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Thermal Interface Material Basics for Electronic Engineers
Clemens J.M. Lasance
Philips Research Laboratories, Emeritus
Eindhoven, the Netherlands


Basics of Heat Transfer
To understand the heat transfer properties of thermal interface materials (TIMs) we need to understand
the meaning of thermal conduction, convection and resistance.

Conduction
The notion of thermal conduction is not very old. Biot (1804) and Fourier (1822) were the first to
quantitatively study the heat flow through a piece of solid material. Fourier observed that the heat flow
q was proportional to the temperature difference ΔT over the test piece, proportional to the cross
sectional area A of the bar, and inversely proportional to the length or thickness ℓ., known as Fourier’s
law:
                                                                            A
                                                                   q    k     T                           (1)
                                                                            
The proportionality constant k is called the thermal conductivity in W/mK. It is a material property and a
measure for the ability of a material to conduct heat. The range for engineering materials is from air
(0.03W/mK), via plastics (0.2 W/mK), glass (1 W/mK), aluminium (200 W/mK) to copper (400 W/mK).
Typical TIM values cover the range 0.4-4 W/mK.

Convection
The heat generated in an electronic device is usually transported by conduction to a heat sink or an area
where the heat is transferred to a fluid which is called convection. The fluid can be a gas such as air, or a
‘real’ fluid such as water. As a result, the convection heat is proportional to the area A and the
temperature difference between the wall and the main stream flow:
                                                           q hA T                                         (2)
This equation is commonly known as “Newton’s Cooling Law”; however, it should be realized that it is
neither a law nor was it derived by Newton. In this equation, the proportionality coefficient h is called
the heat transfer coefficient in W/m2 K. As a rule-of-thumb, take for natural convection h=10 W/m2 K and
for fan-driven forced convection h=50 W/m2 K.

Resistance
The last term to discuss shortly is the thermal resistance. In a DC electrical circuit, Ohm’s law describes
the relations between the voltages and the currents. It states that a voltage difference over a resistor
causes an electrical current, which is proportional to the voltage difference: ΔV = I * R.

In steady state heat transfer, a temperature difference causes a heat flow which is proportional to the
temperature difference as is seen in equations (1,2). Both equations can be written in the form ΔT = q *
Rth, with Rth the thermal resistance (also commonly noted as R when there is no chance for misreading it
as an electrical resistance). This is analogous to Ohm’s law. In both the electrical and the thermal case
we observe that a driving force exists (either voltage difference or temperature difference), which
causes a flow (of current, or of heat) over a resistor.
In general, we can write the following equation for the thermal resistance in K/W:
                   T
            R
                   q

            The thermal resistance for conduction is:
                  
            R
                 kA

            The thermal resistance for convection is:
                  1
            R
                 hA

The thermal resistance per unit area is equal to the ratio between thickness t and thermal conductivity
k and is often used to allow for a direct comparison of the heat transfer performance of commercially
available TIMs.
        t
        k

The Role of TIMs in Thermal Management
Heat dissipation of semiconductor packages has become one of the limiting factors in miniaturization.
The thermal budget consists of three parts: 1) the thermal resistance of the package itself, 2) the
convective heat transfer to the outside world (to be improved by better heat sinks, higher air velocities
and/or liquid cooling), and 3) the thermal interface resistance that is defined as the sum of the thermal
resistance of the interface material plus both contact resistances.




Figure 1 Sketch of interface between two materials


Figure 1 shows a TIM between two materials, and it is clear that the effective thermal resistance consists
of the TIM plus two contact resistances. The effective material thickness is called the bond line thickness
(BLT). The problem in a nutshell is that in high-performance applications the interface thermal
resistance can easily account for 80% of the allowed total resistance. Hence, to enable an optimal choice
the thermal performance of TIMs should be known with certain accuracy. The main problem is the often
unknown contact resistance. Measurements are in fact the only choice because no theory exists that
predicts the value with the required accuracy despite serious progress in the science of contact
resistance.

Problems Related to TIM Specifications
Ref [1, 2] discusses the main problem with TIM characterization: the often significant difference
between standard tests performed by TIM manufacturers and real-life tests. It is instructive to
summarize the parameters that are application-specific and may influence the thermal behaviour of the
TIM in the final product.

