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Clinical Rehabilitation 2005; 19: 737 Á/745

Home-based electromyography-triggered
stimulation in chronic stroke
Usama Gabr Physical Medicine and Rehabilitation Residency Program, The University of Cincinnati College of Medicine
(UCCOM), Peter Levine UCCOM and Neuromotor Recovery and Rehabilitation Laboratory (NMRRL) at Drake Rehabilitation
Center and Stephen J Page Department of Physical Medicine and Rehabilitation, The Institute for the Study of Health and
Neurosciences Graduate Program, UCCOM, Cincinnati, Ohio, USA
Received 25th November 2004; returned for revisions 1st February 2005; revised manuscript accepted 23rd May 2005.

Objectives: (1) To determine the feasibility of a home-based electromyographytriggered neuromuscular stimulation (ETMS) programme; and (2) to determine ETMS
efficacy in increasing affected wrist extension and reducing affected arm impairment.
Design: Randomized, controlled, pre Á/post, cross-over design.
Setting: Outpatient rehabilitation hospital.
Patients: Twelve chronic stroke patients with palpable muscle contraction in their
affected wrist extensors but no movement (7 males; mean age0/59.75 years, age
range 44 Á/75 years; mean time since stroke 0/52.75 months, range 13 Á/131 months).
Intervention: Subjects were randomly assigned to receive either: (a) ETMS use
twice every weekday in 35-min increments during an eight-week period followed by
an eight-week home exercise programme (ETMS/home exercise programme) (n 0/8);
or (b) an eight-week home exercise programme followed by use of ETMS twice
every weekday in 35-min increments during an eight-week period (home exercise
programme) (n 0/4).
Main outcome measures: The Fugl-Meyer, Action Research Arm Test and
goniometry.
Results: After home exercise programme participation, subjects showed nominal or
no changes on any of the outcome measures. After ETMS, patients showed modest
impairment reductions, as shown by the Fugl-Meyer, and no Action Research Arm
Test changes. However, both groups showed a 218 increase in active affected wrist
extension after ETMS use.
Conclusion: ETMS use is feasible in the home environment. Neither participation in
a traditional home exercise programme nor ETMS use conveyed changes on the
Fugl-Meyer or Action Research Arm Test. However, ETMS use increased active
affected limb extension. This new movement may provide a potential pathway for
subjects to participate in other interventions, such as modified constraint induced
therapy.

Address for correspondence: Stephen J Page, Department of
Physical Medicine and Rehabilitation, University of Cincinnati
College of Medicine, 3202 Eden Ave, Suite 275, Cincinnati, OH
45267, USA. e-mail: Stephen.Page@uc.edu
# 2005 Edward Arnold (Publishers) Ltd

10.1191/0269215505cr909oa
738 U Gabr et al.

Introduction
Individuals with stroke often exhibit compromised
movement in the distal regions of their affected
arms even years after their strokes,1 which undermines performance of most activities of daily living
(ADLs). Although several stroke motor therapy
regimens have shown promise in chronic ( !/1 year
post stroke) patients,2 Á 4 most necessitate some
initial active affected limb movement out of
synergy. As a result, patients exhibiting negligible
distal movement in their affected arms are usually
discharged with significant residual motor deficits
and a negative prognosis.
It is now believed that repeated affected limb use
causes use-dependent neural changes in which
adjacent cortical areas assume functions of damaged areas.5 Á 7 Limb use can be difficult and
frustrating, though, for chronic stroke patients
who have not progressed past the initial Brunnstrum stages.8 Cyclic neuromuscular electrical
stimulation involves stimulation applied to the
affected muscle(s) to elicit muscle contraction(s).
Several studies have shown increased affected arm
function following cyclic surface neuromuscular
electrical stimulation use in acute9,10 and chronic
stroke.11 However, cyclic surface neuromuscular
electrical stimulation may be suboptimal because
patients are not encouraged to volitionally activate
their muscles during neuromuscular electrical stimulation (i.e., their participation is passive).
As an alternative, surface electromyographytriggered neuromuscular stimulation (ETMS)
incorporates concepts of repeated limb use, biofeedback, and electrical stimulation. When using
ETMS, the patient attempts to activate the affected
musculature (for the purposes of this paper, the
affected extensors). If the intended muscles are
activated such that a preset threshold is reached (as
detected by electromyography in the device), the
musculature is electrically stimulated by the device
and full extension is realized. If the threshold is not
reached, the threshold is automatically lowered,
and the patient tries again. Thus, the patient is
induced to attempt to activate the affected musculature, and, when successful, is provided with
biofeedback that reteaches active muscle contraction via the reward of electrical stimulation.
ETMS appears to increase affected wrist movement in both subacute and chronic stroke patients

who, before intervention, exhibited trace active
extension.12 Á 15 These changes appear to increase
functional activity performance. For example,
Kraft and colleagues14 showed a 42% improvement
on the Fugl-Meyer among patients who received
ETMS, and Francisco and colleagues16 showed a
17-point improvement on the Fugl-Meyer and a
3-point improvement on the Functional Independence Measure. Caraugh and colleagues17 showed
that patients can self-administer ETMS in the
clinic with minimal training and realize motor
improvements.
The current study
As noted above, recently developed motor interventions,2 Á 4 including ETMS,15 Á 20 show promise
in stroke patients who initially exhibit affected arm
active movement. It would be valuable to discern
whether ETMS can be efficacious in more impaired patients. However, to our knowledge, no
intervention has shown promise in stroke patients
with flaccid affected arms. Furthermore, although
stroke patients can don an ETMS machine in the
clinic,17 no studies have examined the feasibility
and efficacy of ETMS when used at home in the
most impaired patients. This information is fundamental to managed care reimbursement of homebased ETMS for community-dwelling stroke patients.
Using a randomized, cross-over design, purposes of this study were to: (1) determine the
feasibility of a home-based ETMS programme
when implemented with a frequency and duration
similar to aforementioned ETMS clinical studies;
and (2) determine ETMS efficacy in increasing
affected wrist and finger extension and reducing
affected arm impairment.

