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Year 4 Law SSS: Matt Redmond 3547108
Contents
Section 1 – Clinical Case
Section 2 – Discussion of the legal issues
Brief recap of confidentiality
Some interesting cases
What this means for us as clinicians
First, a little background information...
Age: 29 Sex: Male Occupation: Homeless
PMH: IVDU
FH: Unremarkable
SH: MSM with multiple sexual partners. Oral and anal
intercourse, both active and passive, condoms
“usually”. No foreign travel.
Drinks “infrequently”, smoking history 16py
DH: No medications, NKDA
“So, what seems to be the problem?”
Presenting Complaint
 Gradual onset shortness of breath at rest
 Not worsened by posture
 Worsened by exercise
Associated with:
 Right sided pleuritic chest pain
 Denied radiation
 Productive cough (>3/52) with small amounts of blood
 Weight loss
 Night sweats
“Nice deep breaths in and out please.”
Examination
 General: Seemed uncomfortable at rest, and unwell.
 CVS: Unremarkable – although recent IVDA noted
 Resp: SOBAR. Some bronchial breathing bilaterally in the
upper lobes, which were also dull to percussion.
 GI: Unremarkable
 Neuro: Unremarkable
 GU: Unremarkable
Radiology
Report:
This is a
good quality
PA chest
radiograph
which
demonstrates
bilateral
upper-lobe
cavitating
lesions,
suggestive
of
tuberculosis
infection.
Dr M Redmond
MBBS MD MRCP
FRCR
Consultant
Radiologist
Image sourced from MDCH TB Programme
The plot thickens...
 The patient was referred from casualty to the care of the
respiratory physicians
 On admission the chest ward, the history and
examination was repeated. It was noted that he had a
generalised lymphadenopathy and strange rash on his
trunk...
Norfolk and Norwich
University Hospital
DERMATOLOGY DEPARTMENT
This photograph
demonstrates a diffuse
erythematous
maculopapular rash on the
trunk of a 29 year old
IVDU.
The lesions are well
defined, and appear to
have some evidence of
excorations. The lesions
are non-specific.
This patient requires
further investigation.
Signature and Bleep number: Dr M Redmond MBBS MD FRCP
Consultant Dermatologist 1234
Differential Diagnosis
Tuberculosis +/-
Lymphoma
Glandular Fever
Seroconversion syndrome
Incidental intercurrent illness
Investigations
Serum:
 FBC showed a leucocytosis with an increased
PMN count
 U&E and LFT NAD
 Paul-Bunnell test negative
 HIV RNA present.
Blood film: Unremarkable
Sputum sample: Acid-fast bacillus on Ziehl-
Neelsen stain
Management
 Standard anti-tuberculosis treatment was commenced.
 The chest SHO called the sexual health clinic to inform
them of the gentleman’s diagnosis and for further advice.
 The specialist performed a further examination which did
not show any signs of oral candidiasis, hairy leukoplakia,
nor Kaposi’s sarcomas.
 It was decided that he had chronic TB, complicated by an
acute seroconversion reaction.
 He was asked to attend the sexual health clinic for 3
monthly follow-up with a consultant.
HIV information
 UK incidence rate of 11 per 100,000 population per year1
 ~25% of HIV positive individuals are unaware of their
disease
 Spread via bodily secretions
 Usually fits into three stages:
 Seroconversion reaction
 Latent period
 Eventual progression to AIDS
 Should be thought of as a chronic condition (e.g. DM)
 “Uncurable” – but manageable with treatment
“HIV does not make people
dangerous to know, so you can
shake their hand and give them a
hug – Heaven knows they need it.”
Princess Diana
Obstacles to disclosure...
 Being HIV positive is a highly stigmatised, sensitive
diagnosis with financial, social and psychological
implications2
 GUM notes are a closely guarded commodity and do not
usually leave the department!
 Part of patient autonomy is respecting their wishes not to
have intimate information shared freely3 – hence
encouraging the patient to disclose rather than via the
usual methods. But the patient might not be willing/able
to do this...
A brief reminder of Confidentiality
“A duty of confidence arises when one person discloses
information to another in circumstances where it is
reasonable to expect that the information will be held in
confidence.
