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Week 3
History and Philosophy of China
The Shaman, I Ching &
philosophers
that followed and
introduction of Buddhism in China
through Song Dynasty
up to Mongol victory
A Chinese funerary urn (hunping) in the Metropolitan
Museum of Art. Item no. 1992.165.21. According to the
label, such urns were characteristic of the areas south
of the Yangtze (south Jiangsu / northern Zhejiang)
250-300 AD. The row of seating Buddha's is one of the
earliest Buddhist images in China.
The Qin and Unification of China
The Qin Dynasty was seen as the first imperial dynasty
of China, lasting from 221 to 206 BC. The dynasty was formed after
the conquest of the six other states by the state of Qin, and its
founding emperor was known as Qin Shi Huang, the First Emperor
of Qin. The Qin state derived its name from its heartland of Qin, in modern-day
Gansu and Shaanxi. The strength of the Qin state was greatly increased by the
legalist reforms of Shang Yang in the 4th century BC, during the Warring States
period. In the mid and late third century BC, the Qin accomplished a series of
swift conquests, first ending the powerless Zhou Dynasty, and eventually
conquering the remaining six states of the major states to gain control over the
whole of China, resulting in a unified China.
Despite its military strength, the Qin Dynasty did not last long. When the
first emperor died in 210 BC, his son was placed on the throne by two of the
previous emperor's advisers in an attempt to influence and control the
administration of the entire dynasty through him. The advisors squabbled among
themselves, however, which resulted in both their deaths and that of the second
Qin emperor. Popular revolt broke out a few years later, and the weakened
empire soon fell to a Chu lieutenant, who went on to found the Han Dynasty.
Despite its rapid end, the Qin Dynasty influenced future Chinese empires,
particularly the Han, and the name for China is thought to be derived from it.
Beginnings of a Central Government
During its reign over China, the Qin Dynasty achieved increased
trade, improved agriculture, and military protection. This was due to the
abolition of landowning lords, to whom peasants had formerly held allegiance.
The central government now had direct control of the masses, giving it access
to a much larger workforce. This allowed for the construction of ambitious
projects, such as a wall on the northern border, now known as the Great Wall
of China. The Qin Dynasty also introduced several reforms: currency, weights
and measures were standardized, and a better system of writing was
established. An attempt to purge all traces of the old dynasties led to the
infamous burning of books and burying of scholars incident, which has been
criticized greatly by subsequent scholars. The
Qin's military was also revolutionary in that
it used the most recently developed weaponry,
transportation, and tactics, though the government
was heavy-handed and bureaucratic.
The book burning and death of competing
“scholars” was only the first attempt to control the
Thoughts of the masses for generations to follow.
Qin Shi Huang – The First Emperor of China
Qin Shi Huang (260–210 BC) is the modern Chinese name of King
Zheng of Qin (246–221 BC), who ended the Warring States period by
completing the conquest of China in 221 BC. Rather than maintain the title of
king borne by the Shang and Zhou rulers, he ruled as the First Emperor of the
Qin dynasty from 220 to 210 BC. The title would continue to be borne by
Chinese rulers for the next two millennia. During his reign, his generals greatly
expanded the size of the Chinese state: campaigns south of Chu permanently
added the Yue lands of Hunan and Guangdong to the Chinese cultural orbit;
campaigns in Central Asia. Qin Shi Huang also worked with his minister Li Si to
enact major economic and politic reforms aimed at the standardization of the
diverse practices of the earlier Chinese states.
It was this process that also led to the banning and burning of many
books and the execution of many scholars. His public works projects included
the unification of diverse state walls
into a single Great Wall of China and a massive new
national road system, as well as the city-sized mausoleum
guarded by the
life-sized Terracotta Army. He ruled until his
death, which occurred in 210 BC despite an
infamous search for an elixir of immortality.
The Han the beginnings of Imperial China
In many ways the Han period of China that followed the Chin, was
similar to the Zhou that followed the Shang, in that it was responsible for
bringing order out of chaos. In doing so, the Han decided what they should
recover and keep following the book burning and legalist extremism of the Qin
Dynasty. Restoring order was the rule of the day. .. and that’s what they did.
The Han Dynasty (206 BC – 220 AD) was an imperial dynasty of
China, preceded by the Qin Dynasty (221–207 BC) and succeeded by the
Three Kingdoms (220–280 AD). It was founded by the rebel leader Liu Bang,
known posthumously as Emperor Gaozu of Han. It was briefly interrupted by
the Xin Dynasty (9–23 AD) of the former regent Wang Mang. This division
separates the Han into two periods: the Western Han (206 BC – 9 AD) and
Eastern Han (25–220 AD).
Spanning over four centuries, the period
of the Han Dynasty is considered a golden age
in Chinese history.[
To this day, China's majority
ethnic group refers to itself as the "Han people"
and the Chinese script is referred to as "Han
characters. The Han Empire was divided into
areas directly controlled by the central
government and semi-autonomous kingdoms.
Beginning of the Imperial Examinations
in Han Dynasty
From the time of the Han Dynasty (206 BC to AD 220) until the
implementation of the imperial examination system, most appointments in the
imperial bureaucracy were based on recommendations from prominent
aristocrats and local officials and recommended individuals of predominantly
aristocratic rank. Emperor Wu of Han (141 - 87 BC) started an early form of the
imperial examinations in which local officials would select candidates to take
part in an examination of the Confucian classics, from which he would select
officials to serve by his side.
While connections and recommendations remained much more
meaningful than the exams in terms of advancing people to higher positions,
the initiation of the examination system by emperor Wu had a cultural
significance, as the state determined what the most important Confucianist and
Taoist texts were, while at the same time homogenizing, or combining all other
philosophy into one manageable entity.
From the beginning of the Han there were two parallel tracts. First,
was the status quo, or governing class, who wanted the Imperial Examination
process to continue to guide the upper class they would need to control and
rule China, second was the lessening influence of shamanism and the rising
dominance of religious Taoism and the fangshi.
Records of the Grand Historian was written from 109 to 91 BC, was the
magnum opus of Sima Qian, in which he recounted Chinese history from the time of
the Yellow Emperor until his own time. (The Yellow Emperor, traditionally dated
around 2600 BC, is the first ruler whom Sima Qian considered sufficiently established
as historical to appear in
the Records.) Translation Notes
1.
Annals of the Five
Emperor
Traditional view of prehistoric
China, beginning from the
Yellow Emperor
2. Annals of Xia Xia Dynasty
3. Annals of Yin Shang (Yin) Dynasty
4. Annals of Zhou Zhou Dynasty
5. Annals of Qin State of Qin
6.
Annals of Qin Shi
Huang
Qin Dynasty
7. Annals of Xiang Yu
8. Annals of Gaozu
Emperor Gaozu of Han,
206-195 BC
9.
Annals of Empress
Dowager Lü
Empress Lü
(regent 195-180 BC)
10.
Annals of the
Xiaowen Emperor
Emperor Wen of Han,
179-157 BC
11.
Annals of the
Xiaojing Emperor
Emperor Jing of Han,
156-141 BC
12.
Annals of the
Xiaowu Emperor
Emperor Wu of Han,
140-87 BC
The Annals of Sima Qian
are 12 volumes. They are Royal
biographies in strict annalistic form that
offer an overview of the most important
events, especially from the time of the
Zhou dynasty to that of the emperor of
the Han dynasty.
The Chinese historical form of
Chinese dynastic history was codified
by Ban Gu's Book of Han, but historians
regard Sima Qian's work as their model,
which stands as the
"official format” of the history
of China. He more than
anyone turned myth
into reality. In doing so
he became as or more
important than many
he documented.
The shaman, I Ching, Tao, and Chuang
Tzu’s Perfected Man
It would be during this time of the early Han that the first major
commentaries of the I Ching were written with an emphasis being that
change is the order of reality, nature and the universe. The culmination of
shamanistic beliefs tied to Taoism met a great need for assurance of
individual continuation after death. It became important that each person
should be assured of his relationship with the gods, or God, both in this world
and the afterlife.
What had historically been the responsibility of the shaman became the
amalgamation of the I Ching, what was considered Taoism through writings
of Lao Tzu, and especially Chuang Tzu and his Perfected Man, and
thousands of years of shamanistic teachings all coalescing at this time.
Whereas before the shaman was responsible and functioned as the “go
between” between the individual, communities and the spiritual world, it was
now during the early Han period that it became clear that each person, the
individual
, should have some means of control or ability
to ward off the more malignant, or negative,
spiritual forces. This led to the philosophers
being deified as examples of godlike
attributes that all should follow.
The veneration of personalities and
the Great Unity
This idea that divination and of geomancy (the art or practice of making
predictions based on patterns) which reflects and epitomizes the I Ching, led to
the focus on what would later become feng shui. This fed a deep need and
longing to know and be in touch with the spiritual world. This is why Chuang
Tzu’s role was so important. His Perfected Man illustrated man as the connection
point between heaven and earth and represented an achievable goal for ordinary
people. It was at this time that notions of the divine. of natural forces, became
prevalent throughout China and overreaching personalities like Lao and Chuang
Tzu, and especially Confucius, became personified and venerated.
By the end of the 1st
century BC Confucius was being worshipped with the
reverence of a God with sacrifices being made to him – Kung. At the same time
Lao Tzu and the Yellow Emperor were being worshipped as the manifestation of
Tao. Taoism at this time was known as Huang-Lao. Important at this time is
noting that three cosmic entities were being worshipped. Lao Tzu, the Yellow
Emperor and a deity known as T’ai I – meaning the Great Unity were closely
followed.
The Great Unity was the philosophers’ term for the ultimate understanding of
the Tao as the foundation, origin and pre-origin of all existence.
The fangshi were a class of traveling Taoist healers/magicians who
emerged from the previous Warring States period, Once China was unified,
they took their various skills - in herbal medicine, acupuncture, Taoist
qigong, divination and shamanistic rituals - on the road, traveling from place
to place, to earn a living. In this sense, we might think of the fangshi as
being something akin to a country doctor - taking his/her bag of medicines
and wide range of skills from house to house - the difference being that the
fengshi often were in possession also of esoteric skills: they were
"magicians" as well as healers.
The Traditional Shaman becomes the Taoist
Fangshi
Fangshi represented the combining of a new Taoist religious
practice that transformed it from philosophy to religion with a belief in a
hierarchy of spirits and the practice of honoring them with offerings that were
similar to those promoted under Confucianism.Historical texts document that during the late Warring States period
(475-221 BC), fangshi originated in northeastern China and specialized in xian
"immortality and transcendence" techniques of the shaman. During the Qin
Dynasty (221-206 BC) and Han Dynasty(206 BC-220 AD) they were
patronized by emperors who sought the elixir of immortality. By the middle of
the Six Dynasties Period (220-569 AD), their role had declined and their
techniques had been adapted into Taoist religion and traditional Chinese
medicine and culture.
The Han Dynasty and the Yellow Turban Rebellion
The Han Dynasty (206 B.C. – 220 A.D.) was an imperial dynasty
of China, preceded by the Qin Dynasty (221–207 B.C.) and
succeeded by the Three Kingdoms (220–280 A.D.). It was founded by the rebel
leader Liu Bang, known posthumously as Emperor Gaozu of Han. It was briefly
interrupted by the Xin Dynasty (9–23) A.D. by the former regent Wang Mang.
This interruption separated the Han into two periods: the Western Han (206 B.C.
– 9 A.D.) and Eastern Han (25–220 A.D.). Spanning over four centuries, the
period of the Han Dynasty is considered a golden age in Chinese history.
However, it was during this time that the Yellow Turban Rebellion,
erupted as a peasant revolt that broke out in 184 AD during the reign of
Emperor Ling of the Han Dynasty. The rebellion, which got its name from the
color of the scarves that the rebels wore on their heads, marked an important
point in the history of Taoism due to the rebels‘ association with secret Taoist
societies. The rebels wore yellow headdresses to signify their association with
the “earth” element, which they believed would succeed the red “fire” element
that represented Han rule. To suppress the uprising, which erupted in eastern
and central China, the Han conscripted huge armies at great cost, but their
efforts were hampered by inefficiency and corruption in the imperial government.
The revolt was also used as the opening event in Luo Guanzhong's historical
novel Romance of the Three Kingdoms.
Introduction of what would be
called Chan, or Zen Buddhism
in China
Generations of scholars have debated whether Buddhist
missionaries first reached Han China via the maritime or overland
routes of the Silk Road. The maritime route hypothesis, favored by
Liang Qichao and Paul Pelliot, proposed that Buddhism was originally
practiced in southern China, the Yangtze River and Huai River region,
where prince Ying of Chu (present day Jiangsu) was jointly
worshipping the Yellow Emperor, Lao Tzu, and Buddha in 65 AD.
The overland route hypothesis, favored by Tang Yongtong,
proposed that Buddhism disseminated eastward through Yuezhi and
was originally practiced in western China, at the Han capital Luoyang
(present day Henan), where Emperor Ming of Han established the
White Horse Temple in 68 BC.
Buddhism‘s One Thousand Year
Connection To Beginning of Zhou Dynasty
The White Horse Temple, the oldest temple in China, is
located about 6 miles from the city of Luoyang in eastern China’s
Henan Province. It is a place that disciples of the Buddha school
recognize as the palace of Buddhist ancestors and the place where
Buddhist theory was taught. 
It was built by Emperor Ming of the Eastern Han Dynasty
(29 A.D.–75 A.D.), and there is a legend about its establishment.  
According to the historical book of records, Emperor Ming dreamed
of a pleasant scene in which a shining golden god flew into his
palace. Emperor Ming called his ministers to inquire about his
dream. Minister Fuyi said:
“On April 8 of the 24th year of King Zhou
in the Zhou Dynasty (971 B.C.), the
landscapes rocked and the rivers flooded.
At night the splendid light beams of five
colors flashed in the western sky."
Early History of the White Horse Temple
The two senior monks She Moteng and Zhu Falan, preached at White
Horse Temple and jointly completed the translation of the 42-Chapter
Sutra, the first Chinese version of Buddhist scriptures. After She
Moteng passed away, Zhu Falan continued to translate a number of
scriptures. Their translations of the scriptures were all treasured in the
Main Hall for the monks to worship. It was said that in the Northern
Wei Dynasty (386 A.D.– 534 A.D.), when the Buddhist monks
worshiped the scriptures, the scripture suddenly glowed with colored
lights and lit up the Main Hall.
During the reign of Tang Dynasty Empress Wu Ze Tian (624
A.D.–705 A.D.), the White Horse Temple was very popular, and there
were more than 1,000 monks living there. However, the Temple was
greatly damaged during the An Si Rebellion (755 A.D.–763 A.D.) and
the Huichang Suppression of Buddhism (840 A.D.–846 A.D.). The
damaged White Horse Temple was only found later through broken
pieces of inscriptions on the stones and ruins. Repairs to the temple
were later conducted by Sung Dynasty Emperor Taizong (939–997),
Ming Dynasty Emperor Jiajing (1507–1567), and Qing Dynasty
Emperor Kangxi (1662–1722).
Standardization of Chinese Philosophy by the
Han
It may have been the Chin who unified China into one central
structure and government, albeit for a short time. However, it was the Han
who followed them that unified the religious and philosophical beginnings of
what we know today. Several things were occurring simultaneously during
the late Han and Three Kingdoms that brought together the pieces of later
Chinese philosophical thought.
• First was the orthodoxy of the Confucian school that was central to the
Emperor and political structure. This focused attention not only on the
central figure of Confucius, but the Classics and what would be taught in
the examination system.
• Second was the recognition of Lao Tzu and his Tao Te Ching, as it
served as the connecting point between what could be seen and unseen
and legitimatized the connection between order, nature, and those in
authority. Lao Tzu was given a shrine identifying him as a “sacred person”
by the Han Emperor in 150AD which contributed to the explosion in
religious Taoism throughout China during this time,
• Third, was the writing of Wang Pi and his updating/commentary of the I
Ching and Lao Tzu’s Tao Te Ching. He illustrated to the political structure at
the time how the two ancient texts complimented the classics, and the
works of Confucius, and how it should all fit together.
Buddhism’s Initial entry from
India to China
When Buddhism came to China from India, it was initially
adapted to the Chinese culture and understanding. Buddhism was
exposed to Confucian and Taoist influences. Chán became a
"natural evolution of Buddhism under Taoist conditions. Buddhism
was first identified to be "a barbarian variant of Taoism“.
