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Chapter
2
1
Development of Dynamic Models
Illustrative Example: A Blending Process
An unsteady-state mass balance for the blending system:
rate of accumulation rate of rate of
(2-1)
of mass in the tank mass in mass out
     
 
     
     
Chapter
2
2
The unsteady-state component balance is:
 
1 1 2 2
ρ
(2-3)
d V x
w x w x wx
dt
  
The corresponding steady-state model was derived in Ch. 1 (cf.
Eqs. 1-1 and 1-2).
1 2
1 1 2 2
0 (2-4)
0 (2-5)
w w w
w x w x wx
  
  
or
where w1, w2, and w are mass flow rates.
 
1 2
ρ
(2-2)
d V
w w w
dt
  
Chapter
2
3
General Modeling Principles
• The model equations are at best an approximation to the real
process.
• Adage: “All models are wrong, but some are useful.”
• Modeling inherently involves a compromise between model
accuracy and complexity on one hand, and the cost and effort
required to develop the model, on the other hand.
• Process modeling is both an art and a science. Creativity is
required to make simplifying assumptions that result in an
appropriate model.
• Dynamic models of chemical processes consist of ordinary
differential equations (ODE) and/or partial differential equations
(PDE), plus related algebraic equations.
Chapter
2
4
Table 2.1. A Systematic Approach for
Developing Dynamic Models
1. State the modeling objectives and the end use of the model.
They determine the required levels of model detail and model
accuracy.
2. Draw a schematic diagram of the process and label all process
variables.
3. List all of the assumptions that are involved in developing the
model. Try for parsimony; the model should be no more
complicated than necessary to meet the modeling objectives.
4. Determine whether spatial variations of process variables are
important. If so, a partial differential equation model will be
required.
5. Write appropriate conservation equations (mass, component,
energy, and so forth).
Chapter
2
5
6. Introduce equilibrium relations and other algebraic
equations (from thermodynamics, transport phenomena,
chemical kinetics, equipment geometry, etc.).
7. Perform a degrees of freedom analysis (Section 2.3) to
ensure that the model equations can be solved.
8. Simplify the model. It is often possible to arrange the
equations so that the dependent variables (outputs) appear
on the left side and the independent variables (inputs)
appear on the right side. This model form is convenient
for computer simulation and subsequent analysis.
9. Classify inputs as disturbance variables or as manipulated
variables.
Table 2.1. (continued)
Chapter
2
6
Table 2.2. Degrees of Freedom Analysis
1. List all quantities in the model that are known constants (or
parameters that can be specified) on the basis of equipment
dimensions, known physical properties, etc.
2. Determine the number of equations NE and the number of
process variables, NV. Note that time t is not considered to be a
process variable because it is neither a process input nor a
process output.
3. Calculate the number of degrees of freedom, NF = NV - NE.
4. Identify the NE output variables that will be obtained by solving
the process model.
5. Identify the NF input variables that must be specified as either
disturbance variables or manipulated variables, in order to
utilize the NF degrees of freedom.
Chapter
2
7
Conservation Laws
Theoretical models of chemical processes are based on
conservation laws.
Conservation of Mass
rate of mass rate of mass rate of mass
(2-6)
accumulation in out
     
 
     
     
Conservation of Component i
rate of component i rate of component i
accumulation in
rate of component i rate of component i
(2-7)
out produced
   

   
   
   
 
   
   
Chapter
2
8
Conservation of Energy
The general law of energy conservation is also called the First
Law of Thermodynamics. It can be expressed as:
     
 
     
     
 
 
 
 
 
 
rate of energy rate of energy in rate of energy out
accumulation by convection by convection
net rate of heat addition net rate of work
to the system from performed on the sys
the surroundings
 
 
 
 
 
tem (2-8)
by the surroundings
The total energy of a thermodynamic system, Utot, is the sum of its
internal energy, kinetic energy, and potential energy:
int (2-9)
tot KE PE
U U U U
  
Chapter
2
9
For the processes and examples considered in this book, it
is appropriate to make two assumptions:
1. Changes in potential energy and kinetic energy can be
neglected because they are small in comparison with changes
in internal energy.
2. The net rate of work can be neglected because it is small
compared to the rates of heat transfer and convection.
For these reasonable assumptions, the energy balance in
Eq. 2-8 can be written as
 
int
(2-10)
dU
wH Q
dt
  
int the internal energy of
the system
enthalpy per unit mass
mass flow rate
rate of heat transfer to the system
U
H
w
Q




 
denotes the difference
between outlet and inlet
conditions of the flowing
streams; therefore
-Δ wH = rate of enthalpy of the inlet
stream(s) - the enthalpy
of the outlet stream(s)
 
