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Performance evaluation of a novel open trickling filter
for the post-treatment of anaerobic effluents from
small communities
P. C. Vieira, M. von Sperling, L. C. M. Nogueira and B. F. S. Assis
ABSTRACT
The objective of the work is to evaluate the performance of an innovative design of a
trickling filter for small population sizes, which has been implemented for the post-treatment of
sanitary effluent from a UASB (upflow anaerobic sludge blanket) reactor. The unit, named open
trickling filter (OTF), operates with no side walls, no perforated bottom slab and no secondary
settler. The OTF packing was 3.5 m high, composed of crushed stone, with a fixed distribution
system made of channels with V-notch weirs. The OTF was operated with mean surface
hydraulic loading rates of 4.1 and 9.3 m3
mÀ2
dÀ1
, corresponding to population equivalents of
approximately 250 and 550 inhabitants, respectively. For the surface hydraulic loading rate
of 4.1 m3
mÀ2
dÀ1
, the median removal efficiencies obtained by the OTF and overall system
(UASB þ OTF) were, respectively, 24 and 83% for total suspended solids (TSS), 44 and 79% for
chemical oxygen demand (COD), 42 and 82% for biochemical oxygen demand (BOD), 40 and 40%
for N-ammonia. For the surface hydraulic loading rate of 9.3 m3
mÀ2
dÀ1
, the median removal
efficiencies obtained by the OTF and global system (UASB þ OTF) were 14 and 76% for TSS, 28
and 76% for COD, 25 and 86% for BOD, 15 and 15% for N-ammonia. Considering the great
simplicity, no mechanization and small footprint of the system, these results can be considered
satisfactory, suggesting that the OTF is suitable for small communities, especially in developing
countries.
P. C. Vieira
M. von Sperling (corresponding author)
L. C. M. Nogueira
B. F. S. Assis
Department of Sanitary and Environmental
Engineering,
Federal University of Minas Gerais,
Av. Antônio Carlos 6627 – Escola de Engenharia,
Bloco 1 – sala 4622, 31270-901,
Belo Horizonte,
Brazil
E-mail: marcos@desa.ufmg.br
Key words | ammonia, domestic sewage, open trickling filter, organic matter, performance
evaluation, UASB reactor
INTRODUCTION
Simple biological post-treatment options for anaerobic efflu-
ents usually have limitations in terms of organic matter and
especially ammonia removal. Trickling filters (TFs) are one
of the good post-treatment choices, due to their inherent
simplicity, relatively low footprint and low mechanization
level (von Sperling & Chernicharo ; Kassab et al.
). Complementary organic matter and suspended
solids removal can be obtained in the TF, but nitrification
is not always achieved (unless very low loading rates are
applied), with probable causes being oxygen transfer limit-
ations and also inhibition due to hydrogen sulphide
present in the anaerobic effluent.
Regarding possible configurations, TFs can be designed
for the combined secondary removal of biochemical
oxygen demand (BOD) and ammonia, known as single-
stage systems, or systems that perform the tertiary nitrifica-
tion system (two stages). The system of single stage,
covered in this work, usually consists of parallel TF units
receiving primary treatment effluent, with lower loading
rates compared with TFs for the exclusive removal of
organic matter. For single-stage systems, it is expected that
the removal of BOD occurs mainly in the upper layers of
the support medium, and nitrification with low concen-
trations of organic matter occurs in the lower layers
(USEPA ; WEF ; Metcalf & Eddy ).
In order to enhance the applicability and reduce the
limitations of TFs acting as post-treatment of anaerobic efflu-
ents, recent research efforts have dealt with innovative and
2746 © IWA Publishing 2013 Water Science & Technology | 67.12 | 2013
doi: 10.2166/wst.2013.195
different configurations for the filter media, packing height
and the investigation of the real need of secondary settlers
(Porto et al. ; Santos ; Silva & Gonçalves ;
Almeida et al. ; Chernicharo & Almeida ; Rodri-
guez et al. ). However, conventional TFs have large
amounts of concrete, which increases their construction
costs. Besides this, nitrification is not always achieved,
with oxygen limitations being one of the reasons for the
poor performance in terms of ammonia removal.
In conventional TF, air circulates through the open sur-
face area at the top of the filter and the side wall openings
that are part of the underdrain system. Good aeration is
essential to maintain aerobic conditions inside the filter
media, promote better removal efficiencies and prevent
bad odours (Metcalf & Eddy ). In many aerobic sys-
tems, the oxygen transfer rate to the cells is the limiting
factor, determining the rate of biological conversion pro-
cesses (Gonçalves et al. ). Thus, efficiency in the
supply of dissolved oxygen (DO) for the bacteria becomes
a dominant factor, especially for the slow-growing nitrify-
ing bacteria. Increasing oxygen transfer is likely to
enhance the filter performance, especially in terms of nitri-
fication (Wik ; USEPA ; Gujer ). In this sense,
removing the side walls is probably a good way of increas-
ing the circulation of air inside the media, thus allowing a
better aeration.
In order to address the needs for improving ventilation
(enhance performance) and reducing the amount of con-
crete (reduce costs), whilst still keeping the inherent
simplicity required for TFs, a new version of TF, without
side walls and false bottom, was conceived by von Sperling
at the Federal University of Minas Gerais, Brazil. Side walls
have been substituted by a simple wired fence supported by
simple pillars made of polyvinyl chloride pipes filled with
concrete. The bottom slab has been replaced by an under-
drain layer composed of coarse stones. Additionally, as a
means of introducing further simplifications, the conven-
tional rotating distributors have been replaced by fixed
distributors (channels with V-notch weirs). Finally, the last
stage of economic savings was the fact that no secondary
sedimentation tanks were included. Because of the absence
of side walls, the unit was called open trickling filter (OTF).