Judging from the reception by the Han of the Hinayana
works and from the early commentaries, it appears that Buddhism
was being perceived and digested through the medium of religious
Taoism. Buddha was seen as a foreign immortal who had achieved
some form of Taoist non death. The Buddhists’ mindfulness of the
breath was regarded as an extension of Taoist breathing exercises.
Taoist terminology was used to express Buddhist doctrines
in the oldest translations of Buddhist texts, a practice termed ko-i,
"matching the concepts", while the emerging Chinese Buddhism had
to compete with Taoism and Confucianism.
Early marriage of Taoist and Buddhist thought
The first Buddhist recruits in China were the traditional shaman
and Taoists. They developed high esteem for the newly introduced
Buddhist meditational techniques,[
and blended them with Taoist
meditation. Representatives of early Chinese Buddhism like Sengzhao
and Tao Sheng were deeply influenced by the Taoist keystone works of
Lao Tzu and Chuang Tzu. Against this background, especially the Taoist
concept of naturalness was inherited by the early Chán disciples: they
equated - to some extent - the ineffable Tao and Buddha-nature, and thus,
rather than feeling bound to the abstract "wisdom of the sūtras",
emphasized Buddha-nature to be found in "everyday" human life, just as
the Tao.
In addition to Taoist ideas, also Neo-Taoist concepts were taken
over in Chinese Buddhism. Concepts such as "T’i -yung" (Essence and
Function) and "Li-shih“ Noumenon (a thing in itself, as distinguished from a
thing as it appears). and Phenomenon (a fact, occurrence, or
circumstance observed or observable in nature) were first taken over by
Hua-yen Buddhism, which consequently influenced Chán deeply. On the
other hand, Taoists at first misunderstood sunyata to be akin to the Taoist
non-being and wu wei.
Wang Pi – The Great Mediator of
Competing Philosophies
The disappearance of the great Han state thus
created an intellectual vacuum that thinkers hastened
to fill; it also left a period of comparative liberty, very rare in China, that was to
allow them to present new and bold formulations.
If Wang Pi accomplished so much in so short a space of time, it was
perhaps in part due to the fact that he was born into a family active in the most
progressive philosophical circles at the end of the Han period and had at his
disposition close to 1,000 chapters (chüan) of books, the important library of Ts'ai
Yung, given to his father by the first emperor of the Wei dynasty.
Wang Pi's biography tells us that, when he was being interviewed for an
important post by the regent Ts'ao Shuang, Wang Pi spoke with the busy head of
state on nothing but metaphysics. He did not get the job and caused Ts'ao
Shuang to "snicker at him," but the incident is revealing: Wang Pi's metaphysics,
which at first seems gratuitous and disembodied, was for its author a vital,
"committed" philosophy, something essential for the good administration of the
empire. He truly intended to replace the worn-out philosophies of the Han with
something new and all-encompassing with his works and philosophy.
Wang Pi and the Tao Te Ching and I Ching
Commentaries
In his commentary to the Tao Te Ching, Wang Pi brilliantly shows that the
Tao is in fact wu. Wu is a term difficult to translate; it is a negation but definitely
does not mean "nothing" or "nothingness," as it is often translated. It is "without"
meaning, that it is "undefined," "undetermined"—a true absolute in the Western
philosophical meaning of the word. All of creation, all of the diversified universe,
all yu (the opposite of wu) —"having" or "with" determination or definition—
ultimately depends upon the undefined and undefinable wu for its existence. We
must thus model ourselves upon this absolute if we wish to "develop our natures
to their fullest“ and live out our lives to their limits under the best conditions.
The ancient Taoists did not give much concrete information on just how
this was to be done. Wang Pi says we can find this information in the I Ching,
which for him, contains in its 64 hexagrams all the possible combinations of
conditions that a man can encounter in life. His commentary brilliantly exploits the
methods and terminology of the I Ching, showing the subtle and changing
relations between the six lines of each hexagram and explaining
in abstract terms just what the obscure remarks of the
ancient explanations really mean for us in our moral life.
Background of Wu wei
It was Wang Pi’s commentary during the Han dynasty (200AD) that
served as the guiding influence as to what would define the true essence of the
meaning of wu wei. His commentaries on both the I Ching and Tao Te Ching
would become standard reading for those that followed him. However, there
are various interpretations of wu wei. Generally speaking wu wei means to be
without purpose and to act spontaneously as a way of becoming one with the
universe. That the universe, or Tao, moves effortlessly following the natural
flow of things without purpose or goal. To be in the natural flow of your eternal
essence is living in wu wei. This generally translates into the “art of doing
nothing”, i.e., that you achieve things by doing nothing.
Wang Pi took it a step further saying that wu wei is to be considered
as a “mode or way of being”. That non-action is neither total inaction nor any
type of action. Instead it is an expression signifying the Taoist way of life. This
way of life, or the Tao, describes the manner in which it manifests in nature
through and as you. Wu wei can be expressed both positively and negatively.
Again, thinking of opposites, it can both be characterized by the sage having no
thought of self and having no desires, conversely, it can be equated with
emptiness and tranquility one discovers in following your true nature... by
following the Tao.
The Importance of Commentaries and Judgments
that influences what is “real”
Wang Pi's most important works are two commentaries: one on the
Tao Te Ching and the other on the I Ching. On both these works he has left his
indelible mark, but his work on the I Ching completely reorganized the book
and made it much as it is today; of the extremely numerous early
commentaries, moreover, his is the only one to survive in its entirety. It is, of
course, very difficult to study a man's philosophy solely by studying his
commentaries on other works, but that is what we have to do in Wang Pi's
case; for aside from these commentaries, all that remains of his work are
fragments of a commentary on the Analects of Confucius, a fragmentary short
work on the Tao Te Ching, the Lao Tzu, and the slightly longer, complete I Ching.
Putting it succinctly but without too much distortion, Wang Pi's
philosophy is a combination of Confucian ethics and Taoist metaphysics. He
suggests that the Taoist absolute, or ontological substratum of the universe
(the Tao), is indeed the metaphysical basis of the Confucian social
organization, with a single ruler and a hierarchical society harmoniously
cooperating according to ritual and the traditional Confucian virtues.
The map above shows the route of the Silk Road at about 100AD,
when the Roman Empire extended into Asia Minor and the Han Empire had
conquered much of modern China (except for Fujian). Initial Chinese interest
was for the import of horses to improve the effectiveness of Han cavalry. Many
of the towns along the route are ancient trading posts: Bakhara; Kashgar;
Tashkent; Kunduz; Samarkand Turpan; Tehran.
The Han dynasty name for Rome was Da Qin 'Great Qin' named
after the Qin dynasty itself. The Romans had a veracious appetite for silk
leading to Emperor Tiberius introducing a ban on silk import. The Jiayuguan
Gate on the end of the Great Wall marked the grand entrance into China. The
Great Wall gave some protection of from attacks by tribes to the north on the
passage deep into China.
Times of disunity - the end of Han to the
beginning of Sui Dynasty
This period of China between the end of Chin Dynasty in 206AD
and the beginning of Sui Dynasty in 581AD is often referred to as the Six
Dynasty Period, i.e., the Three Kingdoms (Wei, Shu, and Wu), the Jin
Dynasty, and the Northern and Southern Dynasties. Throughout the Three
Kingdoms Period, battles between the three countries were countless.
Among those, battles between Shu and Wu fighting for Jingzhou, Shu and
Wei fighting for Hanzhong as well as Wei defeating Shu. Finally, the end of
the Three Kingdoms Period started from Sima Yan (son of Sima Yi) and
chancellor of Wei's usurpation of Wei and the establishment of the Jin
Dynasty (265 - 420). In 282 when the Jin army conquered the last kingdom -
Wu's capital, the Three Kingdoms Period was ended.
The Jin Dynasty comprises two distinct phases—the Xi (Western)
Jin, ruling China from AD 265 to 316/317, and the Dong (Eastern) Jin, which
ruled China from AD 317 to 420. In AD 265 a Sima prince, Sima Yan,
deposed the last of the Cao emperors and established the Xi Jin dynasty. It
was at this time Buddhist philosophy, art, and architecture influenced this
dynasty’s culture and grew dramatically. During the Northern and Southern
Dynasties the empire was fragmented. The North was dominated by invaders
from the borderland and the steppes. The South was ruled by successive
"Chinese" dynasties. The Yellow River was considered the dividing line
between the two.
Cao Cao of the Three Kingdoms
Cao Cao was an accomplished poet, as were his sons Cao Pi and
Cao Zhi. He was also a patron of poets such as Xu Gan. Of Cao Cao's
works, only a remnant remain today. His verses, unpretentious yet profound,
helped to reshape the poetic style of his time and beyond, eventually
contributing to the poetry styles associated with Tang Dynasty poetry. Cao
Cao, Cao Pi and Cao Zhi are known collectively as the "Three Caos". The
Three Caos' poetry, together with additional poets, became known as the
Jian'an style, which contributed eventually to Tang and later poetry. Cao Cao
also wrote verse in the older four-character per line style characteristic of the
Classic of Poetry. Burton Watson describes Cao Cao as: "the only writer of the
period who succeeded in infusing the old four-character metre with any
vitality, mainly because he discarded the archaic diction associated with it and
employed the ordinary poetic language of his time. Cao Cao is also known for
his early contributions to the Shanshui poetry genre, with his four character
per line, fourteen line poem "View of the Blue Sea”.
Cao Cao cites a poem before
the Battle of Red Cliffs,
portrait at the Long
Corridor
of the Summer Palace, Beijing
The Three Kingdoms – the Wei, Wu and Shu
Upon the founding of the three kingdoms, rulers of each kingdom all
committed to improve the way of ruling and develop their national economy. In
the Kingdom of Wei, Cao Cao made many reforms to discard old policies
inform previous dynasties. The Tun Tian  (farming done by soldiers) System
was also carried out, which greatly promoted the national productivity. In the
Kingdom of Shu, Zhuge Liang set up strict social order and tried to govern the
kingdom by law. In the Kingdom of Wu, the shipbuilding industry was much
more prosperous. As for the national strength, Wei ranked first, Wu second
and Shu third.
In 220 when Cao Cao died, his eldest son Cao Pi proclaimed himself
emperor, with Wei as his National Title and Luoyang as his capital city. In 221,
Liu Bei proclaimed himself emperor, with Shu his national title and Chengdu
the capital city. And in 229, Sun Quan proclaimed himself emperor in Wuchang
(currently Wuhan), and later moved the capital to Jiankang (currently Nanjing),
with the national title Wu. On the whole, Wei occupied the north,
Shu occupied the southwest and Wu occupied the southeast.
Romance of the Three Kingdoms, a historical novel by Luo
Guanzhong, was a romanticisation of the events that
occurred in the late Han Dynasty and the Three Kingdoms
period.
The beginnings of Chan or Zen Buddhism
in China
Buddhism appealed to Chinese intellectuals and elites and
the development of gentry Buddhism was sought as an alternative to
Confucianism and Daoism, since Buddhism's emphasis on morality
and ritual appealed to Confucians and the desire to cultivate inner
wisdom appealed to Taoists. Gentry Buddhism was a medium of
introduction for the beginning of Buddhism in China and gained
imperial and courtly support. By the early 5th century Buddhism was
established in south China. During this time, Indian monks continued
to travel along the Silk Road to teach Buddhism, and translation work
was primarily done by foreign monks rather than Chinese.
In the 5th century, the Chán (Zen) teachings began in China,
traditionally attributed to the Buddhist monk Bodhidharma, a
legendary figure. The school heavily utilized the principles found in
the La k vat ra S traṅ ā ā ū , a sūtra utilizing the teachings of Yogācāra and
those of Tathāgatagarbha, and which teaches the One Vehicle to
buddhahood.
The Principle teachings of Chan
(ZEN)
The principle teachings of Chán were later often
known for the use of so-called encounter stories and koans,
and the teaching methods used in them. A kōan is a
story, dialogue, question, or statement, which is used in
Zen-practice to provoke the "great doubt", and test a
student's progress in Zen practice.
Nan Huai-Chin identifies the La k vat ra S traṅ ā ā ū and the
Diam o nd S traū (Vajracche dik Prajñ p ram it S traā ā ā ā ū ) as
the principle texts of the Chán school, and summarizes
the principles succinctly:
The Zen teaching was a separate transmission
outside the scriptural teachings that did not posit any
written texts as sacred. Zen pointed directly to the human
mind to enable people to see their real nature and
become buddhas.[
The Tarim Basin during the 3rd century, connecting the
territory of China with that of the Kushan Empire:
Kashgar, Mogao Caves, Dunhuang, Kucha, Khotan,
Karasahr, Shanshan, Turfan.
Peoples of the Silk Road.
The Giant Wild Goose Pagoda of
Xi'an, built in the year 652 AD during
the Tang Dynasty, when the city was
named Chang'an.
The Wild Goose Pagoda is a Buddhist pagoda
located in southern Xi'an, Shaanxi province, China. It
was built in 652 during the Tang Dynasty and originally
had five stories, although the structure was rebuilt in
704 during the reign of Empress Wu Zetian and its
exterior brick facade was renovated during the Ming
Dynasty. One of the pagoda's many functions was to
hold sutras and figurines of the Buddha that were
brought to China
from India by the Buddhist translator
and traveler Xuanzang.
The popularization of Buddhism in this period is evident in the
many scripture-filled caves and structures surviving from this period. The
Mogao Caves near Dunhuang in Gansu province, the Longmen Grottoes near
Luoyang in Henan and the Yungang Grottoes near Datong in Shanxi are the
most renowned examples from the Northern Han, Sui and Tang Dynasties.
The Leshan Giant Buddha, carved out of a hillside in the 8th century
during the Tang Dynasty and looking down on the confluence of three rivers,
is still the largest stone Buddha statue in the world.
The Longmen
Grottoes below
near Luoyang in
Henan houses
The Mogao Caves or
Mogao Grottoes, also
known as the Caves
of the Thousand
Buddhas, form a
system of 492
temples southeast of
the center of
Dunhuang, an oasis
strategically located
at a religious and
cultural crossroads
on the Silk Road, in
Gansu province,.
located southwest of the
city of Datong is
composed of 252 grottoes
with more than 51,000
Buddha statues.
tens of thousands The Yungang
of statues of Buddha and his disciples, Grottoes site above
are located
south of present
day Luòyáng in
Hénán province.
Thirty seven Year Reign of the Sui Dynasty
The Sui Dynasty (581-618AD) followed the Southern and Northern
Dynasties and preceded the Tang Dynasty in China. It ended nearly four
centuries of division between rival regimes. Founded by Emperor Wen, or
Yang Jian, held its capital at Chang An (present-day Xi an). It was marked by
the reunification of Southern and Northern China and the construction of the
Grand Canal. It saw various reforms by Emperors Wen and Yang: the land
equalization system resulting in enhanced agricultural productivity;
governmental power was centralized, coinage was standardized; defense was
improved, and the Great Wall was expanded. Buddhism was also encouraged
throughout the empire, uniting the varied people and cultures of China.
 
Completion of Grand Canal during Sui Dynasty
This dynasty has often been compared to the earlier Qin Dynasty in
tenure and the ruthlessness of its accomplishments. The Sui dynasty's early
demise was attributed to the government's tyrannical demands on the
people, who bore the crushing burden of taxes and compulsory labor. These
resources were overstrained in the completion of the Grand Canal --a
monumental engineering feat-- and in the undertaking of other construction
projects, including the reconstruction of the Great Wall. Weakened by costly
and disastrous military campaigns against Goguryeo, which ended with
defeat of Sui in the early seventh century, the dynasty disintegrated through
a combination of popular revolts, disloyalty, and assassination.
Picture of boat on Grand
Canal.. the only thing that is
uniquely Sui is the
construction of Grand Canal,
connecting Yellow and
Yangtze two major eastward
waterways by starting from
Beijing all the way down to
Hangzhou, thus make nation
wide commerce possible for
the next prosperous Tang
Dynasty.
Yang Ti was the second and last
emperor of the Sui dynasty.
Under Yang Ti the Grand Canal
was built joining northern China
with the Yangtze river which by
then had become a major grain
growing area. Yang Ti spent
lavish amounts of money on
palace construction and
reinforcing the Great Wall. About
half of the six million men
recruited for the building projects
died at their work.