    In factory assembly applications, the inability to measure the thickness and actual TIM material
    quantity applied with materials such as thermal greases,
    Flatness and surface conditions of both heat sink and component,
    Pressure applied. The current ASTM D5470-01 standard prescribes a pressure of 3 MPa, far above
    what is used in practice (0.1 MPa) (in the next revision the standard will permit for lower pressure
    testing),
    Clip clamping force or screw torque,
    Clip installation,
    Time-dependent phenomena, e.g. reduction in clamping force, warpage, ageing of TIM, pump-out of
    silicones or other fluids or carrier constituents,
    Non-uniform surface heating,
    Thermocouple placement. The best but also most difficult method is to measure the case
    temperature of the package at the hottest spot,
    Presence of manufacturing machining oils, solvents, washing agents, plastic injection molding
    release agents, or other contaminants present on volume-manufactured components,
    Problems increase with higher thermal conductivity (the future direction), because the influence of
    the contact resistances becomes larger.

The conclusion is that it is very difficult or even impossible to reproduce operational contact resistances
in a standardized test method, for the simple reason that the vendor cannot possibly know what the
application will be. However, the conclusion should not be that henceforth the standard test should not
be performed. After all, the vendors are responsible for the characterization of their materials, which
should include information of some reproducible contact resistance. It is the responsibility of the user to
address the application-specific contact resistance issue.


Reliable vendor data should be interpreted as the minimum value a customer can possibly acquire,
given a certain pressure.


In a paper from 2005, Maguire et al. [3] did a series of tests with a high-power amplifier on an extruded
heat sink and demonstrated clearly the huge differences between vendor data and field data. Greases,
gap pads, PCMs and some homemade compounds were compared. The vendor data and the field tests
showed differences of a factor of two. Even the ranking was different. In all cases, the vendor data
underestimated the real-life interface resistance.
Thermal Impedance???
It is important that all people involved use the same terminology to define the performance of TIMs.
The problem is that part of the people (mostly vendors) uses the word 'thermal impedance' as
shorthand for ‘thermal resistance per unit area’. This violates the electrothermal analogy commonly in
use because of two reasons. First, in the electrical world ‘electrical resistance’ and ‘electrical impedance’
have the same unit, namely Ohm. Consequently, 'thermal impedance’ should have the dimension K/W,
not K m2/W. Second, ‘electrical impedance’ is a time-dependent quantity. In limiting cases, for frequency
zero or large enough times approaching steady state, the impedance becomes equal to the resistance.
Sticking to the current definition of ‘thermal impedance’ will cause a lot of confusion in the future,
because the use of dynamic test methods is the obvious choice for application-specific tests, one output
of which is thermal impedance. When quoting the performance of a TIM per area, we propose to use ‘R-
value’ (universally accepted in the building field), ‘thermal resistance per unit area’ or simply ’unit
thermal resistance'.


 Some remarks on the standard test method
The ASTM D-5470 test method is a standard method to measure thermal resistance and bulk
conductivity for TIMs such as pads, tapes, greases and phase change materials. The sample is placed
between a hot meter bar and a cold meter bar and a steady state of heat flux is established. The ASTM
test defines thermal resistance per unit area, , to include the thermal resistance of the material
( material) plus the interfacial contact resistance of the TIM to the substrates ( interface);



                                                             total   =    material   +   interface       (3)



 material   is bulk property and is equal to:


                                                            material     = t/kbulk                        (4)



Where t is the thickness of the sample, and kbulk is the material bulk conductivity. Combining equations 3
and 4:


                                                             total   =    interface   + t/kbulk           (5)



The ASTM method measures total as a function of the thickness of the TIM. If the plot is linear, the
slope of the line is proportional to 1/kbulk, and the intercept is a measure of interface.
Conclusions
In practice the effective thermal resistance is a function of both the chosen TIM, determined by its
thickness and thermal conductivity, and the contact resistances that are usually not known.

It is the responsibility of the designer to estimate this value and judge the relative magnitude of the
TIM and contact resistance contributions.