Chapter
2
10
The analogous equation for molar quantities is,
 
int
(2-11)
dU
wH Q
dt
  
where is the enthalpy per mole and is the molar flow rate.
H w
In order to derive dynamic models of processes from the general
energy balances in Eqs. 2-10 and 2-11, expressions for Uint and
or are required, which can be derived from thermodynamics.
Ĥ
The Blending Process Revisited
For constant , Eqs. 2-2 and 2-3 become:

1 2 (2-12)
dV
w w w
dt
   
 
1 1 2 2 (2-13)
d Vx
w x w x wx
dt

  
H
Chapter
2
11
Equation 2-13 can be simplified by expanding the accumulation
term using the “chain rule” for differentiation of a product:
  (2-14)
d Vx dx dV
V x
dt dt dt
  
 
Substitution of (2-14) into (2-13) gives:
1 1 2 2 (2-15)
dx dV
V x w x w x wx
dt dt
 
   
Substitution of the mass balance in (2-12) for in (2-15)
gives:
/
dV dt

 
1 2 1 1 2 2 (2-16)
dx
V x w w w w x w x wx
dt
      
After canceling common terms and rearranging (2-12) and (2-16),
a more convenient model form is obtained:
 
   
1 2
1 2
1 2
1
(2-17)
(2-18)
dV
w w w
dt
w w
dx
x x x x
dt V V

 
  
   
Chapter
2
12
Stirred-Tank Heating Process
Figure 2.3 Stirred-tank heating process with constant holdup, V.
Chapter
2
13
Stirred-Tank Heating Process (cont’d.)
Assumptions:
1. Perfect mixing; thus, the exit temperature T is also the
temperature of the tank contents.
2. The liquid holdup V is constant because the inlet and outlet
flow rates are equal.
3. The density and heat capacity C of the liquid are assumed to
be constant. Thus, their temperature dependence is neglected.
4. Heat losses are negligible.

Chapter
2
14
For a pure liquid at low or moderate pressures, the internal energy
is approximately equal to the enthalpy, Uint , and H depends
only on temperature. Consequently, in the subsequent
development, we assume that Uint = H and where the
caret (^) means per unit mass. As shown in Appendix B, a
differential change in temperature, dT, produces a corresponding
change in the internal energy per unit mass,
H

ˆ ˆ
int
U H

ˆ ,
int
dU
int
ˆ ˆ (2-29)
dU dH CdT
 
where C is the constant pressure heat capacity (assumed to be
constant). The total internal energy of the liquid in the tank is:
int int
ˆ (2-30)
U VU


Model Development - I
Chapter
2
15
An expression for the rate of internal energy accumulation can be
derived from Eqs. (2-29) and (2-30):
int
(2-31)
dU dT
VC
dt dt


Note that this term appears in the general energy balance of Eq. 2-
10.
Suppose that the liquid in the tank is at a temperature T and has an
enthalpy, . Integrating Eq. 2-29 from a reference temperature
Tref to T gives,
Ĥ
 
ˆ ˆ (2-32)
ref ref
H H C T T
  
where is the value of at Tref. Without loss of generality, we
assume that (see Appendix B). Thus, (2-32) can be
written as:
ˆ
ref
H Ĥ
ˆ 0
ref
H 
 
ˆ (2-33)
ref
H C T T
 
Model Development - II
Chapter
2
16
 
ˆ (2-34)
i i ref
H C T T
 
Substituting (2-33) and (2-34) into the convection term of (2-10)
gives:
     
ˆ (2-35)
i ref ref
wH w C T T w C T T
   
    
   
Finally, substitution of (2-31) and (2-35) into (2-10)
  (2-36)
i
dT
V C wC T T Q
dt
   
Model Development - III
For the inlet stream
Chapter
2
17
Thus the degrees of freedom are NF = 4 – 1 = 3. The process
variables are classified as:
1 output variable: T
3 input variables: Ti, w, Q
For temperature control purposes, it is reasonable to classify the
three inputs as:
2 disturbance variables: Ti, w
1 manipulated variable: Q
Degrees of Freedom Analysis for the Stirred-Tank
Model:
3 parameters:
4 variables:
1 equation: Eq. 2-36
, ,
V C