Vieira & von Sperling () present a comparison of con-
struction costs between OTFs units and conventional TF
units, indicating substantial savings for the former (74%).
The objective of this paper is to present a performance
evaluation of the OTF as post-treatment of the sanitary efflu-
ent from a UASB (upflow anaerobic sludge blanket) reactor,
operating with two distinct loading rates.
METHODS
Experimental site and UASB reactors
The research was conducted at the Centre for Research and
Training on Sanitation UFMG/COPASA. The system under
evaluation (UASB reactor followed by OTF without second-
ary settlement stage) receives sanitary sewage from the city
of Belo Horizonte, Brazil, after preliminary treatment
(coarse and medium screens and grit chambers). The
UASB reactors operated with average hydraulic retention
time of 6 h and upflow velocities of approximately 1 m hÀ1
.
Characteristics of the open trickling filter
In order to improve the conditions for nitrification in the
OTF, a packing height of 3.5 m was adopted, which is
higher than the usual height of 1.8–2.4 m for conventional
TFs (Metcalf & Eddy ). This total height comprised
three layers. The top layer (0.5 m) was composed of coarse
stones, aiming at facilitating the distribution of the influent
along the surface area. The middle layer (2.2 m) comprised
the actual filter media, with crushed stones between 38
and 76 mm diameter. The bottom layer (0.8 m), also made
of coarse stones, acted as the filter underdrain. Additional
construction details and cost estimates are presented else-
where (Vieira & von Sperling ). Figures 1 and 2 show
schematics and views of the OTF.
Operation and monitoring
The OTF was operated under two different loading rates.
For the first phase (P1), from 29/09/2010 to 13/07/2011
(nine and a half months), the OTF was operated with an
average flow of 33 m³ dÀ1
, resulting in an average surface
hydraulic loading rate (HLRS) of 4.1 m³ mÀ
² d and a volu-
metric hydraulic loading rate (HLRV) of 1.1 m³ mÀ3
dÀ1
.
For the second phase of operation (P2), from 26/08/2011
to 21/06/2012 (nine months), the OTF was operated with
a mean HLRS of 9.3 m³ mÀ
² d, HLRV of 2.6 m³ mÀ3
dÀ1
and flow of 70 m³ dÀ1
. Both phases (P1 and P2) covered
warm (rainy) and cold (dry) periods.
Monitoring of raw sewage (RS) and of the effluents from
the UASB reactor and OTF was undertaken with simple and
composite samples (24 h – under refrigeration), three times a
week. The physical and chemical parameters analysed were:
pH, liquid temperature (T ), DO, alkalinity (expressed in
terms of CaCO3), total suspended solids (TSS), chemical
2747 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
oxygen demand (COD), BOD, total Kjeldahl nitrogen
(TKN), ammonia nitrogen (N-ammonia), nitrite (NO2
À
-N)
and nitrate (NO3
À
-N). These parameters were determined
according to APHA (), with the exception of NO3
À
-N,
which was determined by the salicylate method described
in Rodier (). The detection limits for nitrate and
nitrite, according to the methods used, were 0.1 and
0.005 mg LÀ1
, respectively.
Data analysis
Removal rates in the two phases of operation have been cal-
culated using the ratio of the removed load in OTF and (i)
the surface area of the OTF for N-ammonia (g N-ammonia
mÀ2
dÀ1
) and by (ii) the useful volume of the OTF for BOD
(kg BOD mÀ3
dÀ1
). Also, for the calculation of the ammonia
removal rate, the specific surface area of the support
medium was used (crushed stones between 38 and 76 mm,
with 60 m² mÀ3
).
Comparison between operation phases (P1 and P2) was
undertaken using non-parametric tests – Mann–Whitney
(Conover ) and Wald–Wolfowitz (Conover ;
Naghettini & Pinto ), with a 5% significance level.
RESULTS
The mean values of the operating conditions during the
evaluation period are presented in Table 1. The mean flow
of 33 m³ dÀ1
, applied in the first phase of operation (P1),
Figure 1 | Cross-section of the open trickling filter.
Figure 2 | View of the UASB þ OTF system for the two phases of operation. p.e: population equivalent.
2748 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
corresponds to an equivalent population of approximately
250 inhabitants, which leads to the following per capita
area and volume requirements: 0.04 m2
of total surface
area per inhabitant and 0.140 m³ of total volume per inhabi-
tant. In the second phase of operation (P2), the mean flow of
70 m³ dÀ1
corresponds to an equivalent population of
approximately 550 inhabitants, which leads to the per
capita area of 0.02 m2
of total surface area per inhabitant,
and volume requirements of 0.07 m³ of total volume per
inhabitant.
According to Metcalf & Eddy (), the loading rates
can be classified as ‘low or standard rate’ for the organic load-
ing rate and ‘intermediate rate’ for the hydraulic surface
loading. Under these conditions, between full and partial
nitrification is expected (Metcalf & Eddy ). However, it
should be remembered that the volumetric organic loading
rates reported by Metcalf & Eddy () are for effluents
from primary sedimentation tanks (usual BOD removal effi-
ciencies around 30%), whereas in the present case the
effluent from a UASB reactor (BOD removal efficiency
around 70%) is used. The loading rates are within those
expected to lead to the joint occurrence of BOD removal
and nitrification in a single stage, reported in USEPA ().
The BOD/TKN ratio of the influent to the OTF, which is
important for nitrification, resulted in values below the maxi-
mum recommended for single-stage nitrifying TF.
Table 2 presents a summary of the effluent concen-
trations and removal efficiencies obtained in each stage of
the treatment line and in the overall system, for each
phase of operation.