SUI YANG-
TI
560 - 618
Chinese
Emperor
Sui Emperor
Yang Di traveling
by dragon boat
on the Grand
Canal
Replica of boat from
Grand Canal at
museum in Jining
End of Sui and beginnings of Tang Dynasty
A Confucian revival began during the Tang dynasty. In the late Tang,
Confucianism absorbed some aspects of Buddhism and Daoism and was
reformulated (Neo-Confucianism). This reinvigorated form was adopted as the
basis of the imperial exams and the core philosophy of the scholar official class
in the Song dynasty. Neo-Confucianism turned into sometimes rigid orthodoxy
over the following centuries. In popular practice, however, the three doctrines of
Confucianism, Buddhism, and Taoism were often melded together.
Early Tang Dynasty Taoist and Buddhist Influences
From the outset, religion played a role in Tang politics. In his bid for
power, Li Yuan had attracted a following by claiming descent from the Taoist
sage Lao Tzu (5th century BC). People bidding for office would have monks
from Buddhist temples pray for them in public in return for cash donations or
gifts. Before the persecution of Buddhism in the 9th century, Buddhism and
Taoism were accepted side by side and Emperors invited monks and clerics
of both religions to his court.
At the same time Xuanzong exalted the ancient Lao Tzu by
granting him grand titles, wrote commentary on the Taoist Lao Tzu and set up
a school to prepare candidates for examinations on Taoist scriptures,
In the year 714, Emperor Xuanzong forbade shops
and vendors in the city of Chang'an (Xian) from selling
Buddhist sutras, instead giving the Buddhist clergy of the
monasteries the sole right to distribute sutras to
the laity. In the previous year of 713, Emperor
Xuanzong had liquidated the highly lucrative
Inexhaustible Treasury, which was run by
a prominent Buddhist monastery in Chang'an.
Emperor Xuanzong of
Tang wearing the robes
and the hat of a scholar
The Re-emergence of the Silk Road
The Silk Road was a series of trade routes connecting China to
central Asia and the Middle East, first opened during the Han dynasty.
The Silk Road was of great importance from the Qin (200BC); Tang and
Yuan dynasties. It fell into decline during the Ming dynasty when trade by
sea from southern ports became more profitable than by the overland route.
It is more correct to think of it as a series of routes and not a single road; as
the road had several branches, starting in the Middle East and ending at the
Chinese capital at the time - Luoyang. The name ‘Silk Road’ is relatively
modern, coined by a German geographer in the 19th century.
The Melting Pot Boils Over
The capital cities of the Tang dynasty, Ch'ang-an and Loyang, became
melting pots to many cultures and a large number of beliefs such as
Zoroastrianism and Islam. Buddhist missionaries had begun the difficult journey
from northern India to China as early as the first century AD, but it was not until
the Tang dynasty that Buddhism reached its height of popularity in China. By
the mid-7th century, new Buddhist schools of thought had developed a
distinctly Chinese flavor, including the Ch'an school, which later evolved into
Zen Buddhism.
The Tang Imperial Examinations – Following
the Sui Dynasty's example, the Tang favored a service system
favoring students of Confucian studies who were potential
candidates for the imperial examinations. The graduates of which
could be appointed as state bureaucrats in the local, provincial,
and central government. There were two types of exams that were
given, mingjing ('illuminating the classics examination') and
jinshi ('presented scholar examination'). The mingjing was based
upon the Confucian classics and tested the student's knowledge of
a broad variety of texts.By the Tang Dynasty, most of the recruitment into
central government bureaucrat offices was being performed by
the bureaucracy itself, at least nominally by the reigning
emperor. However, the historical dynamics of the official
recruitment system involved changes in the balances of the
various means
used for appointments (all theoretically under the
direction of the emperor); including, the civil service
examinations, direct appointments (especially of
members of the ruling dynastic family), nominations
by quotas allotted to favored important families,
and special induction procedures for eunuchs.Chinese Examination Cells at
the South River School
(Nanjiangxue) Nanjing (China)
Emperor Tang Taizong commissioned this
portrait of himself with 12 previous emperors
tracing back to the Han dynasty as a warning
to his son, the prince, to learn from the
mistakes of his ancestors.
The Height of the Tang Dynasty
During the 8th century, the city of Ch'ang-an, the capital of the Tang
dynasty, was the largest, richest, and most advanced city in the world. Its
National Academy brought students from throughout Asia to learn religion, art
and architecture. Foreigners attained high positions in the Chinese
government. Trade flourished, and cultural exchange brought new ways of
thinking to China. Tai-tsung maintained many of the political policies already
in place. He shrank the government at both the central and state levels. The
money saved by using a smaller government enabled Tai-tsung to save food
as surplus in case of famine and to provide economic relief for farmers in
case of flooding or other disasters. Civil exams based on merit
were used once again and resulted in
wise court officials.
China became even larger
during the Tang dynasty than it had
been during the Han. The Chinese
regularly communicated with lands as
far west as Persia, present-day
Afghanistan, and the Byzantine Empire.
Goods and, more importantly, ideas
continued to be exchanged on the Silk
Road.
Tang Dynasty Poetry
The Tang Dynasty that existed from 18th June 618 to 1st June 907 could be
said to have been built with its poets. The ability to write good poetry that
expounded social and ethical issues was the passport to entering the
government. Some Tang Dynasty poets also wrote poetry of a more personal
nature.
Tang dynasty poetry covered three major areas: special occasions,
nature, and like most other poetry, philosophy. The most famed poets of this
period were Wan Wei, Li Po, and Tu Fu who lived between the years 699 and
770. Wang Wei was quite austere in his approach to poetry, while Li Po was a
romantically inclined eccentric, and Tu Fu, a Confucian moralist. Tu Fu was the
most popular and was considered the greatest poet of the times. His poetry
covered politics, social problems, and even his own personal family life.
Wang Wei’s poems were quite simple and short and
were mostly about nature. Li Po too loved nature and his work
reflected that extensively. His poetry also carried a leaning
towards Taoism, and several of his poems revealed his deep
love for people. Tang dynasty poetry essentially captures
people’s deepest emotions and talks about matters of every
day life: the losing of friends, remembering the good times of
the past, voicing innermost feelings, and crying out against
social injustice. This reveals the wide range of interests of the
people of the Tang Dynasty.
The re-emergence of Mencius in Tang and
Song Dynasties
During the Tang dynasty the School of Mencius came to be
regarded as the orthodox school in the line of Confucius and one of the key
links in the chain transmitting the Way of the Sages. With the emergence of
Neo-Confucianism during the Sung dynasty both the Doctrine of the Mean
and the Book of Mencius came to be ranked, along with the Analects and
the Great Learning, as the Four Book's. Subsequently, Mencius himself
came to be revered as the orthodox transmitter of the Confucian tradition
after Confucius and the Second Sage next to Confucius, receiving for eight
hundred years, till the beginning of twentieth century, sacrifices both in the
Temple of Confucius and in the temples devoted to him.
The Mencius home and temple in Zoucheng were built more
than a thousand years after his death. The Doctrine of the Mean, is
both a doctrine of Confucianism and also the title of one of the Four Books
of Confucian philosophy. The text is attributed to Zisi (also known as Kong
Ji), the only grandson of Confucius. It was published as a
chapter in the Classic of Rites. He is traditionally accredited with
transmitting Confucian teaching to Mencius.
China’s Golden Age of Art and Literature
A great contribution of the Tang dynasty came years after the
death of Tai-tsung, when the dynasty was at its political and economic
height. The Tang dynasty was a golden age of art and literature for the
Chinese. Li Po, Tu Fu, and Wang Wei were poets renowned for the
simplicity and naturalism of their writings. The poetry and art of the times
however were deeply affected by the rebellion of northeastern troops
against court officials in the capital city of Ch'ang-an in 756 AD. Named
after the leader of the rebel troops, the An Lushan Rebellion caused the
deaths of countless people, including members of the royal family, and
marked the beginning of the end for the Tang dynasty.
The decline of the dynasty increased during the second half of the
9th century as factions within the central government
began feuding. These feuds led to political plots and scandals
with assassinations not uncommon. The dynasty split into ten
separate kingdoms as the central government weakened.
After a series of collapses beginning
around 880 A.D., northern invaders
finally destroyed the Tang dynasty.
The Golden Age was over.
Five Dynasties and Ten Kingdoms was an era of political upheaval
in China from 907–960/979 AD, between the fall of the Tang Dynasty and the
founding of the Song Dynasty. During this period, five dynasties quickly
succeeded one another in the north, and more than twelve independent states
were established, mainly in the south. Only ten are traditionally listed, hence the
era's name, "Ten Kingdoms"; some historians, such as Bo Yang, count eleven,
including Yan and Qi but not Northern Han, viewing it as simply a continuation of
Later Han. This era also led to the founding of the Liao Dynasty in the north.
Towards the end of the Tang Dynasty, the imperial government
granted increased powers to the jiedushi, the regional military governors. The
Huang Chao Rebellion weakened the imperial government, and by the early
10th century the jiedushi commanded de facto independence from its authority.
Thus ensued the Five Dynasties and Ten Kingdoms period.
   
Five Dynasties and Ten
Kingdoms
The Five Dynasties were:
Later Liang (907–923)
Later Tang Dynasty (923–936)
Later Jin Dynasty (936–947)
Later Han Dynasty (947–951)
Later Zhou Dynasty (951–960).
The Ten Kingdoms were:
Wu (907–937)
Wuyue (907–978)
Min (909–945)
Chu (907–951)
Southern Han (917–971)
Former Shu (907–925)
Later Shu (934–965)
Jingnan (924–963)
Southern Tang (937–975)
Northern Han (951–979).
The Ten Kingdoms continued:
Five Dynasties –Later Liang, Later Tang, Later
Jin, Later Zhou and Northern Han
The Later Liang (June 1, 907–923) was one of the Five Dynasties
during the Five Dynasties and Ten Kingdoms period in China. It was founded
by Zhu Wen, posthumously known as Taizu of Later Liang, after he forced the
last emperor of the Tang dynasty to abdicate in his favor (and then murdered
him). The Later Liang dynasty would last until 923 when it was destroyed by
the Later Tang Dynasty. The Later Liang Dynasty controlled most of northern
China, though much of Shaanxi (controlled by the Qi) as well as Hebei
(controlled by the Yan state) and Shanxi (controlled by Shatuo Turks)
remained largely outside Later Liang control. The Later Liang maintained a
tense relationship with the Shatuo Turks, due to the rivalry between Zhu
Quanzong and Li Keyong, a relationship that began back in the time of the
Tang Dynasty. After Li Keyong’s death, his son, Li Cunxu,
continued to expand his State of Jin. Li was able to destroy the
Later Liang in 923 and found the Later Tang Dynasty.
Stone relief from the
tomb of Wang Chuzhi.
National Museum,
Beijing
Generally through Chinese history, it was
historians of later kingdoms whose
histories bestowed the Mandate of
Heaven posthumously on preceding
dynasties.
Five Dynasties – Later Tang
The Later Tang was a short-lived regime, lasting only
thirteen years. Li Cunxu himself lived only three years after the
founding of the dynasty, During the Tang Dynasty, rival warlords
declared independence in their governing provinces—not all of whom
recognized the emperor's authority. Li Cunxu and Liu Shouguang fiercely
fought the regime forces to conquer northern China; Li Cunxu succeeded.
He defeated Liu Shouguang (who had proclaimed a Yan Empire in 911) in
915 and declared himself emperor in 923. Within a few months, he
brought down the Later Liang regime. Thus began the Later Tang
Dynasty— the first in a long line of conquest dynasties. After reuniting
much of northern China, Cunxu conquered Former Shu in 925, a
regime that had been set up in Sichuan. The Later Tang Dynasty
lasted from 923 to 936 during the Five Dynasties and Ten Kingdoms
Period in China, the first in
a series of three dynasties ruled by the Shatuo Turks. At its
height, it controlled most of northern China.
The Later Tang was a short-lived regime, lasting
only thirteen years. Li Cunxu himself lived only three years
after the founding of the dynasty, having been killed
during an officer’s rebellion in 926.
Painting by Chinese artist
Li Cheng (919–967)
Five Dynasties – Later Jin
The Later Tang Dynasty had a few years of relative calm, followed
by unrest. In 934, Sichuan again asserted independence. In 936, Shi
Jingtang, a Shatuo Turk jiedushi from Taiyuan, was aided by the Manchurian
Khitan Empire in a rebellion against the dynasty. In return for their aid, Shi
Jingtang promised annual tribute and 16 prefectures in the Youyun area
(modern northern Hebei province and Beijing) to the Khitans. The rebellion
succeeded; Shi Jingtang became emperor in this same year.
The Later Jin Dynasty held essentially the same territories as the
Later Tang Dynasty, except for Sichuan in the southwest, which was lost by
Later Tang in its waning years (as the region became independent as Later
Shu. The other major exception was a region known as the Sixteen
Prefectures. By this time in history, the Khitan had formed
the Liao Empire out of their steppe base. They had also
become a major power broker in northern China. They
forced the Later Jin to cede the strategic “Sixteen Prefectures”
to the Liao.
Lidded Ritual Food
Cauldron (Ding) Butterfly and Wisteria Flowers
with Interlaced Dragons by Xu Xi (886–975)
,
To fill the power vacuum, the jiedushi Liu Zhiyuan
entered the imperial capital in 947 and proclaimed the advent of
the Later Han Dynasty, establishing a third successive Shatuo
Turk reign. This was the shortest of the five dynasties. Following
a coup in 951, General Guo Wei, a Han Chinese, was enthroned,
thus beginning the Later Zhou Dynasty. However, Liu Chong, a
member of the Later Han imperial family, established a rival
Northern Han regime in Taiyuan and requested Khitan aid to
defeat the Later Zhou. The Later Han dynasty was among the shortest-
lived regimes in the long history of China. Liu Zhiyuan died the year following
the founding of the dynasty, to be succeeded by his teenage son. The
dynasty was overthrown two years later when Guo Wei, a Han Chinese led
a military coup and declared himself emperor of the Later Zhou dynasty.
The remnants of the Later Han returned to the traditional Shatuo
Turk stronghold of Shanxi and established the Northern Han kingdom,
sometimes referred to the Eastern Han. Under Liao dynasty protection, it
was able to remain independent of the Later
Zhou dynasty. The Song Dynasty emerged from the ashes of
the Later Zhou dynasty in 960 and emerged as a strong,
stabilizing presence in northern China. Two Horses and
a Groom (Han Gan)
Five Dynasties – The Later/Northern
Han
To fill the power vacuum, the jiedushi Liu Zhiyuan entered the
imperial capital in 947 and proclaimed the advent of the Later Han Dynasty,
establishing a third successive Shatuo Turk reign. This was the shortest of
the five dynasties. Following a coup in 951, General Guo Wei, a Han
Chinese, was enthroned, thus beginning the Later Zhou Dynasty. However,
Liu Chong, a member of the Later Han imperial family, established a rival
Northern Han regime in Taiyuan and requested Khitan aid to defeat the
Later Zhou. The Later Han dynasty was among the shortest-lived regimes in
the long history of China. Liu Zhiyuan died the year following the founding of
the dynasty, to be succeeded by his teenage son. The dynasty was
overthrown two years later when Guo Wei, a Han Chinese led a military
coup and declared himself emperor of the Later Zhou dynasty.
The remnants of the Later Han returned to the traditional Shatuo
Turk stronghold of Shanxi and established the Northern Han kingdom,
sometimes referred to the Eastern Han., Under Liao dynasty protection, it
was able to remain independent of the Later Zhou Dynasty. The Song
Dynasty emerged from the ashes of the Later Zhou
dynasty in 960 and emerged as a strong, stabilizing
presence in northern China.
Five Dynasties – The Later/Northern
Han
The History of Later Han Dynasty
Five Dynasties – Later Zhou Dynasty
After the death of Guo Wei in 951, his adopted son Chai
Rong succeeded the throne and began a policy of expansion and
reunification. In 954, his army defeated combined Khitan and
Northern Han forces, ending their ambition of toppling the Later Zhou
dynasty. Between 956 and 958, forces of Later Zhou conquered much of
Southern Tang, the most powerful regime in southern China, which ceded
all the territory north of the Yangtze River in defeat. In 959, Chai Rong
attacked the Khitan Empire in an attempt to recover territories ceded
during the Later Jin Dynasty. After many victories, he succumbed to
illness. In 960, the general Zhao Kuangyin staged a coup and took the
throne for himself, founding the Northern Song Dynasty.