, , ,
i
T T w Q
Chapter
2
18
Biological Reactions
• Biological reactions that involve micro-organisms and enzyme
catalysts are pervasive and play a crucial role in the natural
world.
• Without such bioreactions, plant and animal life, as we know
it, simply could not exist.
• Bioreactions also provide the basis for production of a wide
variety of pharmaceuticals and healthcare and food products.
• Important industrial processes that involve bioreactions include
fermentation and wastewater treatment.
• Chemical engineers are heavily involved with biochemical and
biomedical processes.
Chapter
2
19
Chapter
2
Bioreactions
• Are typically performed in a batch or fed-batch reactor.
• Fed-batch is a synonym for semi-batch.
• Fed-batch reactors are widely used in the pharmaceutical
and other process industries.
• Bioreactions:
• Yield Coefficients:
substrate more cells + products (2-90)
cells

/ (2-92)
P S
mass of product formed
Y
mass of substrated consumed to form product

/ (2-91)
X S
mass of new cells formed
Y
mass of substrated consumed to form new cells

Chapter
2
20
Fed-Batch Bioreactor
Figure 2.11. Fed-batch reactor
for a bioreaction.
Monod Equation
Specific Growth Rate
(2-93)
g
r X


max (2-94)
s
S
K S
 


Chapter
2
21
Modeling Assumptions
1. The exponential cell growth stage is of interest.
2. The fed-batch reactor is perfectly mixed.
3. Heat effects are small so that isothermal reactor operation can
be assumed.
4. The liquid density is constant.
5. The broth in the bioreactor consists of liquid plus solid
material, the mass of cells. This heterogenous mixture can be
approximated as a homogenous liquid.
6. The rate of cell growth rg is given by the Monod equation in (2-
93) and (2-94).
Chapter
2
22
General Form of Each Balance
/ (2-96)
P X
mass of product formed
Y
mass of new cells formed

Modeling Assumptions (continued)
7. The rate of product formation per unit volume rp can be
expressed as
/ (2-95)
p P X g
r Y r

where the product yield coefficient YP/X is defined as:
8. The feed stream is sterile and thus contains no cells.
      (2-97)
Rate of accumulation rate in rate of formation
 
Chapter
2
23
Individual Component Balances
Cells:
Product:
Substrate:
Overall Mass Balance
Mass:
( )
(2-98)
g
d XV
V r
dt

1 1
(2-100)
f g P
X / S P / S
d( SV )
F S V r V r
dt Y Y

 
( )
(2-101)
d V
F
dt

  (2-99)
p
d PV
Vr
dt


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Development of Dynamic Models and AAAA Systematic Approach for Developing Dynamic Models