Table 1 | Mean values of the loading rates applied to the OTF for each phase of operation
Phase of operation Flow (m³ dÀ1
) HLRS (m³ mÀ2
dÀ1
) HLRV (m³ mÀ3
dÀ1
) OLRV (kg BOD mÀ3
dÀ1
) Influent COD/BOD Influent BOD/TKN
Phase 1 33 (6) 4.1 (0.7) 1.1 (0.2) 0.08 (0.04) 2.7 (0.5) 2.4 (1.1)
Phase 2 70 (8) 9.3 (0.7) 2.6 (0.5) 0.12 (0.04) 2.8 (0.8) 1.2 (0.3)
HLRS ¼ surface hydraulic loading rate; HLRV ¼ volumetric hydraulic loading rate; OLRV ¼ volumetric organic loading rate; ( ) standard deviation.
Table 2 | Synthesis of concentrations and removal efficiencies obtained in the UASB–OTF system for each operational phase
Raw sewage
Effluent UASB Effluent OTF
Parameter/ Concentration (mg LÀ1
) Concentration (mg LÀ1
) Removal (%) Concentration (mg LÀ1
) Removal (%) Global removal (%)
operation phase n Mean Mean Median Mean Median Median
DO P1 51 0.3 (0.4) 0.6 (0.6) – 5.4 (0.6) – –
P2 91 0.6 (0.5) 0.8 (0.5) – 5.4 (0.9 – –
pH P1 70 7.3 (0.2) 6.9 (0.2) – 7.6 (0.2) – –
P2 88 7.3 (0.2) 7.0 (0.2) – 7.8 (0.2) – –
Alkalinity P1 68 196 (42) 214 (34) – 130 (40) 42 42
P2 90 218 (33) 244 (32) – 201 (32) 10 10
TSS P1 56 233 (103) 71 (58) 78 49 (24) 24 83
P2 89 219 (93) 69 (40) 73 66 (47) 14 76
COD P1 66 454 (137) 190 (76) 60 125 (78) 44 79
P2 68 390 (117) 132 (48) 67 93 (35) 28 76
BOD P1 59 236 (74) 72 (28) 67 49 (34) 42 82
P2 52 226 (74) 59 (15) 78 33 (10) 25 86
TKN P1 60 31 (5) 33 (6) – 23 (8) 40 40
P2 58 32 (4) 37 (4) – 32 (4) 15 15
N-ammonia P1 57 25 (5) 29 (6) – 20 (6) 40 40
P2 66 27 (5) 32 (4) – 27 (5) 15 15
NO2
À
-N P1 60 0.026 (0.074) 0.009 (0.044) – 0.990 (0.832) – –
P2 83 0.033 (0.046) 0.024 (0.026) 1.449 (1.051) – –
NO3
À
-N P1 63 <0.10 <0.10 – 9.16 (4.89) – –
P2 86 <0.10 <0.10 – 2.06 (1.35) – –
Raw sewage: after preliminary treatment; P1 ¼ first phase of operation; P2 ¼ second phase of operation; n ¼ number of samples; ( ) standard deviation.
2749 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
It is seen that the UASB reactor already provides good
removal efficiencies for suspended solids (median of 78
and 73%), COD (median 60 and 67%) and BOD (median
of 67 and 78%), but the OTF gives an additional important
polishing. In terms of TKN and ammonia, the removal
takes place only at the OTF, due to nitrification (as seen
by the nitrate production).
In Table 3 are presented the results of statistical signifi-
cance levels (p) of the non-parametric tests used to compare
the effluent concentrations in the two operational phases.
The results of the statistical tests showed for all parameters,
except for DO, TSS and COD, a significant difference (p <
0.05) between the phases.
Figure 3 shows box-plots of effluent concentrations
compared with discharge standards established by the
state of Minas Gerais, Brazil (DN-CERH COPAM 01/
2008): 100 mg TSS LÀ1
, 180 mg COD LÀ1
, 60 mg BOD LÀ1
,
20 mg N-ammonia LÀ1
.
In terms of suspended solids in the effluent from the
OTF, the compliance with the discharge standard of
100 mg TSS LÀ1
was 95% for phase 1 (P1) and 85% for
phase 2 (P2). Although this standard is somewhat relaxed
compared with international legislation, the compliance
level is considered high for the reality of a developing
country. It should be remembered that there is no second-
ary sedimentation tank in the system, and better results
would probably be obtained if this unit were included in
the treatment line (but of course construction costs would
be higher).
The concentrations of COD and BOD in the effluent
from the OTF led to high compliance levels with the dis-
charge standards of 180 and 60 mg LÀ1
, respectively: COD
86% (phase 1) and 99% (phase 2); BOD 80% (phase 1)
and 98% (phase 2). Again, it should be pointed out that no
secondary sedimentation tanks were included, which
could assist in the removal of particulate organic matter.
Table 3 | Results of p-values from non-parametric tests comparing concentrations in phases of operation of the OTF
Tests DO Alkalinity TSS COD BOD TKN N-ammonia Nitrite Nitrate
Mann–Whitney 0.066 0.000 0.078 0.111 0.001 0.000 0.000 0.027 0.000
Wald–Wolfowitz 0.250 0.000 0.478 0.341 0.000 0.000 0.000 0.713 0.000
Significantly different? No Yes No No Yes Yes Yes Yes Yes
Figure 3 | Box-plot of the concentrations obtained in the monitoring of the UASB–OTF system for each operational phase.