References
[1] Lasance C. "The urgent need for widely accepted test methods for thermal interface materials", Proc.
    SEMITHERM XIX, March 2003, San Jose, pp.123-128.
[2] Lasance C., Murray C., Saums D., Rencz M., Challenges in Thermal Interface Material Testing Proc.
     SEMITHERM XXII, March 2006, San Jose

[3] Maguire L, Behnia M., Morrison G., Systematic Evaluation of Thermal Interface Materials - Case Study in
     High Power Amplifier Design, Microelectronics Reliability vol.45, pp.711-725, 2005

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Thermal Interface Materials (TIMs): Conudction, Convection, Resistance

  • 1. Thermal Interface Material Basics for Electronic Engineers Clemens J.M. Lasance Philips Research Laboratories, Emeritus Eindhoven, the Netherlands Basics of Heat Transfer To understand the heat transfer properties of thermal interface materials (TIMs) we need to understand the meaning of thermal conduction, convection and resistance. Conduction The notion of thermal conduction is not very old. Biot (1804) and Fourier (1822) were the first to quantitatively study the heat flow through a piece of solid material. Fourier observed that the heat flow q was proportional to the temperature difference ΔT over the test piece, proportional to the cross sectional area A of the bar, and inversely proportional to the length or thickness ℓ., known as Fourier’s law: A q k T (1)  The proportionality constant k is called the thermal conductivity in W/mK. It is a material property and a measure for the ability of a material to conduct heat. The range for engineering materials is from air (0.03W/mK), via plastics (0.2 W/mK), glass (1 W/mK), aluminium (200 W/mK) to copper (400 W/mK). Typical TIM values cover the range 0.4-4 W/mK. Convection The heat generated in an electronic device is usually transported by conduction to a heat sink or an area where the heat is transferred to a fluid which is called convection. The fluid can be a gas such as air, or a ‘real’ fluid such as water. As a result, the convection heat is proportional to the area A and the temperature difference between the wall and the main stream flow: q hA T (2) This equation is commonly known as “Newton’s Cooling Law”; however, it should be realized that it is neither a law nor was it derived by Newton. In this equation, the proportionality coefficient h is called the heat transfer coefficient in W/m2 K. As a rule-of-thumb, take for natural convection h=10 W/m2 K and for fan-driven forced convection h=50 W/m2 K. Resistance The last term to discuss shortly is the thermal resistance. In a DC electrical circuit, Ohm’s law describes the relations between the voltages and the currents. It states that a voltage difference over a resistor causes an electrical current, which is proportional to the voltage difference: ΔV = I * R. In steady state heat transfer, a temperature difference causes a heat flow which is proportional to the temperature difference as is seen in equations (1,2). Both equations can be written in the form ΔT = q * Rth, with Rth the thermal resistance (also commonly noted as R when there is no chance for misreading it as an electrical resistance). This is analogous to Ohm’s law. In both the electrical and the thermal case we observe that a driving force exists (either voltage difference or temperature difference), which causes a flow (of current, or of heat) over a resistor.
  • 2. In general, we can write the following equation for the thermal resistance in K/W: T R q The thermal resistance for conduction is:  R kA The thermal resistance for convection is: 1 R hA The thermal resistance per unit area is equal to the ratio between thickness t and thermal conductivity k and is often used to allow for a direct comparison of the heat transfer performance of commercially available TIMs. t k The Role of TIMs in Thermal Management Heat dissipation of semiconductor packages has become one of the limiting factors in miniaturization. The thermal budget consists of three parts: 1) the thermal resistance of the package itself, 2) the convective heat transfer to the outside world (to be improved by better heat sinks, higher air velocities and/or liquid cooling), and 3) the thermal interface resistance that is defined as the sum of the thermal resistance of the interface material plus both contact resistances. Figure 1 Sketch of interface between two materials Figure 1 shows a TIM between two materials, and it is clear that the effective thermal resistance consists of the TIM plus two contact resistances. The effective material thickness is called the bond line thickness (BLT). The problem in a nutshell is that in high-performance applications the interface thermal resistance can easily account for 80% of the allowed total resistance. Hence, to enable an optimal choice the thermal performance of TIMs should be known with certain accuracy. The main problem is the often