This is the official end of the Five Dynasties and Ten Kingdoms
period. During the next two decades, Zhao Kuangyin and his successor
Zhao Kuangyi defeated the other remaining regimes in China proper,
conquering Northern Han in 979, and reunifying China completely in 982.
Under Liao dynasty protection it was able to remain independent of the
Later Zhou Dynasty. The Song
dynasty emerged from the ashes of the Later Zhou dynasty
in 960 and emerged as a strong, stabilizing presence in
northern China. Archer and Horse (Lee Zan-Hua)
Summary of Chan (Zen) in Chinese history
The history of Chán in China can be divided in several periods.
Zen as we know it today is the result of a long history, with many
changes and contingent factors. Each period had different types of
Zen, some of which remained influential while others vanished. The
three distinguishable periods from the 5th century into the 13th century
were:
 The Legendary period, from Bodhidharma in the late 5th
century to the end An Lushan Rebellion around 765 AD in the middle
of the Tang Dynasty. Little written information is left from this period. It's
the time of the Six Patriarchs, including Bodhidharma and Huineng,
and the legendary "split" between the Northern and the Southern
School of Chán.
 The Classical period, from the end An Lushan Rebellion around
765 CE to the beginning of the Song Dynasty around 950 AD. This is
the time of the great masters of Chán, such as Mazu Daoyi and Linji
Yixuan, and the creation of the yü-lü genre, the recordings of the
sayings and teachings of these great masters.
Summary of Chan (Zen) in Chinese history,
con’t
 The Literary period, from around 950 to 1250, which spans
the era of the Song Dynasty (960-1279). In this time the gongan-
collections were compiled, collections of sayings and deeds by the
famous masters, appended with poetry and commentary. This
genre reflects the influence of literati on the development of Chán.
This period idealized the previous period as the "golden age" of
Chán, producing the literature in which the spontaneity of the
celebrated masters was portrayed.
Another take on the Development of early
Zen
Proto-Chán (500-600AD) Southern and Northern
Dynasties (420 to 589) and Sui Dynasty (589–618AD). In this
phase, Chán developed in multiple locations in northern China. It
was based on the practice of dhyana, and is connected to the
figures of Bodhidharma and Huike. Its principal text is the Two
Entrances and Four Practices, attributed to Bodhidharma.
Another take on the Development of early Zen,
con’t
• Early Chán (600-900) during the Tang Dynasty 618–907 AD.
In this phase Chán took its first clear contours. Prime figures are the
fifth patriarch Daman Hongren (601–674), his dharma-heir Yuquan
Shenxiu (606?-706), the sixth patriarch Huineng (638–713),
antagonist of the quintessential Platform Sutra, and Shenhui (670-
762), whose propaganda elevated Huineng to the status of sixth
patriarch. Prime factions are the Northern School, Southern School
and Oxhead School.
 Middle Chán (750-1000) (from the An Lushan Rebellion
(755-763) until the Five Dynasties and Ten Kingdoms period (907–
960/979). In this phase developed the well-known Chán of the
iconoclastic zen-masters. Prime figures are Mazu Daoyi (709–788),
Shitou Xiqian (710-790), Linji Yixuan (died 867), and Xuefeng Yicun
(822-908). Prime factions are the Hongzhou school and the Hubei
faction.
. An important text is the Anthology of the Patriarchal Hall
(952), which gives a great amount of "encounter-stories", and the
well-known genealogy of the Chán-school.
Another take on the Development of early Zen, con’t
 Song Dynasty Chán (950-1300). In this phase Chán took its
definitive shape, including the picture of the "golden age" of the
Chán of the Tang-Dynasty, and the use of koans for individual
study and meditation. Prime figures are Dahui Zonggao (1089–
1163), who introduced the Hua Tou practice, and Hongzh
Zhengjue (1091-1157), who emphasized Shikantaza.
 Prime factions are the Linji school and the Caodong school.
The classic koan-collections, such as the Blue Cliff Record were
assembled in this period, which reflect the influence of the "literati"
on the development of Chán.
 In this phase Chán is transported to Japan and exerts a great
influence on Korean Seon via Jinul.

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History and Philosophy of China - The Shaman, I Ching and phliosopherss

  • 1. Week 3 History and Philosophy of China The Shaman, I Ching & philosophers that followed and introduction of Buddhism in China through Song Dynasty up to Mongol victory A Chinese funerary urn (hunping) in the Metropolitan Museum of Art. Item no. 1992.165.21. According to the label, such urns were characteristic of the areas south of the Yangtze (south Jiangsu / northern Zhejiang) 250-300 AD. The row of seating Buddha's is one of the earliest Buddhist images in China.
  • 2. The Qin and Unification of China The Qin Dynasty was seen as the first imperial dynasty of China, lasting from 221 to 206 BC. The dynasty was formed after the conquest of the six other states by the state of Qin, and its founding emperor was known as Qin Shi Huang, the First Emperor of Qin. The Qin state derived its name from its heartland of Qin, in modern-day Gansu and Shaanxi. The strength of the Qin state was greatly increased by the legalist reforms of Shang Yang in the 4th century BC, during the Warring States period. In the mid and late third century BC, the Qin accomplished a series of swift conquests, first ending the powerless Zhou Dynasty, and eventually conquering the remaining six states of the major states to gain control over the whole of China, resulting in a unified China. Despite its military strength, the Qin Dynasty did not last long. When the first emperor died in 210 BC, his son was placed on the throne by two of the previous emperor's advisers in an attempt to influence and control the administration of the entire dynasty through him. The advisors squabbled among themselves, however, which resulted in both their deaths and that of the second Qin emperor. Popular revolt broke out a few years later, and the weakened empire soon fell to a Chu lieutenant, who went on to found the Han Dynasty. Despite its rapid end, the Qin Dynasty influenced future Chinese empires, particularly the Han, and the name for China is thought to be derived from it.
  • 3. Beginnings of a Central Government During its reign over China, the Qin Dynasty achieved increased trade, improved agriculture, and military protection. This was due to the abolition of landowning lords, to whom peasants had formerly held allegiance. The central government now had direct control of the masses, giving it access to a much larger workforce. This allowed for the construction of ambitious projects, such as a wall on the northern border, now known as the Great Wall of China. The Qin Dynasty also introduced several reforms: currency, weights and measures were standardized, and a better system of writing was established. An attempt to purge all traces of the old dynasties led to the infamous burning of books and burying of scholars incident, which has been criticized greatly by subsequent scholars. The Qin's military was also revolutionary in that it used the most recently developed weaponry, transportation, and tactics, though the government was heavy-handed and bureaucratic. The book burning and death of competing “scholars” was only the first attempt to control the Thoughts of the masses for generations to follow.
  • 4. Qin Shi Huang – The First Emperor of China Qin Shi Huang (260–210 BC) is the modern Chinese name of King Zheng of Qin (246–221 BC), who ended the Warring States period by completing the conquest of China in 221 BC. Rather than maintain the title of king borne by the Shang and Zhou rulers, he ruled as the First Emperor of the Qin dynasty from 220 to 210 BC. The title would continue to be borne by Chinese rulers for the next two millennia. During his reign, his generals greatly expanded the size of the Chinese state: campaigns south of Chu permanently added the Yue lands of Hunan and Guangdong to the Chinese cultural orbit; campaigns in Central Asia. Qin Shi Huang also worked with his minister Li Si to enact major economic and politic reforms aimed at the standardization of the diverse practices of the earlier Chinese states. It was this process that also led to the banning and burning of many books and the execution of many scholars. His public works projects included the unification of diverse state walls into a single Great Wall of China and a massive new national road system, as well as the city-sized mausoleum guarded by the life-sized Terracotta Army. He ruled until his death, which occurred in 210 BC despite an infamous search for an elixir of immortality.
  • 5. The Han the beginnings of Imperial China In many ways the Han period of China that followed the Chin, was similar to the Zhou that followed the Shang, in that it was responsible for bringing order out of chaos. In doing so, the Han decided what they should recover and keep following the book burning and legalist extremism of the Qin Dynasty. Restoring order was the rule of the day. .. and that’s what they did. The Han Dynasty (206 BC – 220 AD) was an imperial dynasty of China, preceded by the Qin Dynasty (221–207 BC) and succeeded by the Three Kingdoms (220–280 AD). It was founded by the rebel leader Liu Bang, known posthumously as Emperor Gaozu of Han. It was briefly interrupted by the Xin Dynasty (9–23 AD) of the former regent Wang Mang. This division separates the Han into two periods: the Western Han (206 BC – 9 AD) and Eastern Han (25–220 AD). Spanning over four centuries, the period of the Han Dynasty is considered a golden age in Chinese history.[ To this day, China's majority ethnic group refers to itself as the "Han people" and the Chinese script is referred to as "Han characters. The Han Empire was divided into areas directly controlled by the central government and semi-autonomous kingdoms.
  • 6. Beginning of the Imperial Examinations in Han Dynasty From the time of the Han Dynasty (206 BC to AD 220) until the implementation of the imperial examination system, most appointments in the imperial bureaucracy were based on recommendations from prominent aristocrats and local officials and recommended individuals of predominantly aristocratic rank. Emperor Wu of Han (141 - 87 BC) started an early form of the imperial examinations in which local officials would select candidates to take part in an examination of the Confucian classics, from which he would select officials to serve by his side. While connections and recommendations remained much more meaningful than the exams in terms of advancing people to higher positions, the initiation of the examination system by emperor Wu had a cultural significance, as the state determined what the most important Confucianist and Taoist texts were, while at the same time homogenizing, or combining all other philosophy into one manageable entity. From the beginning of the Han there were two parallel tracts. First, was the status quo, or governing class, who wanted the Imperial Examination process to continue to guide the upper class they would need to control and rule China, second was the lessening influence of shamanism and the rising dominance of religious Taoism and the fangshi.
  • 7. Records of the Grand Historian was written from 109 to 91 BC, was the magnum opus of Sima Qian, in which he recounted Chinese history from the time of the Yellow Emperor until his own time. (The Yellow Emperor, traditionally dated around 2600 BC, is the first ruler whom Sima Qian considered sufficiently established as historical to appear in the Records.) Translation Notes 1. Annals of the Five Emperor Traditional view of prehistoric China, beginning from the Yellow Emperor 2. Annals of Xia Xia Dynasty 3. Annals of Yin Shang (Yin) Dynasty 4. Annals of Zhou Zhou Dynasty 5. Annals of Qin State of Qin 6. Annals of Qin Shi Huang Qin Dynasty 7. Annals of Xiang Yu 8. Annals of Gaozu Emperor Gaozu of Han, 206-195 BC 9. Annals of Empress Dowager Lü Empress Lü (regent 195-180 BC) 10. Annals of the Xiaowen Emperor Emperor Wen of Han, 179-157 BC 11. Annals of the Xiaojing Emperor Emperor Jing of Han, 156-141 BC 12. Annals of the Xiaowu Emperor Emperor Wu of Han, 140-87 BC The Annals of Sima Qian are 12 volumes. They are Royal biographies in strict annalistic form that offer an overview of the most important events, especially from the time of the Zhou dynasty to that of the emperor of the Han dynasty. The Chinese historical form of Chinese dynastic history was codified by Ban Gu's Book of Han, but historians regard Sima Qian's work as their model, which stands as the "official format” of the history of China. He more than anyone turned myth into reality. In doing so he became as or more important than many he documented.
  • 8. The shaman, I Ching, Tao, and Chuang Tzu’s Perfected Man It would be during this time of the early Han that the first major commentaries of the I Ching were written with an emphasis being that change is the order of reality, nature and the universe. The culmination of shamanistic beliefs tied to Taoism met a great need for assurance of individual continuation after death. It became important that each person should be assured of his relationship with the gods, or God, both in this world and the afterlife. What had historically been the responsibility of the shaman became the amalgamation of the I Ching, what was considered Taoism through writings of Lao Tzu, and especially Chuang Tzu and his Perfected Man, and thousands of years of shamanistic teachings all coalescing at this time. Whereas before the shaman was responsible and functioned as the “go between” between the individual, communities and the spiritual world, it was now during the early Han period that it became clear that each person, the individual , should have some means of control or ability to ward off the more malignant, or negative, spiritual forces. This led to the philosophers being deified as examples of godlike attributes that all should follow.
  • 9. The veneration of personalities and the Great Unity This idea that divination and of geomancy (the art or practice of making predictions based on patterns) which reflects and epitomizes the I Ching, led to the focus on what would later become feng shui. This fed a deep need and longing to know and be in touch with the spiritual world. This is why Chuang Tzu’s role was so important. His Perfected Man illustrated man as the connection point between heaven and earth and represented an achievable goal for ordinary people. It was at this time that notions of the divine. of natural forces, became prevalent throughout China and overreaching personalities like Lao and Chuang Tzu, and especially Confucius, became personified and venerated. By the end of the 1st century BC Confucius was being worshipped with the reverence of a God with sacrifices being made to him – Kung. At the same time Lao Tzu and the Yellow Emperor were being worshipped as the manifestation of Tao. Taoism at this time was known as Huang-Lao. Important at this time is noting that three cosmic entities were being worshipped. Lao Tzu, the Yellow Emperor and a deity known as T’ai I – meaning the Great Unity were closely followed. The Great Unity was the philosophers’ term for the ultimate understanding of the Tao as the foundation, origin and pre-origin of all existence.
  • 10. The fangshi were a class of traveling Taoist healers/magicians who emerged from the previous Warring States period, Once China was unified, they took their various skills - in herbal medicine, acupuncture, Taoist qigong, divination and shamanistic rituals - on the road, traveling from place to place, to earn a living. In this sense, we might think of the fangshi as being something akin to a country doctor - taking his/her bag of medicines and wide range of skills from house to house - the difference being that the fengshi often were in possession also of esoteric skills: they were "magicians" as well as healers. The Traditional Shaman becomes the Taoist Fangshi Fangshi represented the combining of a new Taoist religious practice that transformed it from philosophy to religion with a belief in a hierarchy of spirits and the practice of honoring them with offerings that were similar to those promoted under Confucianism.Historical texts document that during the late Warring States period (475-221 BC), fangshi originated in northeastern China and specialized in xian "immortality and transcendence" techniques of the shaman. During the Qin Dynasty (221-206 BC) and Han Dynasty(206 BC-220 AD) they were patronized by emperors who sought the elixir of immortality. By the middle of the Six Dynasties Period (220-569 AD), their role had declined and their techniques had been adapted into Taoist religion and traditional Chinese medicine and culture.
  • 11. The Han Dynasty and the Yellow Turban Rebellion The Han Dynasty (206 B.C. – 220 A.D.) was an imperial dynasty of China, preceded by the Qin Dynasty (221–207 B.C.) and succeeded by the Three Kingdoms (220–280 A.D.). It was founded by the rebel leader Liu Bang, known posthumously as Emperor Gaozu of Han. It was briefly interrupted by the Xin Dynasty (9–23) A.D. by the former regent Wang Mang. This interruption separated the Han into two periods: the Western Han (206 B.C. – 9 A.D.) and Eastern Han (25–220 A.D.). Spanning over four centuries, the period of the Han Dynasty is considered a golden age in Chinese history. However, it was during this time that the Yellow Turban Rebellion, erupted as a peasant revolt that broke out in 184 AD during the reign of Emperor Ling of the Han Dynasty. The rebellion, which got its name from the color of the scarves that the rebels wore on their heads, marked an important point in the history of Taoism due to the rebels‘ association with secret Taoist societies. The rebels wore yellow headdresses to signify their association with the “earth” element, which they believed would succeed the red “fire” element that represented Han rule. To suppress the uprising, which erupted in eastern and central China, the Han conscripted huge armies at great cost, but their efforts were hampered by inefficiency and corruption in the imperial government. The revolt was also used as the opening event in Luo Guanzhong's historical novel Romance of the Three Kingdoms.
  • 12.
  • 13. Introduction of what would be called Chan, or Zen Buddhism in China Generations of scholars have debated whether Buddhist missionaries first reached Han China via the maritime or overland routes of the Silk Road. The maritime route hypothesis, favored by Liang Qichao and Paul Pelliot, proposed that Buddhism was originally practiced in southern China, the Yangtze River and Huai River region, where prince Ying of Chu (present day Jiangsu) was jointly worshipping the Yellow Emperor, Lao Tzu, and Buddha in 65 AD. The overland route hypothesis, favored by Tang Yongtong, proposed that Buddhism disseminated eastward through Yuezhi and was originally practiced in western China, at the Han capital Luoyang (present day Henan), where Emperor Ming of Han established the White Horse Temple in 68 BC.
