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Changing the safety culture
       of a hospital
     CT Hung 25th May 2012
Queen Elizabeth Hospital
                           Since 1963
                           Largest acute hosp in HK,
Hong Kong                  1800 beds, 5400+ staff

7 Million population
Highly subsidized health
service
5% GDP on healthcare
Changing hospital’s culture
• Culture change
  – Leads to sustainable quality improvements
  – 10-32% successful, 19% breakthroughs (Smith 2003)
     – Cause or effect of improved performance?
     – Changing culture alongside structural reforms to improve hospital
       performance
• Negative connotations about change management
• Adding to complexity
  – Hospital: complicated by presence of different professionals
  – failures not tolerated
The Change Journey: Reasons
• Patient safety: a global concern
• NHS: “building a safety culture” as the
  first step
• Public expectations & transparency
• Disconfirming data
  – Sentinel events reported on media
  – Safety Climate Survey
Sexton   Rudman
                                                           Hung et al      et al      et al
                                                                           (2006)    (2006)
              Safety Climate
                   2007                                           Total Agree
                                                        Mean (SD) Agree (%)
                                                                                    Mean
                                                                                    (SD)
                                                                  (%)


I would feel safe being treated in this hospital as a      2.94
                                                                    31.7     75
patient.                                                 (1.082)

I am encouraged by my colleagues to report any             3.7                        4.30
                                                                    62.4     78
patient safety concerns that I have.                     (0.939)                     (0.962)

The culture in my work-place makes it easy to learn        3.47                       3.67
                                                                    55.1     72
from the errors of others.                               (0.961)                     (1.028)

Medical errors are handled appropriately in my work-       3.61                       3.75
                                                                    57.8     51
place.                                                   (0.971)                     (1.082)
Years of Safety
Focus efforts to enhance
staff’s awareness on
patient / staff safety &
quality
2008-09: Year of Patient
Safety
2009-10: Year of Staff
Safety
2010-11: Year of Quality
Five elements in changing culture
•   Setting the direction
•   Laying down policies and infrastructures
•   Engaging staff and those being changed
•   Using other external forces
•   Showing sustainable results.
Setting Direction &
  Aligning Values
        Vision, Mission,
        Values 2007
Policies & Infrastructures
• Promulgate Patient Safety Programme
• Align
  – quality and safety infrastructure for hospitals /
    departments
  – Reporting / monitoring lines and create network of
    stakeholders
  – language to facilitate communication
• New culture needs to be
  – Seen, and
  – Perceived readily by staff, e.g. regular safety rounds
EPS: Electronic Patient Safety Newsletter
Staff engagement
• Involves everyone in the organization
  – Create a common burning platform
  – Strategic workshops, Forums, Road-shows
• Manage expectation
  – Change spans over several years
• Leadership at every level
  – lead the show, walk the talk
  – staff looks up to see how they actualize the
    vision / values and deal with their own errors
  – Enabling / creating champions at middle
    manager levels
Staff engagement 2
• Engaging physicians
  – Leader of clinical teams, adds weight and speeds
    up changes
• Once staff members are engaged
  – they will lead the show
• Find & empower Right people
  – Difficult but possible
Internal Harmony
• Conflicts
  unavoidable
• Less energy
  wasted at
  non-
  productive
  activities
External and other forces

•   Corporate governance
•   WISER (We Innovate, Services Excel
    Regularly)/ LEAN movement
•   Hospital accreditation
•   Patient & Community Engagement
WISER Movement
• Burning platform: heavy
  workload, inadequate staff
• Bring material changes to the
  workflow, helping staff to
  manage their work
• Engaging staff during the           AFTER !
  change process
• “feel good” factor
• Once tipping point reached,
  moves with great speed
                                  BEFORE !
Hospital Accreditation
• Important in building sustainable system
• Change from project-based into system-based
• Systematic, holistic, credible and robust
• Prestige / pride factor
• Projects by itself: can engage, motivate and
  transform staff
• Continuously giving challenges to tackle
  through 4 yearly cycle
Patient & Community Engagement

• Patients as Partners

• Communication projects
  – CARPS, various books
• Patient Forum
• Public Advisory Group



