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SHELL & TUBE
HEAT EXCHANGER
Basic Heat Exchanger Equation
The general relation reflects the heat transfer across a surface is:
Where,
)()( cicochohih HHMHHMQ 
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Q = U A (LMTD)
Dimensionless Number
• Nusselt Number
• Reynolds Number
• Prandtl Number
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Why Shell and Tube Heat
Exchanger?
• Relatively inexpensive
• Available in many sizes
• Compact design
• Available in many different materials
• Can be designed for high pressures without excessive cost
• Design principles well known
• Many different manufacturers
• Well-developed fabrication facilities.
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Types of STHE
• Fixed tube-sheet
• U-tube
• Floating-head
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Fixed Tube sheet heat exchangers
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U-tube heat exchanger
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Floating head heat exchanger
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Components of STHE
• Shell
• Shell cover
• Tubes
• Channel
• Channel cover
• Tube sheet
• Baffles
• Support plates
• Floating head cover
• Nozzle
• Tie-rods
• Spacers
• Impingement plate
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Shell
Dimensions
• Line pipe dimensions shall be used for carbon steel shells up to a
nominal shell diameter of 18-20 inches
• For shells rolled from plate and with a shell diameter above 20 mm the
nominal diameter is the shell inside diameter.
• During the design stage one should follow standard HTRI shell
dimensions unless detailed information is available with the designer.
Orientation
• Horizontal in General
• Limited space or certain process requirements – Vertical Orientation
• For thermo siphon re-boilers, vertical orientation is preferred to
horizontal orientation, even if the heating medium is fouling.
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Types of SHELL
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E-Type Shell F-Type Shell
G-Type Shell H-Type Shell
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J-Type Shell K-Type Shell
X-Type Shell
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Pressure Drop of Different
Shell Types
F shell 8 x ΔPE shell
G shell 1 x ΔPE shell
H shell 1/8 x ΔPE shell
J shell 1/8 x ΔPE shell
X shell <1/100 x ΔPE shell
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Tubes
• The smallest tube diameter generally produces the most heat transfer
area per unit volume in a given shell and most efficient heat transfer.
• 19.15 mm tubes are commonly used for clean services.
• For very clean services, 15.875 mm tubes are sometimes used.
• For gases, boiling, condensing or two phase flow 19.05 mm to 31.75 mm
tube ODs are required.
• For vertical tube side vacuum falling film evaporators tubes with outside
diameter upto 2 inches are used.
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Selection of Tube
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Tube sheets
• Tubes are held on both the ends called tube sheets.
• The tube sheet thickness varies from 1 inches (25 mm) for low pressure
and low shell diameter applications up to over 12 in. (300 mm) in high
pressure and large shell diameters.
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Tube to tubesheet joint
• Tubes are expanded into grooves in tube sheet or welded to them.
• Welded joints are preferred in sever conditions like high pressures (80
kg/cm2 g) or when handling toxic or inflammable fluids where leakage
are not permitted.
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Typical Tube sheet
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Tube Layout Pattern
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Typical Tube pitch = 1.25 x tube dia.
Tube-side Passes
Multiple passes are used to
• Increase tube-side velocity and taking maximum advantage of
available pressure drop
• Reduce overall length
• Allow U-tube/floating head designs
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Pass partition arrangements
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Baffles
• Baffles provide the framework to support and secure the tubes and
prevent vibration
• Baffles redirect the shell side flow across the tube bundle
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Types of Baffle
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The construction of the bundle provides multiple fluid pathways
C C
B BF
A -Tube-to-baffle hole leakage E - Baffle-to-shell leakage
B - Main cross flow F - Pass-partition bypass
C -Bundle-to-shell bypass
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Shell Side Fluid Stream Analysis
Impingement Plate
Purpose:
To protect the uppermost tubes located just below the shell-side inlet nozzle against
direct impingement.
Such impingement can cause erosion, cavitations and/or vibration.
TEMA Standards specify an impingement protection is required for following cases:
• Inlet nozzle ρV2 is greater than 2232 kg/m s2 for non-corrosisve, non abrasive
single pass fluid.
