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Consent in Medical
Practice
Dr Ashutosh B Potdar,
Professor,
Forensic Medicine
Consent
• Agreement, compliance or permission given
voluntarily without compulsion
• In medical practice it refers to the willingness of a
person to subject himself for examination,
investigation and treatment
Consent
•Autonomy - the Nuremberg Code
of 1947
•Declaration of Helsinki 1964 -
informed consent for medical
research
•Sec. 13 of the Indian Contract Act,
1872: two or more persons are
said to consent when they agree
upon the same thing in the same
sense
X Doctors are Gods
X Patternalism
Present day
• Significant changes in the doctor-
patient relationship with the
advancement of technology
• Patients are becoming aware of their
rights
• Make free choice and decision on their
treatment
• Select a physician of their choice
•COPRA (Consumer Protection Act)
•Legal requirement than an ethical moral
obligation on part of the doctor
•Important aspect of several Medical Consumer
litigations is improper consent
Types of Consent
Consent
Implied Expressed
Verbal
Written
(Consent form)
Implied consent
•Patient presents himself at the doctor's
clinic or outpatient,
•Implied that he is agreeable to be
examined
•Only for procedures like inspection,
palpation, percussion and auscultation
Expressed Consent
•Specifically stated by the patient in distinct and explicit
language
Oral/verbal consent
•Relatively minor examinations or therapeutic
procedures
•In presence of disinterested party, like nurse
•E.g. Rectal and vaginal examinations
•Withdrawal of blood for diagnostic purposes
Written consent
•All major diagnostic procedures
• General anaesthesia
• Operations
•Participation in
Medical research
Doctrine of Informed Consent
Understanding by the patient of:
i. Condition or nature of illness
ii. Purpose and nature of procedure or treatment
proposed
iii. Risks and benefits of treatment or procedure
iv. Risks and benefits of alternative treatment(s) or
procedure(s)
Doctrine of Informed Consent
v. Prospect of success or failure - Prognosis
vi. Prognosis in the absence of intervention
vii. Acceptance or refusal (informed refusal) of the said
procedure or intervention
Vernacular Language
Consenting Ages for Treatment
•Age of consent for medical
examination and treatment :
• legally accepted as ≥12 years
•Child < 12 years of age, or a patient
of unsound mind:
• Guardian or person in whose custody
he/she is, can give consent
Consenting Ages for Treatment
•Invasive and diagnostic
procedures, general
anaesthesia and surgical
operations
•Age of consent is ≥ 18 years
Rules of Consent
•Free, voluntary, clear, intelligent, informed, direct and
personal
•Explain the object of examination to the patient
•Patient should be informed - findings - included in the
medical report
•Right to refuse to submit to examination and that the
result may go against him
Rules of Consent
• Insane or intoxicated person: unable to understand the nature
and consequences, consent is invalid (Sec. 90 IPC).