                           Public Advisory Group
Successes for sustainability
• Successes have to be
  seen & celebrated
• Delight / surprise
  factor for
  celebrations
• Pride and identity in
  the organization
• Keeps momentum
  going on
• Annual conventions
Some Obvious Changes
• Commitment to Safety /           AIRS
                                               2007   2011
  quality                          incidents

• Reporting culture                QEH         1359   1555
• Positive attitude towards
                                   KH          651    392
  errors
                                   BH          62      63

 •   Acknowledging the problem and solving it
 •   Solution can be found if we work together
 •   Enhanced transparency
 •   Hardware changes related to hospital accreditation
 •   Care of dying: AED bereavement room
2011 Vs 2007
  O v er all M ean S c or e for Team w or k and S afety C lim ates                            2007           2011


                     2.0                    2.5                   3.0                   3.5                    4.0



                                                                                               3.59
Teamwork Overall
                                                                                                 3.64    *

                                                                                 3.29
      Safety Overall
                                                                                   3.38
                                                                                          *

             Overall M ean Score for Teamwork and Safety Climate by Hospitals                          2007     2011
4.5
4.0         *
         3.56 3.66                            3.68 3.66                           3.63 3.53
                                  *
                             3.27 3.36
                                                                     *
                                                                  3.33 3.44                            3.48 3.38
3.5
3.0
2.5
2.0
         Teamwork          Safety Overall     Teamwork          Safety Overall    Teamwork           Safety Overall
          Overall                              Overall                             Overall

          Queen Elizabeth Hospital                  Kowloon Hospital                    Buddhist Hospital

                                                  *: p < 0.05
2011 Vs 2007 2
      Ov e rall M e an Score for Te amwork and Safe ty Climate s by Discipline                   2007   2011

4.5
                                         *                     *
4.0   3.67 3.75                         3.57 3.64                           3.67 3.67
                            3.31 3.44                                                            3.43 3.48
3.5                                                          3.27 3.36
3.0
2.5
2.0
      Teamwork        Safety Overall    Teamwork        Safety Overall      Teamwork        Safety Overall
       Overall                           Overall                             Overall

                  Medical                           Nurse                         Allied Health


        Ov e rall M e an Score for Te amwork and Safe ty Climate s by Se niority                 2007   2011

4.5
        *                     *         3.77 3.76
                                                                            4.10 4.08
4.0                                                                                              3.67 3.73
      3.49 3.59                                              3.47 3.48
3.5                        3.21 3.33
3.0
2.5
2.0
      Teamwork         Safety Overall   Teamwork        Safety Overall      Teamwork        Safety Overall
       Overall                           Overall                             Overall

                  Junior                            Middle                              Senior



                                                             * : p < 0.05
2011
          Safety Climate                                      2007
                                                              Mean
                                                                         2007
                                                                         Total
                                                                               2011
                                                                               Mean
                                                                                        Total
                                                                                        Agree
                                                                         Agree
            Questions                                         (SD)
                                                                         (%)
                                                                               (SD)     (%)



I would feel safe being treated in this hospital as a           2.94
                                                                         31.7   3.10*    36.2
patient.                                                       (1.082)


I am encouraged by my colleagues to report any                   3.7
                                                                         62.4   3.76     66.5
patient safety concerns that I have.                           (0.939)


The culture in my work-place makes it easy to learn             3.47
                                                                         55.1   3.52     56.8
from the errors of others.                                     (0.961)


Medical errors are handled appropriately in my work-            3.61
                                                                         57.8   3.71*    64.5
place.                                                         (0.971)

