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Joining Up Occupational Health 
and Safety with Rehabilitation 
Dr Nick Kendall 
Occupational Health Services Consultant
Outline 
• Focus = common health problems, minor injury 
– Relationship between work and health 
• Does the current conceptual framework have limitations? 
– Knowledge from primary prevention 
– Knowledge from treatment and rehabilitation 
• Workplace safety and retention 
• Does the biopsychosocial model offer anything? 
– Line manager tools 
– Dual responsibility - employer & employee
Focus: Common Health Problems (CHPs) 
and Minor Injuries 
• Less severe illnesses/injuries 
• Responsible for ~70% of absence 
and long-term incapacity 
– Mild/moderate mental health problems 
– ‘Stress’ 
– Musculoskeletal conditions 
– Cardio-respiratory conditions 
Waddell, Burton & Kendall 2008
What’s in a Name? ‘Injury’ vs. ‘CHP’ 
…problem is that legislative definitions and usage 
of these terms vary with the context and needs 
of each system. For example, in the UK only 39% 
of work-related health problems are classified 
as injuries and 61% as work-related ill health, 
whereas in US 94% are termed injuries and only 
6% occupational diseases. 
Kendall N. Management and governance of occupational safety and health in five 
countries (United Kingdom, United States of America, Finland, Canada, Australia). 
Technical Report prepared for the National Occupational Health and Safety Advisory 
Committee: NOHSAC Technical Report 8: Wellington, 2006. p.349
UK Sickness Absence 
• Estimated impact of £100B per year, due 
mainly to lost productivity 
• Leading causes are mental health, 
musculoskeletal, cardiac, pulmonary 
• About 10% of those on sick leave account for > 
85% total costs 
• What percentage could be working?
Common Health Problems 
– High prevalence across population 
– Characterised more by symptoms than disease 
or impairment 
– Coexisting symptoms common - physical and 
mental 
– Untidy pattern of symptoms of varying severity 
at irregular intervals over life course 
– Care seeking for ~10% of episodes - most 
episodes settle uneventfully 
– Multifactorial causation – work usually only one 
contributory factor 
– Most people remain at work or return to work 
quite quickly 
– Essentially whole people, with a manageable 
health problem 
• given support, opportunities and 
encouragement
Conceptual Framework Limitations: 
Secondary Prevention - Treatment and Rehabilitation 
The biomedical model (falsely) predicts 
treatment → cure → return to activity & work 
What to do when this doesn’t happen? 
• More investigation and treatment, over-medicalise 
• Fall back on ‘it’s all in the head’ option
Paradox 
sick leave and disability are driven 
primarily by psychosocial factors 
Burton & Kendall, Musculoskeletal disorders, BMJ, 348 (2014).
Clinical severity is not strongly related 
to work disability 
• RA: better clinical status ≠ fewer sick leave episodes (Bjork, 2009) 
• RTW rates in SCI around 45% at one year independent of 
severity (Young and Murphy, 2009) 
• LBP: 3-fold international variation in LBP work disability 
driven by policy, not care (Anema et al, 2009) 
• Common mental health conditions: severity unrelated to 
work status (Waddell Burton and Kendall, 2008)
Contrast predictors of clinical and work outcomes 
Predictors of back pain 
symptoms 
•Pain severity 
•Duration 
•Somatic focus 
•Coping 
•History 
Predictors of back pain 
work outcomes 
•Workplace conflict 
•Workplace inflexibility 
•Fear of injury 
•Lack of autonomy 
•Pain severity 
•Catastrophic view 
Pransky, 2009
Conceptual Framework Limitations: 
Primary Prevention – Health and Safety 
The exposure model (falsely) predicts 
hazard → person/worker → harm 
What to do when removing or reducing 
exposure doesn’t minimise harm? 
Increase control?
Claims ≠ Injuries
Epidemiology 
High background prevalence of ULDs in general population 
– 1-week prevalence ~50% upper limb/neck symptoms 
– varies depending on region, population, case definition etc. 