• Sec. 92 IPC: deals with cases of emergency, states that any
harm caused to a person in good faith, even without the
person's consent, is not an offence
Rules of Consent
• Consent of spouse is not
necessary for treatment
of other
• Contraceptive
sterilization and Artificial
insemination, consent of
both husband and wife is
must
Rules of Consent
•Civil cases: examination not done without the consent
of the person
•Criminal cases: the victim cannot be examined without
consent
•Under Sec. 53 (1) CrPC, an accused can be examined by
a doctor by using reasonable force, if requested by a
police office
Rules of Consent
• Organ donation: the will
of the deceased is
enough
• Prenatal diagnostic
procedures: Informed
written consent of
pregnant woman
Rules of Consent
•Pathological autopsy: consent of next of kin of the
deceased
•Medico-legal autopsy: does not require any consent
from the relatives of the deceased
Loco parentis (Latin, ‘in place of a parent’)
•Emergency involving children: parents or
guardians are not available
•Consent of the person-in-charge of the child,
e.g. a school teacher at picnic
Consent is Invalid if
•Not an informed consent
•Given for committing a crime or an illegal act, such
as criminal abortion
•Obtained by misrepresentation or fraud
•No legal capacity to give it,
e.g. a minor or an insane person
Exceptions to informed consent
•Emergencies (Sec. 92 IPC)
• 17 year old boy severely injured as he jumped from moving train
• Suffered crushed elbow joint
• Anesthetized immediately and while under anesthesia, suegeons
determined that his arm to be amputated
• Informed consent could not be obtained because boy was under
anesthesia and his parent could not be contacted
• Boy and his parent suit - against the surgeons
• Surgeon not held guilty
Exceptions to informed consent
•Therapeutic privilege:
• Doctor can withhold information from patient
• If the disclosure would pose serious psychological threat to the
patient (e.g. malignancy or unavoidable total results)
• Disclose full information to a competent relative of the patient
Exceptions to informed consent
•Therapeutic waiver:
• Competent person who is aware of being entitled to informed consent
may give up his right by waiving it
Exceptions to informed consent
•Medico-legal postmortems (Sec. 174 CrPC)
•Examination of an arrested accused [Sec. 53 (1) CrPC]
•Treatment of patient suffering from ‘notifiable diseases’
for greater community interest
•Psychiatric examination or treatment by court order
•Prisoners (new entrants)
Case Scenario
• Sarita is an unmarried 17 years old girl. She comes
unaccompanied to the Obstetrics OPD with h/o amenorrhea
• Pregnancy test is positive and doctor informs her that she is
10 weeks pregnant
• On questioning, she reveals that her relationship with a boy
from neighbourhood led to pregnancy but he refuses to
marry her as she belongs to different community
Case Scenario
• Sarita requests the doctor to perform termination of
pregnancy
• She is afraid of parents as they may harm her or send her
away
• She can not give a valid or legal consent as she is only 17
years
Consent to be Valid…
• Free, voluntary, without undue influence
• Given by a competent person
• Is informed
-nature of illness
-prognosis
-options available and risks involved
• Guardian ( proxy consent) in the case of the mentally retarded,
minors
Consent in Medical Practice

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Consent in Medical Practice

  • 1. Consent in Medical Practice Dr Ashutosh B Potdar, Professor, Forensic Medicine
  • 2. Consent • Agreement, compliance or permission given voluntarily without compulsion • In medical practice it refers to the willingness of a person to subject himself for examination, investigation and treatment
  • 3. Consent •Autonomy - the Nuremberg Code of 1947 •Declaration of Helsinki 1964 - informed consent for medical research •Sec. 13 of the Indian Contract Act, 1872: two or more persons are said to consent when they agree upon the same thing in the same sense
  • 4. X Doctors are Gods X Patternalism
  • 5. Present day • Significant changes in the doctor- patient relationship with the advancement of technology • Patients are becoming aware of their rights • Make free choice and decision on their treatment • Select a physician of their choice
  • 6. •COPRA (Consumer Protection Act) •Legal requirement than an ethical moral obligation on part of the doctor •Important aspect of several Medical Consumer litigations is improper consent
  • 9. Implied consent •Patient presents himself at the doctor's clinic or outpatient, •Implied that he is agreeable to be examined •Only for procedures like inspection, palpation, percussion and auscultation
  • 10. Expressed Consent •Specifically stated by the patient in distinct and explicit language Oral/verbal consent •Relatively minor examinations or therapeutic procedures •In presence of disinterested party, like nurse •E.g. Rectal and vaginal examinations •Withdrawal of blood for diagnostic purposes
  • 11. Written consent •All major diagnostic procedures • General anaesthesia • Operations •Participation in Medical research
  • 12.
