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Review from Last Week
 Appropriate for all types of research, all 4
types of Scientific Method
 For any area of research
 Political Science, Physics, Economics…
 Basics of Research design
 Anthropology to Zoology
www.StudsPlanet.com
Conducting Scientific Research
 The Goal is Inference:
 Generalizability
 The procedures are public
 Replicable
 The conclusions are uncertain
 “Statistics is never having to say you’re certain.”
 Follow the rules of inference
 We’ll learn these as we go
www.StudsPlanet.com
Components of Research Design
The Basic Steps
A) The Research Question
B) The Theory
C) The Model
D) The Data
E) The Use of the Data
www.StudsPlanet.com
A theory includes Hypotheses
Hypothesis: A Statement of What we
believe to be factual.
Independent Variable (X1)
Dependent
Variable (Y)
Independent Variable (X2)
Y=f(XX11,XX22))
www.StudsPlanet.com
Good Hypothesis should:
 Have explanatory power
 State Expected Relationship & Direction if
Possible
 Be Testable
 Written as simply as possible
 Relate to general, not specific
phenomenon
 Be plausible
www.StudsPlanet.com
Z is ANTECEDENT
Z X Y
Z is INTERVENING
X Z Y
www.StudsPlanet.com
SPURIOUS RELATIONSHIPS
X
Y
?
We hypothesize that X leads to Y, but
the true relationship is that another
factor is causing both.
The only way we see this is by reasoning in our model and in
our theory. Just looking at the data, we cannot uncover the
causal relationships at work.
www.StudsPlanet.com
Alternative Hypotheses and Null
Hypotheses
Two are compliments, not strictly opposites.
 HA and H0 are:
Mutually Exclusive & Exhaustive
 HA: X is true
H0 : X is not true.
 HA: X is related to Y
H0 : X is not related to Y
 HA: X is positively related to Y
H0 : X is negatively related or not related to
Y. www.StudsPlanet.com
Example: Average score on the stats exam is 70. Our class
has an average of 78. We can test the hypothesis that our
class average was higher just because of sampling error and
the hypothesis that our class average was higher because we
have smarter students
A hypothesis is a statement about a relationship between
variables. The null hypothesis H0 states there is no true
difference between scores in the population. The alternative
hypothesis Ha, is that the difference in our sample is truly
reflecting a real difference in the population, that the
difference is not due to sampling error.
www.StudsPlanet.com
All hypothesis testing is done against the
null hypothesis
The Null Hypothesis
H0
is the result you could
get by chance.
The Alternative
Hypothesis Ha
is your research
hypothesis. It is what
you believe will
happen.
www.StudsPlanet.com
Positive and Negative Relationships
Positive
 As X increases Y
increases Or
 As X decreases Y
decreases
 Two go in the same
direction
Negative (or inverse)
 As X increases, Y
decreases Or
 As X decreases, Y
increases
www.StudsPlanet.com
www.StudsPlanet.com
The Model
 A basic summary of our theory, specifying
the relationships among all the relevant
factors
 Answers the research question by
explaining the Dependent Variable
 Is a representation of real world
 Outlines the hypotheses we believe and
will try to test
 DIAGRAM on the next slides should clarify
the relationships. www.StudsPlanet.com
Example - Question, d.v., level, i.v.s, hypotheses
www.StudsPlanet.com
 Each circle is a variable: Independent
variables pointing to the dependent
variable
 Each arrow is a hypothesis about the
relationship between variables (causality)
 Overall, model represents part (or all) of
our theory
www.StudsPlanet.com
Level of Analysis
(we implicitly make these decision when we
chose the Dependent variable)
 Choose:
 Level of Analysis
 Choose: Unit of Analysis
 Choose: Cases
 How do we do this?
 Begin by asking: What is our population?
www.StudsPlanet.com
Building a Model II, Getting to Data
 Cases will all be at the same level
Bill, Susan, George, Henry...
81st
Congress, 82nd
Congress, 83rd
….
Canada, France, USA….
Bill, Susan, Suffolk County, Cuba, Bill last year…
www.StudsPlanet.com
Getting to Data…
• What will your population be?
• Your sample of cases should be
representative of the population.
• When thinking about your cases be
obsessively specific!
• What will qualify as a case?