• similar to back pain 
– higher prevalence of non-specific symptoms v specific diagnoses 
– frequently >1 region affected 
– symptoms usually recurrent 
– often lead to activity limitation, but most workers remain at work 
• some go on to long-term incapacity 
ULDs can be considered common health problems
Epidemiology discussion 
• Some jobs do contain hazards with elevated risk 
– but, risk for what? 
– most entail 'normal' activity  fatigue/strain not major damage 
• Distinguish between symptom expression (reports), symptom modulation, 
physical damage, disability 
– deleterious consequences depend more on psychosocial factors than what has happened 
• Work-related - implies causative link - largely inaccurate and misleading 
• Work-relevant more appropriate: 
– recognises work difficult in face of ULD, irrespective of cause 
• People experience pain in course of everyday activity as well as work 
• they face a predicament - what should we/they do about it?
Occupational factors 
• Earlier evidence was equivocal: high proportion of cross-sectional 
studies 
• Last decade  more longitudinal studies 
– Physical exposures are associated with musculoskeletal problems, e.g. ULDs, 
but effect sizes modest 
• timeline often unclear: symptoms v injury 
– true for non-specific and most instances of specific  
• Little evidence for cumulative exposure to typical physical 
stressors as cause of most musculoskeletal problems 
• Workplace psychosocial factors consistently associated with 
symptoms and sickness absence
Associations and risks: health v safety 
• Despite reduction in physical demands of work, 
musculoskeletal problems have not declined 
• Preventing accidents is different from preventing ill-health 
• prevention strategies can be very successful in making work safe: e.g. falls 
from heights; 
• but only successful for ill-health when clear link with exposure: e.g. 
asbestosis 
• Unless clear exposure-response relationship for 
workplace physical stresses, the prevention of 
incidence is not feasible
Safety v Health – conflicting paradigms 
• Reduce risks  primary prevention 
– paradigm works for safety e.g. falls from height 
– paradigm works for occupational disease with 
clear cause-effect e.g. hazardous substances 
• Hasn’t worked for common health 
problems 
– no clear cause-effect 
• Presumably healthcare has the 
answers…….
What we have learned: 
Secondary Prevention - Treatment and Rehabilitation 
• Inadequate case definition, over-inclusive case criteria (e.g. ‘stress’) 
• Increased number of cases, despite prevention and treatment 
• Proliferation of types of treatments, weak or no effectiveness 
• Provision of more healthcare, repeated and multiple types 
• Unhelpful myths about work 
• Increased direct and indirect costs to society, individuals, families 
• Suffering and long-term unemployment and under-employment
Diminishing Returns
Healthcare is often ineffective in 
improving work outcomes 
• Once acute conditions are stabilised more treatment is 
usually worse for sickness absence 
• Back pain 
– Spinal fusion, discectomy 
– Extended physiotherapy 
– Pain clinics 
• Post-bypass cardiac rehabilitation 
• Common mental health conditions 
• Why? 
Campbell, Wright et al, Avoiding long-term incapacity for work, 2007
Is being off work like a separate 
condition? 
Is it… 
• A psychosocial condition? 
• A unique set of causes, associated factors, and 
effective treatments? 
• Distinct from the underlying medical condition that 
it is often attributed to?
WORK HEALTH 
• Is work actually good for your health 
and wellbeing? 
(Waddell & Burton, 2006) 
Rueda et al 2012 
American Journal of 
Public Health 
Vol. 102(3) 541-556
Main Findings 
• Work is generally good for physical and mental health and 
well-being 
• Unemployment and unnecessarily prolonged sickness 
absence are generally bad for physical and mental health 
and well-being 
• Getting work can reverse the adverse health effects of 
unemployment 
• Findings apply for healthy people of working age, for many 
disabled people, for most people with common health 
problems, and for social security recipients
Provisos 
• Beneficial health effects 
depend on the nature 
and quality of work 
• Good Jobs 
• pay, security, 
support, safety....
Work is generally good for health and well-being, so… 
• Help people stay, and return 
to being, active and working 
• People who want to work 
should get the help they 
need (to overcome obstacles, 
but this is not the same as 
‘being made to work’)
Work is an important health outcome 
NICE (UK) guidelines •Participation/work rarely 
seen as a health outcome 
•25% offer advice on 
rehabilitation 
• 10% offer advice on RTW 
NICE back pain 
guidelines 
Occupational outcomes 
not included 
Signs of change! 