  • 14. Buddhism‘s One Thousand Year Connection To Beginning of Zhou Dynasty The White Horse Temple, the oldest temple in China, is located about 6 miles from the city of Luoyang in eastern China’s Henan Province. It is a place that disciples of the Buddha school recognize as the palace of Buddhist ancestors and the place where Buddhist theory was taught.  It was built by Emperor Ming of the Eastern Han Dynasty (29 A.D.–75 A.D.), and there is a legend about its establishment.   According to the historical book of records, Emperor Ming dreamed of a pleasant scene in which a shining golden god flew into his palace. Emperor Ming called his ministers to inquire about his dream. Minister Fuyi said: “On April 8 of the 24th year of King Zhou in the Zhou Dynasty (971 B.C.), the landscapes rocked and the rivers flooded. At night the splendid light beams of five colors flashed in the western sky."
  • 15. Early History of the White Horse Temple The two senior monks She Moteng and Zhu Falan, preached at White Horse Temple and jointly completed the translation of the 42-Chapter Sutra, the first Chinese version of Buddhist scriptures. After She Moteng passed away, Zhu Falan continued to translate a number of scriptures. Their translations of the scriptures were all treasured in the Main Hall for the monks to worship. It was said that in the Northern Wei Dynasty (386 A.D.– 534 A.D.), when the Buddhist monks worshiped the scriptures, the scripture suddenly glowed with colored lights and lit up the Main Hall. During the reign of Tang Dynasty Empress Wu Ze Tian (624 A.D.–705 A.D.), the White Horse Temple was very popular, and there were more than 1,000 monks living there. However, the Temple was greatly damaged during the An Si Rebellion (755 A.D.–763 A.D.) and the Huichang Suppression of Buddhism (840 A.D.–846 A.D.). The damaged White Horse Temple was only found later through broken pieces of inscriptions on the stones and ruins. Repairs to the temple were later conducted by Sung Dynasty Emperor Taizong (939–997), Ming Dynasty Emperor Jiajing (1507–1567), and Qing Dynasty Emperor Kangxi (1662–1722).
  • 16. Standardization of Chinese Philosophy by the Han It may have been the Chin who unified China into one central structure and government, albeit for a short time. However, it was the Han who followed them that unified the religious and philosophical beginnings of what we know today. Several things were occurring simultaneously during the late Han and Three Kingdoms that brought together the pieces of later Chinese philosophical thought. • First was the orthodoxy of the Confucian school that was central to the Emperor and political structure. This focused attention not only on the central figure of Confucius, but the Classics and what would be taught in the examination system. • Second was the recognition of Lao Tzu and his Tao Te Ching, as it served as the connecting point between what could be seen and unseen and legitimatized the connection between order, nature, and those in authority. Lao Tzu was given a shrine identifying him as a “sacred person” by the Han Emperor in 150AD which contributed to the explosion in religious Taoism throughout China during this time, • Third, was the writing of Wang Pi and his updating/commentary of the I Ching and Lao Tzu’s Tao Te Ching. He illustrated to the political structure at the time how the two ancient texts complimented the classics, and the works of Confucius, and how it should all fit together.
  • 17. Buddhism’s Initial entry from India to China When Buddhism came to China from India, it was initially adapted to the Chinese culture and understanding. Buddhism was exposed to Confucian and Taoist influences. Chán became a "natural evolution of Buddhism under Taoist conditions. Buddhism was first identified to be "a barbarian variant of Taoism“. Judging from the reception by the Han of the Hinayana works and from the early commentaries, it appears that Buddhism was being perceived and digested through the medium of religious Taoism. Buddha was seen as a foreign immortal who had achieved some form of Taoist non death. The Buddhists’ mindfulness of the breath was regarded as an extension of Taoist breathing exercises. Taoist terminology was used to express Buddhist doctrines in the oldest translations of Buddhist texts, a practice termed ko-i, "matching the concepts", while the emerging Chinese Buddhism had to compete with Taoism and Confucianism.
  • 18. Early marriage of Taoist and Buddhist thought The first Buddhist recruits in China were the traditional shaman and Taoists. They developed high esteem for the newly introduced Buddhist meditational techniques,[ and blended them with Taoist meditation. Representatives of early Chinese Buddhism like Sengzhao and Tao Sheng were deeply influenced by the Taoist keystone works of Lao Tzu and Chuang Tzu. Against this background, especially the Taoist concept of naturalness was inherited by the early Chán disciples: they equated - to some extent - the ineffable Tao and Buddha-nature, and thus, rather than feeling bound to the abstract "wisdom of the sūtras", emphasized Buddha-nature to be found in "everyday" human life, just as the Tao. In addition to Taoist ideas, also Neo-Taoist concepts were taken over in Chinese Buddhism. Concepts such as "T’i -yung" (Essence and Function) and "Li-shih“ Noumenon (a thing in itself, as distinguished from a thing as it appears). and Phenomenon (a fact, occurrence, or circumstance observed or observable in nature) were first taken over by Hua-yen Buddhism, which consequently influenced Chán deeply. On the other hand, Taoists at first misunderstood sunyata to be akin to the Taoist non-being and wu wei.
  • 19. Wang Pi – The Great Mediator of Competing Philosophies The disappearance of the great Han state thus created an intellectual vacuum that thinkers hastened to fill; it also left a period of comparative liberty, very rare in China, that was to allow them to present new and bold formulations. If Wang Pi accomplished so much in so short a space of time, it was perhaps in part due to the fact that he was born into a family active in the most progressive philosophical circles at the end of the Han period and had at his disposition close to 1,000 chapters (chüan) of books, the important library of Ts'ai Yung, given to his father by the first emperor of the Wei dynasty. Wang Pi's biography tells us that, when he was being interviewed for an important post by the regent Ts'ao Shuang, Wang Pi spoke with the busy head of state on nothing but metaphysics. He did not get the job and caused Ts'ao Shuang to "snicker at him," but the incident is revealing: Wang Pi's metaphysics, which at first seems gratuitous and disembodied, was for its author a vital, "committed" philosophy, something essential for the good administration of the empire. He truly intended to replace the worn-out philosophies of the Han with something new and all-encompassing with his works and philosophy.
  • 20. Wang Pi and the Tao Te Ching and I Ching Commentaries In his commentary to the Tao Te Ching, Wang Pi brilliantly shows that the Tao is in fact wu. Wu is a term difficult to translate; it is a negation but definitely does not mean "nothing" or "nothingness," as it is often translated. It is "without" meaning, that it is "undefined," "undetermined"—a true absolute in the Western philosophical meaning of the word. All of creation, all of the diversified universe, all yu (the opposite of wu) —"having" or "with" determination or definition— ultimately depends upon the undefined and undefinable wu for its existence. We must thus model ourselves upon this absolute if we wish to "develop our natures to their fullest“ and live out our lives to their limits under the best conditions. The ancient Taoists did not give much concrete information on just how this was to be done. Wang Pi says we can find this information in the I Ching, which for him, contains in its 64 hexagrams all the possible combinations of conditions that a man can encounter in life. His commentary brilliantly exploits the methods and terminology of the I Ching, showing the subtle and changing relations between the six lines of each hexagram and explaining in abstract terms just what the obscure remarks of the ancient explanations really mean for us in our moral life.
  • 21. Background of Wu wei It was Wang Pi’s commentary during the Han dynasty (200AD) that served as the guiding influence as to what would define the true essence of the meaning of wu wei. His commentaries on both the I Ching and Tao Te Ching would become standard reading for those that followed him. However, there are various interpretations of wu wei. Generally speaking wu wei means to be without purpose and to act spontaneously as a way of becoming one with the universe. That the universe, or Tao, moves effortlessly following the natural flow of things without purpose or goal. To be in the natural flow of your eternal essence is living in wu wei. This generally translates into the “art of doing nothing”, i.e., that you achieve things by doing nothing. Wang Pi took it a step further saying that wu wei is to be considered as a “mode or way of being”. That non-action is neither total inaction nor any type of action. Instead it is an expression signifying the Taoist way of life. This way of life, or the Tao, describes the manner in which it manifests in nature through and as you. Wu wei can be expressed both positively and negatively. Again, thinking of opposites, it can both be characterized by the sage having no thought of self and having no desires, conversely, it can be equated with emptiness and tranquility one discovers in following your true nature... by following the Tao.
  • 22. The Importance of Commentaries and Judgments that influences what is “real” Wang Pi's most important works are two commentaries: one on the Tao Te Ching and the other on the I Ching. On both these works he has left his indelible mark, but his work on the I Ching completely reorganized the book and made it much as it is today; of the extremely numerous early commentaries, moreover, his is the only one to survive in its entirety. It is, of course, very difficult to study a man's philosophy solely by studying his commentaries on other works, but that is what we have to do in Wang Pi's case; for aside from these commentaries, all that remains of his work are fragments of a commentary on the Analects of Confucius, a fragmentary short work on the Tao Te Ching, the Lao Tzu, and the slightly longer, complete I Ching. Putting it succinctly but without too much distortion, Wang Pi's philosophy is a combination of Confucian ethics and Taoist metaphysics. He suggests that the Taoist absolute, or ontological substratum of the universe (the Tao), is indeed the metaphysical basis of the Confucian social organization, with a single ruler and a hierarchical society harmoniously cooperating according to ritual and the traditional Confucian virtues.
  • 23. The map above shows the route of the Silk Road at about 100AD, when the Roman Empire extended into Asia Minor and the Han Empire had conquered much of modern China (except for Fujian). Initial Chinese interest was for the import of horses to improve the effectiveness of Han cavalry. Many of the towns along the route are ancient trading posts: Bakhara; Kashgar; Tashkent; Kunduz; Samarkand Turpan; Tehran. The Han dynasty name for Rome was Da Qin 'Great Qin' named after the Qin dynasty itself. The Romans had a veracious appetite for silk leading to Emperor Tiberius introducing a ban on silk import. The Jiayuguan Gate on the end of the Great Wall marked the grand entrance into China. The Great Wall gave some protection of from attacks by tribes to the north on the passage deep into China.
  • 24. Times of disunity - the end of Han to the beginning of Sui Dynasty This period of China between the end of Chin Dynasty in 206AD and the beginning of Sui Dynasty in 581AD is often referred to as the Six Dynasty Period, i.e., the Three Kingdoms (Wei, Shu, and Wu), the Jin Dynasty, and the Northern and Southern Dynasties. Throughout the Three Kingdoms Period, battles between the three countries were countless. Among those, battles between Shu and Wu fighting for Jingzhou, Shu and Wei fighting for Hanzhong as well as Wei defeating Shu. Finally, the end of the Three Kingdoms Period started from Sima Yan (son of Sima Yi) and chancellor of Wei's usurpation of Wei and the establishment of the Jin Dynasty (265 - 420). In 282 when the Jin army conquered the last kingdom - Wu's capital, the Three Kingdoms Period was ended. The Jin Dynasty comprises two distinct phases—the Xi (Western) Jin, ruling China from AD 265 to 316/317, and the Dong (Eastern) Jin, which ruled China from AD 317 to 420. In AD 265 a Sima prince, Sima Yan, deposed the last of the Cao emperors and established the Xi Jin dynasty. It was at this time Buddhist philosophy, art, and architecture influenced this dynasty’s culture and grew dramatically. During the Northern and Southern Dynasties the empire was fragmented. The North was dominated by invaders from the borderland and the steppes. The South was ruled by successive "Chinese" dynasties. The Yellow River was considered the dividing line between the two.
  • 25. Cao Cao of the Three Kingdoms Cao Cao was an accomplished poet, as were his sons Cao Pi and Cao Zhi. He was also a patron of poets such as Xu Gan. Of Cao Cao's works, only a remnant remain today. His verses, unpretentious yet profound, helped to reshape the poetic style of his time and beyond, eventually contributing to the poetry styles associated with Tang Dynasty poetry. Cao Cao, Cao Pi and Cao Zhi are known collectively as the "Three Caos". The Three Caos' poetry, together with additional poets, became known as the Jian'an style, which contributed eventually to Tang and later poetry. Cao Cao also wrote verse in the older four-character per line style characteristic of the Classic of Poetry. Burton Watson describes Cao Cao as: "the only writer of the period who succeeded in infusing the old four-character metre with any vitality, mainly because he discarded the archaic diction associated with it and employed the ordinary poetic language of his time. Cao Cao is also known for his early contributions to the Shanshui poetry genre, with his four character per line, fourteen line poem "View of the Blue Sea”. Cao Cao cites a poem before the Battle of Red Cliffs, portrait at the Long Corridor of the Summer Palace, Beijing
  • 26. The Three Kingdoms – the Wei, Wu and Shu Upon the founding of the three kingdoms, rulers of each kingdom all committed to improve the way of ruling and develop their national economy. In the Kingdom of Wei, Cao Cao made many reforms to discard old policies inform previous dynasties. The Tun Tian  (farming done by soldiers) System was also carried out, which greatly promoted the national productivity. In the Kingdom of Shu, Zhuge Liang set up strict social order and tried to govern the kingdom by law. In the Kingdom of Wu, the shipbuilding industry was much more prosperous. As for the national strength, Wei ranked first, Wu second and Shu third. In 220 when Cao Cao died, his eldest son Cao Pi proclaimed himself emperor, with Wei as his National Title and Luoyang as his capital city. In 221, Liu Bei proclaimed himself emperor, with Shu his national title and Chengdu the capital city. And in 229, Sun Quan proclaimed himself emperor in Wuchang (currently Wuhan), and later moved the capital to Jiankang (currently Nanjing), with the national title Wu. On the whole, Wei occupied the north, Shu occupied the southwest and Wu occupied the southeast. Romance of the Three Kingdoms, a historical novel by Luo Guanzhong, was a romanticisation of the events that occurred in the late Han Dynasty and the Three Kingdoms period.
  • 27. The beginnings of Chan or Zen Buddhism in China Buddhism appealed to Chinese intellectuals and elites and the development of gentry Buddhism was sought as an alternative to Confucianism and Daoism, since Buddhism's emphasis on morality and ritual appealed to Confucians and the desire to cultivate inner wisdom appealed to Taoists. Gentry Buddhism was a medium of introduction for the beginning of Buddhism in China and gained imperial and courtly support. By the early 5th century Buddhism was established in south China. During this time, Indian monks continued to travel along the Silk Road to teach Buddhism, and translation work was primarily done by foreign monks rather than Chinese. In the 5th century, the Chán (Zen) teachings began in China, traditionally attributed to the Buddhist monk Bodhidharma, a legendary figure. The school heavily utilized the principles found in the La k vat ra S traṅ ā ā ū , a sūtra utilizing the teachings of Yogācāra and those of Tathāgatagarbha, and which teaches the One Vehicle to buddhahood.
  • 28. The Principle teachings of Chan (ZEN) The principle teachings of Chán were later often known for the use of so-called encounter stories and koans, and the teaching methods used in them. A kōan is a story, dialogue, question, or statement, which is used in Zen-practice to provoke the "great doubt", and test a student's progress in Zen practice. Nan Huai-Chin identifies the La k vat ra S traṅ ā ā ū and the Diam o nd S traū (Vajracche dik Prajñ p ram it S traā ā ā ā ū ) as the principle texts of the Chán school, and summarizes the principles succinctly: The Zen teaching was a separate transmission outside the scriptural teachings that did not posit any written texts as sacred. Zen pointed directly to the human mind to enable people to see their real nature and become buddhas.[
  • 29. The Tarim Basin during the 3rd century, connecting the territory of China with that of the Kushan Empire: Kashgar, Mogao Caves, Dunhuang, Kucha, Khotan, Karasahr, Shanshan, Turfan. Peoples of the Silk Road.
  • 30. The Giant Wild Goose Pagoda of Xi'an, built in the year 652 AD during the Tang Dynasty, when the city was named Chang'an. The Wild Goose Pagoda is a Buddhist pagoda located in southern Xi'an, Shaanxi province, China. It was built in 652 during the Tang Dynasty and originally had five stories, although the structure was rebuilt in 704 during the reign of Empress Wu Zetian and its exterior brick facade was renovated during the Ming Dynasty. One of the pagoda's many functions was to hold sutras and figurines of the Buddha that were brought to China from India by the Buddhist translator and traveler Xuanzang.
