited. The Schedule contains information unique to the transaction and allows users to activate or deactivate clauses in the Main Part.
  • 21.
    AusGOAL Restrictive Licence 21 Youare free to: • to acquire the material according to the terms you have agreed to with the supplier • to use and modify the material according to the terms you have agreed to with the supplier • to do other things with the material according to the terms you have agreed to with the supplier You are required: • to protect confidential information according to the use constraints and protective terms you have agreed to with the supplier • to protect personal information according to the use constraints and protective terms you have agreed to with the supplier • to comply with additional conditions that you have agreed to with the supplier. You are not permitted: • to share, to copy, distribute and transmit this material unless the supplier has expressly agreed that you can do this • to commercialise you may not use this material for commercial purposes unless the supplier has agreed that you can do this
  • 22.
    AusGOAL Restrictive Licence 22 •http://www.ausgoal.gov.au/restrictive-licence-template • Can add/remove sections • Have finalised by your Legal Office *Check with your DM support, School/Department/Institution to see if one already exists for you to repurpose
  • 23.
    How do Iapply a licence? 23 • As simple at applying the marking (image) and/or statement • http://creativecommons.org/about/downloads • http://www.ausgoal.gov.au/sample-copyright-notices • Make it visible on the document, record, and/or attached to the data This work is licensed under a Creative Commons Attribution 4.0 International License
  • 24.
    Reusing health data 24 •What can I do with it? • Check the licence terms. These will also affect whether or not, and how, you can make data available to others at the end of your project. • Attribute (i.e., cite) your source http://www.ands.org.au/cite-data/index.html e.g. ‘Ford, J. (2015) Collection for the PALS (Pregnancy and Lifestyle Study), a community- based study of lifestyle on fertility and reproductive outcome, [dataset], University of South Australia, http://researchoutputs.unisa.edu.au/11541.1/’
  • 25.
    Take away 25 • Takecontrol of your data assets! Be clear about who may reuse your data and for what purpose • Consider conditional access when OA is not appropriate • Where no licence is applied, uncertainty may lead to no reuse or inappropriate use • Ensure you get the attribution you deserve

Editor's Notes

  • #5 Image from: http://www.arthurweill.fr/Unsplash-results/en/13/CAR under CC-0 licence
  • #6 We all agree that we’re aiming to be an open as possible, whilst being responsible (legal and ethical) Open data is: - freely available to download in a reusable form & licensed with minimal restrictions to reuse Can’t or shouldn’t do this with sensitive data in its original form (I.e., identifiable) So what are the options to aim for? conditional access, restricted access, ‘shared’ Gives control back to researchers about how data will be re-used
  • #7 Image: www.bethkanter.org
  • #8 https://www.finance.nsw.gov.au/ict/priorities/open-data NSW Government IT Priorities: Open Data The NSW Government Open Data Policy provides clear direction for NSW Government agencies on implementing the Government’s commitment to open data. It provides mechanisms to support agencies to prioritise the release of data and a framework for clearly describing data quality.  The success of the apps4nsw program demonstrates the value of making Government data more accessible. Open data has been described as the fuel of the digital economy and apps4nsw events will play a key role in driving innovation and industry development in NSW. Screenshot from: https://www.finance.nsw.gov.au/ict/sites/default/files/NSW%20Government%20Open%20Data%20Policy%201.0.pdf
  • #9 https://www.finance.nsw.gov.au/ict/priorities/open-data NSW Government IT Priorities: Open Data The NSW Government Open Data Policy provides clear direction for NSW Government agencies on implementing the Government’s commitment to open data. It provides mechanisms to support agencies to prioritise the release of data and a framework for clearly describing data quality.  The success of the apps4nsw program demonstrates the value of making Government data more accessible. Open data has been described as the fuel of the digital economy and apps4nsw events will play a key role in driving innovation and industry development in NSW. Screenshot from: https://www.finance.nsw.gov.au/ict/sites/default/files/NSW%20Government%20Open%20Data%20Policy%201.0.pdf
  • #12 Image from: http://www.arthurweill.fr/Unsplash-results/en/13/CAR under CC-0 licence
  • #13 Image from: http://www.arthurweill.fr/Unsplash-results/en/13/CAR under CC-0 licence
  • #14 Screenshot from: researchdata.ands.org.au
  • #15 Image: keenetrial.com A licence need only be applied when you plan to share data. Licences state how data may be reused, so if no reuse is intended, there’s no point applying a licence.
  • #16 Image: www.grtcorp.com See local IP policies, refer to contracts, project proposals
  • #17 Image: www.getthefive.com
  • #19 The Yale University Open Data Access (YODA) Project’s mission is to advocate for the responsible sharing of clinical research data, open science, and research transparency. The Project is committed to supporting research focused on improving the health of patients and informing science and public health.
  • #24 See for example, the marking on the sensitive data diagram
  • #25 Image from: http://www.arthurweill.fr/Unsplash-results/en/16/BUILDING under CC-0 licence
  • #26 Image from: http://www.arthurweill.fr/Unsplash-results/en/24/COFFEE under CC-0