  • 13. Doctrine of Informed Consent Understanding by the patient of: i. Condition or nature of illness ii. Purpose and nature of procedure or treatment proposed iii. Risks and benefits of treatment or procedure iv. Risks and benefits of alternative treatment(s) or procedure(s)
  • 14. Doctrine of Informed Consent v. Prospect of success or failure - Prognosis vi. Prognosis in the absence of intervention vii. Acceptance or refusal (informed refusal) of the said procedure or intervention Vernacular Language
  • 15. Consenting Ages for Treatment •Age of consent for medical examination and treatment : • legally accepted as ≥12 years •Child < 12 years of age, or a patient of unsound mind: • Guardian or person in whose custody he/she is, can give consent
  • 16. Consenting Ages for Treatment •Invasive and diagnostic procedures, general anaesthesia and surgical operations •Age of consent is ≥ 18 years
  • 17. Rules of Consent •Free, voluntary, clear, intelligent, informed, direct and personal •Explain the object of examination to the patient •Patient should be informed - findings - included in the medical report •Right to refuse to submit to examination and that the result may go against him
  • 18. Rules of Consent • Insane or intoxicated person: unable to understand the nature and consequences, consent is invalid (Sec. 90 IPC). • Sec. 92 IPC: deals with cases of emergency, states that any harm caused to a person in good faith, even without the person's consent, is not an offence
  • 19. Rules of Consent • Consent of spouse is not necessary for treatment of other • Contraceptive sterilization and Artificial insemination, consent of both husband and wife is must
  • 20. Rules of Consent •Civil cases: examination not done without the consent of the person •Criminal cases: the victim cannot be examined without consent •Under Sec. 53 (1) CrPC, an accused can be examined by a doctor by using reasonable force, if requested by a police office
  • 21. Rules of Consent • Organ donation: the will of the deceased is enough • Prenatal diagnostic procedures: Informed written consent of pregnant woman
  • 22. Rules of Consent •Pathological autopsy: consent of next of kin of the deceased •Medico-legal autopsy: does not require any consent from the relatives of the deceased
  • 23. Loco parentis (Latin, ‘in place of a parent’) •Emergency involving children: parents or guardians are not available •Consent of the person-in-charge of the child, e.g. a school teacher at picnic
  • 24. Consent is Invalid if •Not an informed consent •Given for committing a crime or an illegal act, such as criminal abortion •Obtained by misrepresentation or fraud •No legal capacity to give it, e.g. a minor or an insane person
  • 25. Exceptions to informed consent •Emergencies (Sec. 92 IPC) • 17 year old boy severely injured as he jumped from moving train • Suffered crushed elbow joint • Anesthetized immediately and while under anesthesia, suegeons determined that his arm to be amputated • Informed consent could not be obtained because boy was under anesthesia and his parent could not be contacted • Boy and his parent suit - against the surgeons • Surgeon not held guilty
  • 26. Exceptions to informed consent •Therapeutic privilege: • Doctor can withhold information from patient • If the disclosure would pose serious psychological threat to the patient (e.g. malignancy or unavoidable total results) • Disclose full information to a competent relative of the patient
  • 27. Exceptions to informed consent •Therapeutic waiver: • Competent person who is aware of being entitled to informed consent may give up his right by waiving it
  • 28. Exceptions to informed consent •Medico-legal postmortems (Sec. 174 CrPC) •Examination of an arrested accused [Sec. 53 (1) CrPC] •Treatment of patient suffering from ‘notifiable diseases’ for greater community interest •Psychiatric examination or treatment by court order •Prisoners (new entrants)
  • 29. Case Scenario • Sarita is an unmarried 17 years old girl. She comes unaccompanied to the Obstetrics OPD with h/o amenorrhea • Pregnancy test is positive and doctor informs her that she is 10 weeks pregnant • On questioning, she reveals that her relationship with a boy from neighbourhood led to pregnancy but he refuses to marry her as she belongs to different community
  • 30. Case Scenario • Sarita requests the doctor to perform termination of pregnancy • She is afraid of parents as they may harm her or send her away • She can not give a valid or legal consent as she is only 17 years
  • 31. Consent to be Valid… • Free, voluntary, without undue influence • Given by a competent person • Is informed -nature of illness -prognosis -options available and risks involved • Guardian ( proxy consent) in the case of the mentally retarded, minors

Editor's Notes

  1. The earliest expression of this fundamental principle, based on autonomy, is found in the Nuremberg Code of 1947.