                                                        *: p < 0.05
Discussion
     • Success Factors
          – Culture change rooted in stated business strategy
          – Change / innovation rewarded
          – Change effort small / manageable
          – Dedicated capable project team
          – Role of middle managers
          – Visible support from sponsor
          – Project tracked & publicized
     • Failure Factors
         – Ineffective missing conflicting leadership
         – Clash with existing culture
Smith ME (2003),"Changing an organisation's culture: correlates of success and failure",Leadership
& Organization Development Journal, Vol. 24 Iss: 5 pp. 249 - 261
Reflections
•   Complacency is enemy
•   How to catch attention
•   Don’t do it for sake of doing
•   3 years too short for results
•   Manpower deficiencies must be addressed
• Should do more in
    – Speak up culture
    – Research (Parmelli et al, Cochrane Library 2011) esp role of
      cognitive errors
    – Accountability
Conclusion
• Culture change part of the multi-prong
  approach to enhance performance
  – One size does not fit all
• Change rooted in core business
• Clear vision
• Staff engagement, esp middle
  management
• Evaluation: see the results
• Reward & recognition
Acknowledgements



 Thank you

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Hung Chi, Tim - Changing te safety culture of a hospital

  • 1. Changing the safety culture of a hospital CT Hung 25th May 2012
  • 2. Queen Elizabeth Hospital Since 1963 Largest acute hosp in HK, Hong Kong 1800 beds, 5400+ staff 7 Million population Highly subsidized health service 5% GDP on healthcare
  • 3. Changing hospital’s culture • Culture change – Leads to sustainable quality improvements – 10-32% successful, 19% breakthroughs (Smith 2003) – Cause or effect of improved performance? – Changing culture alongside structural reforms to improve hospital performance • Negative connotations about change management • Adding to complexity – Hospital: complicated by presence of different professionals – failures not tolerated
  • 4. The Change Journey: Reasons • Patient safety: a global concern • NHS: “building a safety culture” as the first step • Public expectations & transparency • Disconfirming data – Sentinel events reported on media – Safety Climate Survey
  • 5. Sexton Rudman Hung et al et al et al (2006) (2006) Safety Climate 2007 Total Agree Mean (SD) Agree (%) Mean (SD) (%) I would feel safe being treated in this hospital as a 2.94 31.7 75 patient. (1.082) I am encouraged by my colleagues to report any 3.7 4.30 62.4 78 patient safety concerns that I have. (0.939) (0.962) The culture in my work-place makes it easy to learn 3.47 3.67 55.1 72 from the errors of others. (0.961) (1.028) Medical errors are handled appropriately in my work- 3.61 3.75 57.8 51 place. (0.971) (1.082)
  • 6. Years of Safety Focus efforts to enhance staff’s awareness on patient / staff safety & quality 2008-09: Year of Patient Safety 2009-10: Year of Staff Safety 2010-11: Year of Quality
  • 7. Five elements in changing culture • Setting the direction • Laying down policies and infrastructures • Engaging staff and those being changed • Using other external forces • Showing sustainable results.
  • 8. Setting Direction & Aligning Values Vision, Mission, Values 2007
  • 9. Policies & Infrastructures • Promulgate Patient Safety Programme • Align – quality and safety infrastructure for hospitals / departments – Reporting / monitoring lines and create network of stakeholders – language to facilitate communication • New culture needs to be – Seen, and – Perceived readily by staff, e.g. regular safety rounds
  • 10. EPS: Electronic Patient Safety Newsletter
  • 11. Staff engagement • Involves everyone in the organization – Create a common burning platform – Strategic workshops, Forums, Road-shows • Manage expectation – Change spans over several years • Leadership at every level – lead the show, walk the talk – staff looks up to see how they actualize the vision / values and deal with their own errors – Enabling / creating champions at middle manager levels
  • 12. Staff engagement 2 • Engaging physicians – Leader of clinical teams, adds weight and speeds up changes • Once staff members are engaged – they will lead the show • Find & empower Right people – Difficult but possible