Method
Inclusion/exclusion criteria
Subjects for this study were recruited using
advertisements placed in therapy clinics, and given
to therapists and physiatrists, in the Midwestern
United States. A research team member screened
volunteers using the following inclusion criteria:
(1) stroke experienced between one year and 18
years prior to study enrollment; (2) no cognitive
deficits, as evidenced by a score !/70 points on the
EMG-triggered stimulation
Modified Mini-Mental Status Examination18; (3)
age !/18B/85; (4) a detectable surface electromyography signal using the ETMS of !/0.2 mV from
the extensor carpi radialis of the more affected
limb; (5) inability to actively extend the affected
wrist (i.e., operationalized as trace movement, or
palpable muscle contraction in the extensors but
not movement); (6) passive range of motion to
extension in the affected wrist to 458 from neutral,
as well as passive movement without difficulty in
the distal intercarphalangeal joints of the affected
fingers, both as measured by goniometry; and (7)
completely discharged from all forms of physical
rehabilitation. We also applied the following exclusion criteria: (1) excessive pain in the affected
upper limb or wrist as measured by a score of ]/5
on a visual analogue scale; (2) neurologic comorbidity that impairs strength in the affected upper
limb; (3) being administered medication that impairs neuromuscular performance (e.g., botulinum
toxin A;); (4) pregnant; (5) pacemaker or other
implanted stimulator; (6) nonstroke-related wrist
or finger pathologies (e.g., sprained wrist); and (7)
participating in any other experimental studies.
Apparatus
The Neuromove 900 (NM 900) (Stroke Recovery
Systems Inc., Littleton, CO, USA) is an electromyography monitored neuromuscular electrical
stimulation device approved by the federal Food
and Drug Administration for use by stroke
survivors. The NM 900 uses three reusable, selfadhering, 2.0’’ (diameter), round surface electrodes
(one ground over a bony protrusion; two active
electrodes over the motor point of the targeted
muscle). One active electrode is placed on the
posterior forearm (on the extensor group) 1 in
(2 cm) from the elbow crease while the other is
placed approximately 1 in (2 cm) below the first
active electrode. The ground electrode is placed
anywhere on the forearm as long as it is at least
3 in (8 cm) away from either active electrode. The
goal of the electrodes is to detect electromyography
in the affected muscles, and to provide stimulation
to them. A computer inside the device evaluates
the amount of activity present in the muscle, and
determines whether the patient’s muscle activity
meets or exceeds a preset threshold. If the subject
attains the threshold, the NM 900 activates the
muscle with its own biphasic waveform with pulse

739

width ranging between 100 and 400 ms. The on
signal duration can be adjusted to be between 0.5 s
and 10 s, but research suggests 10 s is the optimal19
duration and was, thus, used in this study. The NM
900’s safety and efficacy have been repeatedly
demonstrated with no side-effects.
Instruments
A pluri-dig, hyperextension finger goniometer
(Sammons-Preston, Cederburg, WI, USA) was
used to measure active wrist extension before and
after intervention. The small, plastic device can be
held and operated with one hand and, using a
protractor measuring from 08 to 1108 in 28
increments, is sensitive to small changes in active
extension. As noted previously, active wrist movement is fundamental to gaining access to several
promising interventions. Consequently, active wrist
extension was chosen as the only outcome to be
measured by goniometry.
In addition to goniometry, we applied the
following measures due to their sensitivity to
motor changes in chronic stroke20: (1) the
Fugl-Meyer Scale21 assesses several dimensions of
impairment. The upper extremity motor component, which consists of 66 points, was used in this
study, and has been shown to have impressive test Á/
retest reliability (total 0/0.98 Á/0.99; subtests 0/
0.87 Á/1.00), inter-rater reliability and construct
validity.22,23 (2) The Action Research Arm Test,24
a 19-item test divided into four categories (grasp,
grip, pinch, and gross movement), with each item
graded on a four-point ordinal scale (0 0/can
perform no part of the test; 1 0/performs test
partially; 20/completes test but takes abnormally
long time or has great difficulty; 30/performs test
normally) for a total score of 57. The ARA also
has high intra-rater (r 0/0.99) and retest (r0/0.98)
reliability and validity,24,25 and has been used
extensively in stroke intervention studies.
Design, pretesting and intervention
A randomized, single-blinded, pre/post test
cross-over case series design was applied. After
screening and signing consent forms approved by
the local institutional review board, the FuglMeyer and Action Research Arm Test were
administered on two occasions one week apart by
a research team member. Following the second
pretesting session, patients were randomly assigned
740 U Gabr et al.

Figure 1 Flow diagram for this study.

to one of two groups using a random numbers
table: (1) ETMS/home exercise programme; (2)
home exercise programme/ETMS. Our study design is depicted in Figure 1.
ETMS/home exercise programme
One week after the second pretesting session,
patients assigned to the ETMS/home exercise
programme group received a 30-min, individualized education session in which they were taught
how to use the device by a research team member.
At the conclusion of the session, patients were
given written directions, as well as a picture
depicting proper electrode placement. Patients
were also given sample electrodes to take home

