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Anticipating hot issues and producing timely reports
                  for policy makers


                        Susan J. Popkin, Ph.D.
                          The Urban Institute
              Qualitative Research for Policy Making 2011
                              May 26-27
   URBAN INSTITUTE
Overview
• Policy Problem: Vulnerable families in
  distressed public housing in the US
• Background: Mixed-Method research to
  informs policy debate
    –   Gautreaux
    –   Moving to Opportunity
    –   “Hidden War”
    –   HOPE VI Panel Study
• Chicago Family Case Management/”Hard
  to House” Demonstration Case Study

URBAN INSTITUTE

                                           2
Transforming Distressed Public Housing




 • Poor management                • National movement to
 • Legacy of segregation          transform public housing
 • Physical decay                 • Emphasis on mixed-
                                  income communities and
 • Crime                          enabling resident self-
 • Troubled Residents             sufficiency
          But not a solution for the most vulnerable
 URBAN INSTITUTE

                                                             3
Studies of Housing Mobility Efforts

• Gautreaux Study 1988
   •Mixed-method study of participant families
   •Informed policy debate about public housing in the
   US
   •Led to new efforts to promote mobility
•Moving to Opportunity
    •10-year experiment
    • Qualitative Three-City Study
    •Findings on youth

URBAN INSTITUTE

                                                         4
“Hidden War” and HOPE VI Panel Study
• Hidden War
   – Surveys and interviews of residents in Chicago
     public housing
   – Underscored severity of challenges
• HOPE VI Panel Study
   – Panel survey and interviews of adults and youth
   – Brought resident voices to debate over
     relocation
   – Highlighted need for new approaches for most
     vulnerable


 URBAN INSTITUTE

                                                       5
The Chicago “Hard to House”
               Demonstration
 Madden/Wells Homes               The Dearborn Homes




          Deeply distressed individuals and families
URBAN INSTITUTE

                                                       6
Chicago Family Case Management
             Demonstration
• Grew out of previous research on HOPE VI and MTO



         Housing Choice Partners:
          Working for Better Housing
                  Solutions

• Linked Services and Research
• Enhanced supportive services for all residents in two
  CHA developments with hope of assisting most
  vulnerable households
 URBAN INSTITUTE

                                                          7
Research Purpose
• Implementation
  – Test the feasibility of wrap-around supportive services
    for vulnerable families in public housing
• Expected resident intermediate and final
  outcomes
  –   Engagement
  –   Housing stability
  –   Mental and physical health
  –   Self-sufficiency
  –   Safety and fear
 URBAN INSTITUTE

                                                          8
Mixed-Methods
• Formative evaluation
  – Weekly communication; Monitoring; Interviews with
    service providers and CHA staff
• Outcome evaluation
  – Baseline survey (2007): 344 families (76% response
    rate)
  – Follow-up survey (2009): 287 families (90% response
    rate)
  – Qualitative in-depth interviews with residents
• Costs analysis
• In-depth interviews with adults and youth
  URBAN INSTITUTE

                                                          9
Qualitative Interviews
• Interviewed 31 respondents
    – 21 adults
    – 9 adolescents
• Used qualitative data to enhance survey
    – Provided necessary insight where quantitative
      data was lacking
    – Enabled us to get first hand accounts from
      adolescents.
    – Illuminated challenges around safety, mental
      and physical health

URBAN INSTITUTE

                                                      10
Key Findings: Resident Typology
• Striving (39%)
  – Connected to labor market
  – Better mental and physical health
  – Younger and have children
• Aging and distressed (21%)
  – Serious health challenges
  – Little connection to labor market
  – Oldest group and least likely to have children
• High risk (40%)
  – Younger and have children
  – Low employment levels
  – High rates of poor health
  URBAN INSTITUTE

                                                     11
Key Findings: Successful Case
             Management Model
• Resident engagement increased from 50 to
  nearly 90 percent
• Engaged residents average 3 meetings per
  month with case managers
• In 2009, residents felt their case managers
  were more trustworthy, more prepared, and
  better motivators than at baseline

 URBAN INSTITUTE

                                                12
Key Findings: Employment

• Employment increased, but earnings did not,
  and public assistance receipt remained stable.
• Transitional Jobs reached a range of residents
  and helped them find jobs.
• Stable employment will be difficult to find
  without first addressing residents’ serious
  health challenges.