2750 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
The results of N-ammonia concentrations in the OTF
effluent showed a compliance rate of 60% (phase 1: HLRS
4.1 m³ mÀ2
dÀ1
; OLRV 0.08 kg BOD mÀ3
dÀ1
) and only 10%
(phase 2: HLRS 9.3 m³ mÀ2
dÀ1
; OLRV 0.12 kg BOD mÀ3
dÀ1
)
with the discharge standard of 20 mgN-ammonia LÀ1
, with the
OTF presenting an average ammonia removal efficiency of
40% for phase 1 and 15% for phase 2. For the operating con-
ditions of phase 1, this can be considered an advantage of the
investigated system, since most of the simple post-treastment
options for UASB effluents are not able to remove ammonia
(Chernicharo ). In terms of load removal per specific surface
area of the support medium (Figure 4), median values were
higher in phase 2 (0.73 g N-ammonia mÀ2
dÀ1
) compared with
phase 1 (0.60 g N-ammonia mÀ2
dÀ1
), although there was no
significant difference at a 5% significance level.
CONCLUSIONS
The performance of the combined system (UASB þ OTF)
showed satisfactory compliance levels to the regional dis-
charge standards: 95% (phase 1) and 85% (phase 2) for
TSS (standard of 100 mg TSS LÀ1
), 86% (phase 1) and
99% (phase 2) for COD (180 mg COD LÀ1
) and 60%
(phase 1) and 98% (phase 2) for BOD (60 mg BOD LÀ1
).
An important point is related to the performance of the
OTF on the partial removal of ammonia (mean removal effi-
ciency of 40% – obtained in the first operation phase, with
4.3 m3
mÀ2
dÀ1
and 0.08 kg BOD mÀ3
dÀ1
). The concen-
tration of N-ammonia obtained in the first operation phase
in the OTF effluent was associated with a compliance level
of 60% with the standard of 20 mg NH4
þ
-N LÀ1
. It is con-
sidered that this percentage of compliance is good, taking
into account the reality of a developing country, and the dif-
ficulty of removing ammonia in various other biological
wastewater treatment processes. The removal efficiency of
ammonia was probably related to the larger than usual
height of the OTF (leading to a larger reaction volume)
and the absence of side walls (possibly leading to higher
aeration), and the good performance of the UASB reactor
in removing organic matter (COD and BOD).
With the purpose of adopting wastewater treatment
technologies that meet the requirements of operational sim-
plicity, no mechanization, small footprint and satisfactory
performance, the combined system of UASB reactor and
open TF showed to be a promising alternative, especially
for locations with few economical resources.
ACKNOWLEDGEMENTS
The authors thank the support given by these institutions:
Conselho Nacional de Desenvolvimento Científico e Tecno-
lógico – CNPq, Fundação de Amparo à Pesquisa do Estado
de Minas Gerais – FAPEMIG, Fundação Nacional de
Saúde – FUNASA, FINEP – Agência Financiadora de Estu-
dos e Projetos, and Companhia de Saneamento de Minas
Gerais – COPASA. The authors also thank Mr Raimundo
Magela (CePTS operator) for the support during the field
work.
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Development, IWA 2, 59–67.
Von Sperling, M. & Chernicharo, C. A. L.  Biological
Wastewater Treatment in Warm Climate Regions. Two
volumes. IWA Publishing, London.
Water Environment Federation (WEF)  Design of Municipal
Wastewater Treatment Plants, Vol. 1, 3rd edn, Manual of
Practice 8, chapter 12. WEF, Alexandria, VA, USA.
Wik, T.  Trickling filters and biofilm reactor modeling. Reviews
in Environmental Science and Bio/Technology 2, 193–212.
First received 10 November 2012; accepted in revised form 15 February 2013
2752 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013

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Filtro Biológico Percolador com as paredes laterais abertas

  • 1. Provided for non-commercial research and educational use only. Not for reproduction or distribution or commercial use. This article was originally published by IWA Publishing. IWA Publishing recognizes the retention of the right by the author(s) to photocopy or make single electronic copies of the paper for their own personal use, including for their own classroom use, or the personal use of colleagues, provided the copies are not offered for sale and are not distributed in a systematic way outside of their employing institution. Please note that you are not permitted to post the IWA Publishing PDF version of your paper on your own website or your institution’s website or repository. Please direct any queries regarding use or permissions to wst@iwap.co.uk
  • 2. Performance evaluation of a novel open trickling filter for the post-treatment of anaerobic effluents from small communities P. C. Vieira, M. von Sperling, L. C. M. Nogueira and B. F. S. Assis ABSTRACT The objective of the work is to evaluate the performance of an innovative design of a trickling filter for small population sizes, which has been implemented for the post-treatment of sanitary effluent from a UASB (upflow anaerobic sludge blanket) reactor. The unit, named open trickling filter (OTF), operates with no side walls, no perforated bottom slab and no secondary settler. The OTF packing was 3.5 m high, composed of crushed stone, with a fixed distribution system made of channels with V-notch weirs. The OTF was operated with mean surface hydraulic loading rates of 4.1 and 9.3 m3 mÀ2 dÀ1 , corresponding to population equivalents of approximately 250 and 550 inhabitants, respectively. For the surface hydraulic loading rate of 4.1 m3 mÀ2 dÀ1 , the median removal efficiencies obtained by the OTF and overall system (UASB þ OTF) were, respectively, 24 and 83% for total suspended solids (TSS), 44 and 79% for chemical oxygen demand (COD), 42 and 82% for biochemical oxygen demand (BOD), 40 and 40% for N-ammonia. For