and practice electrode placement. One week later,
patients returned to the laboratory and were tested
on placement by a physician team member. Patients were then given an ETMS device and a home
use diary in which they were to record their use of
the device.
At home, ETMS/home exercise programme
patients used the ETMS device twice every weekday in 35-min increments during a eight-week
period. The duration, frequency, and number of
weeks of sessions was based on manufacturer
recommendations. Furthermore, previous ETMS
studies had used comparable parameters, such as
the 10-s cycles recommended by Cauraugh and
colleagues.19 During times of device use, surface
EMG-triggered stimulation
electrodes were placed on the wrist extensors, and a
ground electrode was placed on the olecronon
process. While practising ETMS at home, subjects
practised extension exercises without participation
in any actual activity. After 8 weeks, ETMS/home
exercise programme patients returned to the laboratory and a physician team member checked
skin integrity. During this visit, patients also
returned the device, their ETMS home use diaries,
and were administered goniometry, the FuglMeyer, and the Action Research Arm Test. Lastly,
subjects were given a sheet with a list of home
exercises for the more affected limb, and a home
use diary to record their compliance with the home
exercise programme. The exercise sheet, which also
provides pictures and written descriptions of each
exercise, was commonly administered at discharge
from outpatient physical therapy and was thus
identical to those exercises that discharged stroke
patients would normally be practising at home. As
such, this was an adequate reference condition.
After being shown how to perform each exercise by
a team member, subjects were instructed to perform the home exercises twice every weekday for
35 min. The entire visit took approximately 1 h.
Specific affected limb exercises in the home exercise programme included: supination/pronation
exercises; flexion and extension of the individual
fingers; wrist extension and flexion exercises;
elbow flexion and extension exercises; and
shoulder adduction and abduction exercises.
Home exercise programme/ETMS
Patients randomly assigned to the home exercise
programme/ETMS group participated in the two,
above-described programmes (ETMS and home
exercise programme), but in the opposite order.
That is, they received a 1-h testing and education
session concerning the home exercise programme,
and performed the programme for eight weeks
(35 min; twice/weekday). After eight weeks of
participation in the home exercise programme,
subjects returned to the laboratory, where the
outcome measures were again administered and
the patients were taught how to use the ETMS
device. After one week of practising electrode
placement, they returned to the laboratory, were
given an ETMS device, and used the device at
home for eight weeks according to the abovedescribed parameters.

741

Posttesting
After 17 weeks, each patient returned to the
laboratory and the Fugl-Meyer, Action Research
Arm Test and goniometry were again administered
by the same team member who initially administered the instruments. He was blinded to group
assignment throughout the study.

Results
Using the above inclusion/exclusion criteria,
12 individuals were included (7 males; mean
age0/59.75 years, age range 44 Á/75 years; mean
time since stroke 0/52.75 months, range 13Á/131
months; seven strokes exhibiting upper limb hemiparesis on dominant side) (Table 1).
Before intervention, subjects uniformly exhibited inability to functionally use their more
affected wrists and fingers. Indeed, an ARA
mean score of 1.428 was observed in the ETMS/
home exercise programme group (Table 2), which
reflected ability to partially perform 1Á/2 ARA
items. Similarly, a mean Action Research Arm Test
score of 0 was observed in home exercise programme/ETMS subjects before intervention
(Table 2). Mean Fugl-Meyer group scores were
also nearly identical between groups before intervention; the mean Fugl-Meyer score for the
ETMS/home exercise programme group was 12.0;
the mean Fugl-Meyer score for the home exercise
programme/ETMS group was 15.83 (Table 2).
Subjects in both groups exhibited selected proximal function as measured by the Fugl-Meyer
(e.g., shoulder abduction; elbow flexion), but
limited distal function.
Preintervention more affected wrist extension
levels were also similar for both groups; the mean
affected wrist extension level for the ETMS/home
exercise programme group was 15.1258 before
intervention; the mean affected wrist extension
level for the home exercise programme/ETMS
group was 12.758 before intervention (Table 3).
All subjects’ affected upper limb motor function
had not changed since outpatient occupational
therapy discharge, per their medical records, and
as confirmed by their physicians.
After participating in ETMS, subjects in the
ETMS/home exercise programme group exhibited
742 U Gabr et al.
Table 1 Subject characteristics
Gender

Age

Months since CVA

Side affected

Group

M
M
F
F
F
F
M
M
M
F
M
M

54
60
65
65
75
58
70
55
59
44
62
50

52
68
131
36
60
29
127
42
46
13
16
13

L
R
L
L
R
R
L
R
R
R
L
L

ETMS/HEP
ETMS/HEP
ETMS/HEP
ETMS/HEP
ETMS/HEP
ETMS/HEP
ETMS/HEP
ETMS/HEP
HEP/ETMS
HEP/ETMS
HEP/ETMS
HEP/ETMS

HEP, home exercise programme; ETMS, electromyography-triggered neuromuscular stimulation.

a 6.875 point increase on the Fugl-Meyer, an
increase of B/0.1 points on the Action Research
Arm Test, and an increase of 21.258 in active wrist
extension, all compared to preintervention levels.
After subsequently participating in the home
exercise programme, subjects in the ETMS/home
exercise programme group lost many of the gains
that they had exhibited via ETMS. Specifically,
they exhibited a (/8.8 point decrease on the
Fugl-Meyer, a (/1.5 point decrease on the Action
Research Arm Test, and (/4.098 decrease in
affected wrist extension.
Subjects in the home exercise programme/ETMS
group exhibited similar reactions to the two
interventions as those in the ETMS/home exercise
programme group. Specifically, after eight weeks of
home exercise programme participation, FuglMeyer scores increased by 0.55 points, Action
Research Arm Test scores increased by 0 points
(Table 2), and active affected wrist extension
decreased by 1.758 (Table 3). Conversely, after
ETMS participation, Fugl-Meyer scores and
Action Research Arm Test scores changed nominally, but active wrist extension increased by 21.258.

Discussion
Stroke patients are often unable to perform valued
activities with their affected arms due to diminished active, distal movement. Few motor therapies
are available for patients exhibiting minimal distal
movement in their affected arms, and no homebased therapies have shown efficacy for this group.
This study examined the efficacy of home-based
electromyography triggered neuromuscular stimulation (ETMS) on the motor function of chronic
stroke patients’ affected arms.
An advantageous feature of the NM 900 is its
ability to quantify the amount of device use in
which subjects engaged. In this study, subjects were
highly compliant with ETMS use, as shown by the
device. Moreover, on days in which ETMS was
employed, patients used the device for the entire
duration. Patients and their caregivers also each
reported high compliance with the ETMS protocol
in their home use diaries; only four instances of
nonuse reported during the ETMS portion of the
protocol. Subjects and their caregivers, who had
been educated on device use as part of study

Table 2 Patient mean scores on the Fugl-Meyer and Action Research Arm Test before and after intervention
Group

FM

ARA

Pre
ETMS/HEP (n 0/8)
HEP/ETMS (n 0/4)