… but not in clinical 
guidelines yet
What we have learned: 
Primary Prevention – Health and Safety 
• Based mostly on associations, not causal (e.g. absence of dose-response) 
• Over-inclusion unconfirmed risk factors factors (e.g. lifting) 
• Multiple approaches to prevention, weak or no effectiveness 
• Insufficiently effective prevention 
• Myths about work and causation, and need for healthcare 
• Increased burden on compliance (with costs), leading to potential 
lack of adherence, and potential devaluing OHS (Lord Young, 2010)
Does the biopsychosocial model 
have anything to offer?
Work-Relevant Symptoms 
• Primary prevention of most 
common health problems is 
unfeasible 
• Symptoms may affect workability 
 symptoms may be more pronounced at work 
 work may be difficult because of symptoms 
 Health problems may be highly 
work-relevant, whatever the cause
Uncomfortable 
Unpleasant
Truly dangerous
For treatment and rehabilitation – 
obstacle (‘flags’) model 
Kendall, Burton, Main, & Watson (2009) 
Tackling musculoskeletal problems: a 
guide for the clinic and workplace - 
identifying obstacles using the 
psychosocial flags framework 
www.tsoshop.co.uk/flags 
PERSON 
WORKPLACE 
CONTEXT
Initial Concept 
Work should be comfortable 
when we are well, and 
accommodating when we are 
ill or injured Nortin Hadler (1997)
Research commissioned by HSE 
Developing an intervention toolbox common 
health problems in the workplace 
Kendall, Burton, Lunt, Daniels, & Mellor (in press). Developing an Intervention 
Toolbox for the Common Health Problems in the Workplace. HSE Books
Relationships and intervention levels for good work, 
comfortable jobs, and accommodating workplaces
What does a biopsychosocial 
approach to OHS look like? 
What should we call it? 
‘comprehensive’, ‘smarter’, or …
Accommodation is the key element for 
RTW across a range of health problems 
• 30 % reduction in LBP sickness absence 
• Therapeutic, supportive, valued contribution 
• Time limited, with periodic review 
• Uses adjustments and transition 
• Usually self-arranged, but use outside expertise 
when needed 
(Shaw and Pransky, 2005)
Integrated approach 
• SAW and RTW don’t just 
happen – action needed! 
• Healthcare alone not enough 
– vocational rehab not something to try after 
healthcare has finished/failed 
• Workplace must be involved 
• from day #1 
• working whilst recovering option 
Waddell, Burton & Kendall 2008
The employee has the most power to 
determine the eventual outcome of work 
disability by deciding how much 
discretionary effort to make to get better 
and get life back to normal 
* given the right support they can help drive the 
process, but they face obstacles 
Adapted from Pransky, 2009
The employer plays the second most 
powerful role in determining outcome 
by deciding whether to manage the 
employees situation actively passively, 
hostilely, supportively and whether to 
provide for on-the-job recovery 
* can be facilitator or obstacle creator – they 
need some help to do the right thing 
Adapted from Pransky, 2009
Myths 
Beliefs are central to our 
responses to injury & disease 
influence what we do about it 
Health & Injury myths abound 
held by clinicians, employers, 
policy-makers, and the public 
Myths are major obstacles to 
being active and working
MYTHS Rest is always needed 
until symptoms go 
It's a health problem, so 
there must be a cure.... 