the surface hydraulic loading rate of 9.3 m3 mÀ2 dÀ1 , the median removal efficiencies obtained by the OTF and global system (UASB þ OTF) were 14 and 76% for TSS, 28 and 76% for COD, 25 and 86% for BOD, 15 and 15% for N-ammonia. Considering the great simplicity, no mechanization and small footprint of the system, these results can be considered satisfactory, suggesting that the OTF is suitable for small communities, especially in developing countries. P. C. Vieira M. von Sperling (corresponding author) L. C. M. Nogueira B. F. S. Assis Department of Sanitary and Environmental Engineering, Federal University of Minas Gerais, Av. Antônio Carlos 6627 – Escola de Engenharia, Bloco 1 – sala 4622, 31270-901, Belo Horizonte, Brazil E-mail: marcos@desa.ufmg.br Key words | ammonia, domestic sewage, open trickling filter, organic matter, performance evaluation, UASB reactor INTRODUCTION Simple biological post-treatment options for anaerobic efflu- ents usually have limitations in terms of organic matter and especially ammonia removal. Trickling filters (TFs) are one of the good post-treatment choices, due to their inherent simplicity, relatively low footprint and low mechanization level (von Sperling & Chernicharo ; Kassab et al. ). Complementary organic matter and suspended solids removal can be obtained in the TF, but nitrification is not always achieved (unless very low loading rates are applied), with probable causes being oxygen transfer limit- ations and also inhibition due to hydrogen sulphide present in the anaerobic effluent. Regarding possible configurations, TFs can be designed for the combined secondary removal of biochemical oxygen demand (BOD) and ammonia, known as single- stage systems, or systems that perform the tertiary nitrifica- tion system (two stages). The system of single stage, covered in this work, usually consists of parallel TF units receiving primary treatment effluent, with lower loading rates compared with TFs for the exclusive removal of organic matter. For single-stage systems, it is expected that the removal of BOD occurs mainly in the upper layers of the support medium, and nitrification with low concen- trations of organic matter occurs in the lower layers (USEPA ; WEF ; Metcalf & Eddy ). In order to enhance the applicability and reduce the limitations of TFs acting as post-treatment of anaerobic efflu- ents, recent research efforts have dealt with innovative and 2746 © IWA Publishing 2013 Water Science & Technology | 67.12 | 2013 doi: 10.2166/wst.2013.195
  • 3. different configurations for the filter media, packing height and the investigation of the real need of secondary settlers (Porto et al. ; Santos ; Silva & Gonçalves ; Almeida et al. ; Chernicharo & Almeida ; Rodri- guez et al. ). However, conventional TFs have large amounts of concrete, which increases their construction costs. Besides this, nitrification is not always achieved, with oxygen limitations being one of the reasons for the poor performance in terms of ammonia removal. In conventional TF, air circulates through the open sur- face area at the top of the filter and the side wall openings that are part of the underdrain system. Good aeration is essential to maintain aerobic conditions inside the filter media, promote better removal efficiencies and prevent bad odours (Metcalf & Eddy ). In many aerobic sys- tems, the oxygen transfer rate to the cells is the limiting factor, determining the rate of biological conversion pro- cesses (Gonçalves et al. ). Thus, efficiency in the supply of dissolved oxygen (DO) for the bacteria becomes a dominant factor, especially for the slow-growing nitrify- ing bacteria. Increasing oxygen transfer is likely to enhance the filter performance, especially in terms of nitri- fication (Wik ; USEPA ; Gujer ). In this sense, removing the side walls is probably a good way of increas- ing the circulation of air inside the media, thus allowing a better aeration. In order to address the needs for improving ventilation (enhance performance) and reducing the amount of con- crete (reduce costs), whilst still keeping the inherent simplicity required for TFs, a new version of TF, without side walls and false bottom, was conceived by von Sperling at the Federal University of Minas Gerais, Brazil. Side walls have been substituted by a simple wired fence supported by simple pillars made of polyvinyl chloride pipes filled with concrete. The bottom slab has been replaced by an under- drain layer composed of coarse stones. Additionally, as a means of introducing further simplifications, the conven- tional rotating distributors have been replaced by fixed distributors (channels with V-notch weirs). Finally, the last stage of economic savings was the fact that no secondary sedimentation tanks were included. Because of the absence of side walls, the unit was called open trickling filter (OTF). Vieira & von Sperling () present a comparison of con- struction costs between OTFs units and conventional TF units, indicating substantial savings for the former (74%). The objective of this paper is to present a performance evaluation of the OTF as post-treatment of the sanitary efflu- ent from a UASB (upflow anaerobic sludge blanket) reactor, operating with two distinct loading rates. METHODS Experimental site and UASB reactors The research was conducted at the Centre for Research and Training on Sanitation UFMG/COPASA. The system under evaluation (UASB reactor followed by OTF without second- ary settlement stage) receives sanitary sewage from the city of Belo Horizonte, Brazil, after preliminary treatment (coarse and medium screens and grit chambers). The UASB reactors operated with average hydraulic retention time