After 8 weeks

After 16 weeks

Pre

After 8 weeks

After 16 weeks

12.0
15.83

18.875
16.38

11.0
16.54

1.428
0

1.571
0

0
0

HEP, home exercise programme; ETMS, electromyography-triggered neuromuscular stimulation.
EMG-triggered stimulation

743

Table 3 Pre Á/post changes in affected wrist extension using goniometry
Group

Preintervention
extension

After 8 weeks

Change from pre

After 16 weeks

Change from week 8

ETMS/HEP
HEP/ETMS

15.1258
12.758

36.3758
11.008

'/21.258
(/1.758

32.2858
32.258

(/4.098
'/21.258

HEP, home exercise programme; ETMS, electromyography-triggered neuromuscular stimulation.

participation, also reported no problems using the
NM 900 at home. Together, these data suggest that
home ETMS use is feasible with high compliance.
Home use logs also suggested that subjects were
compliant, although to a lesser degree, with the
home exercise programme. Specifically, 27 instances of not performing the programme as
scheduled were reported in the home use diaries.
Lack of compliance with the home programme
may be a partial explanation for the subsequent
losses of motor function that subjects exhibited.
However, we also suspect that the ETMS intervention is substantially more motivating and
robust, particularly given previous ETMS research
findings.
Before intervention, subjects displayed stable
motor deficits and consistent impairment levels,
fine motor function levels (Table 2), and more
affected wrist extension levels (Table 3), regardless
of group assignment. According to their physicians
and/or their medical records, their motor levels
had not changed since discharge from outpatient
motor therapy. Subjects uniformly reported inability to perform functional activities.
After ETMS participation, ETMS/home exercise programme subjects exhibited a 7.875-point
increase on the Fugl-Meyer (Table 2), primarily
due to increased voluntary movement in the distal
areas (e.g., wrist extension). This change was
supported by increased active extension of the
affected wrist increased by !/218 (Table 3). Interestingly, some subjects in this group also showed
increased shoulder movement on the Fugl-Meyer
(e.g., abduction, retraction). We believe that this
improvement was because, when attempting to
extend the fingers, many subjects also moved their
shoulders and arms (although instructed not to by
research team members). ETMS/home exercise
programme subjects exhibited no changes on the
Action Research Arm Test after ETMS participation. After home exercise programme participa-

tion, subjects in this group exhibited no changes on
the Fugl-Meyer, Action Research Arm Test, or in
goniometry. Thus, only ETMS participation
caused motor changes, and these changes, while
not functional, were quite large in terms of ability
to actively extend the affected wrist.
Subjects in the second study group received a
home exercise programme first, followed by
ETMS. Like their counterparts in the other study
group, members of the home exercise programme/
ETMS group showed no changes, or nominal
changes, on the Fugl-Meyer, Action Research
Arm Test or goniometry after home exercise.
However, after ETMS participation, subjects in
the home exercise programme/ETMS group exhibited a mean increased active extension in their
affected wrists by !/218 (Table 3). This finding was
consistent with the direction and magnitude of
active extension changes observed in the other
group following ETMS use. Interestingly, participants in the second group did not exhibit the
Fugl-Meyer changes exhibited by members of the
first group. We are uncertain why this difference
occurred.
Together, our data suggest that ETMS conveys
limited impairment reduction and functional improvements for flaccid chronic stroke patients,
regardless of its timing. Indeed, stroke patients,
when asked after ETMS application, were not able
to perform any new valed activities as a result of
participation. However, ETMS appears to substantially increase active affected wrist extension in
flaccid stroke patients, regardless of the timing of
its administration. This is an important discovery,
given that, to our knowledge, no intervention has
shown promise in increasing active affected wrist
extension in this group. In fact, ETMS may be a
pathway whereby stroke patients exhibiting minimal active extension can regain needed extension
to participate in other interventions. Consistent
with this suggestion, active extension increases
744 U Gabr et al.
from ETMS enabled several subjects to participate
in modified constraint-induced therapy and realize
additional motor gains in their more affected
wrists and fingers. We recognize that a study
limitation is lack of formal measurement of functional improvement and we recommend that future
authors examine this possibility. We also recognize
that, as often happens, the randomization pattern
happened to lead to unequal numbers in the
groups (see Figure 1). This shortcoming argues
for additional ETMS studies with more robust
sample sizes and equal groups before substantive
conclusions can be drawn.
Data by Kimberley and colleagues26 suggest a
relationship between ETMS provision, improvements on laboratory measures, and cortical
changes. However, recent reviews27,28 note several
shortcomings of ETMS studies, including small
sample sizes, limited use of functional outcome
measures, and unequal ETMS treatment durations. Similarly, although only a pilot study,
findings of this study need to be replicated with a
larger sample size and equal numbers in each study
condition, each of which would overcome limitations of the current study. The optimal ETMS
duration for flaccid stroke patients also needs to be
identified in future work, particularly in relation to
less impaired patients. Indeed, it seems reasonable
that flaccid stroke patients may require a longer
ETMS programme with more sessions of longer
durations than less impaired patients. In the
current study, we believe that repeated ETMS use
caused cortical changes that resulted in changes in
extension as described earlier. We are currently

investigating this hypothesis and resolving the
above limitations by examining the functional
and neural effects of several ETMS durations
using functional magnetic resonance imaging at 4
Tesla.

Conclusion
ETMS does not appear to convey a functional
benefit to flaccid chronic stroke patients. However,
ETMS consistently and markedly increases active
wrist extension, providing a potential pathway by
which patients could participate in other promising
interventions. More research is needed concerning
the optimal duration, timing, and mechanisms of
ETMS in flaccid chronic stroke.

References
1

2

3

4

Clinical messages
. Electromyography triggered neuromuscular
stimulation (ETMS) does not convey functional benefits to stroke patients with limited
active wrist extension.
. ETMS does, however, appear to increase
active wrist extension, regardless of time of
presentation.
. ETMS may be a pathway by which patients
exhibiting no movement may become eligible for other protocols, such as modified
constraint-induced therapy.