• Shell side condensation is specified
• Shell side boiling is specified and the inlet nozzle ρV2 is greater than 744kg/m s2
• for all saturated vapors and liquid-vapor mixtures (there are chances of carrying
liquid droplets.)
Types
• Circular plate
• Rectangular plate
• Rods
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Standard Dimensions for
impingement plate
•Minimum height under nozzle (Hmin) = D/4,
•Minimum width of the impingement plate (Wmin) = D + 50 mm,
•Length of the impingement plate L = D + (50 ~ 70 mm), where D is the nozzle
inside diameter.
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The figure below shows the height under nozzle measurement for different cases
Nozzle
• Inlet and outlet nozzles are sized for pressure drop and velocity
considerations.
• The total nozzle pressure drop for either shell side or tube side
should not exceed about 25% of total.
• Nozzle pressure drop is dominating in case of condensers (due to
pressure recovery in condensers).
• For liquid flow nozzle rhoV2 should be limited to 3000 kg/m s2.
• For gas flow, nozzle velocity should be less than 20% of acoustic
velocity.
• Thermo wells, pressure indicator connections, safety and relief
valves, product drains, vents, block valve are other miscellaneous
nozzles.
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Nozzle Locations
• Nozzle orientation should be decided in consideration of process
requirements, mechanical construction and requirements from plot plan.
• Following samples can be used as a good reference.
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avpatil159@gmail.com
 Temperature
 Pressure
 Viscosity
 Fouling and cleaning
 Corrosion
 Flow rate
 Temperature range
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Allocation of Fluids - Parameters
Brushes and cages
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Codes & Standards: TEMA R/C/B
The mechanical design, fabrication, inspection and testing of shell and
tube type heat exchangers shall be applied in accordance with the
following sections of “TEMA” standard
• TEMA Class R: Sever requirements for petroleum and related
processing applications
• TEMA Class C: Moderate requirements for commercial and general
process applications
• TEMA Class B: For chemical process service
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Heat exchanger: Shell And Tube Heat Exchanger

  • 2. Basic Heat Exchanger Equation The general relation reflects the heat transfer across a surface is: Where, )()( cicochohih HHMHHMQ  avpatil159@gmail.com Q = U A (LMTD)
  • 3. Dimensionless Number • Nusselt Number • Reynolds Number • Prandtl Number avpatil159@gmail.com
  • 4. Why Shell and Tube Heat Exchanger? • Relatively inexpensive • Available in many sizes • Compact design • Available in many different materials • Can be designed for high pressures without excessive cost • Design principles well known • Many different manufacturers • Well-developed fabrication facilities. avpatil159@gmail.com
  • 5. Types of STHE • Fixed tube-sheet • U-tube • Floating-head avpatil159@gmail.com
  • 6. Fixed Tube sheet heat exchangers avpatil159@gmail.com
  • 8. Floating head heat exchanger avpatil159@gmail.com
  • 9. Components of STHE • Shell • Shell cover • Tubes • Channel • Channel cover • Tube sheet • Baffles • Support plates • Floating head cover • Nozzle • Tie-rods • Spacers • Impingement plate avpatil159@gmail.com
  • 10. Shell Dimensions • Line pipe dimensions shall be used for carbon steel shells up to a nominal shell diameter of 18-20 inches • For shells rolled from plate and with a shell diameter above 20 mm the nominal diameter is the shell inside diameter. • During the design stage one should follow standard HTRI shell dimensions unless detailed information is available with the designer. Orientation • Horizontal in General • Limited space or certain process requirements – Vertical Orientation • For thermo siphon re-boilers, vertical orientation is preferred to horizontal orientation, even if the heating medium is fouling. avpatil159@gmail.com
  • 12. G-Type Shell H-Type Shell avpatil159@gmail.com
  • 13. J-Type Shell K-Type Shell X-Type Shell avpatil159@gmail.com
  • 14. Pressure Drop of Different Shell Types F shell 8 x ΔPE shell G shell 1 x ΔPE shell H shell 1/8 x ΔPE shell J shell 1/8 x ΔPE shell X shell <1/100 x ΔPE shell avpatil159@gmail.com
  • 15. Tubes • The smallest tube diameter generally produces the most heat transfer area per unit volume in a given shell and most efficient heat transfer. • 19.15 mm tubes are commonly used for clean services. • For very clean services, 15.875 mm tubes are sometimes used. • For gases, boiling, condensing or two phase flow 19.05 mm to 31.75 mm tube ODs are required. • For vertical tube side vacuum falling film evaporators tubes with outside diameter upto 2 inches are used. avpatil159@gmail.com
  • 17. Tube sheets • Tubes are held on both the ends called tube sheets. • The tube sheet thickness varies from 1 inches (25 mm) for low pressure and low shell diameter applications up to over 12 in. (300 mm) in high pressure and large shell diameters. avpatil159@gmail.com
  • 18. Tube to tubesheet joint • Tubes are expanded into grooves in tube sheet or welded to them. • Welded joints are preferred in sever conditions like high pressures (80 kg/cm2 g) or when handling toxic or inflammable fluids where leakage are not permitted. avpatil159@gmail.com
  • 20. Tube Layout Pattern avpatil159@gmail.com Typical Tube pitch = 1.25 x tube dia.