 It is a legal obligation that is derived from case law;
 It is a requirement established within professional codes of
conduct; and
 It must be included within NHS employment contracts as a
specific requirement linked to disciplinary procedures.”4
It is not absolute5 – practitioners can disclose if:
 It is required by law
 The patient consents
 It is justified in the “public interest”
The Caldicott Principles
On transferring patient identifiable information, the
following principles should be considered6:
 The purpose should be justifiable
 Don’t use patient identifiable information unless
absolutely necessary
 Use the minimum necessary information
 Access should be on a strict “need to know” basis
 Everyone should be aware of their responsibilities
 The law should be understood and complied with
An interesting case...
[R. v Konzani 2005] 7
 Defendant was Malawian gentlemen
 Diagnosed with HIV in November 2000 – and counselled
about the risks of transmission
 Engaged in unprotected sex with 3 women – all of whom
were HIV negative prior
 He did not tell any of the women he was HIV positive, and
knew of the risks involved with his behaviour
 All three women later contracted the disease
And the result:
 Judge Fox QC found him guilty of three counts of grievous bodily
harm under s. 20 of the Offences against the Person Act 1861
“Whoever shall unlawfully and maliciously inflict any grievious bodily
harm upon any other person, either with or without any weapon or
instrument, shall be guilty of a misdemeanor, and shall be liable to
be kept in penal servitude” 8
 Konzani appealed – his defence was that by consenting to have
unprotected sexual intercourse with him, the three women were
implicitly consenting to all the associated risks
 The appeal failed. The judge agreed that there is implied consent
inherent to casual sex – but when one party is infected with HIV
then a higher standard of disclosure is required. (R v Dica [2004]9)
So what does this mean for us?
A patient with a new diagnosis of HIV should be10:
 Educated about the policy of confidentiality in the NHS
 Informed about record keeping, and sharing of health
information in the NHS
 Encouraged to share information appropriately with other
agencies (such as dental practitioners)
 Have a sensitive enquiry of potential workplace issues
 Counselled on the importance of contact tracing and
informing sexual partners
Breaking Confidentiality...
 If you’re a junior – don’t go it alone!
 Consider talking to a GUM specialist for their opinion
 It is highly recommended that you seek a medicolegal
opinion from your legal defence company and/or the
hospital legal team
 Document very carefully and contemporaneously as your
notes will be scrutinised!
 If appropriate, tell the patient what you intend to do4
References
1. HPA HIV in the United Kingdom: 2010 report (2010)
2. Bunn JY, Soloman SE. Measurement of stigma of people with HIV: a
reexaminatinon of the HIV stigma scale. AIDS Educ Prev. 2007
Jun;19(3):198-208
3. Art. 8 ECHR
4. Department of Health. Confidentiality: NHS Code of Practice (2003)
5. General Medical Council. Confidentiality (2009)
6. Caldicott F. Report on the review of patient identifiable
information.(1997)
7. R v Konzani [2005] EWCA Crim 706
8. S. 20 Offences against the Person Act 1871
9. R v Dica [2004] EWCA Crim 1103
10. British HIV Association Standards for HIV Clinical Care (2007)
Thank you for listening...any questions?

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Legal Aspects of HIV

  • 1. Year 4 Law SSS: Matt Redmond 3547108
  • 2. Contents Section 1 – Clinical Case Section 2 – Discussion of the legal issues Brief recap of confidentiality Some interesting cases What this means for us as clinicians
  • 3. First, a little background information... Age: 29 Sex: Male Occupation: Homeless PMH: IVDU FH: Unremarkable SH: MSM with multiple sexual partners. Oral and anal intercourse, both active and passive, condoms “usually”. No foreign travel. Drinks “infrequently”, smoking history 16py DH: No medications, NKDA
  • 4. “So, what seems to be the problem?” Presenting Complaint  Gradual onset shortness of breath at rest  Not worsened by posture  Worsened by exercise Associated with:  Right sided pleuritic chest pain  Denied radiation  Productive cough (>3/52) with small amounts of blood  Weight loss  Night sweats
  • 5. “Nice deep breaths in and out please.” Examination  General: Seemed uncomfortable at rest, and unwell.  CVS: Unremarkable – although recent IVDA noted  Resp: SOBAR. Some bronchial breathing bilaterally in the upper lobes, which were also dull to percussion.  GI: Unremarkable  Neuro: Unremarkable  GU: Unremarkable
  • 6. Radiology Report: This is a good quality PA chest radiograph which demonstrates bilateral upper-lobe cavitating lesions, suggestive of tuberculosis infection. Dr M Redmond MBBS MD MRCP FRCR Consultant Radiologist Image sourced from MDCH TB Programme
  • 7. The plot thickens...  The patient was referred from casualty to the care of the respiratory physicians  On admission the chest ward, the history and examination was repeated. It was noted that he had a generalised lymphadenopathy and strange rash on his trunk...