5

6

7
8

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ZMPCZM017000.11.11

  • 1. Clinical Rehabilitation 2005; 19: 737 Á/745 Home-based electromyography-triggered stimulation in chronic stroke Usama Gabr Physical Medicine and Rehabilitation Residency Program, The University of Cincinnati College of Medicine (UCCOM), Peter Levine UCCOM and Neuromotor Recovery and Rehabilitation Laboratory (NMRRL) at Drake Rehabilitation Center and Stephen J Page Department of Physical Medicine and Rehabilitation, The Institute for the Study of Health and Neurosciences Graduate Program, UCCOM, Cincinnati, Ohio, USA Received 25th November 2004; returned for revisions 1st February 2005; revised manuscript accepted 23rd May 2005. Objectives: (1) To determine the feasibility of a home-based electromyographytriggered neuromuscular stimulation (ETMS) programme; and (2) to determine ETMS efficacy in increasing affected wrist extension and reducing affected arm impairment. Design: Randomized, controlled, pre Á/post, cross-over design. Setting: Outpatient rehabilitation hospital. Patients: Twelve chronic stroke patients with palpable muscle contraction in their affected wrist extensors but no movement (7 males; mean age0/59.75 years, age range 44 Á/75 years; mean time since stroke 0/52.75 months, range 13 Á/131 months). Intervention: Subjects were randomly assigned to receive either: (a) ETMS use twice every weekday in 35-min increments during an eight-week period followed by an eight-week home exercise programme (ETMS/home exercise programme) (n 0/8); or (b) an eight-week home exercise programme followed by use of ETMS twice every weekday in 35-min increments during an eight-week period (home exercise programme) (n 0/4). Main outcome measures: The Fugl-Meyer, Action Research Arm Test and goniometry. Results: After home exercise programme participation, subjects showed nominal or no changes on any of the outcome measures. After ETMS, patients showed modest impairment reductions, as shown by the Fugl-Meyer, and no Action Research Arm Test changes. However, both groups showed a 218 increase in active affected wrist extension after ETMS use. Conclusion: ETMS use is feasible in the home environment. Neither participation in a traditional home exercise programme nor ETMS use conveyed changes on the Fugl-Meyer or Action Research Arm Test. However, ETMS use increased active affected limb extension. This new movement may provide a potential pathway for subjects to participate in other interventions, such as modified constraint induced therapy. Address for correspondence: Stephen J Page, Department of Physical Medicine and Rehabilitation, University of Cincinnati College of Medicine, 3202 Eden Ave, Suite 275, Cincinnati, OH 45267, USA. e-mail: Stephen.Page@uc.edu # 2005 Edward Arnold (Publishers) Ltd 10.1191/0269215505cr909oa
  • 2. 738 U Gabr et al. Introduction Individuals with stroke often exhibit compromised movement in the distal regions of their affected arms even years after their strokes,1 which undermines performance of most activities of daily living (ADLs). Although several stroke motor therapy regimens have shown promise in chronic ( !/1 year post stroke) patients,2 Á 4 most necessitate some initial active affected limb movement out of synergy. As a result, patients exhibiting negligible distal movement in their affected arms are usually discharged with significant residual motor deficits and a negative prognosis. It is now believed that repeated affected limb use causes use-dependent neural changes in which adjacent cortical areas assume functions of damaged areas.5 Á 7 Limb use can be difficult and frustrating, though, for chronic stroke patients who have not progressed past the initial Brunnstrum stages.8 Cyclic neuromuscular electrical stimulation involves stimulation applied to the affected muscle(s) to elicit muscle contraction(s). Several studies have shown increased affected arm function following cyclic surface neuromuscular electrical stimulation use in acute9,10 and chronic stroke.11 However, cyclic surface neuromuscular electrical stimulation may be suboptimal because patients are not encouraged to volitionally activate their muscles during neuromuscular electrical stimulation (i.e., their participation is passive). As an alternative, surface electromyographytriggered neuromuscular stimulation (ETMS) incorporates concepts of repeated limb use, biofeedback, and electrical stimulation. When using ETMS, the patient attempts to activate the affected musculature (for the purposes of this paper, the affected extensors). If the intended muscles are activated such that a preset threshold is reached (as detected by electromyography in the device), the musculature is electrically stimulated by the device and full extension is realized. If the threshold is not reached, the threshold is automatically lowered, and the patient tries again. Thus, the patient is induced to attempt to activate the affected musculature, and, when successful, is provided with biofeedback that reteaches active muscle contraction via the reward of electrical stimulation. ETMS appears to increase affected wrist movement in both subacute and chronic stroke patients who, before intervention, exhibited trace active extension.12 Á 15 These changes appear to increase functional activity performance. For example, Kraft and colleagues14 showed a 42% improvement on the Fugl-Meyer among patients who received ETMS, and Francisco and colleagues16 showed a 17-point improvement on the Fugl-Meyer and a 3-point improvement on the Functional Independence Measure. Caraugh and colleagues17 showed that patients can self-administer ETMS in the clinic with minimal training and realize motor improvements. The current study As noted above, recently developed motor interventions,2 Á 4 including ETMS,15 Á 20 show promise in stroke patients who initially exhibit affected arm active movement. It would be valuable to discern whether ETMS can be efficacious in more impaired patients. However, to our knowledge, no intervention has shown promise in stroke patients with flaccid affected arms. Furthermore, although stroke patients can don an ETMS machine in the clinic,17 no studies have examined the feasibility and efficacy of ETMS when used at home in the most impaired patients. This information is fundamental to managed care reimbursement of homebased ETMS for community-dwelling stroke patients. Using a randomized, cross-over design, purposes of this study were to: (1) determine the feasibility of a home-based ETMS programme when implemented with a frequency and duration similar to aforementioned ETMS clinical studies; and (2) determine ETMS efficacy in increasing affected wrist and finger extension and reducing affected arm impairment. Method Inclusion/exclusion criteria Subjects for this study were recruited using advertisements placed in therapy clinics, and given to therapists and physiatrists, in the Midwestern United States. A research team member screened volunteers using the following inclusion criteria: (1) stroke experienced between one year and 18 years prior to study enrollment; (2) no cognitive deficits, as evidenced by a score !/70 points on the