It hurts at work, so I 
was damaged by work 
Working whilst ill or 
‘injured’ will just 
make matters 
worse 
Contacting absent 
worker is intrusive 
No return to work 
until 100% fit
Workplace Policy Affects Work Outcomes
Line Manager Training 
• Immediate contact 
• No blame/inquiry 
• Positive, empathic 
• “Want you back” 
• Safety focus 
• Problem-solving 
• Regular follow-up 
• Accommodations 
• Workplace update 
• Functional inquiry 
Effective Training 
• Two 2-hour sessions 
• Interactive 
• Management support 
• During regular hours 
(Shaw, Robertson, McLellan, 2006)
Early Line Manager Response is Key 
There is an 
independent 
additive effect of 
negative line 
manager responses 
Practical implication – line managers should avoid being 
unsupportive, blaming, angry, or expressing disbelief
Some Conclusions 
• Differentiate ‘uncomfortable’ and ‘unpleasant’ 
from the ‘truly dangerous’ 
• Avoid perpetuating the pervasive myths about 
work and health 
• Good Jobs come from good management and 
help people be more resilient 
• Supportive workplaces help people overcome 
obstacles to staying at and returning to work
thank you for you attention 
nick@kendallburton.com

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Joining up occupational health and safety with rehabilitation

  • 1. Joining Up Occupational Health and Safety with Rehabilitation Dr Nick Kendall Occupational Health Services Consultant
  • 2. Outline • Focus = common health problems, minor injury – Relationship between work and health • Does the current conceptual framework have limitations? – Knowledge from primary prevention – Knowledge from treatment and rehabilitation • Workplace safety and retention • Does the biopsychosocial model offer anything? – Line manager tools – Dual responsibility - employer & employee
  • 3. Focus: Common Health Problems (CHPs) and Minor Injuries • Less severe illnesses/injuries • Responsible for ~70% of absence and long-term incapacity – Mild/moderate mental health problems – ‘Stress’ – Musculoskeletal conditions – Cardio-respiratory conditions Waddell, Burton & Kendall 2008
  • 4. What’s in a Name? ‘Injury’ vs. ‘CHP’ …problem is that legislative definitions and usage of these terms vary with the context and needs of each system. For example, in the UK only 39% of work-related health problems are classified as injuries and 61% as work-related ill health, whereas in US 94% are termed injuries and only 6% occupational diseases. Kendall N. Management and governance of occupational safety and health in five countries (United Kingdom, United States of America, Finland, Canada, Australia). Technical Report prepared for the National Occupational Health and Safety Advisory Committee: NOHSAC Technical Report 8: Wellington, 2006. p.349
  • 5. UK Sickness Absence • Estimated impact of £100B per year, due mainly to lost productivity • Leading causes are mental health, musculoskeletal, cardiac, pulmonary • About 10% of those on sick leave account for > 85% total costs • What percentage could be working?
  • 6. Common Health Problems – High prevalence across population – Characterised more by symptoms than disease or impairment – Coexisting symptoms common - physical and mental – Untidy pattern of symptoms of varying severity at irregular intervals over life course – Care seeking for ~10% of episodes - most episodes settle uneventfully – Multifactorial causation – work usually only one contributory factor – Most people remain at work or return to work quite quickly – Essentially whole people, with a manageable health problem • given support, opportunities and encouragement
  • 7. Conceptual Framework Limitations: Secondary Prevention - Treatment and Rehabilitation The biomedical model (falsely) predicts treatment → cure → return to activity & work What to do when this doesn’t happen? • More investigation and treatment, over-medicalise • Fall back on ‘it’s all in the head’ option
  • 8. Paradox sick leave and disability are driven primarily by psychosocial factors Burton & Kendall, Musculoskeletal disorders, BMJ, 348 (2014).
  • 9. Clinical severity is not strongly related to work disability • RA: better clinical status ≠ fewer sick leave episodes (Bjork, 2009) • RTW rates in SCI around 45% at one year independent of severity (Young and Murphy, 2009) • LBP: 3-fold international variation in LBP work disability driven by policy, not care (Anema et al, 2009) • Common mental health conditions: severity unrelated to work status (Waddell Burton and Kendall, 2008)
  • 10. Contrast predictors of clinical and work outcomes Predictors of back pain symptoms •Pain severity •Duration •Somatic focus •Coping •History Predictors of back pain work outcomes •Workplace conflict •Workplace inflexibility •Fear of injury •Lack of autonomy •Pain severity •Catastrophic view Pransky, 2009
  • 11. Conceptual Framework Limitations: Primary Prevention – Health and Safety The exposure model (falsely) predicts hazard → person/worker → harm What to do when removing or reducing exposure doesn’t minimise harm? Increase control?