of 6 h and upflow velocities of approximately 1 m hÀ1 . Characteristics of the open trickling filter In order to improve the conditions for nitrification in the OTF, a packing height of 3.5 m was adopted, which is higher than the usual height of 1.8–2.4 m for conventional TFs (Metcalf & Eddy ). This total height comprised three layers. The top layer (0.5 m) was composed of coarse stones, aiming at facilitating the distribution of the influent along the surface area. The middle layer (2.2 m) comprised the actual filter media, with crushed stones between 38 and 76 mm diameter. The bottom layer (0.8 m), also made of coarse stones, acted as the filter underdrain. Additional construction details and cost estimates are presented else- where (Vieira & von Sperling ). Figures 1 and 2 show schematics and views of the OTF. Operation and monitoring The OTF was operated under two different loading rates. For the first phase (P1), from 29/09/2010 to 13/07/2011 (nine and a half months), the OTF was operated with an average flow of 33 m³ dÀ1 , resulting in an average surface hydraulic loading rate (HLRS) of 4.1 m³ mÀ ² d and a volu- metric hydraulic loading rate (HLRV) of 1.1 m³ mÀ3 dÀ1 . For the second phase of operation (P2), from 26/08/2011 to 21/06/2012 (nine months), the OTF was operated with a mean HLRS of 9.3 m³ mÀ ² d, HLRV of 2.6 m³ mÀ3 dÀ1 and flow of 70 m³ dÀ1 . Both phases (P1 and P2) covered warm (rainy) and cold (dry) periods. Monitoring of raw sewage (RS) and of the effluents from the UASB reactor and OTF was undertaken with simple and composite samples (24 h – under refrigeration), three times a week. The physical and chemical parameters analysed were: pH, liquid temperature (T ), DO, alkalinity (expressed in terms of CaCO3), total suspended solids (TSS), chemical 2747 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
  • 4. oxygen demand (COD), BOD, total Kjeldahl nitrogen (TKN), ammonia nitrogen (N-ammonia), nitrite (NO2 À -N) and nitrate (NO3 À -N). These parameters were determined according to APHA (), with the exception of NO3 À -N, which was determined by the salicylate method described in Rodier (). The detection limits for nitrate and nitrite, according to the methods used, were 0.1 and 0.005 mg LÀ1 , respectively. Data analysis Removal rates in the two phases of operation have been cal- culated using the ratio of the removed load in OTF and (i) the surface area of the OTF for N-ammonia (g N-ammonia mÀ2 dÀ1 ) and by (ii) the useful volume of the OTF for BOD (kg BOD mÀ3 dÀ1 ). Also, for the calculation of the ammonia removal rate, the specific surface area of the support medium was used (crushed stones between 38 and 76 mm, with 60 m² mÀ3 ). Comparison between operation phases (P1 and P2) was undertaken using non-parametric tests – Mann–Whitney (Conover ) and Wald–Wolfowitz (Conover ; Naghettini & Pinto ), with a 5% significance level. RESULTS The mean values of the operating conditions during the evaluation period are presented in Table 1. The mean flow of 33 m³ dÀ1 , applied in the first phase of operation (P1), Figure 1 | Cross-section of the open trickling filter. Figure 2 | View of the UASB þ OTF system for the two phases of operation. p.e: population equivalent. 2748 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
  • 5. corresponds to an equivalent population of approximately 250 inhabitants, which leads to the following per capita area and volume requirements: 0.04 m2 of total surface area per inhabitant and 0.140 m³ of total volume per inhabi- tant. In the second phase of operation (P2), the mean flow of 70 m³ dÀ1 corresponds to an equivalent population of approximately 550 inhabitants, which leads to the per capita area of 0.02 m2 of total surface area per inhabitant, and volume requirements of 0.07 m³ of total volume per inhabitant. According to Metcalf & Eddy (), the loading rates can be classified as ‘low or standard rate’ for the organic load- ing rate and ‘intermediate rate’ for the hydraulic surface loading. Under these conditions, between full and partial nitrification is expected (Metcalf & Eddy ). However, it should be remembered that the volumetric organic loading rates reported by Metcalf & Eddy () are for effluents from primary sedimentation tanks (usual BOD removal effi- ciencies around 30%), whereas in the present case the effluent from a UASB reactor (BOD removal efficiency around 70%) is used. The loading rates are within those expected to lead to the joint occurrence of BOD removal and nitrification in a single stage, reported in USEPA (). The BOD/TKN ratio of the influent to the OTF, which is important for nitrification, resulted in values below the maxi- mum recommended for single-stage nitrifying TF. Table 2 presents a summary of the effluent concen- trations and removal efficiencies obtained in each stage of the treatment line and in the overall system, for each phase of operation. Table 1 | Mean values of the loading rates applied to the OTF for each phase of operation Phase of operation Flow (m³ dÀ1 ) HLRS (m³ mÀ2 dÀ1 ) HLRV (m³ mÀ3 dÀ1 ) OLRV (kg BOD mÀ3 dÀ1 ) Influent COD/BOD Influent BOD/TKN Phase 1 33 (6) 4.1 (0.7) 1.1 (0.2) 0.08 (0.04) 2.7 (0.5) 2.4 (1.1) Phase 2 70 (8) 9.3 (0.7) 2.6 (0.5) 0.12 (0.04) 2.8 (0.8) 1.2 (0.3) HLRS ¼ surface hydraulic loading rate; HLRV ¼ volumetric hydraulic loading rate; OLRV ¼ volumetric organic loading rate; ( ) standard deviation. Table 2 | Synthesis of concentrations and removal efficiencies obtained in the UASB–OTF system for each operational phase Raw sewage Effluent UASB Effluent OTF Parameter/ Concentration (mg LÀ1 ) Concentration (mg LÀ1 ) Removal (%) Concentration (mg LÀ1 ) Removal (%) Global removal (%) operation