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Dissertation REWARN




A Classification of Warning Systems for
             Natural Hazards

            Martina Sättele

                    FOCP
             Swiss Federal Office for
                 Civil Protection

                       &
                      SLF
           WSL Institute for Snow and
            Avalanche Research SLF
Dissertation   Content of presentation
   REWARN




Research goal    •   Research goal and objective
and objective
                             Warning systems for natural hazards - Application of a generic classification
Hazard
processes
                 •   Hazard processes
Monitoring
possibilities    •   Monitoring possibilities
System
classification   •   System classification
Reliability
criteria         •   Reliability criteria
Conclusion
                 •   Conclusion
Dissertation
                 Role of warning systems in „Integrated Risk Management“
   REWARN


                 •    Mitigate the risk to an object in a scenario by reducing:

Research goal
and objective
                            Warning systems for natural hazards - Application of a generic classification
Hazard
processes
                                                                             •   probability of occurrence
Monitoring
possibilities
                                                                             •   presence probability of object
                                                                             •   vulnerability of object
System
classification                                                               •   value of object
Reliability
criteria
                                                      Source: FOCP
                                                      Swiss Federal Office for
Conclusion                                            Civil Protection



                 •   Warning systems mitigate the risk by reducing the presence probability
                 •   To be able to incorporate warning systems as standard measures in the
                     integrated risk management their reliability must be quantifiable


                                                                                                             3
Dissertation
                 Research goal and objectives
   REWARN



                                                       1. Objective:
                                • Provide an overview of warning systems
Research goal                   • Derive a classification of warning systems
and objective
                          Warning systems for natural hazards - Application of a generic classification
Hazard
processes                                              2. Objective:
                                • Summarize reliability methods applied in industry
Monitoring
possibilities
                                • Identify methods for the required field

System
classification                                           3. Objective:
                                  • Verify reliability methods in case studies
Reliability
criteria                          • Document relevant findings in a guideline
Conclusion




                                                     Research goal
                         Development of a method to quantify the reliability of warning
                                               systems for natural hazards
                                                                                                    4
Dissertation
                 Classification of warning systems
   REWARN



                 •   A recognized classification does not exist at present
                 •   Allows the identification of system reliability criteria
Research goal
and objective
                 •   Requires an holistic approach
                            Warning systems for natural hazards - Application of a generic classification
Hazard
processes

Monitoring                          Human                                    Environment
possibilities                                              Material
                                                            Energy
System                                                   Information
classification                       Material                                   Material
                                      Energy                                     Energy
Reliability                        Information                                Information
criteria
                                                     Technical system
Conclusion


                                                                 Material
                                                                  Energy
                                                               Information


                                  Input              Technical Process        Output



                                                                                                      5
Hazards processes and warning systems in Switzerland
  Dissertation
   REWARN


                 •   Main property damages since 1990: flood, hail and storm                                  (IRV, 2012)



                 •   Statistics are influenced by major events (WSL, Swiss flood and landslide damage database,2009)
Research goal
and objective    •   Historical events show processes with hazard potential                               (PLANAT homepage, 2012)
                                Warning systems for natural hazards - Application of a generic classification
Hazard
processes

Monitoring       •   52 systems in four Cantons were identified
possibilities
                                                                                        atmospheric – meteorological
System
classification                                                                          hydrological – glaciological
                               Nr. of systems identified/ hazard process
                                                                                        geological – geomorphological
Reliability          16                                                                 biological
criteria             14
                     12
                     10                                                                FireLess Schweiz
                                                                                        Meteo System
                                                                                      SED – Swiss
                                                                                       Snow avalanche
                                                                                       Hydrological
Conclusion            8                                                               Seismological
                                                                                       WSL
                                                                                       bulletin SLF
                      6
                      4                                                               Service
                                                                                       (FOEN)
                      2
                      0




                                                                                                                                    6
Natural hazards processes characteristics
  Dissertation
   REWARN

                           trigger
                           events                                    damaging
                                                   hazard event
                                                                       event

                                                     dynamic process parameters
Research goal               variable disposition
and objective
                            Warning systemsdisposition
                                       basic for natural hazards - Application of a generic classification
Hazard
processes
                                                                        (aligned to: Zimmermann, 1997)

Monitoring
possibilities    Example: Debris flow process characteristics:
System
classification
                 •   Basic disposition: steep slope and curvature, glacier
Reliability      •   Variable disposition: availability of loose debris material
criteria

Conclusion       •   Trigger events: rain, snow and ice melting
                 •   Dynamic process parameters: frontal speed, height, volume,
                     discharge, density




