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Force 11 Scholarly Communications Institute
Summer School
31 July – 4 August 2017
University of California, San Diego
Data in the Scholarly Communications
Lifecycle
Natasha Simons
Senior Research Data Specialist
Sensitive data – session outline
• What is sensitive data?
• Can it be shared?
• Exercise: Thing 10 – sharing sensitive data
• Class discussion: what issues need to be
considered before sharing the data?
• Example: ALSWH
• Resources: ANDS Guides + Decision tree +
webinars
What are sensitive data?
Sensitive data are data that can be used to identify
an individual, species, object, or location that
introduces a risk of discrimination, harm, or
unwanted attention. Major, familiar categories of
sensitive data are:
• human medical/health and personal data,
including information about secret or sacred
practices
• ecological data that may place vulnerable species
at risk.
Example: Wollemi Pine
• Data that comes from or is about people, is often paired with
personal information, or information that is inextricably linked to a
person/s (e.g., in-depth interviews, genetic data…)
• Under law, this is personal data: ‘information or an opinion ..,
whether true or not, and whether recorded in a material form or
not, about an individual whose identity is apparent, or can
reasonably be ascertained .. ’ (Privacy Act 1988, s6)
• And often sensitive data: personal information (i.e., identifiable)
accompanied by information about non-disclosure and consent.
What are sensitive data? Legally
What are sensitive data? Ethically
In research institutions, we have both legal AND ethical
obligations (i.e. human research must be approved by a Human
Research Ethics Committee).
So we broaden our definition to be:
Sensitive data – ‘any data that contain information that can be
used to identify an individual and introduce a risk of
discrimination, harm, or unwanted attention.’
(definition from:
http://www.ands.org.au/datamanagement/sensitivedata.html)
Can sensitive data be shared?
In many cases, yes!
• Publishing your data, or just a description of your data,
means that others can discover it, reuse it and cite it.
• Sensitive data that has been confidentialised can be openly
published and shared: see an example of a de-identified
dataset with medical information in Research Data
Australia.
• You can publish a description (i.e. metadata) of your data
without making the data itself openly accessible, which
enables you to place conditions around access to the data.
• YouTube: A risky business... or is it? The benefits of
publishing sensitive data in a snapshot (1 minute).
Incentives for researchers
Aside from the benefits of publishing and sharing any data
(e.g. citations, new collaborations, boosting profile, funding
opportunities), sharing and re-using health data (as an
example of sensitive data) is:
• Efficient – health data from people is some of the most
expensive and time-consuming data to collect
• Ethical – participants of health studies can be
oversampled if they have a rare conditions or are from a
small community. Sharing data reduces participant
fatigue.
Exercise: Thing 10: Sharing sensitive data
Sharing sensitive data requires careful consideration,
but it can be done. Find out how.
Getting started: If it’s so sensitive - how can it
possibly be shared and published?!
Learn more: Who are the “data gatekeepers”?
Challenge me: Make me anonymous
http://www.ands.org.au/partners-and-
communities/23-research-data-things/all23/thing-10
Time: 15 minutes
Class discussion
What issues need to be considered before sharing
sensitive data?
Example: ALSWH
Australian Longitudinal Study on Women’s Health
http://www.ands.org.au/working-with-data/publishing-and-reusing-
data/data-reuse/benefiting-womens-health
Top 5 tips
1. Be a scout: Plan ahead with ethics applications and consent
forms if possible (seek examples from colleagues and ANDS Guide).
For existing data that did not seek consent, consult HREC.
1. Consider options for data ‘de-sensitising’.
1. Be as open as you can whilst being responsible.
2. Consider conditional access to data themselves? Or a public and
restricted version of data.
3. At least, or at first, publish metadata.
Resources - ANDS Guide
ANDS Guide - Publishing and sharing sensitive data outlines
best practice for the publication and sharing of sensitive
research data in the Australian context. Includes:
• confidentialising your human and sensitive ecological data
• what's legal
• what to include in a consent form requesting data publication and sharing
• sharing sensitive data that you did not collect
• making data discoverable: metadata
• conditional access to data: what is it; how do I do it?