phase n Mean Mean Median Mean Median Median DO P1 51 0.3 (0.4) 0.6 (0.6) – 5.4 (0.6) – – P2 91 0.6 (0.5) 0.8 (0.5) – 5.4 (0.9 – – pH P1 70 7.3 (0.2) 6.9 (0.2) – 7.6 (0.2) – – P2 88 7.3 (0.2) 7.0 (0.2) – 7.8 (0.2) – – Alkalinity P1 68 196 (42) 214 (34) – 130 (40) 42 42 P2 90 218 (33) 244 (32) – 201 (32) 10 10 TSS P1 56 233 (103) 71 (58) 78 49 (24) 24 83 P2 89 219 (93) 69 (40) 73 66 (47) 14 76 COD P1 66 454 (137) 190 (76) 60 125 (78) 44 79 P2 68 390 (117) 132 (48) 67 93 (35) 28 76 BOD P1 59 236 (74) 72 (28) 67 49 (34) 42 82 P2 52 226 (74) 59 (15) 78 33 (10) 25 86 TKN P1 60 31 (5) 33 (6) – 23 (8) 40 40 P2 58 32 (4) 37 (4) – 32 (4) 15 15 N-ammonia P1 57 25 (5) 29 (6) – 20 (6) 40 40 P2 66 27 (5) 32 (4) – 27 (5) 15 15 NO2 À -N P1 60 0.026 (0.074) 0.009 (0.044) – 0.990 (0.832) – – P2 83 0.033 (0.046) 0.024 (0.026) 1.449 (1.051) – – NO3 À -N P1 63 <0.10 <0.10 – 9.16 (4.89) – – P2 86 <0.10 <0.10 – 2.06 (1.35) – – Raw sewage: after preliminary treatment; P1 ¼ first phase of operation; P2 ¼ second phase of operation; n ¼ number of samples; ( ) standard deviation. 2749 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
  • 6. It is seen that the UASB reactor already provides good removal efficiencies for suspended solids (median of 78 and 73%), COD (median 60 and 67%) and BOD (median of 67 and 78%), but the OTF gives an additional important polishing. In terms of TKN and ammonia, the removal takes place only at the OTF, due to nitrification (as seen by the nitrate production). In Table 3 are presented the results of statistical signifi- cance levels (p) of the non-parametric tests used to compare the effluent concentrations in the two operational phases. The results of the statistical tests showed for all parameters, except for DO, TSS and COD, a significant difference (p < 0.05) between the phases. Figure 3 shows box-plots of effluent concentrations compared with discharge standards established by the state of Minas Gerais, Brazil (DN-CERH COPAM 01/ 2008): 100 mg TSS LÀ1 , 180 mg COD LÀ1 , 60 mg BOD LÀ1 , 20 mg N-ammonia LÀ1 . In terms of suspended solids in the effluent from the OTF, the compliance with the discharge standard of 100 mg TSS LÀ1 was 95% for phase 1 (P1) and 85% for phase 2 (P2). Although this standard is somewhat relaxed compared with international legislation, the compliance level is considered high for the reality of a developing country. It should be remembered that there is no second- ary sedimentation tank in the system, and better results would probably be obtained if this unit were included in the treatment line (but of course construction costs would be higher). The concentrations of COD and BOD in the effluent from the OTF led to high compliance levels with the dis- charge standards of 180 and 60 mg LÀ1 , respectively: COD 86% (phase 1) and 99% (phase 2); BOD 80% (phase 1) and 98% (phase 2). Again, it should be pointed out that no secondary sedimentation tanks were included, which could assist in the removal of particulate organic matter. Table 3 | Results of p-values from non-parametric tests comparing concentrations in phases of operation of the OTF Tests DO Alkalinity TSS COD BOD TKN N-ammonia Nitrite Nitrate Mann–Whitney 0.066 0.000 0.078 0.111 0.001 0.000 0.000 0.027 0.000 Wald–Wolfowitz 0.250 0.000 0.478 0.341 0.000 0.000 0.000 0.713 0.000 Significantly different? No Yes No No Yes Yes Yes Yes Yes Figure 3 | Box-plot of the concentrations obtained in the monitoring of the UASB–OTF system for each operational phase. 2750 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
  • 7. The results of N-ammonia concentrations in the OTF effluent showed a compliance rate of 60% (phase 1: HLRS 4.1 m³ mÀ2 dÀ1 ; OLRV 0.08 kg BOD mÀ3 dÀ1 ) and only 10% (phase 2: HLRS 9.3 m³ mÀ2 dÀ1 ; OLRV 0.12 kg BOD mÀ3 dÀ1 ) with the discharge standard of 20 mgN-ammonia LÀ1 , with the OTF presenting an average ammonia removal efficiency of 40% for phase 1 and 15% for phase 2. For the operating con- ditions of phase 1, this can be considered an advantage of the investigated system, since most of the simple post-treastment options for UASB effluents are not able to remove ammonia (Chernicharo ). In terms of load removal per specific surface area of the support medium (Figure 4), median values were higher in phase 2 (0.73 g N-ammonia mÀ2 dÀ1 ) compared with phase 1 (0.60 g N-ammonia mÀ2 dÀ1 ), although there was no significant difference at a 5% significance level. CONCLUSIONS The performance of the combined system (UASB þ OTF) showed satisfactory compliance levels to the regional dis- charge standards: 95% (phase 1) and 85% (phase 2) for TSS (standard of 100 mg TSS LÀ1 ), 86% (phase 1) and 99% (phase 2) for COD (180 mg COD LÀ1 ) and 60% (phase 1) and 98% (phase 2) for BOD (60 mg BOD LÀ1 ). An important point is related to the performance of the OTF on the partial removal of ammonia (mean removal effi- ciency of 40% – obtained in the first operation phase, with 4.3 m3 mÀ2 dÀ1 and 0.08 kg BOD mÀ3 dÀ1 ). The concen- tration of N-ammonia obtained in the first operation phase in the OTF effluent was associated with a compliance level of 60% with the standard of 20 mg NH4 þ -N LÀ1 . It is con- sidered that this percentage of compliance is good, taking into account the reality of a developing country, and the dif- ficulty of removing ammonia in various other biological wastewater treatment processes. The removal efficiency of ammonia was probably related to the larger than usual height of the OTF (leading to a larger reaction volume) and the absence of side walls (possibly leading to higher aeration), and the good performance of the UASB reactor in removing organic matter (COD and BOD). With the purpose of adopting wastewater treatment technologies that meet the requirements of operational sim- plicity, no mechanization, small footprint and satisfactory performance, the combined system of UASB reactor and open TF showed to be a promising alternative, especially for locations with few economical resources. ACKNOWLEDGEMENTS The authors thank the support given by these institutions: Conselho Nacional de Desenvolvimento Científico e Tecno- lógico – CNPq, Fundação de Amparo à Pesquisa do Estado de Minas Gerais – FAPEMIG, Fundação Nacional de Saúde – FUNASA, FINEP – Agência Financiadora de Estu- dos e Projetos, and Companhia de Saneamento de Minas Gerais – COPASA. The authors also thank Mr Raimundo Magela (CePTS operator) for the support during the field work. REFERENCES Almeida, P. G. S., Chernicharo, C. A. L. & Souza, C. L.  