                                                                                                         7
Hazard process characteristics and system monitoring parameters
  Dissertation
   REWARN



                           trigger
                           events                                        damaging
                                                       hazard event
                                                                           event
Research goal
and objective                                            dynamic process parameters
                            variable disposition
                            Warning systems          for natural hazards - Application of a generic classification
Hazard
                                              basic disposition
processes

Monitoring
                          warning time                   alarm time
possibilities
                                     system lead time system lead time
System
classification

Reliability      Two situations can be distinguished:
criteria

Conclusion        •   System lead time = alarm time
                        dynamic process parameters (direct)
                  •   System lead time = warning + alarm time
                        variable disposition, triggers (direct/ indirect)


                                                                                                               8
Dissertation
                 Illgraben: Debris flow warning system Canton Valais
   REWARN




Research goal
and objective
                                               Warning systems for natural hazards - Application of a generic classification
Hazard
processes

Monitoring
possibilities

System
classification

Reliability
criteria

Conclusion




                 Source: Christoph Graf, WSL




                                                                                                                         9
Dissertation
                 Preonzo: Rock avalanche warning system Canton Ticino
   REWARN




Research goal
and objective
                          Warning systems for natural hazards - Application of a generic classification
Hazard
processes

Monitoring
possibilities

System
classification

Reliability
criteria

Conclusion




                                                                                                   10
Dissertation
                  SLF Snow avalanche system
   REWARN




Research goal
and objective
                                             Warning systems for natural hazards - Application of a generic classification
Hazard
processes

Monitoring
possibilities

System
classification

Reliability
criteria

Conclusion




                 Source: SLF, MeteoSchweiz

                                                                                                                      11
Dissertation
                 Classification of warning system for natural hazards
   REWARN
                               Type                Threshold                   Expert              Model based
                                                    system                     system              expert system
                  Characteristics                     (34)                       (14)                   (4)
                  Lead time                        alarm (34)               warning (13)            warning (4)
Research goal                                                                alarm (1)
and objective
                  Geographical      Warning systems for natural hazards - Application of national (4) classification
                                                national (2)         national (1)        a generic
Hazard            Coverage                         regional (1)               local (13)            regional (1)
processes                                           local (31)
                  Geographical                      local (34)                local (14)            regional (5)
Monitoring
possibilities
                  resolution
                  Type of monitoring               direct (33)               direct (14)             indirect (5)
System                                                                      indirect (13)
classification
                  First decision instance        threshold (33)            threshold (14)           threshold (1)
Reliability                                                                                            no (3)
criteria          Final decision instance        threshold (33)              expert (14)             experts (4)

Conclusion        Model based decision              no (33)              simple model (14)       complex models (5)
                                               complex models (1)
                  Automated actions                 yes (34)                   no (14)                 no (4)
                  Warning levels                   one (21)                   one (6)               multiple (5)
                                                  multiple (13)              multiple (8)
                  Information receiver       endangered objects (33)   endangered objects (14)   interest groups (5)
                                                    public (1)               public (6)               public (5)
                                                 authorities (31)                                  authorities (5)
                                              system operator (33)

                                                                                                                       12
Dissertation
                  General influences on the system reliability
   REWARN




                 Degree of
Research goal
                 influence
and objective
                              Warning systems for natural hazards - Application of a generic classification
Hazard
processes

Monitoring
possibilities
                             Threshold &                      Human , models &
System
                             automated actions                technical complexity
classification

Reliability
criteria

Conclusion

                                                                                        System
                             Threshold             Expert           Model based          class
                              system               system           expert system




                                                                                                       13
Dissertation
                 Threshold system - reliability criteria
   REWARN



                 •   Choice of sensor type, redundancies, position and fixation
                 •   Choice of threshold value
Research goal
and objective
                 •   Functionality and control of the logger and power supply
                            Warning systems for natural hazards - Application of a generic classification
Hazard
processes
                 •   Functionality and control of alarm transmission
Monitoring
possibilities    •   Functionality and control of alarm facilities/ equipment
System           •   Reduced technical complexity/ number of interfaces
classification

Reliability
criteria
                  Uncertain parameters are technical and data related factors
Conclusion




                                                                                                     14
Dissertation
                 Expert system - reliability criteria
   REWARN



                 •   Availability of measured data on server
                 •   Degree of experts experience and risk attitude
Research goal
and objective
                 •   Quality of models and the natural hazards -of indirect datageneric classification
                             Warning systems for interpretation Application of a
Hazard
processes
                 •   Conduction of preventive and active actions
Monitoring
possibilities    •   Achievement of endangered objectives
System
classification

Reliability       Uncertain parameters are technical, human, data related and
criteria
                     organisational factors
Conclusion