  • 3. EMG-triggered stimulation Modified Mini-Mental Status Examination18; (3) age !/18B/85; (4) a detectable surface electromyography signal using the ETMS of !/0.2 mV from the extensor carpi radialis of the more affected limb; (5) inability to actively extend the affected wrist (i.e., operationalized as trace movement, or palpable muscle contraction in the extensors but not movement); (6) passive range of motion to extension in the affected wrist to 458 from neutral, as well as passive movement without difficulty in the distal intercarphalangeal joints of the affected fingers, both as measured by goniometry; and (7) completely discharged from all forms of physical rehabilitation. We also applied the following exclusion criteria: (1) excessive pain in the affected upper limb or wrist as measured by a score of ]/5 on a visual analogue scale; (2) neurologic comorbidity that impairs strength in the affected upper limb; (3) being administered medication that impairs neuromuscular performance (e.g., botulinum toxin A;); (4) pregnant; (5) pacemaker or other implanted stimulator; (6) nonstroke-related wrist or finger pathologies (e.g., sprained wrist); and (7) participating in any other experimental studies. Apparatus The Neuromove 900 (NM 900) (Stroke Recovery Systems Inc., Littleton, CO, USA) is an electromyography monitored neuromuscular electrical stimulation device approved by the federal Food and Drug Administration for use by stroke survivors. The NM 900 uses three reusable, selfadhering, 2.0’’ (diameter), round surface electrodes (one ground over a bony protrusion; two active electrodes over the motor point of the targeted muscle). One active electrode is placed on the posterior forearm (on the extensor group) 1 in (2 cm) from the elbow crease while the other is placed approximately 1 in (2 cm) below the first active electrode. The ground electrode is placed anywhere on the forearm as long as it is at least 3 in (8 cm) away from either active electrode. The goal of the electrodes is to detect electromyography in the affected muscles, and to provide stimulation to them. A computer inside the device evaluates the amount of activity present in the muscle, and determines whether the patient’s muscle activity meets or exceeds a preset threshold. If the subject attains the threshold, the NM 900 activates the muscle with its own biphasic waveform with pulse 739 width ranging between 100 and 400 ms. The on signal duration can be adjusted to be between 0.5 s and 10 s, but research suggests 10 s is the optimal19 duration and was, thus, used in this study. The NM 900’s safety and efficacy have been repeatedly demonstrated with no side-effects. Instruments A pluri-dig, hyperextension finger goniometer (Sammons-Preston, Cederburg, WI, USA) was used to measure active wrist extension before and after intervention. The small, plastic device can be held and operated with one hand and, using a protractor measuring from 08 to 1108 in 28 increments, is sensitive to small changes in active extension. As noted previously, active wrist movement is fundamental to gaining access to several promising interventions. Consequently, active wrist extension was chosen as the only outcome to be measured by goniometry. In addition to goniometry, we applied the following measures due to their sensitivity to motor changes in chronic stroke20: (1) the Fugl-Meyer Scale21 assesses several dimensions of impairment. The upper extremity motor component, which consists of 66 points, was used in this study, and has been shown to have impressive test Á/ retest reliability (total 0/0.98 Á/0.99; subtests 0/ 0.87 Á/1.00), inter-rater reliability and construct validity.22,23 (2) The Action Research Arm Test,24 a 19-item test divided into four categories (grasp, grip, pinch, and gross movement), with each item graded on a four-point ordinal scale (0 0/can perform no part of the test; 1 0/performs test partially; 20/completes test but takes abnormally long time or has great difficulty; 30/performs test normally) for a total score of 57. The ARA also has high intra-rater (r 0/0.99) and retest (r0/0.98) reliability and validity,24,25 and has been used extensively in stroke intervention studies. Design, pretesting and intervention A randomized, single-blinded, pre/post test cross-over case series design was applied. After screening and signing consent forms approved by the local institutional review board, the FuglMeyer and Action Research Arm Test were administered on two occasions one week apart by a research team member. Following the second pretesting session, patients were randomly assigned
  • 4. 740 U Gabr et al. Figure 1 Flow diagram for this study. to one of two groups using a random numbers table: (1) ETMS/home exercise programme; (2) home exercise programme/ETMS. Our study design is depicted in Figure 1. ETMS/home exercise programme One week after the second pretesting session, patients assigned to the ETMS/home exercise programme group received a 30-min, individualized education session in which they were taught how to use the device by a research team member. At the conclusion of the session, patients were given written directions, as well as a picture depicting proper electrode placement. Patients were also given sample electrodes to take home and practice electrode placement. One week later, patients returned to the laboratory and were tested on placement by a physician team member. Patients were then given an ETMS device and a home use diary in which they were to record their use of the device. At home, ETMS/home exercise programme patients used the ETMS device twice every weekday in 35-min increments during a eight-week period. The duration, frequency, and number of weeks of sessions was based on manufacturer recommendations. Furthermore, previous ETMS studies had used comparable parameters, such as the 10-s cycles recommended by Cauraugh and colleagues.19 During times of device use, surface
  • 5. EMG-triggered stimulation electrodes were placed on the wrist extensors, and a ground electrode was placed on the olecronon process. While practising ETMS at home, subjects practised extension exercises without participation in any actual activity. After 8 weeks, ETMS/home exercise programme patients returned to the laboratory and a physician team member checked skin integrity. During this visit, patients also returned the device, their ETMS home use diaries, and were administered goniometry, the FuglMeyer, and the Action Research Arm Test. Lastly, subjects were given a sheet with a list of home exercises for the more affected limb, and a home use diary to record their compliance with the home exercise programme. The exercise sheet, which also provides pictures and written descriptions of each exercise, was commonly administered at discharge from outpatient physical therapy and was thus identical to those exercises that discharged stroke patients would normally be practising at home. As such, this was an adequate reference condition. After being shown how to perform each exercise by a team member, subjects were instructed to perform the home exercises twice every weekday