• licensing your data
• depositing your data
• a comprehensive guide on most things you need to know about publishing
sensitive data.
Resources – ANDS Guide
ANDS' De-identification Guide gives a legal definition of de-
identification and collates a selection of Australian and
international practical guidelines and resources on how to de-
identify datasets. It is intended for those who own a dataset
and want to de-identify it for the purpose of sharing or
publishing the data. The Guide covers:
• Definitions
• `Identifiable, re-identifiable, non-identifiable’ data
• Australian practical guidance for de-identification
• International practical guidance for de-identification
• Qualitative data
• Audio-visual data
• Management of identifiable data
• Not all data for sharing has to be de-identified!
Resources – ANDS decision tree
With the exception of logos, third party images or where otherwise indicated, this
work is licensed under the Creative Commons Australia Attribution 3.0 Licence.
ANDS is supported by the Australian
Government through the National Collaborative
Research Infrastructure Strategy Program.
Monash University leads the partnership with
the Australian National University and CSIRO.
Natasha Simons
natasha.simons@ands.org.au
Tw: @n_simons
ORCID: https://orcid.org/0000-0003-0635-1998

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Data Sharing Considerations for Sensitive Research

  • 1. Force 11 Scholarly Communications Institute Summer School 31 July – 4 August 2017 University of California, San Diego Data in the Scholarly Communications Lifecycle Natasha Simons Senior Research Data Specialist
  • 2. Sensitive data – session outline • What is sensitive data? • Can it be shared? • Exercise: Thing 10 – sharing sensitive data • Class discussion: what issues need to be considered before sharing the data? • Example: ALSWH • Resources: ANDS Guides + Decision tree + webinars
  • 3. What are sensitive data? Sensitive data are data that can be used to identify an individual, species, object, or location that introduces a risk of discrimination, harm, or unwanted attention. Major, familiar categories of sensitive data are: • human medical/health and personal data, including information about secret or sacred practices • ecological data that may place vulnerable species at risk.
  • 5. • Data that comes from or is about people, is often paired with personal information, or information that is inextricably linked to a person/s (e.g., in-depth interviews, genetic data…) • Under law, this is personal data: ‘information or an opinion .., whether true or not, and whether recorded in a material form or not, about an individual whose identity is apparent, or can reasonably be ascertained .. ’ (Privacy Act 1988, s6) • And often sensitive data: personal information (i.e., identifiable) accompanied by information about non-disclosure and consent. What are sensitive data? Legally
  • 6. What are sensitive data? Ethically In research institutions, we have both legal AND ethical obligations (i.e. human research must be approved by a Human Research Ethics Committee). So we broaden our definition to be: Sensitive data – ‘any data that contain information that can be used to identify an individual and introduce a risk of discrimination, harm, or unwanted attention.’ (definition from: http://www.ands.org.au/datamanagement/sensitivedata.html)
  • 7. Can sensitive data be shared? In many cases, yes! • Publishing your data, or just a description of your data, means that others can discover it, reuse it and cite it. • Sensitive data that has been confidentialised can be openly published and shared: see an example of a de-identified dataset with medical information in Research Data Australia. • You can publish a description (i.e. metadata) of your data without making the data itself openly accessible, which enables you to place conditions around access to the data. • YouTube: A risky business... or is it? The benefits of publishing sensitive data in a snapshot (1 minute).
  • 8. Incentives for researchers Aside from the benefits of publishing and sharing any data (e.g. citations, new collaborations, boosting profile, funding opportunities), sharing and re-using health data (as an example of sensitive data) is: • Efficient – health data from people is some of the most expensive and time-consuming data to collect • Ethical – participants of health studies can be oversampled if they have a rare conditions or are from a small community. Sharing data reduces participant fatigue.