                                                                                                  15
Dissertation
                 Model based expert system - reliability criteria
   REWARN



                 •   Handling of complex data management e.g. redundant servers
                 •   Definition of clear work and decision processes
Research goal
and objective
                 •   Standardisation systemsmeasuringhazards - Application of a generic classification
                            Warning of the for natural stations
Hazard
processes

Monitoring
possibilities     Uncertain parameters are technical, human, data related, organisational
System
classification
                     and standardisation related factors
Reliability
criteria

Conclusion




                                                                                                  16
Dissertation
                 Conclusion
   REWARN



                 •   Warning systems can be classified in
                      •   i) threshold, ii) expert and iii) model based expert systems
Research goal
and objective
                 •   Each class incorporates for natural hazards - Application of a generic classification
                             Warning systems typical system characteristics
Hazard
processes
                 •   The monitored hazard process characteristics determine the system
Monitoring
possibilities        lead time, the system design and the system reliability criteria
System           •   The classification allows the derivation of reliability criteria
classification

Reliability      •   The classification and the derived reliability criteria are an essential
criteria
                     input for the development of a reliability method
Conclusion




                                                                                                      17
Dissertation
   REWARN




Research goal
and objective

Hazard
                    Thank you for your
                 Warning systems for natural hazards - Application of a generic classification
processes

Monitoring
possibilities
                        attention!
System
classification

Reliability
criteria

Conclusion


                         Questions???


                                                                                          18

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Swiss early warning system for natural hazards