  • 13. Epidemiology High background prevalence of ULDs in general population – 1-week prevalence ~50% upper limb/neck symptoms – varies depending on region, population, case definition etc. • similar to back pain – higher prevalence of non-specific symptoms v specific diagnoses – frequently >1 region affected – symptoms usually recurrent – often lead to activity limitation, but most workers remain at work • some go on to long-term incapacity ULDs can be considered common health problems
  • 14. Epidemiology discussion • Some jobs do contain hazards with elevated risk – but, risk for what? – most entail 'normal' activity  fatigue/strain not major damage • Distinguish between symptom expression (reports), symptom modulation, physical damage, disability – deleterious consequences depend more on psychosocial factors than what has happened • Work-related - implies causative link - largely inaccurate and misleading • Work-relevant more appropriate: – recognises work difficult in face of ULD, irrespective of cause • People experience pain in course of everyday activity as well as work • they face a predicament - what should we/they do about it?
  • 15. Occupational factors • Earlier evidence was equivocal: high proportion of cross-sectional studies • Last decade  more longitudinal studies – Physical exposures are associated with musculoskeletal problems, e.g. ULDs, but effect sizes modest • timeline often unclear: symptoms v injury – true for non-specific and most instances of specific  • Little evidence for cumulative exposure to typical physical stressors as cause of most musculoskeletal problems • Workplace psychosocial factors consistently associated with symptoms and sickness absence
  • 16. Associations and risks: health v safety • Despite reduction in physical demands of work, musculoskeletal problems have not declined • Preventing accidents is different from preventing ill-health • prevention strategies can be very successful in making work safe: e.g. falls from heights; • but only successful for ill-health when clear link with exposure: e.g. asbestosis • Unless clear exposure-response relationship for workplace physical stresses, the prevention of incidence is not feasible
  • 17. Safety v Health – conflicting paradigms • Reduce risks  primary prevention – paradigm works for safety e.g. falls from height – paradigm works for occupational disease with clear cause-effect e.g. hazardous substances • Hasn’t worked for common health problems – no clear cause-effect • Presumably healthcare has the answers…….
  • 18. What we have learned: Secondary Prevention - Treatment and Rehabilitation • Inadequate case definition, over-inclusive case criteria (e.g. ‘stress’) • Increased number of cases, despite prevention and treatment • Proliferation of types of treatments, weak or no effectiveness • Provision of more healthcare, repeated and multiple types • Unhelpful myths about work • Increased direct and indirect costs to society, individuals, families • Suffering and long-term unemployment and under-employment
  • 20. Healthcare is often ineffective in improving work outcomes • Once acute conditions are stabilised more treatment is usually worse for sickness absence • Back pain – Spinal fusion, discectomy – Extended physiotherapy – Pain clinics • Post-bypass cardiac rehabilitation • Common mental health conditions • Why? Campbell, Wright et al, Avoiding long-term incapacity for work, 2007
  • 21. Is being off work like a separate condition? Is it… • A psychosocial condition? • A unique set of causes, associated factors, and effective treatments? • Distinct from the underlying medical condition that it is often attributed to?
  • 22. WORK HEALTH • Is work actually good for your health and wellbeing? (Waddell & Burton, 2006) Rueda et al 2012 American Journal of Public Health Vol. 102(3) 541-556
  • 23. Main Findings • Work is generally good for physical and mental health and well-being • Unemployment and unnecessarily prolonged sickness absence are generally bad for physical and mental health and well-being • Getting work can reverse the adverse health effects of unemployment • Findings apply for healthy people of working age, for many disabled people, for most people with common health problems, and for social security recipients
  • 24. Provisos • Beneficial health effects depend on the nature and quality of work • Good Jobs • pay, security, support, safety....