for 35 min. The entire visit took approximately 1 h. Specific affected limb exercises in the home exercise programme included: supination/pronation exercises; flexion and extension of the individual fingers; wrist extension and flexion exercises; elbow flexion and extension exercises; and shoulder adduction and abduction exercises. Home exercise programme/ETMS Patients randomly assigned to the home exercise programme/ETMS group participated in the two, above-described programmes (ETMS and home exercise programme), but in the opposite order. That is, they received a 1-h testing and education session concerning the home exercise programme, and performed the programme for eight weeks (35 min; twice/weekday). After eight weeks of participation in the home exercise programme, subjects returned to the laboratory, where the outcome measures were again administered and the patients were taught how to use the ETMS device. After one week of practising electrode placement, they returned to the laboratory, were given an ETMS device, and used the device at home for eight weeks according to the abovedescribed parameters. 741 Posttesting After 17 weeks, each patient returned to the laboratory and the Fugl-Meyer, Action Research Arm Test and goniometry were again administered by the same team member who initially administered the instruments. He was blinded to group assignment throughout the study. Results Using the above inclusion/exclusion criteria, 12 individuals were included (7 males; mean age0/59.75 years, age range 44 Á/75 years; mean time since stroke 0/52.75 months, range 13Á/131 months; seven strokes exhibiting upper limb hemiparesis on dominant side) (Table 1). Before intervention, subjects uniformly exhibited inability to functionally use their more affected wrists and fingers. Indeed, an ARA mean score of 1.428 was observed in the ETMS/ home exercise programme group (Table 2), which reflected ability to partially perform 1Á/2 ARA items. Similarly, a mean Action Research Arm Test score of 0 was observed in home exercise programme/ETMS subjects before intervention (Table 2). Mean Fugl-Meyer group scores were also nearly identical between groups before intervention; the mean Fugl-Meyer score for the ETMS/home exercise programme group was 12.0; the mean Fugl-Meyer score for the home exercise programme/ETMS group was 15.83 (Table 2). Subjects in both groups exhibited selected proximal function as measured by the Fugl-Meyer (e.g., shoulder abduction; elbow flexion), but limited distal function. Preintervention more affected wrist extension levels were also similar for both groups; the mean affected wrist extension level for the ETMS/home exercise programme group was 15.1258 before intervention; the mean affected wrist extension level for the home exercise programme/ETMS group was 12.758 before intervention (Table 3). All subjects’ affected upper limb motor function had not changed since outpatient occupational therapy discharge, per their medical records, and as confirmed by their physicians. After participating in ETMS, subjects in the ETMS/home exercise programme group exhibited
  • 6. 742 U Gabr et al. Table 1 Subject characteristics Gender Age Months since CVA Side affected Group M M F F F F M M M F M M 54 60 65 65 75 58 70 55 59 44 62 50 52 68 131 36 60 29 127 42 46 13 16 13 L R L L R R L R R R L L ETMS/HEP ETMS/HEP ETMS/HEP ETMS/HEP ETMS/HEP ETMS/HEP ETMS/HEP ETMS/HEP HEP/ETMS HEP/ETMS HEP/ETMS HEP/ETMS HEP, home exercise programme; ETMS, electromyography-triggered neuromuscular stimulation. a 6.875 point increase on the Fugl-Meyer, an increase of B/0.1 points on the Action Research Arm Test, and an increase of 21.258 in active wrist extension, all compared to preintervention levels. After subsequently participating in the home exercise programme, subjects in the ETMS/home exercise programme group lost many of the gains that they had exhibited via ETMS. Specifically, they exhibited a (/8.8 point decrease on the Fugl-Meyer, a (/1.5 point decrease on the Action Research Arm Test, and (/4.098 decrease in affected wrist extension. Subjects in the home exercise programme/ETMS group exhibited similar reactions to the two interventions as those in the ETMS/home exercise programme group. Specifically, after eight weeks of home exercise programme participation, FuglMeyer scores increased by 0.55 points, Action Research Arm Test scores increased by 0 points (Table 2), and active affected wrist extension decreased by 1.758 (Table 3). Conversely, after ETMS participation, Fugl-Meyer scores and Action Research Arm Test scores changed nominally, but active wrist extension increased by 21.258. Discussion Stroke patients are often unable to perform valued activities with their affected arms due to diminished active, distal movement. Few motor therapies are available for patients exhibiting minimal distal movement in their affected arms, and no homebased therapies have shown efficacy for this group. This study examined the efficacy of home-based electromyography triggered neuromuscular stimulation (ETMS) on the motor function of chronic stroke patients’ affected arms. An advantageous feature of the NM 900 is its ability to quantify the amount of device use in which subjects engaged. In this study, subjects were highly compliant with ETMS use, as shown by the device. Moreover, on days in which ETMS was employed, patients used the device for the entire duration. Patients and their caregivers also each reported high compliance with the ETMS protocol in their home use diaries; only four instances of nonuse reported during the ETMS portion of the protocol. Subjects and their caregivers, who had been educated on device use as part of study Table 2 Patient mean scores on the Fugl-Meyer and Action Research Arm Test before and after intervention Group FM ARA Pre ETMS/HEP (n 0/8) HEP/ETMS (n 0/4) After 8 weeks After 16 weeks Pre After 8 weeks After 16 weeks 12.0 15.83 18.875 16.38 11.0 16.54 1.428 0 1.571 0 0 0 HEP, home exercise programme; ETMS, electromyography-triggered neuromuscular stimulation.
  • 7. EMG-triggered stimulation 743 Table 3 Pre Á/post changes in affected wrist extension using goniometry Group Preintervention extension After 8 weeks Change from pre After 16 weeks Change from week 8 ETMS/HEP HEP/ETMS 15.1258 12.758 36.3758 11.008 '/21.258 (/1.758 32.2858 32.258 (/4.098 '/21.258 HEP, home exercise programme; ETMS, electromyography-triggered neuromuscular stimulation. participation, also reported no problems using the NM 900 at home. Together, these data suggest that home ETMS use is feasible with high compliance. Home use logs also suggested that subjects were compliant, although to a lesser degree, with the home exercise programme. Specifically, 27 instances of not performing the programme as scheduled were reported in the home use diaries. Lack of compliance with the home programme may be a partial explanation for the subsequent losses of motor function that subjects exhibited. However, we also suspect that the ETMS intervention is substantially more motivating and robust, particularly given previous ETMS research findings. Before intervention, subjects displayed stable motor deficits and consistent impairment levels, fine motor function levels (Table 2), and more affected wrist extension levels (Table 3), regardless of group assignment. According to their physicians and/or their medical records, their motor levels had not changed since discharge from outpatient motor therapy. Subjects uniformly reported inability to perform functional activities. After ETMS participation, ETMS/home exercise programme subjects exhibited a 7.875-point increase on the Fugl-Meyer (Table 2), primarily due to increased voluntary movement in the distal areas (e.g., wrist extension). This change was supported by increased active extension of the affected wrist increased by !