• What is the time frame?
www.StudsPlanet.com
Concepts
 Part of our theories
 Define as clearly and concretely as
possible
 Link to Empirical phenomenon
 Makes much easier to defend.
www.StudsPlanet.com
Variables
 Empirically observable characteristics
of some phenomenon
 Varies across cases
 3 ways to discuss a Variable:
 Where it fits in the model
 Whether or not it is observed
 How it is measured.
www.StudsPlanet.com
1. Where it fits in the model
•Independent
•Dependent
•Intervening
•Antecedent
2. Is it observed?
• Latent
• Manifest.
www.StudsPlanet.com
3. How it is measured
 OPERATIONALIZATION
 convert abstract theoretical notions into concrete
terms, thereby allowing measurement.
 OR…
 process of applying measuring instrument in order to
assign values to some characteristic or property of
the phenomenon being studied.
 OR…
 TURN CONCEPTS INTO VARABLES and then into
DATA
www.StudsPlanet.com
Rules for Variables
 More possible values is usually better
 Mutually Exclusive - a case can hold only
one value
 You can’t be both tall and short
 Exhaustive - Every Case has a value
 If a case changes over time so that it
holds different values of a variable… you
should?
www.StudsPlanet.com
Measurement
Creating variables often requires creativity
Approximate concept that you wish to
measure.
How to measure abstract concepts?
- also depends on level of analysis.
www.StudsPlanet.com
Types of Operationalization
 Non-orderable Discrete Categories
 A.k.a. Nominal
 Categories, names
 E.g., gender
 Orderable Discrete
 Ordered, but not precisely ordered
 E.g., professor quality
 Dummy, Dichotomous, 0/1
 “Qualitative variable”
 Could fall into either of the above
 Presence or absence of something
 Interval
 Consensus on differences between the units
 E.g., temperature
 Ratio Scale
 Same as interval but with an absolute 0 point
www.StudsPlanet.com
Example of Levels ofExample of Levels of
MeasurementMeasurement
 Suppose you wanted to measure
smoking.
• Ordinal: How often do you smoke?
 Never
 2-3 per day
 1 pack per day
 > 1 pack per day
• Interval: How many cigarettes do you
smoke each day?
• (What’s the level of analysis here? How would you define smoking for other levels of analysis?)
www.StudsPlanet.com
http://www.douglas.bc.ca/psychd/
handouts/measurement_scales.htm
www.StudsPlanet.com
DATA
Choose cases based on level
Represent population we want to generalize about
Collect facts about each of our variables for each of our
cases.
V 1 V 2 … V K
Case
1
Case
2
…
Case
n
Cases
Are
Rows
Variables are columns
www.StudsPlanet.com
www.StudsPlanet.com
Examples of Measurements
www.freedomhouse.org/research/freew
orld/2000/table1.htm
www.transparency.org/documents/
cpi/2001/cpi2001.html
www.StudsPlanet.com

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Scientific method

  • 1. Review from Last Week  Appropriate for all types of research, all 4 types of Scientific Method  For any area of research  Political Science, Physics, Economics…  Basics of Research design  Anthropology to Zoology www.StudsPlanet.com
  • 2. Conducting Scientific Research  The Goal is Inference:  Generalizability  The procedures are public  Replicable  The conclusions are uncertain  “Statistics is never having to say you’re certain.”  Follow the rules of inference  We’ll learn these as we go www.StudsPlanet.com
  • 3. Components of Research Design The Basic Steps A) The Research Question B) The Theory C) The Model D) The Data E) The Use of the Data www.StudsPlanet.com
  • 4. A theory includes Hypotheses Hypothesis: A Statement of What we believe to be factual. Independent Variable (X1) Dependent Variable (Y) Independent Variable (X2) Y=f(XX11,XX22)) www.StudsPlanet.com
  • 5. Good Hypothesis should:  Have explanatory power  State Expected Relationship & Direction if Possible  Be Testable  Written as simply as possible  Relate to general, not specific phenomenon  Be plausible www.StudsPlanet.com
  • 6. Z is ANTECEDENT Z X Y Z is INTERVENING X Z Y www.StudsPlanet.com
  • 7. SPURIOUS RELATIONSHIPS X Y ? We hypothesize that X leads to Y, but the true relationship is that another factor is causing both. The only way we see this is by reasoning in our model and in our theory. Just looking at the data, we cannot uncover the causal relationships at work. www.StudsPlanet.com
  • 8. Alternative Hypotheses and Null Hypotheses Two are compliments, not strictly opposites.  HA and H0 are: Mutually Exclusive & Exhaustive  HA: X is true H0 : X is not true.  HA: X is related to Y H0 : X is not related to Y  HA: X is positively related to Y H0 : X is negatively related or not related to Y. www.StudsPlanet.com