  • 1. Chapter 2 1 Development of Dynamic Models Illustrative Example: A Blending Process An unsteady-state mass balance for the blending system: rate of accumulation rate of rate of (2-1) of mass in the tank mass in mass out                    
  • 2. Chapter 2 2 The unsteady-state component balance is:   1 1 2 2 ρ (2-3) d V x w x w x wx dt    The corresponding steady-state model was derived in Ch. 1 (cf. Eqs. 1-1 and 1-2). 1 2 1 1 2 2 0 (2-4) 0 (2-5) w w w w x w x wx       or where w1, w2, and w are mass flow rates.   1 2 ρ (2-2) d V w w w dt   
  • 3. Chapter 2 3 General Modeling Principles • The model equations are at best an approximation to the real process. • Adage: “All models are wrong, but some are useful.” • Modeling inherently involves a compromise between model accuracy and complexity on one hand, and the cost and effort required to develop the model, on the other hand. • Process modeling is both an art and a science. Creativity is required to make simplifying assumptions that result in an appropriate model. • Dynamic models of chemical processes consist of ordinary differential equations (ODE) and/or partial differential equations (PDE), plus related algebraic equations.
  • 4. Chapter 2 4 Table 2.1. A Systematic Approach for Developing Dynamic Models 1. State the modeling objectives and the end use of the model. They determine the required levels of model detail and model accuracy. 2. Draw a schematic diagram of the process and label all process variables. 3. List all of the assumptions that are involved in developing the model. Try for parsimony; the model should be no more complicated than necessary to meet the modeling objectives. 4. Determine whether spatial variations of process variables are important. If so, a partial differential equation model will be required. 5. Write appropriate conservation equations (mass, component, energy, and so forth).
  • 5. Chapter 2 5 6. Introduce equilibrium relations and other algebraic equations (from thermodynamics, transport phenomena, chemical kinetics, equipment geometry, etc.). 7. Perform a degrees of freedom analysis (Section 2.3) to ensure that the model equations can be solved. 8. Simplify the model. It is often possible to arrange the equations so that the dependent variables (outputs) appear on the left side and the independent variables (inputs) appear on the right side. This model form is convenient for computer simulation and subsequent analysis. 9. Classify inputs as disturbance variables or as manipulated variables. Table 2.1. (continued)
  • 6. Chapter 2 6 Table 2.2. Degrees of Freedom Analysis 1. List all quantities in the model that are known constants (or parameters that can be specified) on the basis of equipment dimensions, known physical properties, etc. 2. Determine the number of equations NE and the number of process variables, NV. Note that time t is not considered to be a process variable because it is neither a process input nor a process output. 3. Calculate the number of degrees of freedom, NF = NV - NE. 4. Identify the NE output variables that will be obtained by solving the process model. 5. Identify the NF input variables that must be specified as either disturbance variables or manipulated variables, in order to utilize the NF degrees of freedom.
  • 7. Chapter 2 7 Conservation Laws Theoretical models of chemical processes are based on conservation laws. Conservation of Mass rate of mass rate of mass rate of mass (2-6) accumulation in out                     Conservation of Component i rate of component i rate of component i accumulation in rate of component i rate of component i (2-7) out produced                           
  • 8. Chapter 2 8 Conservation of Energy The general law of energy conservation is also called the First Law of Thermodynamics. It can be expressed as:                                 rate of energy rate of energy in rate of energy out accumulation by convection by convection net rate of heat addition net rate of work to the system from performed on the sys the surroundings           tem (2-8) by the surroundings The total energy of a thermodynamic system, Utot, is the sum of its internal energy, kinetic energy, and potential energy: int (2-9) tot KE PE U U U U   
  • 9. Chapter 2 9 For the processes and examples considered in this book, it is appropriate to make two assumptions: 1. Changes in potential energy and kinetic energy can be neglected because they are small in comparison with changes in internal energy. 2. The net rate of work can be neglected because it is small compared to the rates of heat transfer and convection. For these reasonable assumptions, the energy balance in Eq. 2-8 can be written as   int (2-10) dU wH Q dt    int the internal energy of the system enthalpy per unit mass mass flow rate rate of heat transfer to the system U H w Q       denotes the difference between outlet and inlet conditions of the flowing streams; therefore -Δ wH = rate of enthalpy of the inlet stream(s) - the enthalpy of the outlet stream(s)  
  • 10. Chapter 2 10 The analogous equation for molar quantities is,   int (2-11) dU wH Q dt    where is the enthalpy per mole and is the molar flow rate. H w In order to derive dynamic models of processes from the general energy balances in Eqs. 2-10 and 2-11, expressions for Uint and or are required, which can be derived from thermodynamics. Ĥ The Blending Process Revisited For constant , Eqs. 2-2 and 2-3 become:  1 2 (2-12) dV w w w dt       1 1 2 2 (2-13) d Vx w x w x wx dt     H