  • 31. The popularization of Buddhism in this period is evident in the many scripture-filled caves and structures surviving from this period. The Mogao Caves near Dunhuang in Gansu province, the Longmen Grottoes near Luoyang in Henan and the Yungang Grottoes near Datong in Shanxi are the most renowned examples from the Northern Han, Sui and Tang Dynasties. The Leshan Giant Buddha, carved out of a hillside in the 8th century during the Tang Dynasty and looking down on the confluence of three rivers, is still the largest stone Buddha statue in the world. The Longmen Grottoes below near Luoyang in Henan houses The Mogao Caves or Mogao Grottoes, also known as the Caves of the Thousand Buddhas, form a system of 492 temples southeast of the center of Dunhuang, an oasis strategically located at a religious and cultural crossroads on the Silk Road, in Gansu province,. located southwest of the city of Datong is composed of 252 grottoes with more than 51,000 Buddha statues. tens of thousands The Yungang of statues of Buddha and his disciples, Grottoes site above are located south of present day Luòyáng in Hénán province.
  • 32. Thirty seven Year Reign of the Sui Dynasty The Sui Dynasty (581-618AD) followed the Southern and Northern Dynasties and preceded the Tang Dynasty in China. It ended nearly four centuries of division between rival regimes. Founded by Emperor Wen, or Yang Jian, held its capital at Chang An (present-day Xi an). It was marked by the reunification of Southern and Northern China and the construction of the Grand Canal. It saw various reforms by Emperors Wen and Yang: the land equalization system resulting in enhanced agricultural productivity; governmental power was centralized, coinage was standardized; defense was improved, and the Great Wall was expanded. Buddhism was also encouraged throughout the empire, uniting the varied people and cultures of China.  
  • 33. Completion of Grand Canal during Sui Dynasty This dynasty has often been compared to the earlier Qin Dynasty in tenure and the ruthlessness of its accomplishments. The Sui dynasty's early demise was attributed to the government's tyrannical demands on the people, who bore the crushing burden of taxes and compulsory labor. These resources were overstrained in the completion of the Grand Canal --a monumental engineering feat-- and in the undertaking of other construction projects, including the reconstruction of the Great Wall. Weakened by costly and disastrous military campaigns against Goguryeo, which ended with defeat of Sui in the early seventh century, the dynasty disintegrated through a combination of popular revolts, disloyalty, and assassination. Picture of boat on Grand Canal.. the only thing that is uniquely Sui is the construction of Grand Canal, connecting Yellow and Yangtze two major eastward waterways by starting from Beijing all the way down to Hangzhou, thus make nation wide commerce possible for the next prosperous Tang Dynasty. Yang Ti was the second and last emperor of the Sui dynasty. Under Yang Ti the Grand Canal was built joining northern China with the Yangtze river which by then had become a major grain growing area. Yang Ti spent lavish amounts of money on palace construction and reinforcing the Great Wall. About half of the six million men recruited for the building projects died at their work. SUI YANG- TI 560 - 618 Chinese Emperor Sui Emperor Yang Di traveling by dragon boat on the Grand Canal Replica of boat from Grand Canal at museum in Jining
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  • 35. End of Sui and beginnings of Tang Dynasty A Confucian revival began during the Tang dynasty. In the late Tang, Confucianism absorbed some aspects of Buddhism and Daoism and was reformulated (Neo-Confucianism). This reinvigorated form was adopted as the basis of the imperial exams and the core philosophy of the scholar official class in the Song dynasty. Neo-Confucianism turned into sometimes rigid orthodoxy over the following centuries. In popular practice, however, the three doctrines of Confucianism, Buddhism, and Taoism were often melded together.
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  • 37. Early Tang Dynasty Taoist and Buddhist Influences From the outset, religion played a role in Tang politics. In his bid for power, Li Yuan had attracted a following by claiming descent from the Taoist sage Lao Tzu (5th century BC). People bidding for office would have monks from Buddhist temples pray for them in public in return for cash donations or gifts. Before the persecution of Buddhism in the 9th century, Buddhism and Taoism were accepted side by side and Emperors invited monks and clerics of both religions to his court. At the same time Xuanzong exalted the ancient Lao Tzu by granting him grand titles, wrote commentary on the Taoist Lao Tzu and set up a school to prepare candidates for examinations on Taoist scriptures, In the year 714, Emperor Xuanzong forbade shops and vendors in the city of Chang'an (Xian) from selling Buddhist sutras, instead giving the Buddhist clergy of the monasteries the sole right to distribute sutras to the laity. In the previous year of 713, Emperor Xuanzong had liquidated the highly lucrative Inexhaustible Treasury, which was run by a prominent Buddhist monastery in Chang'an. Emperor Xuanzong of Tang wearing the robes and the hat of a scholar
  • 38. The Re-emergence of the Silk Road The Silk Road was a series of trade routes connecting China to central Asia and the Middle East, first opened during the Han dynasty. The Silk Road was of great importance from the Qin (200BC); Tang and Yuan dynasties. It fell into decline during the Ming dynasty when trade by sea from southern ports became more profitable than by the overland route. It is more correct to think of it as a series of routes and not a single road; as the road had several branches, starting in the Middle East and ending at the Chinese capital at the time - Luoyang. The name ‘Silk Road’ is relatively modern, coined by a German geographer in the 19th century.
  • 39. The Melting Pot Boils Over The capital cities of the Tang dynasty, Ch'ang-an and Loyang, became melting pots to many cultures and a large number of beliefs such as Zoroastrianism and Islam. Buddhist missionaries had begun the difficult journey from northern India to China as early as the first century AD, but it was not until the Tang dynasty that Buddhism reached its height of popularity in China. By the mid-7th century, new Buddhist schools of thought had developed a distinctly Chinese flavor, including the Ch'an school, which later evolved into Zen Buddhism.
  • 40. The Tang Imperial Examinations – Following the Sui Dynasty's example, the Tang favored a service system favoring students of Confucian studies who were potential candidates for the imperial examinations. The graduates of which could be appointed as state bureaucrats in the local, provincial, and central government. There were two types of exams that were given, mingjing ('illuminating the classics examination') and jinshi ('presented scholar examination'). The mingjing was based upon the Confucian classics and tested the student's knowledge of a broad variety of texts.By the Tang Dynasty, most of the recruitment into central government bureaucrat offices was being performed by the bureaucracy itself, at least nominally by the reigning emperor. However, the historical dynamics of the official recruitment system involved changes in the balances of the various means used for appointments (all theoretically under the direction of the emperor); including, the civil service examinations, direct appointments (especially of members of the ruling dynastic family), nominations by quotas allotted to favored important families, and special induction procedures for eunuchs.Chinese Examination Cells at the South River School (Nanjiangxue) Nanjing (China)
  • 41. Emperor Tang Taizong commissioned this portrait of himself with 12 previous emperors tracing back to the Han dynasty as a warning to his son, the prince, to learn from the mistakes of his ancestors. The Height of the Tang Dynasty During the 8th century, the city of Ch'ang-an, the capital of the Tang dynasty, was the largest, richest, and most advanced city in the world. Its National Academy brought students from throughout Asia to learn religion, art and architecture. Foreigners attained high positions in the Chinese government. Trade flourished, and cultural exchange brought new ways of thinking to China. Tai-tsung maintained many of the political policies already in place. He shrank the government at both the central and state levels. The money saved by using a smaller government enabled Tai-tsung to save food as surplus in case of famine and to provide economic relief for farmers in case of flooding or other disasters. Civil exams based on merit were used once again and resulted in wise court officials. China became even larger during the Tang dynasty than it had been during the Han. The Chinese regularly communicated with lands as far west as Persia, present-day Afghanistan, and the Byzantine Empire. Goods and, more importantly, ideas continued to be exchanged on the Silk Road.
  • 42. Tang Dynasty Poetry The Tang Dynasty that existed from 18th June 618 to 1st June 907 could be said to have been built with its poets. The ability to write good poetry that expounded social and ethical issues was the passport to entering the government. Some Tang Dynasty poets also wrote poetry of a more personal nature. Tang dynasty poetry covered three major areas: special occasions, nature, and like most other poetry, philosophy. The most famed poets of this period were Wan Wei, Li Po, and Tu Fu who lived between the years 699 and 770. Wang Wei was quite austere in his approach to poetry, while Li Po was a romantically inclined eccentric, and Tu Fu, a Confucian moralist. Tu Fu was the most popular and was considered the greatest poet of the times. His poetry covered politics, social problems, and even his own personal family life. Wang Wei’s poems were quite simple and short and were mostly about nature. Li Po too loved nature and his work reflected that extensively. His poetry also carried a leaning towards Taoism, and several of his poems revealed his deep love for people. Tang dynasty poetry essentially captures people’s deepest emotions and talks about matters of every day life: the losing of friends, remembering the good times of the past, voicing innermost feelings, and crying out against social injustice. This reveals the wide range of interests of the people of the Tang Dynasty.
  • 43. The re-emergence of Mencius in Tang and Song Dynasties During the Tang dynasty the School of Mencius came to be regarded as the orthodox school in the line of Confucius and one of the key links in the chain transmitting the Way of the Sages. With the emergence of Neo-Confucianism during the Sung dynasty both the Doctrine of the Mean and the Book of Mencius came to be ranked, along with the Analects and the Great Learning, as the Four Book's. Subsequently, Mencius himself came to be revered as the orthodox transmitter of the Confucian tradition after Confucius and the Second Sage next to Confucius, receiving for eight hundred years, till the beginning of twentieth century, sacrifices both in the Temple of Confucius and in the temples devoted to him. The Mencius home and temple in Zoucheng were built more than a thousand years after his death. The Doctrine of the Mean, is both a doctrine of Confucianism and also the title of one of the Four Books of Confucian philosophy. The text is attributed to Zisi (also known as Kong Ji), the only grandson of Confucius. It was published as a chapter in the Classic of Rites. He is traditionally accredited with transmitting Confucian teaching to Mencius.
  • 44. China’s Golden Age of Art and Literature A great contribution of the Tang dynasty came years after the death of Tai-tsung, when the dynasty was at its political and economic height. The Tang dynasty was a golden age of art and literature for the Chinese. Li Po, Tu Fu, and Wang Wei were poets renowned for the simplicity and naturalism of their writings. The poetry and art of the times however were deeply affected by the rebellion of northeastern troops against court officials in the capital city of Ch'ang-an in 756 AD. Named after the leader of the rebel troops, the An Lushan Rebellion caused the deaths of countless people, including members of the royal family, and marked the beginning of the end for the Tang dynasty. The decline of the dynasty increased during the second half of the 9th century as factions within the central government began feuding. These feuds led to political plots and scandals with assassinations not uncommon. The dynasty split into ten separate kingdoms as the central government weakened. After a series of collapses beginning around 880 A.D., northern invaders finally destroyed the Tang dynasty. The Golden Age was over.
  • 45. Five Dynasties and Ten Kingdoms was an era of political upheaval in China from 907–960/979 AD, between the fall of the Tang Dynasty and the founding of the Song Dynasty. During this period, five dynasties quickly succeeded one another in the north, and more than twelve independent states were established, mainly in the south. Only ten are traditionally listed, hence the era's name, "Ten Kingdoms"; some historians, such as Bo Yang, count eleven, including Yan and Qi but not Northern Han, viewing it as simply a continuation of Later Han. This era also led to the founding of the Liao Dynasty in the north. Towards the end of the Tang Dynasty, the imperial government granted increased powers to the jiedushi, the regional military governors. The Huang Chao Rebellion weakened the imperial government, and by the early 10th century the jiedushi commanded de facto independence from its authority. Thus ensued the Five Dynasties and Ten Kingdoms period.     Five Dynasties and Ten Kingdoms The Five Dynasties were: Later Liang (907–923) Later Tang Dynasty (923–936) Later Jin Dynasty (936–947) Later Han Dynasty (947–951) Later Zhou Dynasty (951–960). The Ten Kingdoms were: Wu (907–937) Wuyue (907–978) Min (909–945) Chu (907–951) Southern Han (917–971) Former Shu (907–925) Later Shu (934–965) Jingnan (924–963) Southern Tang (937–975) Northern Han (951–979). The Ten Kingdoms continued:
  • 46. Five Dynasties –Later Liang, Later Tang, Later Jin, Later Zhou and Northern Han The Later Liang (June 1, 907–923) was one of the Five Dynasties during the Five Dynasties and Ten Kingdoms period in China. It was founded by Zhu Wen, posthumously known as Taizu of Later Liang, after he forced the last emperor of the Tang dynasty to abdicate in his favor (and then murdered him). The Later Liang dynasty would last until 923 when it was destroyed by the Later Tang Dynasty. The Later Liang Dynasty controlled most of northern China, though much of Shaanxi (controlled by the Qi) as well as Hebei (controlled by the Yan state) and Shanxi (controlled by Shatuo Turks) remained largely outside Later Liang control. The Later Liang maintained a tense relationship with the Shatuo Turks, due to the rivalry between Zhu Quanzong and Li Keyong, a relationship that began back in the time of the Tang Dynasty. After Li Keyong’s death, his son, Li Cunxu, continued to expand his State of Jin. Li was able to destroy the Later Liang in 923 and found the Later Tang Dynasty. Stone relief from the tomb of Wang Chuzhi. National Museum, Beijing Generally through Chinese history, it was historians of later kingdoms whose histories bestowed the Mandate of Heaven posthumously on preceding dynasties.
  • 47. Five Dynasties – Later Tang The Later Tang was a short-lived regime, lasting only thirteen years. Li Cunxu himself lived only three years after the founding of the dynasty, During the Tang Dynasty, rival warlords declared independence in their governing provinces—not all of whom recognized the emperor's authority. Li Cunxu and Liu Shouguang fiercely fought the regime forces to conquer northern China; Li Cunxu succeeded. He defeated Liu Shouguang (who had proclaimed a Yan Empire in 911) in 915 and declared himself emperor in 923. Within a few months, he brought down the Later Liang regime. Thus began the Later Tang Dynasty— the first in a long line of conquest dynasties. After reuniting much of northern China, Cunxu conquered Former Shu in 925, a regime that had been set up in Sichuan. The Later Tang Dynasty lasted from 923 to 936 during the Five Dynasties and Ten Kingdoms Period in China, the first in a series of three dynasties ruled by the Shatuo Turks. At its height, it controlled most of northern China. The Later Tang was a short-lived regime, lasting only thirteen years. Li Cunxu himself lived only three years after the founding of the dynasty, having been killed during an officer’s rebellion in 926. Painting by Chinese artist Li Cheng (919–967)
  • 48. Five Dynasties – Later Jin The Later Tang Dynasty had a few years of relative calm, followed by unrest. In 934, Sichuan again asserted independence. In 936, Shi Jingtang, a Shatuo Turk jiedushi from Taiyuan, was aided by the Manchurian Khitan Empire in a rebellion against the dynasty. In return for their aid, Shi Jingtang promised annual tribute and 16 prefectures in the Youyun area (modern northern Hebei province and Beijing) to the Khitans. The rebellion succeeded; Shi Jingtang became emperor in this same year. The Later Jin Dynasty held essentially the same territories as the Later Tang Dynasty, except for Sichuan in the southwest, which was lost by Later Tang in its waning years (as the region became independent as Later Shu. The other major exception was a region known as the Sixteen Prefectures. By this time in history, the Khitan had formed the Liao Empire out of their steppe base. They had also become a major power broker in northern China. They forced the Later Jin to cede the strategic “Sixteen Prefectures” to the Liao. Lidded Ritual Food Cauldron (Ding) Butterfly and Wisteria Flowers with Interlaced Dragons by Xu Xi (886–975) ,
  • 49. To fill the power vacuum, the jiedushi Liu Zhiyuan entered the imperial capital in 947 and proclaimed the advent of the Later Han Dynasty, establishing a third successive Shatuo Turk reign. This was the shortest of the five dynasties. Following a coup in 951, General Guo Wei, a Han Chinese, was enthroned, thus beginning the Later Zhou Dynasty. However, Liu Chong, a member of the Later Han imperial family, established a rival Northern Han regime in Taiyuan and requested Khitan aid to defeat the Later Zhou. The Later Han dynasty was among the shortest- lived regimes in the long history of China. Liu Zhiyuan died the year following the founding of the dynasty, to be succeeded by his teenage son. The dynasty was overthrown two years later when Guo Wei, a Han Chinese led a military coup and declared himself emperor of the Later Zhou dynasty. The remnants of the Later Han returned to the traditional Shatuo Turk stronghold of Shanxi and established the Northern Han kingdom, sometimes referred to the Eastern Han. Under Liao dynasty protection, it was able to remain independent of the Later Zhou dynasty. The Song Dynasty emerged from the ashes of the Later Zhou dynasty in 960 and emerged as a strong, stabilizing presence in northern China. Two Horses and a Groom (Han Gan) Five Dynasties – The Later/Northern Han
  • 50. To fill the power vacuum, the jiedushi Liu Zhiyuan entered the imperial capital in 947 and proclaimed the advent of the Later Han Dynasty, establishing a third successive Shatuo Turk reign. This was the shortest of the five dynasties. Following a coup in 951, General Guo Wei, a Han Chinese, was enthroned, thus beginning the Later Zhou Dynasty. However, Liu Chong, a member of the Later Han imperial family, established a rival Northern Han regime in Taiyuan and requested Khitan aid to defeat the Later Zhou. The Later Han dynasty was among the shortest-lived regimes in the long history of China. Liu Zhiyuan died the year following the founding of the dynasty, to be succeeded by his teenage son. The dynasty was overthrown two years later when Guo Wei, a Han Chinese led a military coup and declared himself emperor of the Later Zhou dynasty. The remnants of the Later Han returned to the traditional Shatuo Turk stronghold of Shanxi and established the Northern Han kingdom, sometimes referred to the Eastern Han., Under Liao dynasty protection, it was able to remain independent of the Later Zhou Dynasty. The Song Dynasty emerged from the ashes of the Later Zhou dynasty in 960 and emerged as a strong, stabilizing presence in northern China. Five Dynasties – The Later/Northern Han The History of Later Han Dynasty
  • 51. Five Dynasties – Later Zhou Dynasty After the death of Guo Wei in 951, his adopted son Chai Rong succeeded the throne and began a policy of expansion and reunification. In 954, his army defeated combined Khitan and Northern Han forces, ending their ambition of toppling the Later Zhou dynasty. Between 956 and 958, forces of Later Zhou conquered much of Southern Tang, the most powerful regime in southern China, which ceded all the territory north of the Yangtze River in defeat. In 959, Chai Rong attacked the Khitan Empire in an attempt to recover territories ceded during the Later Jin Dynasty. After many victories, he succumbed to illness. In 960, the general Zhao Kuangyin staged a coup and took the throne for himself, founding the Northern Song Dynasty. This is the official end of the Five Dynasties and Ten Kingdoms period. During the next two decades, Zhao Kuangyin and his successor Zhao Kuangyi defeated the other remaining regimes in China proper, conquering Northern Han in 979, and reunifying China completely in 982. Under Liao dynasty protection it was able to remain independent of the Later Zhou Dynasty. The Song dynasty emerged from the ashes of the Later Zhou dynasty in 960 and emerged as a strong, stabilizing presence in northern China. Archer and Horse (Lee Zan-Hua)
  • 52.