  • 9. Example: Average score on the stats exam is 70. Our class has an average of 78. We can test the hypothesis that our class average was higher just because of sampling error and the hypothesis that our class average was higher because we have smarter students A hypothesis is a statement about a relationship between variables. The null hypothesis H0 states there is no true difference between scores in the population. The alternative hypothesis Ha, is that the difference in our sample is truly reflecting a real difference in the population, that the difference is not due to sampling error. www.StudsPlanet.com
  • 10. All hypothesis testing is done against the null hypothesis The Null Hypothesis H0 is the result you could get by chance. The Alternative Hypothesis Ha is your research hypothesis. It is what you believe will happen. www.StudsPlanet.com
  • 11. Positive and Negative Relationships Positive  As X increases Y increases Or  As X decreases Y decreases  Two go in the same direction Negative (or inverse)  As X increases, Y decreases Or  As X decreases, Y increases www.StudsPlanet.com
  • 13. The Model  A basic summary of our theory, specifying the relationships among all the relevant factors  Answers the research question by explaining the Dependent Variable  Is a representation of real world  Outlines the hypotheses we believe and will try to test  DIAGRAM on the next slides should clarify the relationships. www.StudsPlanet.com
  • 14. Example - Question, d.v., level, i.v.s, hypotheses www.StudsPlanet.com
  • 15.  Each circle is a variable: Independent variables pointing to the dependent variable  Each arrow is a hypothesis about the relationship between variables (causality)  Overall, model represents part (or all) of our theory www.StudsPlanet.com
  • 16. Level of Analysis (we implicitly make these decision when we chose the Dependent variable)  Choose:  Level of Analysis  Choose: Unit of Analysis  Choose: Cases  How do we do this?  Begin by asking: What is our population? www.StudsPlanet.com
  • 17. Building a Model II, Getting to Data  Cases will all be at the same level Bill, Susan, George, Henry... 81st Congress, 82nd Congress, 83rd …. Canada, France, USA…. Bill, Susan, Suffolk County, Cuba, Bill last year… www.StudsPlanet.com
  • 18. Getting to Data… • What will your population be? • Your sample of cases should be representative of the population. • When thinking about your cases be obsessively specific! • What will qualify as a case? • What is the time frame? www.StudsPlanet.com
  • 19. Concepts  Part of our theories  Define as clearly and concretely as possible  Link to Empirical phenomenon  Makes much easier to defend. www.StudsPlanet.com
  • 20. Variables  Empirically observable characteristics of some phenomenon  Varies across cases  3 ways to discuss a Variable:  Where it fits in the model  Whether or not it is observed  How it is measured. www.StudsPlanet.com
  • 21. 1. Where it fits in the model •Independent •Dependent •Intervening •Antecedent 2. Is it observed? • Latent • Manifest. www.StudsPlanet.com
  • 22. 3. How it is measured  OPERATIONALIZATION  convert abstract theoretical notions into concrete terms, thereby allowing measurement.  OR…  process of applying measuring instrument in order to assign values to some characteristic or property of the phenomenon being studied.  OR…  TURN CONCEPTS INTO VARABLES and then into DATA www.StudsPlanet.com
  • 23. Rules for Variables  More possible values is usually better  Mutually Exclusive - a case can hold only one value  You can’t be both tall and short  Exhaustive - Every Case has a value  If a case changes over time so that it holds different values of a variable… you should? www.StudsPlanet.com
  • 24. Measurement Creating variables often requires creativity Approximate concept that you wish to measure. How to measure abstract concepts? - also depends on level of analysis. www.StudsPlanet.com
  • 25. Types of Operationalization  Non-orderable Discrete Categories  A.k.a. Nominal  Categories, names  E.g., gender  Orderable Discrete  Ordered, but not precisely ordered  E.g., professor quality  Dummy, Dichotomous, 0/1  “Qualitative variable”  Could fall into either of the above  Presence or absence of something  Interval  Consensus on differences between the units  E.g., temperature  Ratio Scale  Same as interval but with an absolute 0 point www.StudsPlanet.com
  • 26. Example of Levels ofExample of Levels of MeasurementMeasurement  Suppose you wanted to measure smoking. • Ordinal: How often do you smoke?  Never  2-3 per day  1 pack per day  > 1 pack per day • Interval: How many cigarettes do you smoke each day? • (What’s the level of analysis here? How would you define smoking for other levels of analysis?) www.StudsPlanet.com
  • 28. DATA Choose cases based on level Represent population we want to generalize about Collect facts about each of our variables for each of our cases. V 1 V 2 … V K Case 1 Case 2 … Case n Cases Are Rows Variables are columns www.StudsPlanet.com