  • 21. Tube-side Passes Multiple passes are used to • Increase tube-side velocity and taking maximum advantage of available pressure drop • Reduce overall length • Allow U-tube/floating head designs avpatil159@gmail.com
  • 23. Baffles • Baffles provide the framework to support and secure the tubes and prevent vibration • Baffles redirect the shell side flow across the tube bundle avpatil159@gmail.com
  • 25. The construction of the bundle provides multiple fluid pathways C C B BF A -Tube-to-baffle hole leakage E - Baffle-to-shell leakage B - Main cross flow F - Pass-partition bypass C -Bundle-to-shell bypass avpatil159@gmail.com Shell Side Fluid Stream Analysis
  • 26. Impingement Plate Purpose: To protect the uppermost tubes located just below the shell-side inlet nozzle against direct impingement. Such impingement can cause erosion, cavitations and/or vibration. TEMA Standards specify an impingement protection is required for following cases: • Inlet nozzle ρV2 is greater than 2232 kg/m s2 for non-corrosisve, non abrasive single pass fluid. • Shell side condensation is specified • Shell side boiling is specified and the inlet nozzle ρV2 is greater than 744kg/m s2 • for all saturated vapors and liquid-vapor mixtures (there are chances of carrying liquid droplets.) Types • Circular plate • Rectangular plate • Rods avpatil159@gmail.com
  • 27. Standard Dimensions for impingement plate •Minimum height under nozzle (Hmin) = D/4, •Minimum width of the impingement plate (Wmin) = D + 50 mm, •Length of the impingement plate L = D + (50 ~ 70 mm), where D is the nozzle inside diameter. avpatil159@gmail.com
  • 28. The figure below shows the height under nozzle measurement for different cases
  • 29. Nozzle • Inlet and outlet nozzles are sized for pressure drop and velocity considerations. • The total nozzle pressure drop for either shell side or tube side should not exceed about 25% of total. • Nozzle pressure drop is dominating in case of condensers (due to pressure recovery in condensers). • For liquid flow nozzle rhoV2 should be limited to 3000 kg/m s2. • For gas flow, nozzle velocity should be less than 20% of acoustic velocity. • Thermo wells, pressure indicator connections, safety and relief valves, product drains, vents, block valve are other miscellaneous nozzles. avpatil159@gmail.com
  • 30. Nozzle Locations • Nozzle orientation should be decided in consideration of process requirements, mechanical construction and requirements from plot plan. • Following samples can be used as a good reference. avpatil159@gmail.com
  • 34.  Temperature  Pressure  Viscosity  Fouling and cleaning  Corrosion  Flow rate  Temperature range avpatil159@gmail.com Allocation of Fluids - Parameters
  • 36. Codes & Standards: TEMA R/C/B The mechanical design, fabrication, inspection and testing of shell and tube type heat exchangers shall be applied in accordance with the following sections of “TEMA” standard • TEMA Class R: Sever requirements for petroleum and related processing applications • TEMA Class C: Moderate requirements for commercial and general process applications • TEMA Class B: For chemical process service avpatil159@gmail.com