  • 8. Norfolk and Norwich University Hospital DERMATOLOGY DEPARTMENT This photograph demonstrates a diffuse erythematous maculopapular rash on the trunk of a 29 year old IVDU. The lesions are well defined, and appear to have some evidence of excorations. The lesions are non-specific. This patient requires further investigation. Signature and Bleep number: Dr M Redmond MBBS MD FRCP Consultant Dermatologist 1234
  • 9. Differential Diagnosis Tuberculosis +/- Lymphoma Glandular Fever Seroconversion syndrome Incidental intercurrent illness
  • 10. Investigations Serum:  FBC showed a leucocytosis with an increased PMN count  U&E and LFT NAD  Paul-Bunnell test negative  HIV RNA present. Blood film: Unremarkable Sputum sample: Acid-fast bacillus on Ziehl- Neelsen stain
  • 11. Management  Standard anti-tuberculosis treatment was commenced.  The chest SHO called the sexual health clinic to inform them of the gentleman’s diagnosis and for further advice.  The specialist performed a further examination which did not show any signs of oral candidiasis, hairy leukoplakia, nor Kaposi’s sarcomas.  It was decided that he had chronic TB, complicated by an acute seroconversion reaction.  He was asked to attend the sexual health clinic for 3 monthly follow-up with a consultant.
  • 12.
  • 13. HIV information  UK incidence rate of 11 per 100,000 population per year1  ~25% of HIV positive individuals are unaware of their disease  Spread via bodily secretions  Usually fits into three stages:  Seroconversion reaction  Latent period  Eventual progression to AIDS  Should be thought of as a chronic condition (e.g. DM)  “Uncurable” – but manageable with treatment
  • 14. “HIV does not make people dangerous to know, so you can shake their hand and give them a hug – Heaven knows they need it.” Princess Diana
  • 15. Obstacles to disclosure...  Being HIV positive is a highly stigmatised, sensitive diagnosis with financial, social and psychological implications2  GUM notes are a closely guarded commodity and do not usually leave the department!  Part of patient autonomy is respecting their wishes not to have intimate information shared freely3 – hence encouraging the patient to disclose rather than via the usual methods. But the patient might not be willing/able to do this...