Development of compact UASB/trickling filter systems for the treatment of domestic wastewater in small communities in Brazil. Water Science and Technology 59 (7), 1431–1439. APHA  Standard Methods for the Examination of Water and Wastewater. 21st edn, American Public Health Association/ American Water Works Association/Water Environment Federation, Washington, DC, USA. Figure 4 | Box-plot of (a) volumetric BOD removal rates and (b) specific surface N-ammonia removal rates in both operational phases. 2751 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013
  • 8. Chernicharo, C. A. L.  Post-treatment options for the anaerobic treatment of domestic wastewater. Reviews in Environmental Science and Bio/Technology 5, 73–92. Chernicharo, C. A. L. & Almeida, P. G. S.  Feasibility of UASB/trickling filter systems without final clarifiers for the treatment of domestic wastewater in small communities in Brazil. In: Proc. International Conference on Sustainable Solutions for Small Water and Wastewater Treatment Systems, IWA, Girona, Spain. Conover, W. J.  Practical Nonparametric Statistics. Wiley, New York, USA. Gonçalves, R. F., Chernicharo, C. A. L., Andrade Neto, C. O., Alem Sobrinho, P., Kato, M. T., Costa, R. H. R., Aisse, M. M. & Zaiat, M.  Pós-tratamento de efluentes de reatores anaeróbios por reatores com biofilme (Post-treatment of anaerobic effluents by biofilm reactors). Cap. 4. In: Chernicharo, C.A.L. (coordenador). Pós-tratamento de Efluentes de Reatores Anaeróbios (Post-treatment of Anaerobic Effluents). FINEP/PROSAB, Rio de Janeiro, Brazil. 544 p. (in Portuguese). Gujer, W.  Nitrification and me – a subjective review. Review Water Research 44 (1), 1–19. Kassab, G., Halalsheh, M., Klapwijk, A., Fayyad, M. & van Lier, J. B.  Sequential anaerobic–aerobic treatment for domestic wastewater – a review. Review Bioresource Technology 101, 3299–3310. Metcalf & Eddy  Wastewater Engineering: Treatment and Reuse. 4th edn, McGraw-Hill, New York, USA. Naghettini, M. & Pinto, E. J. A.  Hidrologia Estatística (Statistical Hydrology). CPRM, Belo Horizonte, Brazil (in Portuguese). Porto, M. T. R., Chernicharo, C. A. L., Pontes, P. P. & Bejar, D. O.  Avaliação do sistema reator UASB e Filtro Biológico Percolador operando sob diferentes condições hidráulicas (Evaluation of UASB reactor and trickling filter system operating under different hydraulic conditions). In: Proc. XXVIII Congreso Interamericano de Ingenieria Sanitaria y Ambiental, Cancun (in Portuguese). Rodier  Análise de Águas. Determinación de los nitratos: 2–6- xilenol: Colorimétrico – Salicilato (Water analysis. Nitrate determination: 2-6-xylenol: colorimetric – salicylate). Omega Ediciones, Barcelona, Spain (in Spanish). Rodriguez, J. A., Torres, P. & Duque, A.  Evaluation of UASB reactor followed by trickling filter for domestic wastewater treatment in Valle del Cauca, Colombia. In: Proc. X DAAL – Latin American Workshop and Symposium on Anaerobic Digestion. Ouro Preto, Brazil. Santos, A. S. P.  Avaliação de Desempenho de um Filtro Biológico Percolador em Diferentes Meios Suporte Plásticos (Performance Evaluation of a Trickling Filter with Different Plastic Support Media). MSc dissertation, COPPE/UFRJ, Rio de Janeiro, Brazil (in Portuguese). Silva, G. M. & Gonçalves, R. F.  Desempenho de um sistema UASB þ filtro biológico percolador sem etapa de decantação tratando esgoto sanitário (Performance of a UASB þ trickling filter system without secondary settler treating domestic wastewater). In: Proc. do 23 W Congresso Brasileiro de Engenharia Sanitária e Ambiental – ABES, Campo Grande, Brazil (in Portuguese). United States Environmental Protection Agency (USEPA)  Assessment of Single-Stage Trickling Filter Nitrification. EPA/430/09-91-005. Office Water, Washington, DC, USA. United States Environmental Protection Agency (USEPA)  Nutrient Control Design Manual: State of Technology Review Report. EPA/600/R-09/012. Office of Research and Development/National Risk Management Research Laboratory, Cincinnati, OH, USA. Vieira, P. C. & von Sperling, M.  Open trickling filter: an innovative, cheap and simple form of post-treatment of sanitary effluents from anaerobic reactors in small communities. Journal of Water, Sanitation and Hygiene for Development, IWA 2, 59–67. Von Sperling, M. & Chernicharo, C. A. L.  Biological Wastewater Treatment in Warm Climate Regions. Two volumes. IWA Publishing, London. Water Environment Federation (WEF)  Design of Municipal Wastewater Treatment Plants, Vol. 1, 3rd edn, Manual of Practice 8, chapter 12. WEF, Alexandria, VA, USA. Wik, T.  Trickling filters and biofilm reactor modeling. Reviews in Environmental Science and Bio/Technology 2, 193–212. First received 10 November 2012; accepted in revised form 15 February 2013 2752 P. C. Vieira et al. | Performance evaluation of a novel open tricking filter Water Science & Technology | 67.12 | 2013