  • 25. Work is generally good for health and well-being, so… • Help people stay, and return to being, active and working • People who want to work should get the help they need (to overcome obstacles, but this is not the same as ‘being made to work’)
  • 26. Work is an important health outcome NICE (UK) guidelines •Participation/work rarely seen as a health outcome •25% offer advice on rehabilitation • 10% offer advice on RTW NICE back pain guidelines Occupational outcomes not included Signs of change! … but not in clinical guidelines yet
  • 27. What we have learned: Primary Prevention – Health and Safety • Based mostly on associations, not causal (e.g. absence of dose-response) • Over-inclusion unconfirmed risk factors factors (e.g. lifting) • Multiple approaches to prevention, weak or no effectiveness • Insufficiently effective prevention • Myths about work and causation, and need for healthcare • Increased burden on compliance (with costs), leading to potential lack of adherence, and potential devaluing OHS (Lord Young, 2010)
  • 28. Does the biopsychosocial model have anything to offer?
  • 29. Work-Relevant Symptoms • Primary prevention of most common health problems is unfeasible • Symptoms may affect workability  symptoms may be more pronounced at work  work may be difficult because of symptoms  Health problems may be highly work-relevant, whatever the cause
  • 32. For treatment and rehabilitation – obstacle (‘flags’) model Kendall, Burton, Main, & Watson (2009) Tackling musculoskeletal problems: a guide for the clinic and workplace - identifying obstacles using the psychosocial flags framework www.tsoshop.co.uk/flags PERSON WORKPLACE CONTEXT
  • 33. Initial Concept Work should be comfortable when we are well, and accommodating when we are ill or injured Nortin Hadler (1997)
  • 34. Research commissioned by HSE Developing an intervention toolbox common health problems in the workplace Kendall, Burton, Lunt, Daniels, & Mellor (in press). Developing an Intervention Toolbox for the Common Health Problems in the Workplace. HSE Books
  • 35. Relationships and intervention levels for good work, comfortable jobs, and accommodating workplaces
  • 36. What does a biopsychosocial approach to OHS look like? What should we call it? ‘comprehensive’, ‘smarter’, or …
  • 37.
  • 38. Accommodation is the key element for RTW across a range of health problems • 30 % reduction in LBP sickness absence • Therapeutic, supportive, valued contribution • Time limited, with periodic review • Uses adjustments and transition • Usually self-arranged, but use outside expertise when needed (Shaw and Pransky, 2005)
  • 39. Integrated approach • SAW and RTW don’t just happen – action needed! • Healthcare alone not enough – vocational rehab not something to try after healthcare has finished/failed • Workplace must be involved • from day #1 • working whilst recovering option Waddell, Burton & Kendall 2008
  • 40. The employee has the most power to determine the eventual outcome of work disability by deciding how much discretionary effort to make to get better and get life back to normal * given the right support they can help drive the process, but they face obstacles Adapted from Pransky, 2009
  • 41. The employer plays the second most powerful role in determining outcome by deciding whether to manage the employees situation actively passively, hostilely, supportively and whether to provide for on-the-job recovery * can be facilitator or obstacle creator – they need some help to do the right thing Adapted from Pransky, 2009
  • 42. Myths Beliefs are central to our responses to injury & disease influence what we do about it Health & Injury myths abound held by clinicians, employers, policy-makers, and the public Myths are major obstacles to being active and working
  • 43. MYTHS Rest is always needed until symptoms go It's a health problem, so there must be a cure.... It hurts at work, so I was damaged by work Working whilst ill or ‘injured’ will just make matters worse Contacting absent worker is intrusive No return to work until 100% fit
  • 44. Workplace Policy Affects Work Outcomes
  • 45. Line Manager Training • Immediate contact • No blame/inquiry • Positive, empathic • “Want you back” • Safety focus • Problem-solving • Regular follow-up • Accommodations • Workplace update • Functional inquiry Effective Training • Two 2-hour sessions • Interactive • Management support • During regular hours (Shaw, Robertson, McLellan, 2006)
  • 46. Early Line Manager Response is Key There is an independent additive effect of negative line manager responses Practical implication – line managers should avoid being unsupportive, blaming, angry, or expressing disbelief
  • 47. Some Conclusions • Differentiate ‘uncomfortable’ and ‘unpleasant’ from the ‘truly dangerous’ • Avoid perpetuating the pervasive myths about work and health • Good Jobs come from good management and help people be more resilient • Supportive workplaces help people overcome obstacles to staying at and returning to work
  • 48. thank you for you attention nick@kendallburton.com