  • 16. A brief reminder of Confidentiality “A duty of confidence arises when one person discloses information to another in circumstances where it is reasonable to expect that the information will be held in confidence.  It is a legal obligation that is derived from case law;  It is a requirement established within professional codes of conduct; and  It must be included within NHS employment contracts as a specific requirement linked to disciplinary procedures.”4 It is not absolute5 – practitioners can disclose if:  It is required by law  The patient consents  It is justified in the “public interest”
  • 17. The Caldicott Principles On transferring patient identifiable information, the following principles should be considered6:  The purpose should be justifiable  Don’t use patient identifiable information unless absolutely necessary  Use the minimum necessary information  Access should be on a strict “need to know” basis  Everyone should be aware of their responsibilities  The law should be understood and complied with
  • 18. An interesting case... [R. v Konzani 2005] 7  Defendant was Malawian gentlemen  Diagnosed with HIV in November 2000 – and counselled about the risks of transmission  Engaged in unprotected sex with 3 women – all of whom were HIV negative prior  He did not tell any of the women he was HIV positive, and knew of the risks involved with his behaviour  All three women later contracted the disease
  • 19. And the result:  Judge Fox QC found him guilty of three counts of grievous bodily harm under s. 20 of the Offences against the Person Act 1861 “Whoever shall unlawfully and maliciously inflict any grievious bodily harm upon any other person, either with or without any weapon or instrument, shall be guilty of a misdemeanor, and shall be liable to be kept in penal servitude” 8  Konzani appealed – his defence was that by consenting to have unprotected sexual intercourse with him, the three women were implicitly consenting to all the associated risks  The appeal failed. The judge agreed that there is implied consent inherent to casual sex – but when one party is infected with HIV then a higher standard of disclosure is required. (R v Dica [2004]9)
  • 20. So what does this mean for us? A patient with a new diagnosis of HIV should be10:  Educated about the policy of confidentiality in the NHS  Informed about record keeping, and sharing of health information in the NHS  Encouraged to share information appropriately with other agencies (such as dental practitioners)  Have a sensitive enquiry of potential workplace issues  Counselled on the importance of contact tracing and informing sexual partners
  • 21. Breaking Confidentiality...  If you’re a junior – don’t go it alone!  Consider talking to a GUM specialist for their opinion  It is highly recommended that you seek a medicolegal opinion from your legal defence company and/or the hospital legal team  Document very carefully and contemporaneously as your notes will be scrutinised!  If appropriate, tell the patient what you intend to do4
  • 22. References 1. HPA HIV in the United Kingdom: 2010 report (2010) 2. Bunn JY, Soloman SE. Measurement of stigma of people with HIV: a reexaminatinon of the HIV stigma scale. AIDS Educ Prev. 2007 Jun;19(3):198-208 3. Art. 8 ECHR 4. Department of Health. Confidentiality: NHS Code of Practice (2003) 5. General Medical Council. Confidentiality (2009) 6. Caldicott F. Report on the review of patient identifiable information.(1997) 7. R v Konzani [2005] EWCA Crim 706 8. S. 20 Offences against the Person Act 1871 9. R v Dica [2004] EWCA Crim 1103 10. British HIV Association Standards for HIV Clinical Care (2007)
  • 23. Thank you for listening...any questions?

Editor's Notes

  1. At presentation, LSC at <3/52, has a male partner for the last ~2/12 (was on and off for 3 years).
  2. 29th December 2005: This pleasant homeless gentleman self-presented to casualty at Ipswich complaining of shortness of breath and right sided chest pain. A chest radiograph taken in casualty demonstrated bilateral upper-lobe cavitating lesions suggestive of tuberculosis infection, and he was subsequently admitted under the care of the respiratory physicians. A more thorough history and examination was undertaken when the clerking SHO admitted the patient to the chest ward. On direct questioning the patient denied any weight loss, pyrexia or sweats, however on examination he did have some generalised lymphadenopathy and rashes and felt constitutionally unwell.
  3. October 2006: Patient has remained relatively fit and well despite his illnesses – although he was experiencing severe weight loss of about 15kg (55kg down from 70kg). Fortunately his sputum was AFB negative, and he was asked to take one more month of anti-tuberculosis medication before discontinuing it. 23rd November 2006: Patient unfortunately experienced a psycho-social crisis involving his partner repeatedly physically and sexually abusing him, and resulting in both of them being evicted due to noise and concurrent drug abuse. 20th February 2007: Patient was admitted to hospital overnight due to an overdose of an unspecified antipsychotic medication. He was treated supportively and discharged home uneventfully. 14th May 2008: Patient was evicted and made homeless 24th Noveber 2008: Left his abusive partner 1st April 2010: Patient embarked on a new relationship with another HIV positive gentleman, where he was the active participant in anal intercourse. The patient claimed condoms were used.
  4. and [R. v Dica]...
  5. and sentenced him to 20 years in prison [Re C (HIV testing)] Pregnant mother was HIV positive, with the status of her baby unknown Both parents refused consent for interventions to prevent the transmission to the child Courts intervened – and ruled that the unborn child has “interests which are separate to the parents” Allowed clinicians to intervene citing Section 1 of the Children Act 1989
  6. What does workplace mean??