URBAN INSTITUTE

                                                   13
Key Findings: Resident Health
• Physical and mental health stabilized
• Significant improvement in levels of anxiety
  and worry
• High rates of chronic illness and mortality
• High rates of substance abuse and mental
  illness
• Qualitative research shows depth, complexity
  of challenges
 URBAN INSTITUTE

                                                 14
Profile of Challenges
I got sick, due to high blood pressure. And I kept constantly getting
sick and they told me that they were going to end up having to let
me go or I need to do something to take care of myself. Because
every time I got sick on the job they got tired of me calling the
paramedics, saying [I’m] making them their store look bad.… I was
the cook. Standing around that heat really got to me. When I got
sick, ended up in the hospital, and then the doctors they checked me
out [...] I was in there for about no more than about an hour. And
then they sent me home. And when I went home I didn’t have no
doctor statement, and then that’s when they fired me.          -Rhonda



  URBAN INSTITUTE

                                                                         15
Key Findings: The Crisis for CHA’s Youth
•    Children are exhibiting alarming levels of
     distress.
•    Children of higher-functioning parents are
     doing better; children in the most distressed
     households are suffering the most.
•    Without effective intervention, many
     children will face the same struggles as their
     parents.
    URBAN INSTITUTE

                                                      16
Qualitative Research: Understanding
       the Challenges for Youth
It was kinda tough because it was, like, every day, I had to
watch my back. ’Cause they used to shoot a lot over there [in
Wells]. It was kinda hard because I ain’t like always having to
watch my back…when I played, I gotta watch my back, make
sure people don’t be doing nothin’ bad around me or nothing,
and I can’t get used to that. But I had to get used to it. Then I
stopped being afraid and I just stopped watching my back. So,
I stopped being afraid. -Robert, age 12



URBAN INSTITUTE

                                                                    17
Policy Implications
• Housing authorities must be willing to take
  risks and experiment with service
  provision.
• Targeting high-risk families may have long-
  term payoffs.
• Strategies to reach youth are critical



URBAN INSTITUTE

                                                18
From Research to “Hot” Policy Issue
• Pay attention to current policy debate
     – Renewed interest in place-based strategies
     – Policy focus on improving education, youth
       outcomes
     – Clear need for services for vulnerable public
       housing residents—creates interest
• All creates environment where
  policymakers are willing to engage

URBAN INSTITUTE

                                                       19
Effective Dissemination
• Present research in short,
  accessible format.
• Rigorous methods key for
  credibility.
• Use qualitative research to
  shape the story.



 URBAN INSTITUTE

                                             20
Invest Time in Outreach
• Outreach to policy makers and practitioners
• Briefings, meetings, presentations to
  practitioner audiences
• Focusing on academic audiences will limit
  impact




 URBAN INSTITUTE

                                                21
Results: Real Policy Impact
• HOST Demonstration exploring scalability and
  efficacy of youth-focused services
  – To inform HUD policy directly
• Informing HUD and Department of Education
  initiatives (Choice, Promise Neighborhoods)
• Influencing decisions around housing and
  services


 URBAN INSTITUTE

                                                 22
Accessing the Reports


http://www.urban.org/housing/Supporting-Vulnerable-
            Public-Housing-Families.cfm




 URBAN INSTITUTE

                                                      23
Presented at the 2nd European
conference on Qualitative Research for
Policy Making, 26 -27 May 2011, Belfast



           For more information
    Please visit: http://www.merlien.org


URBAN INSTITUTE

                                           24

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Anticipating hot issues and producing timely reports for policy makers