  • 53. Summary of Chan (Zen) in Chinese history The history of Chán in China can be divided in several periods. Zen as we know it today is the result of a long history, with many changes and contingent factors. Each period had different types of Zen, some of which remained influential while others vanished. The three distinguishable periods from the 5th century into the 13th century were:  The Legendary period, from Bodhidharma in the late 5th century to the end An Lushan Rebellion around 765 AD in the middle of the Tang Dynasty. Little written information is left from this period. It's the time of the Six Patriarchs, including Bodhidharma and Huineng, and the legendary "split" between the Northern and the Southern School of Chán.  The Classical period, from the end An Lushan Rebellion around 765 CE to the beginning of the Song Dynasty around 950 AD. This is the time of the great masters of Chán, such as Mazu Daoyi and Linji Yixuan, and the creation of the yü-lü genre, the recordings of the sayings and teachings of these great masters.
  • 54. Summary of Chan (Zen) in Chinese history, con’t  The Literary period, from around 950 to 1250, which spans the era of the Song Dynasty (960-1279). In this time the gongan- collections were compiled, collections of sayings and deeds by the famous masters, appended with poetry and commentary. This genre reflects the influence of literati on the development of Chán. This period idealized the previous period as the "golden age" of Chán, producing the literature in which the spontaneity of the celebrated masters was portrayed. Another take on the Development of early Zen Proto-Chán (500-600AD) Southern and Northern Dynasties (420 to 589) and Sui Dynasty (589–618AD). In this phase, Chán developed in multiple locations in northern China. It was based on the practice of dhyana, and is connected to the figures of Bodhidharma and Huike. Its principal text is the Two Entrances and Four Practices, attributed to Bodhidharma.
  • 55. Another take on the Development of early Zen, con’t • Early Chán (600-900) during the Tang Dynasty 618–907 AD. In this phase Chán took its first clear contours. Prime figures are the fifth patriarch Daman Hongren (601–674), his dharma-heir Yuquan Shenxiu (606?-706), the sixth patriarch Huineng (638–713), antagonist of the quintessential Platform Sutra, and Shenhui (670- 762), whose propaganda elevated Huineng to the status of sixth patriarch. Prime factions are the Northern School, Southern School and Oxhead School.  Middle Chán (750-1000) (from the An Lushan Rebellion (755-763) until the Five Dynasties and Ten Kingdoms period (907– 960/979). In this phase developed the well-known Chán of the iconoclastic zen-masters. Prime figures are Mazu Daoyi (709–788), Shitou Xiqian (710-790), Linji Yixuan (died 867), and Xuefeng Yicun (822-908). Prime factions are the Hongzhou school and the Hubei faction. . An important text is the Anthology of the Patriarchal Hall (952), which gives a great amount of "encounter-stories", and the well-known genealogy of the Chán-school.
  • 56. Another take on the Development of early Zen, con’t  Song Dynasty Chán (950-1300). In this phase Chán took its definitive shape, including the picture of the "golden age" of the Chán of the Tang-Dynasty, and the use of koans for individual study and meditation. Prime figures are Dahui Zonggao (1089– 1163), who introduced the Hua Tou practice, and Hongzh Zhengjue (1091-1157), who emphasized Shikantaza.  Prime factions are the Linji school and the Caodong school. The classic koan-collections, such as the Blue Cliff Record were assembled in this period, which reflect the influence of the "literati" on the development of Chán.  In this phase Chán is transported to Japan and exerts a great influence on Korean Seon via Jinul.

Editor's Notes

  1. The weak Chou Dynasty ended in 221 BC and was replaced by the short-lived Ch’in, which ended the feudal period and created a great centralized empire.  Historians consider this an event equal in importance to the revolution in 1911 that ended the empire and the communist take-over in 1949.  The ambitious and ruthless Ch’in rulers attained power by using cavalry armed with bows and arrows and iron rather than bronze weapons, military techniques unfamiliar to the Chinese.  The Ch’in (source of the modern word Chinese) built Xianyang or Hsienyang [= SHEE-EN-YAHNG] on the Wei He River as their capital, and from there, they ruled an empire larger than that of any previous ruler.  Their first great emperor, Shi Huangdi, also expanded the empire to the south, reaching the delta of the Xi Jiang River.  In the few years of Ch’in rule, China was unified an empire for the first time and given a strong central government and a bureaucratic form of government that served as a model for Chinese political organization down to the twentieth centuries. 1)  Government:  Control over this vast territory was achieved by abolishing feudal fiefs, by ending the independence of the city-states, by disarming their armies, and by dividing the empire into military districts administered by governors appointed and responsible to the central government.  Here are the origins of the Chinese version of bureaucratic government.  2)  The Ch’in also standardized weights and measures, established a system of coinage.  3)  They made uniform the system of writing by introducing a standardized script.  This script could be read by educated Chinese, even if they spoke a local dialect.  4) Likewise, they replaced a patchwork quilt of local laws with a uniform system and imposed a single tax system.  The Ch’in legal system was based on the Philosophy of Legalism.  It stated that people were evil and selfish at heart and had therefore to be controlled by strict laws imposed by a powerful state and absolutist ruler.  5)  Aware that communication was key to governing an empire, the Ch’in built a national network of standardized highways.  Such measures, as in the case of the Persian and Roman Empires were necessary for the control of any empire.  6)  To protect their empire against invaders from the west, they began connecting existing walls in 214 BC to complete the Great Wall of China.  It extended from some 1500 miles from Gansu [=GAHN-SOO] to the sea; it was 25 feet high and 15 feet wide, with a road that permitted soldiers to move rapidly.  According to some reports, 1,000,000 workers died while working on the Great Wall. The rapid rise and collapse of the Ch’in Dynasty illustrates some of the constant features of Chinese history.  1)  Rebellions by ambitious lords and discontent peasants were common, as were barbarian invasions and natural disasters.  These factors contributed to the creation of a regular pattern of rising and falling dynasties.  2)  The advent of a new dynasty usually inaugurated a period of optimism, peace, and prosperity.  Because the new ruler was believed to hold the Mandate of Heaven, people were supportive, and the government lavished money on public works projects, such as walls, canals, and roads.  3)  Soon, however, the quality of government declined, corrupt and greedy men began to hold office, more funds were needed for defense, taxes rose, infrastructure went unrepaired, and floods, invasions, and famine became common.  4)  When the quality of life had declined beyond the point of toleration, the peasants rebelled, asserting that the Mandate of Heaven had been withdrawn.  Local nobles took the opportunity to seize power and tax revenues declined.  5)  Eventually the old dynasty fell and was replaced by a new one.  Then the dynastic cycle started over.  Nonetheless, the greater continuity of Chinese civilization was maintained.
  2. In writing Shiji, Sima initiated a new writing style by presenting history in a series of biographies. His work extends over 130 chapters — not in historical sequence, but divided into particular subjects, including annals, chronicles, and treatises — on music, ceremonies, calendars, religion, economics, and extended biographies. Sima adopted a new method in sorting out the historical data and a new approach to writing historical records. He analyzed the records and sorted out those that could serve the purpose of Shiji. He intended to discover the patterns and principles of the development of human history. Sima also emphasized, for the first time in Chinese history, the role of individual men in affecting the historical development of China. Sima's Shiji is respected as a model of biographical literature with high literary value and still stands as a textbook for the study of classical Chinese. Sima's works were influential to Chinese writing, serving as ideal models for various types of prose within the neo-classical renaissance movement of the Tang-Song period. The great use of characterization and plotting also influenced fiction writing, including the classical short stories of the middle and late medieval period (Tang-Ming) as well as the vernacular novel of the late imperial period. His influence was derived primarily from the following elements of his writing: his skillful depiction of historical characters using details of their speech, conversations, and actions; his innovative use of informal, humorous, and varied language (even Lu Xun regarded Shiji as "the historians' most perfect song, a "Li Sao" without the rhyme“ in his "Hanwenxueshi Gangyao“, and the simplicity and conciseness of his style. Sima and his father were both court astrologers (taishi) 太史 in the Former Han Dynasty. At that time, the astrologer had an important role, responsible for interpreting and predicting the course of government according to the influence of the Sun, Moon, and stars, as well as other phenomena such as solar eclipses and earthquakes. Before compiling Shiji, in 104 BC, Sima Qian created Taichuli (太初历, which can be translated as 'The first calendar') on the basis of the Qin calendar. Taichuli was one of the most advanced calendars of the time. The creation of Taichuli was regarded as a revolution in the Chinese calendar tradition, as it stated that there were 365.25 days in a year and 29.53 days in a month.
  3. What played deeply into these thoughts and activities at this time was the questions raised by the yin and yang and the idea of striking a balance between forces within nature in which humanity and every man played a role. This “role of the individual” both in society and for each person was reinforced as shared responsibility. This led to the feeling that each person could play a role in shaping his own destiny. Also important was the concept that each person could now be held accountable to maintain the natural order of things. This manifestation of divination at the folk level, of physiognomy (the interpretation of outward appearances) and of geomancy (the art or practice of making predictions based on patterns), led to the focus on what would later become feng shui. This fed a deep need and longing to know and be in touch with the spiritual world.
  4. The Yellow Emperor and Lao Tzu came to be seem as human manifestations, avatars or incantations of the Supreme Unity and were accordingly worshipped as such.
  5. The official historian Su estimated that it was a sign of a great saint’s birth in the Western Paradise. "The saint came to earth to rescue people from their suffering and miseries. His moral principles would be introduced into our country 1,000 years later. Now, 1,000 years have passed, and it is about time. I have heard that there is a western saint respectfully called “Buddha,” so it may be the “Buddha” Your Majesty has dreamed of.” In order to understand the Buddha, Emperor Ming sent 12 delegates to the Western Regions to look for Buddha and explore Buddhism. The 12 people overcame tremendous difficulties and dangers and finally arrived in Tai Yueshi country located in the Western Regions where Buddhism had been widely spread and numerous temples existed. The team then collected a number of Buddhist scriptures as well as statues and invited the Tianzhu senior monks ,She Moteng and Zhu Falan from India to preach Buddhism in the central plains (central China). In Emperor Ming Yongping’s tenth year (67 A.D.), they returned to Luoyang, the capital of the Eastern Han Dynasty. Emperor Ming was very pleased and formally summoned the two senior monks. He cordially invited them to stay in Honglu Si, an Institute under the Diplomacy Office, and sincerely requested that they translate the Buddhist scriptures they brought back. The next year, Emperor Ming issued an edict to build a monastery outside Yung Gate of Luoyang. "Si" originally meant a government office. However, since monks She Moteng and Zhu Falan first came to stay at “Si,” and as they were also foreign guests, their new home was still called “Si” as a gesture of courtesy. Since then, the Chinese Buddhist temple has been called “Si” in Chinese. In addition, as it was a white horse that had carried all of the Buddhist scriptures and statutes, to commemorate the contribution of that white horse, the new monastery was named White Horse Si, or, the White Horse Temple.
  6. Society and Culture during the Chou, Ch’in, and Han Dynasties 1) Family:  The family, not the individual, was the most important unity in ancient China.  Fundamental to Chinese society and culture was the Confician concept that the health of the family was the key to the welfare of the state.  Values associated with a healthy family life were reverence for members of the family, respect for age, and the acceptance of decisions made by those superior-were the same values that governed the state and shaped social and cultural life, including the economy, education, literature, and science. One’s position in society depended on that of his family, not upon wealth of individual achievements.  Families were extended families, consisting of husband, wife, the sons and their families, and unmarried daughters, and they generally lived together.  Authority in the family belonged to the father, just as authority in the state belonged to the emperor.  Education was the responsibility of the family, not the state, and the more prosperous families hired tutors.  Educational opportunities were accordingly limited, and as late as 1900 some 95% of the population was illiterate.  Fathers arranged the marriages of children, controlled the amount of education any one child received, and usually chose careers for sons.  Women occupied a subordinate position, and they were unable to own property.  Once they had children, however, they gained status in the household.  Important within the Chinese family was ancestor worship.  Families kept careful genealogies, and shrines were erected for the worship of ancestors as links between the past, present, and future. 2)  Social Structure:  The basic elements of the Chinese social structure were recognized and named during the Warring States period.  First were the shih, the class made up of the lesser nobility, i.e. gentry, knights, and scholars; second came the nung, the peasant farmers; third were the kung, the artisans, and last were the shang, the merchant class.  The low status accorded merchants became a prevailing theme in Chinese history.
  7. Wang Pi who lived from 226-249, was one of the most brilliant intellectuals and philosophers of his era. He reinterpreted the Tao-Te Ching and the I Ching and laid the basis for an entirely new metaphysics that inspired Chinese philosophers for centuries to come. The year 226, when Wang Pi was born, found China divided into three separate kingdoms each straining to regain control of the entire empire. The fall of the Han, which occurred at the end of the second century A.D. and gave rise to the Three Kingdoms was a catastrophe that had its repercussions in every aspect of life in China, not least of all in philosophy.