  • 1. Dissertation REWARN A Classification of Warning Systems for Natural Hazards Martina Sättele FOCP Swiss Federal Office for Civil Protection & SLF WSL Institute for Snow and Avalanche Research SLF
  • 2. Dissertation Content of presentation REWARN Research goal • Research goal and objective and objective Warning systems for natural hazards - Application of a generic classification Hazard processes • Hazard processes Monitoring possibilities • Monitoring possibilities System classification • System classification Reliability criteria • Reliability criteria Conclusion • Conclusion
  • 3. Dissertation Role of warning systems in „Integrated Risk Management“ REWARN • Mitigate the risk to an object in a scenario by reducing: Research goal and objective Warning systems for natural hazards - Application of a generic classification Hazard processes • probability of occurrence Monitoring possibilities • presence probability of object • vulnerability of object System classification • value of object Reliability criteria Source: FOCP Swiss Federal Office for Conclusion Civil Protection • Warning systems mitigate the risk by reducing the presence probability • To be able to incorporate warning systems as standard measures in the integrated risk management their reliability must be quantifiable 3
  • 4. Dissertation Research goal and objectives REWARN 1. Objective: • Provide an overview of warning systems Research goal • Derive a classification of warning systems and objective Warning systems for natural hazards - Application of a generic classification Hazard processes 2. Objective: • Summarize reliability methods applied in industry Monitoring possibilities • Identify methods for the required field System classification 3. Objective: • Verify reliability methods in case studies Reliability criteria • Document relevant findings in a guideline Conclusion Research goal Development of a method to quantify the reliability of warning systems for natural hazards 4
  • 5. Dissertation Classification of warning systems REWARN • A recognized classification does not exist at present • Allows the identification of system reliability criteria Research goal and objective • Requires an holistic approach Warning systems for natural hazards - Application of a generic classification Hazard processes Monitoring Human Environment possibilities Material Energy System Information classification Material Material Energy Energy Reliability Information Information criteria Technical system Conclusion Material Energy Information Input Technical Process Output 5
  • 6. Hazards processes and warning systems in Switzerland Dissertation REWARN • Main property damages since 1990: flood, hail and storm (IRV, 2012) • Statistics are influenced by major events (WSL, Swiss flood and landslide damage database,2009) Research goal and objective • Historical events show processes with hazard potential (PLANAT homepage, 2012) Warning systems for natural hazards - Application of a generic classification Hazard processes Monitoring • 52 systems in four Cantons were identified possibilities atmospheric – meteorological System classification hydrological – glaciological Nr. of systems identified/ hazard process geological – geomorphological Reliability 16 biological criteria 14 12 10 FireLess Schweiz Meteo System SED – Swiss Snow avalanche Hydrological Conclusion 8 Seismological WSL bulletin SLF 6 4 Service (FOEN) 2 0 6
  • 7. Natural hazards processes characteristics Dissertation REWARN trigger events damaging hazard event event dynamic process parameters Research goal variable disposition and objective Warning systemsdisposition basic for natural hazards - Application of a generic classification Hazard processes (aligned to: Zimmermann, 1997) Monitoring possibilities Example: Debris flow process characteristics: System classification • Basic disposition: steep slope and curvature, glacier Reliability • Variable disposition: availability of loose debris material criteria Conclusion • Trigger events: rain, snow and ice melting • Dynamic process parameters: frontal speed, height, volume, discharge, density 7
  • 8. Hazard process characteristics and system monitoring parameters Dissertation REWARN trigger events damaging hazard event event Research goal and objective dynamic process parameters variable disposition Warning systems for natural hazards - Application of a generic classification Hazard basic disposition processes Monitoring warning time alarm time possibilities system lead time system lead time System classification Reliability Two situations can be distinguished: criteria Conclusion • System lead time = alarm time  dynamic process parameters (direct) • System lead time = warning + alarm time  variable disposition, triggers (direct/ indirect) 8
  • 9. Dissertation Illgraben: Debris flow warning system Canton Valais REWARN Research goal and objective Warning systems for natural hazards - Application of a generic classification Hazard processes Monitoring possibilities System classification Reliability criteria Conclusion Source: Christoph Graf, WSL 9
  • 10. Dissertation Preonzo: Rock avalanche warning system Canton Ticino REWARN Research goal and objective Warning systems for natural hazards - Application of a generic classification Hazard processes Monitoring possibilities System classification Reliability criteria Conclusion 10
  • 11. Dissertation SLF Snow avalanche system REWARN Research goal and objective Warning systems for natural hazards - Application of a generic classification Hazard processes Monitoring possibilities System classification Reliability criteria Conclusion Source: SLF, MeteoSchweiz 11
  • 12. Dissertation Classification of warning system for natural hazards REWARN Type Threshold Expert Model based system system expert system Characteristics (34) (14) (4) Lead time alarm (34) warning (13) warning (4) Research goal alarm (1) and objective Geographical Warning systems for natural hazards - Application of national (4) classification national (2) national (1) a generic Hazard Coverage regional (1) local (13) regional (1) processes local (31) Geographical local (34) local (14) regional (5) Monitoring possibilities resolution Type of monitoring direct (33) direct (14) indirect (5) System indirect (13) classification First decision instance threshold (33) threshold (14) threshold (1) Reliability no (3) criteria Final decision instance threshold (33) expert (14) experts (4) Conclusion Model based decision no (33) simple model (14) complex models (5) complex models (1) Automated actions yes (34) no (14) no (4) Warning levels one (21) one (6) multiple (5) multiple (13) multiple (8) Information receiver endangered objects (33) endangered objects (14) interest groups (5) public (1) public (6) public (5) authorities (31) authorities (5) system operator (33) 12
  • 13. Dissertation General influences on the system reliability REWARN Degree of Research goal influence and objective Warning systems for natural hazards - Application of a generic classification Hazard processes Monitoring possibilities Threshold & Human , models & System automated actions technical complexity classification Reliability criteria Conclusion System Threshold Expert Model based class system system expert system 13
  • 14. Dissertation Threshold system - reliability criteria REWARN • Choice of sensor type, redundancies, position and fixation • Choice of threshold value Research goal and objective • Functionality and control of the logger and power supply Warning systems for natural hazards - Application of a generic classification Hazard processes • Functionality and control of alarm transmission Monitoring possibilities • Functionality and control of alarm facilities/ equipment System • Reduced technical complexity/ number of interfaces classification Reliability criteria  Uncertain parameters are technical and data related factors Conclusion 14
  • 15. Dissertation Expert system - reliability criteria REWARN • Availability of measured data on server • Degree of experts experience and risk attitude Research goal and objective • Quality of models and the natural hazards -of indirect datageneric classification Warning systems for interpretation Application of a Hazard processes • Conduction of preventive and active actions Monitoring possibilities • Achievement of endangered objectives System classification Reliability  Uncertain parameters are technical, human, data related and criteria organisational factors Conclusion 15
  • 16. Dissertation Model based expert system - reliability criteria REWARN • Handling of complex data management e.g. redundant servers • Definition of clear work and decision processes Research goal and objective • Standardisation systemsmeasuringhazards - Application of a generic classification Warning of the for natural stations Hazard processes Monitoring possibilities  Uncertain parameters are technical, human, data related, organisational System classification and standardisation related factors Reliability criteria Conclusion 16
  • 17. Dissertation Conclusion REWARN • Warning systems can be classified in • i) threshold, ii) expert and iii) model based expert systems Research goal and objective • Each class incorporates for natural hazards - Application of a generic classification Warning systems typical system characteristics Hazard processes • The monitored hazard process characteristics determine the system Monitoring possibilities lead time, the system design and the system reliability criteria System • The classification allows the derivation of reliability criteria classification Reliability • The classification and the derived reliability criteria are an essential criteria input for the development of a reliability method Conclusion 17
  • 18. Dissertation REWARN Research goal and objective Hazard Thank you for your Warning systems for natural hazards - Application of a generic classification processes Monitoring possibilities attention! System classification Reliability criteria Conclusion Questions??? 18