  • 9. Exercise: Thing 10: Sharing sensitive data Sharing sensitive data requires careful consideration, but it can be done. Find out how. Getting started: If it’s so sensitive - how can it possibly be shared and published?! Learn more: Who are the “data gatekeepers”? Challenge me: Make me anonymous http://www.ands.org.au/partners-and- communities/23-research-data-things/all23/thing-10 Time: 15 minutes
  • 10. Class discussion What issues need to be considered before sharing sensitive data?
  • 11. Example: ALSWH Australian Longitudinal Study on Women’s Health http://www.ands.org.au/working-with-data/publishing-and-reusing- data/data-reuse/benefiting-womens-health
  • 12. Top 5 tips 1. Be a scout: Plan ahead with ethics applications and consent forms if possible (seek examples from colleagues and ANDS Guide). For existing data that did not seek consent, consult HREC. 1. Consider options for data ‘de-sensitising’. 1. Be as open as you can whilst being responsible. 2. Consider conditional access to data themselves? Or a public and restricted version of data. 3. At least, or at first, publish metadata.
  • 13. Resources - ANDS Guide ANDS Guide - Publishing and sharing sensitive data outlines best practice for the publication and sharing of sensitive research data in the Australian context. Includes: • confidentialising your human and sensitive ecological data • what's legal • what to include in a consent form requesting data publication and sharing • sharing sensitive data that you did not collect • making data discoverable: metadata • conditional access to data: what is it; how do I do it? • licensing your data • depositing your data • a comprehensive guide on most things you need to know about publishing sensitive data.
  • 14. Resources – ANDS Guide ANDS' De-identification Guide gives a legal definition of de- identification and collates a selection of Australian and international practical guidelines and resources on how to de- identify datasets. It is intended for those who own a dataset and want to de-identify it for the purpose of sharing or publishing the data. The Guide covers: • Definitions • `Identifiable, re-identifiable, non-identifiable’ data • Australian practical guidance for de-identification • International practical guidance for de-identification • Qualitative data • Audio-visual data • Management of identifiable data • Not all data for sharing has to be de-identified!
  • 15. Resources – ANDS decision tree
  • 16. With the exception of logos, third party images or where otherwise indicated, this work is licensed under the Creative Commons Australia Attribution 3.0 Licence. ANDS is supported by the Australian Government through the National Collaborative Research Infrastructure Strategy Program. Monash University leads the partnership with the Australian National University and CSIRO. Natasha Simons natasha.simons@ands.org.au Tw: @n_simons ORCID: https://orcid.org/0000-0003-0635-1998

Editor's Notes

  1. Common examples: data from epidemiological and social surveys, experimental settings, clinical trials, administrative health data, genetic and other samples, ….?
  2. Wollemia was only known through fossil records until the Australian species Wollemia nobilis was discovered in 1994 in a temperate rainforest wilderness area of the Wollemi National Park in New South Wales, in a remote series of narrow, steep-sided sandstone gorges 150 km north-west of Sydney. The Wollemi pine is classified as critically endangered (CR) on the IUCN's Red List,[1] and is legally protected in Australia.[4] A Recovery Plan has been drawn up, outlining strategies for the management of this fragile population; the overall objective is to ensure that this species remains viable in the long-term
  3. Notes to presenter (quotes can be read verbatim) At first click: ‘the Privacy Act lists information it considers to be personal and sensitive. These are the health related items on that list’ At second click: ‘Under this Act, if you have these kinds of information, you cannot disclose (i.e. share) these data outside the original purpose of the data (i.e. the original research study or other reason for data collection – e.g. health administration) UNLESS THE PERSON GIVES THEIR CONSENT FOR YOU TO DO SO. ‘So, legally, sharing these kind of data beyond the original project is ok if the person/s has given consent’. ‘More on this later..’
  4. Because we have both legal and ethical guidelines to abide by, we encourage anyone collecting or managing health data to think about whether those data could be sensitive according to a broader definition.
  5. http://www.ands.org.au/working-with-data/sensitive-data/de-identifying-data
  6. http://www.ands.org.au/__data/assets/image/0005/385358/sensitive-data-decision-tree.png