  • 11. Chapter 2 11 Equation 2-13 can be simplified by expanding the accumulation term using the “chain rule” for differentiation of a product:   (2-14) d Vx dx dV V x dt dt dt      Substitution of (2-14) into (2-13) gives: 1 1 2 2 (2-15) dx dV V x w x w x wx dt dt       Substitution of the mass balance in (2-12) for in (2-15) gives: / dV dt    1 2 1 1 2 2 (2-16) dx V x w w w w x w x wx dt        After canceling common terms and rearranging (2-12) and (2-16), a more convenient model form is obtained:       1 2 1 2 1 2 1 (2-17) (2-18) dV w w w dt w w dx x x x x dt V V          
  • 12. Chapter 2 12 Stirred-Tank Heating Process Figure 2.3 Stirred-tank heating process with constant holdup, V.
  • 13. Chapter 2 13 Stirred-Tank Heating Process (cont’d.) Assumptions: 1. Perfect mixing; thus, the exit temperature T is also the temperature of the tank contents. 2. The liquid holdup V is constant because the inlet and outlet flow rates are equal. 3. The density and heat capacity C of the liquid are assumed to be constant. Thus, their temperature dependence is neglected. 4. Heat losses are negligible. 
  • 14. Chapter 2 14 For a pure liquid at low or moderate pressures, the internal energy is approximately equal to the enthalpy, Uint , and H depends only on temperature. Consequently, in the subsequent development, we assume that Uint = H and where the caret (^) means per unit mass. As shown in Appendix B, a differential change in temperature, dT, produces a corresponding change in the internal energy per unit mass, H  ˆ ˆ int U H  ˆ , int dU int ˆ ˆ (2-29) dU dH CdT   where C is the constant pressure heat capacity (assumed to be constant). The total internal energy of the liquid in the tank is: int int ˆ (2-30) U VU   Model Development - I
  • 15. Chapter 2 15 An expression for the rate of internal energy accumulation can be derived from Eqs. (2-29) and (2-30): int (2-31) dU dT VC dt dt   Note that this term appears in the general energy balance of Eq. 2- 10. Suppose that the liquid in the tank is at a temperature T and has an enthalpy, . Integrating Eq. 2-29 from a reference temperature Tref to T gives, Ĥ   ˆ ˆ (2-32) ref ref H H C T T    where is the value of at Tref. Without loss of generality, we assume that (see Appendix B). Thus, (2-32) can be written as: ˆ ref H Ĥ ˆ 0 ref H    ˆ (2-33) ref H C T T   Model Development - II
  • 16. Chapter 2 16   ˆ (2-34) i i ref H C T T   Substituting (2-33) and (2-34) into the convection term of (2-10) gives:       ˆ (2-35) i ref ref wH w C T T w C T T              Finally, substitution of (2-31) and (2-35) into (2-10)   (2-36) i dT V C wC T T Q dt     Model Development - III For the inlet stream
  • 17. Chapter 2 17 Thus the degrees of freedom are NF = 4 – 1 = 3. The process variables are classified as: 1 output variable: T 3 input variables: Ti, w, Q For temperature control purposes, it is reasonable to classify the three inputs as: 2 disturbance variables: Ti, w 1 manipulated variable: Q Degrees of Freedom Analysis for the Stirred-Tank Model: 3 parameters: 4 variables: 1 equation: Eq. 2-36 , , V C  , , , i T T w Q
  • 18. Chapter 2 18 Biological Reactions • Biological reactions that involve micro-organisms and enzyme catalysts are pervasive and play a crucial role in the natural world. • Without such bioreactions, plant and animal life, as we know it, simply could not exist. • Bioreactions also provide the basis for production of a wide variety of pharmaceuticals and healthcare and food products. • Important industrial processes that involve bioreactions include fermentation and wastewater treatment. • Chemical engineers are heavily involved with biochemical and biomedical processes.
  • 19. Chapter 2 19 Chapter 2 Bioreactions • Are typically performed in a batch or fed-batch reactor. • Fed-batch is a synonym for semi-batch. • Fed-batch reactors are widely used in the pharmaceutical and other process industries. • Bioreactions: • Yield Coefficients: substrate more cells + products (2-90) cells  / (2-92) P S mass of product formed Y mass of substrated consumed to form product  / (2-91) X S mass of new cells formed Y mass of substrated consumed to form new cells 
  • 20. Chapter 2 20 Fed-Batch Bioreactor Figure 2.11. Fed-batch reactor for a bioreaction. Monod Equation Specific Growth Rate (2-93) g r X   max (2-94) s S K S    
  • 21. Chapter 2 21 Modeling Assumptions 1. The exponential cell growth stage is of interest. 2. The fed-batch reactor is perfectly mixed. 3. Heat effects are small so that isothermal reactor operation can be assumed. 4. The liquid density is constant. 5. The broth in the bioreactor consists of liquid plus solid material, the mass of cells. This heterogenous mixture can be approximated as a homogenous liquid. 6. The rate of cell growth rg is given by the Monod equation in (2- 93) and (2-94).
  • 22. Chapter 2 22 General Form of Each Balance / (2-96) P X mass of product formed Y mass of new cells formed  Modeling Assumptions (continued) 7. The rate of product formation per unit volume rp can be expressed as / (2-95) p P X g r Y r  where the product yield coefficient YP/X is defined as: 8. The feed stream is sterile and thus contains no cells.       (2-97) Rate of accumulation rate in rate of formation  
  • 23. Chapter 2 23 Individual Component Balances Cells: Product: Substrate: Overall Mass Balance Mass: ( ) (2-98) g d XV V r dt  1 1 (2-100) f g P X / S P / S d( SV ) F S V r V r dt Y Y    ( ) (2-101) d V F dt    (2-99) p d PV Vr dt 