/218 (Table 3). Interestingly, some subjects in this group also showed increased shoulder movement on the Fugl-Meyer (e.g., abduction, retraction). We believe that this improvement was because, when attempting to extend the fingers, many subjects also moved their shoulders and arms (although instructed not to by research team members). ETMS/home exercise programme subjects exhibited no changes on the Action Research Arm Test after ETMS participation. After home exercise programme participa- tion, subjects in this group exhibited no changes on the Fugl-Meyer, Action Research Arm Test, or in goniometry. Thus, only ETMS participation caused motor changes, and these changes, while not functional, were quite large in terms of ability to actively extend the affected wrist. Subjects in the second study group received a home exercise programme first, followed by ETMS. Like their counterparts in the other study group, members of the home exercise programme/ ETMS group showed no changes, or nominal changes, on the Fugl-Meyer, Action Research Arm Test or goniometry after home exercise. However, after ETMS participation, subjects in the home exercise programme/ETMS group exhibited a mean increased active extension in their affected wrists by !/218 (Table 3). This finding was consistent with the direction and magnitude of active extension changes observed in the other group following ETMS use. Interestingly, participants in the second group did not exhibit the Fugl-Meyer changes exhibited by members of the first group. We are uncertain why this difference occurred. Together, our data suggest that ETMS conveys limited impairment reduction and functional improvements for flaccid chronic stroke patients, regardless of its timing. Indeed, stroke patients, when asked after ETMS application, were not able to perform any new valed activities as a result of participation. However, ETMS appears to substantially increase active affected wrist extension in flaccid stroke patients, regardless of the timing of its administration. This is an important discovery, given that, to our knowledge, no intervention has shown promise in increasing active affected wrist extension in this group. In fact, ETMS may be a pathway whereby stroke patients exhibiting minimal active extension can regain needed extension to participate in other interventions. Consistent with this suggestion, active extension increases
  • 8. 744 U Gabr et al. from ETMS enabled several subjects to participate in modified constraint-induced therapy and realize additional motor gains in their more affected wrists and fingers. We recognize that a study limitation is lack of formal measurement of functional improvement and we recommend that future authors examine this possibility. We also recognize that, as often happens, the randomization pattern happened to lead to unequal numbers in the groups (see Figure 1). This shortcoming argues for additional ETMS studies with more robust sample sizes and equal groups before substantive conclusions can be drawn. Data by Kimberley and colleagues26 suggest a relationship between ETMS provision, improvements on laboratory measures, and cortical changes. However, recent reviews27,28 note several shortcomings of ETMS studies, including small sample sizes, limited use of functional outcome measures, and unequal ETMS treatment durations. Similarly, although only a pilot study, findings of this study need to be replicated with a larger sample size and equal numbers in each study condition, each of which would overcome limitations of the current study. The optimal ETMS duration for flaccid stroke patients also needs to be identified in future work, particularly in relation to less impaired patients. Indeed, it seems reasonable that flaccid stroke patients may require a longer ETMS programme with more sessions of longer durations than less impaired patients. In the current study, we believe that repeated ETMS use caused cortical changes that resulted in changes in extension as described earlier. We are currently investigating this hypothesis and resolving the above limitations by examining the functional and neural effects of several ETMS durations using functional magnetic resonance imaging at 4 Tesla. Conclusion ETMS does not appear to convey a functional benefit to flaccid chronic stroke patients. However, ETMS consistently and markedly increases active wrist extension, providing a potential pathway by which patients could participate in other promising interventions. More research is needed concerning the optimal duration, timing, and mechanisms of ETMS in flaccid chronic stroke. References 1 2 3 4 Clinical messages . Electromyography triggered neuromuscular stimulation (ETMS) does not convey functional benefits to stroke patients with limited active wrist extension. . ETMS does, however, appear to increase active wrist extension, regardless of time of presentation. . ETMS may be a pathway by which patients exhibiting no movement may become eligible for other protocols, such as modified constraint-induced therapy. 5 6 7 8 Formisano R, Barbanti P, Catarci T, De Vuono G, Calisse P, Razzano C. Prolonged muscular flaccidity: Frequency and association with unilateral spatial neglect after stroke. Acta Neurol Scand 1993; 88: 313 Á/15. Page SJ, Sisto S, Levine P, McGrath R. Efficacy of modified constraint-induced therapy in chronic stroke: A single blinded randomized controlled trial. Arch Phys Med Rehabil 2004; 85: 14 Á/18. van der Lee JH, Wagenaar RC, Lankhorst GJ, Vogelaar TW, Deville WL, Bouter LM. Forced use of the upper extremity in chronic stroke patients: results from a single-blind randomized clinical trial. Stroke 1999; 30: 2369 Á/75. Page SJ. Imagery improves motor function in chronic stroke patients with hemiplegia: a pilot study. Occup Ther J Res 2000; 20: 200 Á/15. Classen J, Liepert J, Wise SP, Hallett M, Cohen LG. Rapid plasticity of human cortical movement representation induced by practice. J Neurophysiol 1998; 79: 1117 Á/23. Page SJ, Szaflarski J, Kissela B, Lee J, Strakowski S. Modified constraint induced therapy and neural and functional outcomes: Measuring the relationships. Unpublished manuscript. Liepert J, Bauder H, Miltner WHR, Taub E, Weiller C. Treatment-induced cortical reorganization after stroke in humans. Stroke 2000; 31: 1210. Brunnstrom S. Movement therapy in hemiplegia: a neurophysiological approach . New York: Harper and Row, 1970.
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