  • 1. Anticipating hot issues and producing timely reports for policy makers Susan J. Popkin, Ph.D. The Urban Institute Qualitative Research for Policy Making 2011 May 26-27 URBAN INSTITUTE
  • 2. Overview • Policy Problem: Vulnerable families in distressed public housing in the US • Background: Mixed-Method research to informs policy debate – Gautreaux – Moving to Opportunity – “Hidden War” – HOPE VI Panel Study • Chicago Family Case Management/”Hard to House” Demonstration Case Study URBAN INSTITUTE 2
  • 3. Transforming Distressed Public Housing • Poor management • National movement to • Legacy of segregation transform public housing • Physical decay • Emphasis on mixed- income communities and • Crime enabling resident self- • Troubled Residents sufficiency But not a solution for the most vulnerable URBAN INSTITUTE 3
  • 4. Studies of Housing Mobility Efforts • Gautreaux Study 1988 •Mixed-method study of participant families •Informed policy debate about public housing in the US •Led to new efforts to promote mobility •Moving to Opportunity •10-year experiment • Qualitative Three-City Study •Findings on youth URBAN INSTITUTE 4
  • 5. “Hidden War” and HOPE VI Panel Study • Hidden War – Surveys and interviews of residents in Chicago public housing – Underscored severity of challenges • HOPE VI Panel Study – Panel survey and interviews of adults and youth – Brought resident voices to debate over relocation – Highlighted need for new approaches for most vulnerable URBAN INSTITUTE 5
  • 6. The Chicago “Hard to House” Demonstration Madden/Wells Homes The Dearborn Homes Deeply distressed individuals and families URBAN INSTITUTE 6
  • 7. Chicago Family Case Management Demonstration • Grew out of previous research on HOPE VI and MTO Housing Choice Partners: Working for Better Housing Solutions • Linked Services and Research • Enhanced supportive services for all residents in two CHA developments with hope of assisting most vulnerable households URBAN INSTITUTE 7
  • 8. Research Purpose • Implementation – Test the feasibility of wrap-around supportive services for vulnerable families in public housing • Expected resident intermediate and final outcomes – Engagement – Housing stability – Mental and physical health – Self-sufficiency – Safety and fear URBAN INSTITUTE 8
  • 9. Mixed-Methods • Formative evaluation – Weekly communication; Monitoring; Interviews with service providers and CHA staff • Outcome evaluation – Baseline survey (2007): 344 families (76% response rate) – Follow-up survey (2009): 287 families (90% response rate) – Qualitative in-depth interviews with residents • Costs analysis • In-depth interviews with adults and youth URBAN INSTITUTE 9
  • 10. Qualitative Interviews • Interviewed 31 respondents – 21 adults – 9 adolescents • Used qualitative data to enhance survey – Provided necessary insight where quantitative data was lacking – Enabled us to get first hand accounts from adolescents. – Illuminated challenges around safety, mental and physical health URBAN INSTITUTE 10
  • 11. Key Findings: Resident Typology • Striving (39%) – Connected to labor market – Better mental and physical health – Younger and have children • Aging and distressed (21%) – Serious health challenges – Little connection to labor market – Oldest group and least likely to have children • High risk (40%) – Younger and have children – Low employment levels – High rates of poor health URBAN INSTITUTE 11
  • 12. Key Findings: Successful Case Management Model • Resident engagement increased from 50 to nearly 90 percent • Engaged residents average 3 meetings per month with case managers • In 2009, residents felt their case managers were more trustworthy, more prepared, and better motivators than at baseline URBAN INSTITUTE 12
  • 13. Key Findings: Employment • Employment increased, but earnings did not, and public assistance receipt remained stable. • Transitional Jobs reached a range of residents and helped them find jobs. • Stable employment will be difficult to find without first addressing residents’ serious health challenges. URBAN INSTITUTE 13
  • 14. Key Findings: Resident Health • Physical and mental health stabilized • Significant improvement in levels of anxiety and worry • High rates of chronic illness and mortality • High rates of substance abuse and mental illness • Qualitative research shows depth, complexity of challenges URBAN INSTITUTE 14
  • 15. Profile of Challenges I got sick, due to high blood pressure. And I kept constantly getting sick and they told me that they were going to end up having to let me go or I need to do something to take care of myself. Because every time I got sick on the job they got tired of me calling the paramedics, saying [I’m] making them their store look bad.… I was the cook. Standing around that heat really got to me. When I got sick, ended up in the hospital, and then the doctors they checked me out [...] I was in there for about no more than about an hour. And then they sent me home. And when I went home I didn’t have no doctor statement, and then that’s when they fired me. -Rhonda URBAN INSTITUTE 15
  • 16. Key Findings: The Crisis for CHA’s Youth • Children are exhibiting alarming levels of distress. • Children of higher-functioning parents are doing better; children in the most distressed households are suffering the most. • Without effective intervention, many children will face the same struggles as their parents. URBAN INSTITUTE 16
  • 17. Qualitative Research: Understanding the Challenges for Youth It was kinda tough because it was, like, every day, I had to watch my back. ’Cause they used to shoot a lot over there [in Wells]. It was kinda hard because I ain’t like always having to watch my back…when I played, I gotta watch my back, make sure people don’t be doing nothin’ bad around me or nothing, and I can’t get used to that. But I had to get used to it. Then I stopped being afraid and I just stopped watching my back. So, I stopped being afraid. -Robert, age 12 URBAN INSTITUTE 17
  • 18. Policy Implications • Housing authorities must be willing to take risks and experiment with service provision. • Targeting high-risk families may have long- term payoffs. • Strategies to reach youth are critical URBAN INSTITUTE 18
  • 19. From Research to “Hot” Policy Issue • Pay attention to current policy debate – Renewed interest in place-based strategies – Policy focus on improving education, youth outcomes – Clear need for services for vulnerable public housing residents—creates interest • All creates environment where policymakers are willing to engage URBAN INSTITUTE 19
  • 20. Effective Dissemination • Present research in short, accessible format. • Rigorous methods key for credibility. • Use qualitative research to shape the story. URBAN INSTITUTE 20
  • 21. Invest Time in Outreach • Outreach to policy makers and practitioners • Briefings, meetings, presentations to practitioner audiences • Focusing on academic audiences will limit impact URBAN INSTITUTE 21
  • 22. Results: Real Policy Impact • HOST Demonstration exploring scalability and efficacy of youth-focused services – To inform HUD policy directly • Informing HUD and Department of Education initiatives (Choice, Promise Neighborhoods) • Influencing decisions around housing and services URBAN INSTITUTE 22
  • 23. Accessing the Reports http://www.urban.org/housing/Supporting-Vulnerable- Public-Housing-Families.cfm URBAN INSTITUTE 23
  • 24. Presented at the 2nd European conference on Qualitative Research for Policy Making, 26 -27 May 2011, Belfast For more information Please visit: http://www.merlien.org URBAN INSTITUTE 24