  • 3. unknown contact resistance. Measurements are in fact the only choice because no theory exists that predicts the value with the required accuracy despite serious progress in the science of contact resistance. Problems Related to TIM Specifications Ref [1, 2] discusses the main problem with TIM characterization: the often significant difference between standard tests performed by TIM manufacturers and real-life tests. It is instructive to summarize the parameters that are application-specific and may influence the thermal behaviour of the TIM in the final product. In factory assembly applications, the inability to measure the thickness and actual TIM material quantity applied with materials such as thermal greases, Flatness and surface conditions of both heat sink and component, Pressure applied. The current ASTM D5470-01 standard prescribes a pressure of 3 MPa, far above what is used in practice (0.1 MPa) (in the next revision the standard will permit for lower pressure testing), Clip clamping force or screw torque, Clip installation, Time-dependent phenomena, e.g. reduction in clamping force, warpage, ageing of TIM, pump-out of silicones or other fluids or carrier constituents, Non-uniform surface heating, Thermocouple placement. The best but also most difficult method is to measure the case temperature of the package at the hottest spot, Presence of manufacturing machining oils, solvents, washing agents, plastic injection molding release agents, or other contaminants present on volume-manufactured components, Problems increase with higher thermal conductivity (the future direction), because the influence of the contact resistances becomes larger. The conclusion is that it is very difficult or even impossible to reproduce operational contact resistances in a standardized test method, for the simple reason that the vendor cannot possibly know what the application will be. However, the conclusion should not be that henceforth the standard test should not be performed. After all, the vendors are responsible for the characterization of their materials, which should include information of some reproducible contact resistance. It is the responsibility of the user to address the application-specific contact resistance issue. Reliable vendor data should be interpreted as the minimum value a customer can possibly acquire, given a certain pressure. In a paper from 2005, Maguire et al. [3] did a series of tests with a high-power amplifier on an extruded heat sink and demonstrated clearly the huge differences between vendor data and field data. Greases, gap pads, PCMs and some homemade compounds were compared. The vendor data and the field tests showed differences of a factor of two. Even the ranking was different. In all cases, the vendor data underestimated the real-life interface resistance.
  • 4. Thermal Impedance??? It is important that all people involved use the same terminology to define the performance of TIMs. The problem is that part of the people (mostly vendors) uses the word 'thermal impedance' as shorthand for ‘thermal resistance per unit area’. This violates the electrothermal analogy commonly in use because of two reasons. First, in the electrical world ‘electrical resistance’ and ‘electrical impedance’ have the same unit, namely Ohm. Consequently, 'thermal impedance’ should have the dimension K/W, not K m2/W. Second, ‘electrical impedance’ is a time-dependent quantity. In limiting cases, for frequency zero or large enough times approaching steady state, the impedance becomes equal to the resistance. Sticking to the current definition of ‘thermal impedance’ will cause a lot of confusion in the future, because the use of dynamic test methods is the obvious choice for application-specific tests, one output of which is thermal impedance. When quoting the performance of a TIM per area, we propose to use ‘R- value’ (universally accepted in the building field), ‘thermal resistance per unit area’ or simply ’unit thermal resistance'. Some remarks on the standard test method The ASTM D-5470 test method is a standard method to measure thermal resistance and bulk conductivity for TIMs such as pads, tapes, greases and phase change materials. The sample is placed between a hot meter bar and a cold meter bar and a steady state of heat flux is established. The ASTM test defines thermal resistance per unit area, , to include the thermal resistance of the material ( material) plus the interfacial contact resistance of the TIM to the substrates ( interface); total = material + interface (3) material is bulk property and is equal to: material = t/kbulk (4) Where t is the thickness of the sample, and kbulk is the material bulk conductivity. Combining equations 3 and 4: total = interface + t/kbulk (5) The ASTM method measures total as a function of the thickness of the TIM. If the plot is linear, the slope of the line is proportional to 1/kbulk, and the intercept is a measure of interface.
  • 5. Conclusions In practice the effective thermal resistance is a function of both the chosen TIM, determined by its thickness and thermal conductivity, and the contact resistances that are usually not known. It is the responsibility of the designer to estimate this value and judge the relative magnitude of the TIM and contact resistance contributions. References [1] Lasance C. "The urgent need for widely accepted test methods for thermal interface materials", Proc. SEMITHERM XIX, March 2003, San Jose, pp.123-128. [2] Lasance C., Murray C., Saums D., Rencz M., Challenges in Thermal Interface Material Testing Proc. SEMITHERM XXII, March 2006, San Jose [3] Maguire L, Behnia M., Morrison G., Systematic Evaluation of Thermal Interface Materials - Case Study in High Power Amplifier Design, Microelectronics Reliability vol.45, pp.711-725, 2005