  8. The emperors of the Han Dynasty established a centralized government, but wisely avoided many of the brutal excesses of the Ch’in, and their rule lasted from 202 BC to AD 220, roughly the time span of the Roman Empire. As the first emperor, Liu Bang became Gao Zu (also Han Kao-tzu) [=KOW DZOO] and the capital Chang'an [=CHAHNG AHN], the present-day Xi’an [=SHEE AHN], was located in the Wei River Valley.  1)  Expansion:  Successive emperors, especially Wu Di [=WOO DEE] (ruled 140-87 BC], expanded the empire to the south into Indochina and to the north into Korea and Manchuria; campaigns were also launched against the Huns and into Central Asia.  The expeditions against the Huns were probably defensive in nature.  In AD 1, the population was probably about sixty million.  2)  Government and the Civil Service:  An empire the size of the Han required a bureaucracy of educated and dedicated civil servants, who were charged with the collection of revenue and defense against enemies foreign as well as domestic.  The Han emperors accordingly drew on the work of their Ch’in predecessors and established a competitive civil service system in the second century BC.  The idea originated with Confucius, who thought civil servants should be educated and virtuous, a sort of scholar-official.  The difficult entrance examinations, first given in 130 BC during the reign of the emperor Wu-ti, tested a candidate’s knowledge of the Chinese classics of law and literature; the regular examination system was established after AD 600.  In theory, anyone could take the examinations.  In practice, it was the sons of wealthy landowners who did so, for others could not afford the necessary education.  3)  Education and the University:  To prepare candidates for these examination, the Imperial University was founded in 124 BC, with a curriculum based upon the Chinese classics:  the I Ching (Book of Changes -- foretelling the future); the Shu Ching (Book of Documents -- documents relating to government and politics); the Shih Ching (Book of Odes -- songs on love, joy, etc); Ch'un Ch'iu (Spring and Autumn Annals -- history of the city state of Lu); the Li Chi (Book of Rites); the Chou Li (Book of Ceremonial Usage); and the I Li (Book of Ceremonies).  These examinations remained in place until the early twentieth century.  They ensured that the bureaucracy was recruited on the basis of merit, while also making sure that it was conservative and elitist. 4)  The reign of Wu Di (141-87 BC) was also notable for the opening of the famous Silk Road, which made trade possible between China and the Mediterranean world and the Roman world. Caravans of camels carried silk, jade, and other goods from Chang’an to Antioch, a journey of 4,000 miles.  Also opened were sea routes around India.  Silk was particularly prized, since no other people knew how to raise silkworms and to weave cloth from the worm’s fibers. The caravans returned with glass and amber, as well as wool and linen cloth for the markets of Chang’an.  Its population reached 250,00, and it was filled with palaces and magnificent avenues, not to mention shops.  5)  Other cultural achievements of the Han Dynasty included paper making and the manufacture of porcelain, what we call “china”. 6)  But soon the wheel of the dynastic cycle turned down.  The central government weakened, revenues declined and taxes rose, the peasants rebelled, and political influence peddling sapped the civil service.  As the authority of the central government waned, warlords with private armies established themselves and further undermined the central government.  In AD 220, the Han Dynasty split into three kingdoms, and periods called the Age of the Three Kingdoms (AD 220-280), or the Age of Disunity (AD 280-589), ensued.  Nomadic tribes raided China, bringing constant warfare and great hardship.  In this regard, third-century China would resemble fifth-century Rome.  Nevertheless the achievements in thought, politics, and culture accomplished during the reign of the Han endured.
  9. Due to the wide proliferation of Buddhist texts available in Chinese and the large number of foreign monks who came to teach Buddhism in China, much like new branches growing from a main tree trunk, various specific focus traditions emerged. Among the most influential of these was the practice of Pure Land Buddhism established by Hui Yuan, which focused on Amitābha Buddha and his western pure land of Sukhāvatī. Other early traditions were the Tiantai, Huayan and the Vinaya school. Such schools were based upon the primacy of the Lotus Sūtra,, the Avataṃsaka Sūtra, and the Dharmaguptaka Vinaya, respectively, along with supplementary sūtras and commentaries. The Tiantai founder Zhiyi wrote several works that became important and widely read meditation manuals in China.
  10. This monastery collected vast amounts of money, silk, and treasures through multitudes of anonymous people's repentances, leaving the donations on the monastery's premise. Although the monastery was generous in donations, Emperor Xuanzong issued a decree abolishing their treasury on grounds that their banking practices were fraudulent, collected their riches, and distributed the wealth to various other Buddhist monasteries, Daoist abbeys, and to repair statues, halls, and bridges in the city.[
  11. The Tang dynasty ruled one of the geographical extensive empires in Chinese history. After the army of Empress Wu Zhao defeated the Korean Koguryo kingdom in the northeast, the Tang reached its greatest expansion. From her capital at Luoyang, Wu Zhao the only female emperor in Chinese history, ruled a territory that stretched from inner Mongolia in the north to Vietnam in the south, and from Korea in the east to the Himalayan province of Kashmir in the west. The dynasty’s most significant expansion was in the west because of the re-conquering of the Tarin basin allowed for the re-opening of the silk road.
  12. The jinshi tested a student's literary abilities in writing essay-style responses to questions on matters of governance and politics, as well as their skills in composing poetry. The exams were open to all male subjects whose fathers were not of the artisan or merchant classes, although having wealth or noble status was not a prerequisite in receiving a recommendation. In order to promote widespread Confucian education, the Tang government established state-run schools and issued standard versions of the Five Classics with selected commentaries. Candidates were also judged on their skills in speech, deportment, appearance, and level of skill in calligraphy, all of which were subjective criteria that allowed the already wealthy members of society to be chosen over ones of more modest means who were unable to be educated in rhetoric or fanciful writing skills. There was a disproportionate number of civil officials coming from aristocratic as opposed to non-aristocratic families
  13. The oldest of Tang poetry comprised of 4 words or even characters with every alternate line rhyming. This slowly changed to accommodate 5 to 7 characters or words. The simple and yet profound approach to life, keeps the poetry of this era still alive in people’s hearts. The Tang Dynasty’s encouragement of poetry ensured that it survived generations and is today still being translated into several languages.
  14. The phrase Doctrine of the Mean (zhōng yōng) first occurs in Book VI, verse 26 of the Analects of Confucius: “The Master [Confucius] said, The virtue embodied in the doctrine of the Mean is of the highest order. But it has long been rare among people” — Analects, 6:26 Analects never expands on what this term means, but Zisi's text, Doctrine of the Mean, explores its meaning in detail, as well as how to apply it to one's life. The text was adopted into the canon of the Neo-Confucian movement, as compiled by Zhu Xi.
  15. The An Lushan Rebellion was a devastating rebellion against the Tang Dynasty of China. The rebellion overtly began on December 16, 755, when general An Lushan declared himself emperor in Northern China, thus establishing a rival Yan Dynasty, and ended when Yan fell on February 17, 763 (although the effects lasted past this). This event is also known (especially in Chinese historiography) as the An–Shi Rebellion or An–Shi Disturbances, as it continued after An Lushan's death under his son An Qingxu and his deputy and successor Shi Siming, or as the Tianbao Rebellion (天宝之乱), as it began in the 14th year of that era. The rebellion spanned the reigns of three Tang emperors before it was quashed, and involved a wide range of regional powers; besides the Tang dynasty loyalists, others involved were anti-Tang families, especially in An Lushan's base area in Hebei, and Arab, Gokturk, and Sogdian forces or influences, among others. The rebellion and subsequent disorder resulted in a huge loss of life and large-scale destruction. It significantly weakened the Tang dynasty, and led to the loss of the Western Regions.
  16. Southern China: The Ten Kingdoms Unlike the dynasties of northern China, which succeeded one other in rapid succession, the regimes of southern China were generally concurrent, each controlling a specific geographical area. These were known as "The Ten Kingdoms". Wu The Kingdom of Wu (902–937) was established in modern-day Jiangsu, Anhui, and Jiangxi provinces. It was founded by Yang Xingmi, who became a Tang Dynasty military governor in 892. The capital was initially at Guangling (present-day Yangzhou) and later moved to Jinling (present-day Nanjing). The kingdom fell in 937 when it was taken from within by the founder of the Southern Tang. Wuyue The Kingdom of Wuyue was the longest-lived (907–978) and among the most powerful of the southern states. Wuyue was known for its learning and culture. It was founded by Qian Liu, who set up his capital at Xifu (modern-day Hangzhou). It was based mostly in modern Zhejiang province but also held parts of southern Jiangsu. Qian Liu was named the Prince of Yue by the Tang emperor in 902; the Prince of Wu was added in 904. After the fall of the Tang Dynasty in 907, he declared himself king of Wuyue. Wuyue survived until the eighteenth year of the Song Dynasty, when Qian Shu surrendered to the expanding dynasty. Min The Kingdom of Min (909–945) was founded by Wang Shenzhi, who named himself the Prince of Min with its capital at Changle (present-day Fuzhou). One of Shenzhi’s sons proclaimed the independent state of Yin in the northeast of Min territory. The Southern Tang took that territory after the Min asked for help. Despite declaring loyalty to the neighboring Wuyue, the Southern Tang finished its conquest of Min in 945. Southern Han The Southern Han (917–971) was founded in Guangzhou (also known as Canton) by Liu Yan. His brother, Liu Yin, was named regional governor by the Tang court. The kingdom included Guangdong, Guangxi, Hanoi (North Vietnam), Hainan island. Chu The Chu (927–951) was founded by Ma Yin with the capital at Changsha. The kingdom held Hunan and northeastern Guangxi. Ma was named regional military governor by the Tang court in 896, and named himself the Prince of Chu with the fall of the Tang Dynasty in 907. This status as the Prince of Chu was confirmed by the Later Tang Dynasty in 927. The Southern Tang absorbed the state in 951 and moved the royal family to its capital in Nanjing, although Southern Tang rule of the region was temporary, as the next year former Chu military officers under the leadership of Liu Yan seized the territory. In the waning years of the Five Dynasties and Ten Kingdoms period, the region was ruled by Zhou Xingfeng. Northern Han The Northern Han was founded by Liu Min, formerly known as Liu Chong, and lasted from 951 to 979. It has the capital at Taiyuan. Jingnan (also known as Nanping The smallest of the southern states, Jingnan (924–963), was founded by Gao Jichang. It was based in Jiangling and held two other districts southwest of present-day Wuhan in Hubei. Gao was in the service of the Later Liang Dynasty (the successor of the Tang Dynasty in northern China). Gao’s successors claimed the title of King of Nanping after the fall of the Later Liang in 924. It was a small and weak kingdom, and thus tried to maintain good relations with each of the Five Dynasties. The kingdom fell to advancing armies of the Song Dynasty in 963. Former Shu The Kingdom of Shu (907–925) was founded after the fall of the Tang Dynasty by Wang Jian, who held his court in Chengdu. The kingdom held most of present-day Sichuan, western Hubei, and parts of southern Gansu and Shaanxi. Wang was named military governor of western Sichuan by the Tang court in 891. The kingdom fell when his incompetent son surrendered in the face of an advance by the Later Tang Dynasty in 925. Later Shu The Later Shu (935–965) is essentially a resurrection of the previous Shu state that had fallen a decade earlier to the Later Tang Dynasty. Because the Later Tang was in decline, Meng Zhixiang found the opportunity to reassert Shu’s independence. Like the Former Shu, the capital was at Chengdu and it basically controlled the same territory as its predecessor. The kingdom was ruled well until forced to succumb to Northern Song armies in 965. Southern Tang The Southern Tang (937–975) was the successor state of Wu as Li Bian (Emperor Liezu) took the state over from within in 937. Expanding from the original domains of Wu, it eventually took over Yin, Min, and Chu, holding present-day southern Anhui, southern Jiangsu, much of Jiangxi, Hunan, and eastern Hubei at its height. The kingdom became nominally subordinate to the expanding Song Dynasty in 961 and was invaded outright in 975, when it was formally absorbed into the Song Dynasty.
  17. This was typically done for the purpose of strengthening the present rulers' ties to the Mandate themselves. Song Dynasty historian Xue Juzheng did exactly this in his work History of the Five Dynasties .
  18. Not long after the founding of the Later Jin Dynasty, the Khitans regarded the emperor as a proxy ruler for China proper. In 943, the Kitans declared war and within three years seized the capital, Kaifeng, marking the end of Later Jin Dynasty. But while they had conquered vast regions of China, the Kitans were unable or unwilling to control those regions and retreated from them early in the next year.
  19. Though they had been successful in bringing the southern states under its control, a process essentially completed in 978, the Northern Han were able to hold out due to help from the Liao Dynasty. In fact, the continued existence of the Northern Han was one of the two thorns in the side of Liao-Song relations. Finally, the Song Dynasty was able to incorporate the Northern Han into its territory in 979, essentially completing the reunification of China, with the exception of the Sixteen Prefectures, which would remain in the hands of the Liao dynasty. Later Han Dynasty - 947 to 951 - 4 Years Establishment of the Later Han Liu Zhiyuan was military governor of Bingzhou, an area around Taiyuan in present-day Shanxi, an area that had long been a stronghold of the Shatuo Turks. However, the Later Jin Dynasty that he served was a weak dynasty and was little more than a puppet of the expanding Khitan empire to the north. When the Later Jin finally did decide to defy the Khitan, they sent an expedition south that resulted in the destruction of the Later Jin Dynasty. The Khitan force made it all the way to the Yellow River before the emperor decided to return to their base in present-day Beijing, in the heart of the contentious Sixteen Prefectures. However, following constant harassment from the Chinese on the return route, he died of an illness in May 947. The combination of the fall of the Later Jin Dynasty and the succession crisis among the Khitan resulted in a power vacuum. Liu Zhiyuan was able to fill that void and founded the Later Han Dynasty. Territorial extent Liu Zhiyuan established his capital at Bian, present day Kaifeng. The Later Han held essentially the same territory as the Later Jin Dynasty. Its southern border with the southern states stretched from the East China Sea about halfway between the Yellow River and the Yangtze River before dipping south toward the Yangtze at its mid reaches before turning northwest along the northern border of Sichuan and extending as far west as Shaanxi. In the north, it included much of Shaanxi and Hebei except the Sixteen Prefectures, which were lost by the Later Jin Dynasty to what was by this time known as the Liao Dynasty. Short-lived Dynasty The Later Han Dynasty was among the shortest-lived regimes in the long history of China. Liu Zhiyuan died the year following the founding of the dynasty, to be succeeded by his teenage son. The dynasty was overthrown two years later when Guo Wei, a Han Chinese led a military coup and declared himself emperor of the Later Zhou Dynasty. Northern Han The remnants of the Later Han returned to the traditional Shatuo Turk stronghold of Shanxi and established the Northern Han kingdom, sometimes referred to the Eastern Han. Under Liao Dynasty protection, it was able to remain independent of the Later Zhou Dynasty. The Song Dynasty emerged from the ashes of the Later Zhou Dynasty in 960 and emerged as a strong, stabilizing presence in northern China. Though they had been successful in bringing the southern states under its control, a process essentially completed in 978, the Northern Han were able to hold out due to help from the Liao Dynasty. In fact, the continued existence of the Northern Han was one of the two thorns in the side of Liao-Song relations. Finally, the Song Dynasty was able to incorporate the Northern Han into its territory in 979, essentially completing the reunification of China, with the exception of the Sixteen Prefectures, which would remain in the hands of the Liao Dynasty.  
  20. The Later Zhou Dynasty was the last a succession of five dynasties that controlled most of northern China during the Five Dynasties and Ten Kingdoms Period, which lasted from 907 to 960 and bridged the gap between the Tang Dynasty and the Song Dynasty. Founding of the Dynasty Guo Wei, a Han Chinese, served as the Assistant Military Commissioner at the court of the Later Han Dynasty, a regime ruled by Shatuo Turks. A teenager came to the throne of the Later Han in 948 after the death of the founding emperor, Gaozu. Guo Wei led a successful coup against the teenage emperor and declared himself emperor of the new Later Zhou Dynasty on New Year’s Day in 951. Rule of Guo Wei Guo Wei, posthumously known as Emperor Taizu of Later Zhou, was the first Han Chinese ruler of northern China since 923. He is regarded as an able leader who attempted reforms designed to alleviate burdens faced by the peasantry. His rule was vigorous and well-organized. However, it was also a short reign. His death from illness in 954 ended his three year reign. Rule of Guo Rong Guo Rong, posthumously known as Emperor Shizong of Later Zhou, was the adoptive son of Guo Wei Born Chai Rong, he was the son of his wife’s elder brother. He ascended the throne on the death of his adoptive father in 954. His reign was also effective and was able to make some inroads in the south with victories against the Southern Tang in 956. However, efforts in the north to dislodge the Northern Han, while initially promising, were ineffective. He died an untimely death in 959 from an illness while on campaign. Fall of the Later Zhou Guo Rong was succeeded by his seven-year-old son upon his death. Soon thereafter Zhao Kuangyin usurped the throne and declared himself emperor of the Great Song Dynasty, a dynasty that would eventually reunite China, bringing all of the southern states into its control as well as the Northern Han by 979.