  • 13. Internal Harmony • Conflicts unavoidable • Less energy wasted at non- productive activities
  • 14. External and other forces • Corporate governance • WISER (We Innovate, Services Excel Regularly)/ LEAN movement • Hospital accreditation • Patient & Community Engagement
  • 15. WISER Movement • Burning platform: heavy workload, inadequate staff • Bring material changes to the workflow, helping staff to manage their work • Engaging staff during the AFTER ! change process • “feel good” factor • Once tipping point reached, moves with great speed BEFORE !
  • 16. Hospital Accreditation • Important in building sustainable system • Change from project-based into system-based • Systematic, holistic, credible and robust • Prestige / pride factor • Projects by itself: can engage, motivate and transform staff • Continuously giving challenges to tackle through 4 yearly cycle
  • 17. Patient & Community Engagement • Patients as Partners • Communication projects – CARPS, various books • Patient Forum • Public Advisory Group Public Advisory Group
  • 18. Successes for sustainability • Successes have to be seen & celebrated • Delight / surprise factor for celebrations • Pride and identity in the organization • Keeps momentum going on • Annual conventions
  • 19. Some Obvious Changes • Commitment to Safety / AIRS 2007 2011 quality incidents • Reporting culture QEH 1359 1555 • Positive attitude towards KH 651 392 errors BH 62 63 • Acknowledging the problem and solving it • Solution can be found if we work together • Enhanced transparency • Hardware changes related to hospital accreditation • Care of dying: AED bereavement room
  • 20. 2011 Vs 2007 O v er all M ean S c or e for Team w or k and S afety C lim ates 2007 2011 2.0 2.5 3.0 3.5 4.0 3.59 Teamwork Overall 3.64 * 3.29 Safety Overall 3.38 * Overall M ean Score for Teamwork and Safety Climate by Hospitals 2007 2011 4.5 4.0 * 3.56 3.66 3.68 3.66 3.63 3.53 * 3.27 3.36 * 3.33 3.44 3.48 3.38 3.5 3.0 2.5 2.0 Teamwork Safety Overall Teamwork Safety Overall Teamwork Safety Overall Overall Overall Overall Queen Elizabeth Hospital Kowloon Hospital Buddhist Hospital *: p < 0.05
  • 21. 2011 Vs 2007 2 Ov e rall M e an Score for Te amwork and Safe ty Climate s by Discipline 2007 2011 4.5 * * 4.0 3.67 3.75 3.57 3.64 3.67 3.67 3.31 3.44 3.43 3.48 3.5 3.27 3.36 3.0 2.5 2.0 Teamwork Safety Overall Teamwork Safety Overall Teamwork Safety Overall Overall Overall Overall Medical Nurse Allied Health Ov e rall M e an Score for Te amwork and Safe ty Climate s by Se niority 2007 2011 4.5 * * 3.77 3.76 4.10 4.08 4.0 3.67 3.73 3.49 3.59 3.47 3.48 3.5 3.21 3.33 3.0 2.5 2.0 Teamwork Safety Overall Teamwork Safety Overall Teamwork Safety Overall Overall Overall Overall Junior Middle Senior * : p < 0.05
  • 22. 2011 Safety Climate 2007 Mean 2007 Total 2011 Mean Total Agree Agree Questions (SD) (%) (SD) (%) I would feel safe being treated in this hospital as a 2.94 31.7 3.10* 36.2 patient. (1.082) I am encouraged by my colleagues to report any 3.7 62.4 3.76 66.5 patient safety concerns that I have. (0.939) The culture in my work-place makes it easy to learn 3.47 55.1 3.52 56.8 from the errors of others. (0.961) Medical errors are handled appropriately in my work- 3.61 57.8 3.71* 64.5 place. (0.971) *: p < 0.05
  • 23. Discussion • Success Factors – Culture change rooted in stated business strategy – Change / innovation rewarded – Change effort small / manageable – Dedicated capable project team – Role of middle managers – Visible support from sponsor – Project tracked & publicized • Failure Factors – Ineffective missing conflicting leadership – Clash with existing culture Smith ME (2003),"Changing an organisation's culture: correlates of success and failure",Leadership & Organization Development Journal, Vol. 24 Iss: 5 pp. 249 - 261
  • 24. Reflections • Complacency is enemy • How to catch attention • Don’t do it for sake of doing • 3 years too short for results • Manpower deficiencies must be addressed • Should do more in – Speak up culture – Research (Parmelli et al, Cochrane Library 2011) esp role of cognitive errors – Accountability
  • 25. Conclusion • Culture change part of the multi-prong approach to enhance performance – One size does not fit all • Change rooted in core business • Clear vision • Staff engagement, esp middle management • Evaluation: see the results • Reward & recognition